Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) [Rocket]

Ownership

Nuveen S&P 500 Dynamic Overwrite Fund (SPXX)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
WELLS FARGO & COMPANY/MN	583,967	-14,049	9,156,606,000	0.00		Hist	06/30/2023
UBS Group AG	367,314	25,330	5,759,483,000	0.00		Hist	06/30/2023
HOWARD WEALTH MANAGEMENT, LLC	298,789	-1,434	4,816,471,000	3.95		Hist	12/31/2022
Raymond James Financial Services Advisors, Inc.	289,227	-8,991	4,662,342,000	0.01		Hist	12/31/2022
Atria Wealth Solutions, Inc.	229,861	229,861	3,604,220,000	0.05		Hist	06/30/2023
MORGAN STANLEY	221,613	-98,208	3,474,907,000	0.00		Hist	06/30/2023
Advisors Asset Management, Inc.	179,918	-905	2,821,114,000	0.06		Hist	06/30/2023
Invesco Ltd.	179,873	-10,959	2,820,409,000	0.00		Hist	06/30/2023
GUGGENHEIM CAPITAL LLC	159,427	95,710	2,499,815,000	0.02		Hist	06/30/2023
LPL Financial LLC	159,822	-59	2,490,025,000	0.00		Hist	03/31/2023
Aviance Capital Partners, LLC	98,749	2,628	1,548,382,000	0.33		Hist	06/30/2023
WOLVERINE ASSET MANAGEMENT LLC	89,849	53,367	1,408,832,000	0.02		Hist	06/30/2023
ROYAL BANK OF CANADA	79,272	2,670	1,243,000,000	0.00		Hist	06/30/2023
DAVENPORT & Co LLC	60,424	-165	974,000,000	0.01		Hist	12/31/2022
AMERIPRISE FINANCIAL INC	57,571	2,718	902,708,000	0.00		Hist	06/30/2023
BANK OF AMERICA CORP /DE/	53,153	7,783	833,434,000	0.00		Hist	06/30/2023
Shaker Financial Services, LLC	51,817	51,817	818,805,000	0.36		Hist	03/31/2023
Shulman DeMeo Asset Management LLC	48,355	-431	779,483,000	0.26		Hist	12/31/2022
ADVISOR GROUP HOLDINGS, INC.	44,009	6,948	690,059,000			Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	31,199	-2,733	502,939,000	0.00		Hist	12/31/2022
TRUIST FINANCIAL CORP	26,170	5,826	421,868,000	0.00		Hist	12/31/2022
GPS Wealth Strategies Group, LLC	26,090	2,910	409,092,000	0.08		Hist	06/30/2023
Private Advisor Group, LLC	26,061	1,735	406,031,000	0.00		Hist	03/31/2023
Steward Partners Investment Advisory, LLC	24,175	400	379,064,000	0.01		Hist	06/30/2023
Cornerstone Advisors, LLC	18,761	18,761	294,172,000	0.01		Hist	06/30/2023
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	18,315	18,315	287,179,000	0.04		Hist	06/30/2023
Sheaff Brock Investment Advisors, LLC	18,223	-1,648	285,737,000	0.02		Hist	06/30/2023
Cetera Advisor Networks LLC	17,801	568	277,342,000	0.00		Hist	03/31/2023
DFPG INVESTMENTS, LLC	16,469	16,469	262,351,000	0.04		Hist	12/31/2022
Western Wealth Management, LLC	15,838	-15,732	255,312,000	0.03		Hist	12/31/2022
ENVESTNET ASSET MANAGEMENT INC	11,337	11,337	177,764,000	0.00		Hist	06/30/2023
Sigma Planning Corp	10,500	-38	169,260,000	0.01		Hist	12/31/2022
PNC FINANCIAL SERVICES GROUP, INC.	7,304	0	114,527,000	0.00		Hist	06/30/2023
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	6,730	-31	105,526,000	0.00		Hist	06/30/2023
Elequin Securities, LLC	5,387	-1,303	84,468,000	0.04		Hist	06/30/2023
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