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Smart & Final Stores, Inc. (SFS)
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 07/01/2019 |
15-12B
| Form 15-12B - Securities registration termination [Section 12(b)]: |
| 06/20/2019 |
4
| AXELROD NORMAN (Director) has filed a Form 4 on Smart & Final Stores, Inc.|
Txns:
| Unknown transaction of 98,882 shares
@ $6.5, valued at
$642.7k
Disposed/sold 1,597 shares
@ $6.5, valued at
$10.4k
Disposed/sold 31,350 options to buy
@ $5.27, valued at
$165.2k
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| 06/20/2019 |
4
| ARES CORPORATE OPPORTUNITIES FUND III LP (10% Owner) has filed a Form 4 on Smart & Final Stores, Inc.|
Txns:
| Unknown transaction of 44,218,762 shares
@ $6.5, valued at
$287.4M
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| 06/20/2019 |
4
| ARES CORPORATE OPPORTUNITIES FUND III LP (10% Owner) has filed a Form 4 on Smart & Final Stores, Inc.|
Txns:
| Unknown transaction of 44,218,762 shares
@ $6.5, valued at
$287.4M
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| 06/20/2019 |
SC 13G/A
| ARES MANAGEMENT LLC reports a 0% stake in Exit Filing)* Smart & Final Stores, Inc. |
| 06/20/2019 |
4
| TUCHMAN KENNETH I (Director) has filed a Form 4 on Smart & Final Stores, Inc.|
Txns:
| Unknown transaction of 23,947 shares
@ $6.5, valued at
$155.7k
Disposed/sold 2,031 shares
@ $6.5, valued at
$13.2k
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| 06/20/2019 |
4
| Tesoriero Joseph S. (Director) has filed a Form 4 on Smart & Final Stores, Inc.|
Txns:
| Unknown transaction of 28,644 shares
@ $6.5, valued at
$186.2k
Disposed/sold 1,597 shares
@ $6.5, valued at
$10.4k
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| 06/20/2019 |
4
| Hopkins Paul N (Director) has filed a Form 4 on Smart & Final Stores, Inc.|
Txns:
| Disposed/sold 26,447 shares
@ $6.5, valued at
$171.9k
Disposed/sold 2,031 shares
@ $6.5, valued at
$13.2k
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| 06/20/2019 |
4
| WONG EDWARD (EVP, CM & Digital Officer) has filed a Form 4 on Smart & Final Stores, Inc.|
Txns:
| Disposed/sold 27,228 shares
@ $6.5, valued at
$177k
Disposed/sold 75,405 shares
@ $6.5, valued at
$490.1k
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| 06/20/2019 |
4
| Smith Eugene M. (Group VP and Treasurer) has filed a Form 4 on Smart & Final Stores, Inc.|
Txns:
| Unknown transaction of 30,500 shares
@ $6.5, valued at
$198.3k
Disposed/sold 5,873 shares
@ $6.5, valued at
$38.2k
Disposed/sold 20,707 shares
@ $6.5, valued at
$134.6k
Disposed/sold 13,490 options to buy
@ $5.27, valued at
$71.1k
Disposed/sold 26,790 options to buy
@ $5.27, valued at
$141.2k
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| 06/20/2019 |
4
| Hong Eleanor (Senior VP and CMO) has filed a Form 4 on Smart & Final Stores, Inc.|
Txns:
| Disposed/sold 55,844 shares
@ $6.5, valued at
$363k
Disposed/sold 57,597 shares
@ $6.5, valued at
$374.4k
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| 06/20/2019 |
4
| Jones Derek R (President, Smart Foodservice) has filed a Form 4 on Smart & Final Stores, Inc.|
Txns:
| Disposed/sold 28,613 shares
@ $6.5, valued at
$186k
Disposed/sold 122,125 shares
@ $6.5, valued at
$793.8k
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| 06/20/2019 |
4
| Hirz David G. (President & CEO) has filed a Form 4 on Smart & Final Stores, Inc.|
Txns:
| Unknown transaction of 1,312,862 shares
@ $6.5, valued at
$8.5M
Disposed/sold 119,572 shares
@ $6.5, valued at
$777.2k
Disposed/sold 479,979 shares
@ $6.5, valued at
$3.1M
Disposed/sold 839,610 options to buy
@ $5.27, valued at
$4.4M
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| 06/20/2019 |
4
| Drew Scott R. (EVP, Administration) has filed a Form 4 on Smart & Final Stores, Inc.|
Txns:
| Disposed/sold 111,422 shares
@ $6.5, valued at
$724.2k
Disposed/sold 105,595 shares
@ $6.5, valued at
$686.4k
Disposed/sold 109,250 options to buy
@ $5.27, valued at
$575.7k
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| 06/20/2019 |
4
| PHEGLEY RICHARD N (Executive Vice President, CFO) has filed a Form 4 on Smart & Final Stores, Inc.|
Txns:
| Disposed/sold 788,299 shares
@ $6.5, valued at
$5.1M
Disposed/sold 105,595 shares
@ $6.5, valued at
$686.4k
Disposed/sold 285,570 options to buy
@ $5.27, valued at
$1.5M
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| 06/20/2019 |
4
| LINK RICHARD A (Group VP, Controller, CAO) has filed a Form 4 on Smart & Final Stores, Inc.|
Txns:
| Disposed/sold 141,671 shares
@ $6.5, valued at
$920.9k
Disposed/sold 12,039 shares
@ $6.5, valued at
$78.3k
Disposed/sold 67,260 options to buy
@ $5.27, valued at
$354.5k
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| 06/20/2019 |
4
| SMITH LELAND (SVP, Real Estate, GC & Secy.) has filed a Form 4 on Smart & Final Stores, Inc.|
Txns:
| Unknown transaction of 29,914 shares
@ $6.5, valued at
$194.4k
Disposed/sold 69,025 shares
@ $6.5, valued at
$448.7k
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| 06/20/2019 |
4
| Rubin Elaine (Director) has filed a Form 4 on Smart & Final Stores, Inc.|
Txns:
| Unknown transaction of 17,852 shares
@ $6.5, valued at
$116k
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| 06/20/2019 |
4
| Giancamilli Andrew A. (Director) has filed a Form 4 on Smart & Final Stores, Inc.|
Txns:
| Unknown transaction of 60,644 shares
@ $6.5, valued at
$394.2k
Disposed/sold 1,597 shares
@ $6.5, valued at
$10.4k
Disposed/sold 31,350 options to buy
@ $5.27, valued at
$165.2k
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| 06/20/2019 |
25-NSE
| Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities: |
| 06/20/2019 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 06/20/2019 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 06/20/2019 |
8-K
| Completion of Acquisition or Disposition of Assets, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Sta... |
| 06/20/2019 |
GN
| Smart & Final Stores, Inc. and Funds Managed by Affiliates of Apollo Global Management Announce Successful Completion of Previously Announced Transaction |
| 06/18/2019 |
SC 14D9/A
| Form SC 14D9/A - Solicitation, recommendation statements: [Amend] |
| 06/18/2019 |
SC TO-T/A
| Form SC TO-T/A - Tender offer statement by Third Party: [Amend] |
| 06/18/2019 |
GN
| Funds Managed by Affiliates of Apollo Global Management Announce Successful Tender Offer for Smart & Final Stores, Inc. |
| 06/12/2019 |
SC 14D9/A
| Form SC 14D9/A - Solicitation, recommendation statements: [Amend] |
| 06/10/2019 |
GN
| SHAREHOLDER ALERT: Rigrodsky & Long, P.A. Files Class Action Suit Against Smart & Final Stores, Inc. |
| 05/31/2019 |
SC TO-T/A
| Form SC TO-T/A - Tender offer statement by Third Party: [Amend] |
| 05/31/2019 |
SC 14D9/A
| Form SC 14D9/A - Solicitation, recommendation statements: [Amend] |
| 05/29/2019 |
4
| Hirz David G. (President & CEO) has filed a Form 4 on Smart & Final Stores, Inc.|
Txns:
| Paid exercise price by delivering 33,054 shares
@ $6.55, valued at
$216.5k
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| 05/23/2019 |
8-K
| Submission of Matters to a Vote of Security Holders |
| 05/22/2019 |
SC TO-T/A
| Form SC TO-T/A - Tender offer statement by Third Party: [Amend] |
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