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XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT) Create: Alert

All | News | Filings
Date FiledTypeDescription
10/03/2023 3 Roessler Randi Jean (Chief Compliance Officer) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust
07/26/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
12/23/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
11/15/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
11/15/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
11/14/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
11/14/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
11/09/2022 4/A Form 4/A - Statement of changes in beneficial ownership of securities: [Amend]
11/09/2022 4/A Form 4/A - Statement of changes in beneficial ownership of securities: [Amend]
11/09/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
11/09/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
11/09/2022 4/A Form 4/A - Statement of changes in beneficial ownership of securities: [Amend]
11/09/2022 4/A Form 4/A - Statement of changes in beneficial ownership of securities: [Amend]
11/04/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
11/04/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
09/23/2022 4 Spence John Yogi (Adviser Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust
Txns: Bought 1,000 shares @ $6.24, valued at $6.2k
Bought 2,000 shares @ $6.23, valued at $12.5k
09/02/2022 4 Spence John Yogi (Adviser Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust
Txns: Bought 1,000 shares @ $6.97, valued at $7k
Bought 1,000 shares @ $7, valued at $7k
08/22/2022 4 Spence John Yogi (Adviser Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust
Txns: Bought 1,000 shares @ $7.154, valued at $7.2k
Bought 1,000 shares @ $7.16, valued at $7.2k
04/11/2022 4 McCulloch Benjamin (Secretary & CLO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust
Txns: Bought 472 shares @ $8.47, valued at $4k
12/20/2021 4 Spence John Yogi (Adviser Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust
Txns: Bought 135 shares @ $8.54, valued at $1.2k
Bought 3,865 shares @ $8.53, valued at $33k
12/09/2021 4 McGarrity John P (Officer of XAI) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust
Txns: Sold 11,100 shares @ $9.1, valued at $101k
09/20/2021 3 Eagle Point Credit Management LLC (10% Owner) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust
07/27/2021 4 McCulloch Benjamin (Secretary & CLO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust
Txns: Bought 100 shares of beneficial interest @ $8.6663, valued at $866.6
Bought 188 shares of beneficial interest @ $8.665, valued at $1.6k
07/22/2021 4 Brombach Theodore J (President & CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust
Txns: Bought 29,500 shares of beneficial interest @ $8.5, valued at $250.8k
07/21/2021 4 Spence John Yogi (Adviser Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust
Txns: Bought 127 shares of beneficial interest @ $8.4946, valued at $1.1k
Bought 600 shares of beneficial interest @ $8.495, valued at $5.1k
Bought 1,500 shares of beneficial interest @ $8.5, valued at $12.8k
Bought 2,873 shares of beneficial interest @ $8.5, valued at $24.4k
Bought 4,400 shares of beneficial interest @ $8.5, valued at $37.4k
Bought 500 shares of beneficial interest @ $8.5, valued at $4.3k
04/16/2020 3 Gleason Sean Michael (Sub-Adviser Inv Comm Member) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust
03/25/2020 4 FRANKLIN PHILIP G (Trustee) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust
Txns: Bought 10,000 shares of beneficial interest @ $4.038, valued at $40.4k
03/23/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
03/18/2020 4 Brombach Theodore J (President & CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust
Txns: Bought 1,000 shares of beneficial interest @ $4.52, valued at $4.5k
Bought 1,000 shares of beneficial interest @ $4.48, valued at $4.5k
03/16/2020 4 McGarrity John P (Chief Legal & Secretary) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust
Txns: Bought 2,520 shares of beneficial interest @ $5.5374, valued at $14k
03/16/2020 4 Spence John Yogi (Adviser Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust
Txns: Bought 3,000 shares of beneficial interest @ $5.69, valued at $17.1k
03/13/2020 4/A Spence John Yogi (Advisor Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust
Txns: Bought 500 shares of beneficial interest @ $6, valued at $3k
Bought 400 shares of beneficial interest @ $5.95, valued at $2.4k
Bought 400 shares of beneficial interest @ $5.9, valued at $2.4k
Bought 500 shares of beneficial interest @ $5.85, valued at $2.9k
03/12/2020 4 Spence John Yogi (Advisor Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust
Txns: Bought 500 shares of beneficial interest @ $6, valued at $3k
Bought 400 shares of beneficial interest @ $5.95, valued at $2.4k
Bought 400 shares of beneficial interest @ $5.9, valued at $2.4k
Bought 500 shares of beneficial interest @ $5.8, valued at $2.9k
03/10/2020 4 Jones Scott C (Trustee) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust
Txns: Sold 225 shares of beneficial interest @ $6.815, valued at $1.5k
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