CAPITAL SOUTHWEST CORP (CSWC) [Rocket]

Ownership

CAPITAL SOUTHWEST CORP (CSWC)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	846,709	-4,738	16,697,093,000	1.02	2.31	Hist	06/30/2023
SANDERS MORRIS HARRIS LLC	669,189	-48,725	15,324,439,000	5.16	1.68	Hist	09/30/2023
Zuckerman Investment Group, LLC	657,576	25,056	11,691,706,000	1.78	1.90	Hist	03/31/2023
Sound Income Strategies, LLC	515,618	48,251	10,167,984,000	1.05	1.40	Hist	06/30/2023
Invesco Ltd.	495,111	-75,442	9,763,589,000	0.00	1.35	Hist	06/30/2023
FIRST MANHATTAN CO. LLC.	393,378	-7,929	7,757,430,000	0.03	1.07	Hist	06/30/2023
Legal & General Group Plc	253,608	33,969	4,998,614,000	0.00	0.69	Hist	06/30/2023
TWO SIGMA INVESTMENTS, LP	220,191	107,566	4,342,167,000	0.01	0.60	Hist	06/30/2023
BlackRock Inc.	186,684	9,452	3,681,408,000	0.00	0.51	Hist	06/30/2023
Advisors Asset Management, Inc.	181,731	-10,634	3,583,735,000	0.07	0.49	Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	170,661	133,992	2,918,303,000	0.00	0.62	Hist	12/31/2022
TWO SIGMA ADVISERS, LP	147,300	-108,100	2,904,756,000	0.01	0.40	Hist	06/30/2023
TECTONIC ADVISORS LLC	149,709	42,987	2,560,017,000	0.40	0.54	Hist	12/31/2022
MCKINLEY CAPITAL MANAGEMENT LLC	126,231	11,242	2,489,275,000	0.33	0.34	Hist	06/30/2023
Golden Green, Inc.	121,164	22,751	2,389,354,000	2.58	0.33	Hist	06/30/2023
CONFLUENCE INVESTMENT MANAGEMENT LLC	96,395	139	2,207,445,000	0.03	0.24	Hist	09/30/2023
Moerus Capital Management LLC	106,270	0	2,095,644,000	0.61	0.29	Hist	06/30/2023
LPL Financial LLC	114,510	10,292	2,035,996,000	0.00	0.33	Hist	03/31/2023
AMERIPRISE FINANCIAL INC	95,096	9,186	1,875,417,000	0.00	0.26	Hist	06/30/2023
ROYAL BANK OF CANADA	90,650	2,319	1,788,000,000	0.00	0.25	Hist	06/30/2023
GraniteShares Advisors LLC	81,912	46,230	1,615,305,000	1.46	0.22	Hist	06/30/2023
Quadrature Capital Ltd	80,358	53,750	1,584,660,000	0.04	0.22	Hist	06/30/2023
B. Riley Wealth Advisors, Inc.	70,843	9,298	1,397,026,000	0.03	0.19	Hist	06/30/2023
MORGAN STANLEY	64,362	15,545	1,269,218,000	0.00	0.18	Hist	06/30/2023
PUTNAM INVESTMENTS LLC	52,019	52,019	1,025,815,000	0.00	0.14	Hist	06/30/2023
REDMONT WEALTH ADVISORS LLC	45,473	45,473	896,728,000	1.54	0.12	Hist	06/30/2023
WELLS FARGO & COMPANY/MN	44,454	15,273	876,637,000	0.00	0.12	Hist	06/30/2023
EMERALD MUTUAL FUND ADVISERS TRUST	40,470	0	798,068,000	0.04	0.11	Hist	06/30/2023
UBS Group AG	39,610	3,466	781,109,000	0.00	0.11	Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	38,082	21,708	753,441,000			Hist	06/30/2023
Cubist Systematic Strategies, LLC	38,196	38,196	753,225,000	0.00	0.10	Hist	06/30/2023
ENVESTNET ASSET MANAGEMENT INC	36,928	-2,008	728,220,000	0.00	0.10	Hist	06/30/2023
ADVISORY RESEARCH INC	36,813	867	725,952,000	0.09	0.10	Hist	06/30/2023
Kestra Advisory Services, LLC	35,311	511	696,333,000	0.01	0.10	Hist	06/30/2023
Cetera Investment Advisers	35,239	13,836	626,549,000	0.01	0.10	Hist	03/31/2023
<< Prev Next >>