News + Filings Key Docs Ownership Insiders
All
All (ex-4s)
10-K
10-Q
8-K
3,4,5
Proxy
Prospectus
Other
|
|
XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)
|
Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 07/26/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/23/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/15/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/15/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/14/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/14/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/09/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/09/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/04/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/04/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 09/23/2022 |
4
| Spence John Yogi (Adviser Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 1,000 shares
@ $6.24, valued at
$6.2k
Bought 2,000 shares
@ $6.23, valued at
$12.5k
|
|
| 09/02/2022 |
4
| Spence John Yogi (Adviser Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 1,000 shares
@ $6.97, valued at
$7k
Bought 1,000 shares
@ $7, valued at
$7k
|
|
| 08/22/2022 |
4
| Spence John Yogi (Adviser Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 1,000 shares
@ $7.154, valued at
$7.2k
Bought 1,000 shares
@ $7.16, valued at
$7.2k
|
|
| 04/11/2022 |
4
| McCulloch Benjamin (Secretary & CLO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 472 shares
@ $8.47, valued at
$4k
|
|
| 12/20/2021 |
4
| Spence John Yogi (Adviser Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 135 shares
@ $8.54, valued at
$1.2k
Bought 3,865 shares
@ $8.53, valued at
$33k
|
|
| 12/09/2021 |
4
| McGarrity John P (Officer of XAI) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Sold 11,100 shares
@ $9.1, valued at
$101k
|
|
| 07/27/2021 |
4
| McCulloch Benjamin (Secretary & CLO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 100 shares of beneficial interest
@ $8.6663, valued at
$866.6
Bought 188 shares of beneficial interest
@ $8.665, valued at
$1.6k
|
|
| 07/22/2021 |
4
| Brombach Theodore J (President & CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 29,500 shares of beneficial interest
@ $8.5, valued at
$250.8k
|
|
| 07/21/2021 |
4
| Spence John Yogi (Adviser Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 127 shares of beneficial interest
@ $8.4946, valued at
$1.1k
Bought 600 shares of beneficial interest
@ $8.495, valued at
$5.1k
Bought 1,500 shares of beneficial interest
@ $8.5, valued at
$12.8k
Bought 2,873 shares of beneficial interest
@ $8.5, valued at
$24.4k
Bought 4,400 shares of beneficial interest
@ $8.5, valued at
$37.4k
Bought 500 shares of beneficial interest
@ $8.5, valued at
$4.3k
|
|
| 03/25/2020 |
4
| FRANKLIN PHILIP G (Trustee) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 10,000 shares of beneficial interest
@ $4.038, valued at
$40.4k
|
|
| 03/23/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/18/2020 |
4
| Brombach Theodore J (President & CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 1,000 shares of beneficial interest
@ $4.52, valued at
$4.5k
Bought 1,000 shares of beneficial interest
@ $4.48, valued at
$4.5k
|
|
| 03/16/2020 |
4
| McGarrity John P (Chief Legal & Secretary) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 2,520 shares of beneficial interest
@ $5.5374, valued at
$14k
|
|
| 03/16/2020 |
4
| Spence John Yogi (Adviser Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 3,000 shares of beneficial interest
@ $5.69, valued at
$17.1k
|
|
| 03/12/2020 |
4
| Spence John Yogi (Advisor Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 500 shares of beneficial interest
@ $6, valued at
$3k
Bought 400 shares of beneficial interest
@ $5.95, valued at
$2.4k
Bought 400 shares of beneficial interest
@ $5.9, valued at
$2.4k
Bought 500 shares of beneficial interest
@ $5.8, valued at
$2.9k
|
|
| 03/10/2020 |
4
| Jones Scott C (Trustee) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Sold 225 shares of beneficial interest
@ $6.815, valued at
$1.5k
|
|
| 03/06/2020 |
4
| Spence John Yogi (Advisor Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 5,000 shares of beneficial interest
@ $7.38, valued at
$36.9k
|
|
| 01/21/2020 |
4
| McCulloch Benjamin (Secretary & CLO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 300 shares of beneficial interest
@ $8.24, valued at
$2.5k
|
|
| 01/13/2020 |
4
| Brombach Theodore J (President&CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 609 shares of beneficial interest
@ $8.2, valued at
$5k
Bought 612 shares of beneficial interest
@ $8.17, valued at
$5k
|
|
| 04/03/2019 |
4
| Dingens Gregory (Trustee) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 1,200 shares of beneficial interest
@ $8.722, valued at
$10.5k
|
|
| 01/18/2019 |
4
| Jones Scott C (Trustee) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 3,008 shares of beneficial interest
@ $8.3099, valued at
$25k
|
|
| 01/15/2019 |
4
| Basmadjian Lauren Michelle (Portfolio Manager) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 4,434 shares
@ $8.08, valued at
$35.8k
Bought 8,066 shares
@ $7.99, valued at
$64.4k
|
|
| 12/26/2018 |
4
| Jones Scott C (Trustee) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 300 shares of beneficial interest
@ $7.37, valued at
$2.2k
|
|
| 12/21/2018 |
4
| Spence John Yogi (CFO & Treasurer) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 2,500 shares of beneficial interest
@ $7.37, valued at
$18.4k
|
|
|
|
|