Rocket


Overview
Financials
News + Filings
Key Docs
Charts
Ownership
Insiders





All
All (ex-4s)
10-K
10-Q
8-K
3,4,5
Proxy
Prospectus
Other


Tags
Employment agrmnt
Quarterly results
Director departure

Smart & Final Stores, Inc. (SFS) Create: Alert

All | News | Filings
Date FiledTypeDescription
06/20/2019 4 AXELROD NORMAN (Director) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Unknown transaction of 98,882 shares @ $6.5, valued at $642.7k
Disposed/sold 1,597 shares @ $6.5, valued at $10.4k
Disposed/sold 31,350 options to buy @ $5.27, valued at $165.2k
06/20/2019 4 ARES CORPORATE OPPORTUNITIES FUND III LP (10% Owner) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Unknown transaction of 44,218,762 shares @ $6.5, valued at $287.4M
06/20/2019 4 ARES CORPORATE OPPORTUNITIES FUND III LP (10% Owner) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Unknown transaction of 44,218,762 shares @ $6.5, valued at $287.4M
06/20/2019 4 TUCHMAN KENNETH I (Director) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Unknown transaction of 23,947 shares @ $6.5, valued at $155.7k
Disposed/sold 2,031 shares @ $6.5, valued at $13.2k
06/20/2019 4 Tesoriero Joseph S. (Director) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Unknown transaction of 28,644 shares @ $6.5, valued at $186.2k
Disposed/sold 1,597 shares @ $6.5, valued at $10.4k
06/20/2019 4 Hopkins Paul N (Director) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Disposed/sold 26,447 shares @ $6.5, valued at $171.9k
Disposed/sold 2,031 shares @ $6.5, valued at $13.2k
06/20/2019 4 WONG EDWARD (EVP, CM & Digital Officer) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Disposed/sold 27,228 shares @ $6.5, valued at $177k
Disposed/sold 75,405 shares @ $6.5, valued at $490.1k
06/20/2019 4 Smith Eugene M. (Group VP and Treasurer) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Unknown transaction of 30,500 shares @ $6.5, valued at $198.3k
Disposed/sold 5,873 shares @ $6.5, valued at $38.2k
Disposed/sold 20,707 shares @ $6.5, valued at $134.6k
Disposed/sold 13,490 options to buy @ $5.27, valued at $71.1k
Disposed/sold 26,790 options to buy @ $5.27, valued at $141.2k
06/20/2019 4 Hong Eleanor (Senior VP and CMO) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Disposed/sold 55,844 shares @ $6.5, valued at $363k
Disposed/sold 57,597 shares @ $6.5, valued at $374.4k
06/20/2019 4 Jones Derek R (President, Smart Foodservice) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Disposed/sold 28,613 shares @ $6.5, valued at $186k
Disposed/sold 122,125 shares @ $6.5, valued at $793.8k
06/20/2019 4 Hirz David G. (President & CEO) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Unknown transaction of 1,312,862 shares @ $6.5, valued at $8.5M
Disposed/sold 119,572 shares @ $6.5, valued at $777.2k
Disposed/sold 479,979 shares @ $6.5, valued at $3.1M
Disposed/sold 839,610 options to buy @ $5.27, valued at $4.4M
06/20/2019 4 Drew Scott R. (EVP, Administration) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Disposed/sold 111,422 shares @ $6.5, valued at $724.2k
Disposed/sold 105,595 shares @ $6.5, valued at $686.4k
Disposed/sold 109,250 options to buy @ $5.27, valued at $575.7k
06/20/2019 4 PHEGLEY RICHARD N (Executive Vice President, CFO) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Disposed/sold 788,299 shares @ $6.5, valued at $5.1M
Disposed/sold 105,595 shares @ $6.5, valued at $686.4k
Disposed/sold 285,570 options to buy @ $5.27, valued at $1.5M
06/20/2019 4 LINK RICHARD A (Group VP, Controller, CAO) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Disposed/sold 141,671 shares @ $6.5, valued at $920.9k
Disposed/sold 12,039 shares @ $6.5, valued at $78.3k
Disposed/sold 67,260 options to buy @ $5.27, valued at $354.5k
06/20/2019 4 SMITH LELAND (SVP, Real Estate, GC & Secy.) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Unknown transaction of 29,914 shares @ $6.5, valued at $194.4k
Disposed/sold 69,025 shares @ $6.5, valued at $448.7k
06/20/2019 4 Rubin Elaine (Director) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Unknown transaction of 17,852 shares @ $6.5, valued at $116k
06/20/2019 4 Giancamilli Andrew A. (Director) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Unknown transaction of 60,644 shares @ $6.5, valued at $394.2k
Disposed/sold 1,597 shares @ $6.5, valued at $10.4k
Disposed/sold 31,350 options to buy @ $5.27, valued at $165.2k
05/29/2019 4 Hirz David G. (President & CEO) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Paid exercise price by delivering 33,054 shares @ $6.55, valued at $216.5k
05/21/2019 4 WONG EDWARD (EVP, CM & Digital Officer) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Paid exercise price by delivering 4,833 shares @ $6.52, valued at $31.5k
05/21/2019 4 SMITH LELAND (SVP, Real Estate, GC & Secy.) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Paid exercise price by delivering 4,833 shares @ $6.52, valued at $31.5k
05/21/2019 4 PHEGLEY RICHARD N (Executive Vice President, CFO) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Paid exercise price by delivering 13,491 shares @ $6.52, valued at $88k
05/21/2019 4 Smith Eugene M. (Group VP and Treasurer) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Paid exercise price by delivering 1,099 shares @ $6.52, valued at $7.2k
05/21/2019 4 LINK RICHARD A (Group VP, Controller, CAO) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Paid exercise price by delivering 2,370 shares @ $6.52, valued at $15.5k
05/21/2019 4 Jones Derek R (President, Smart Foodservice) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Paid exercise price by delivering 8,977 shares @ $6.52, valued at $58.5k
05/21/2019 4 Hong Eleanor (Senior VP and CMO) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Paid exercise price by delivering 4,833 shares @ $6.52, valued at $31.5k
05/21/2019 4 Drew Scott R. (EVP, Administration) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Paid exercise price by delivering 8,861 shares @ $6.52, valued at $57.8k
05/21/2019 4 Hirz David G. (President & CEO) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Paid exercise price by delivering 47,932 shares @ $6.52, valued at $312.5k
05/08/2019 4 WONG EDWARD (EVP, Chief Merch/Digital Offcr) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Granted 6,380 shares @ $0
Granted 12,963 options to buy @ $6.53, valued at $84.6k
05/08/2019 4 Smith Eugene M. (Group VP and Treasurer) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Granted 6,125 shares @ $0
Granted 12,445 options to buy @ $6.53, valued at $81.3k
04/25/2019 4 Hirz David G. (President & CEO) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Granted 66,667 shares @ $0
04/23/2019 4 LINK RICHARD A (Group VP, Controller, CAO) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Paid exercise price by delivering 425 shares @ $6.52, valued at $2.8k
04/23/2019 4 Hong Eleanor (Senior VP and CMO) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Paid exercise price by delivering 1,105 shares @ $6.52, valued at $7.2k
04/23/2019 4 PHEGLEY RICHARD N (Executive Vice President, CFO) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Paid exercise price by delivering 2,804 shares @ $6.52, valued at $18.3k
04/23/2019 4 Hirz David G. (President & CEO) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Paid exercise price by delivering 9,207 shares @ $6.52, valued at $60k
  Next >>

Rocket Data Systems, Inc. © 2019 | Contact Us | Data Disclaimer | Terms of Use | Privacy