TFF Pharmaceuticals, Inc. (TFFP) [Rocket]

Ownership

TFF Pharmaceuticals, Inc. (TFFP)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
AIGH Capital Management LLC	1,555,526	-183,604	731,098,000	0.30	4.30	Hist	06/30/2023
CARLSON CAPITAL L P	1,280,000	0	601,600,000	0.05	3.54	Hist	06/30/2023
VANGUARD GROUP INC	853,663	-14,768	401,221,000	0.00	2.36	Hist	06/30/2023
Worth Venture Partners, LLC	389,110	-38,714	182,882,000	0.10	1.08	Hist	06/30/2023
Sigma Planning Corp	100,891	24,000	105,936,000	0.00	0.40	Hist	12/31/2022
BlackRock Inc.	213,898	-59,543	100,532,000	0.00	0.59	Hist	06/30/2023
GEODE CAPITAL MANAGEMENT, LLC	187,878	0	88,302,000	0.00	0.52	Hist	06/30/2023
GAGNON SECURITIES LLC	161,074	98,810	75,704,000	0.02	0.45	Hist	06/30/2023
UBS Group AG	128,590	-1,190	60,437,000	0.00	0.36	Hist	06/30/2023
MILLENNIUM MANAGEMENT LLC	85,251	-104,796	40,068,000	0.00	0.24	Hist	06/30/2023
STATE STREET CORP	69,929	0	32,867,000	0.00	0.19	Hist	06/30/2023
NORTHERN TRUST CORP	49,238	0	23,142,000	0.00	0.14	Hist	06/30/2023
Lung Therapeutics, Inc.	2,235,000	-715,000	19,824,450			Hist	12/31/2021
PRINCETON CAPITAL MANAGEMENT LLC	20,463	-77,006	9,618,000	0.00	0.06	Hist	06/30/2023
Corient Private Wealth LLC	19,000	19,000	8,930,000	0.00	0.05	Hist	06/30/2023
Tower Research Capital LLC (TRC)	11,841	-2,714	5,565,000	0.00	0.03	Hist	06/30/2023
Meridian Wealth Advisors, LLC	11,577	11,577	5,442,000	0.00	0.03	Hist	06/30/2023
Newbridge Financial Services Group, Inc.	5,000	0	5,250,000	0.00	0.02	Hist	12/31/2022
Quantum Private Wealth, LLC	11,082	0	5,209,000	0.00	0.03	Hist	06/30/2023
THOMPSON DAVIS & CO., INC.	10,000	0	4,700,000	0.01	0.03	Hist	06/30/2023
DRW SECURITIES, L.L.C.	1,000,000	1,000,000	4,060,000	0.09	3.93	Hist	09/30/2022
BANK OF AMERICA CORP /DE/	3,384	-1,488	1,590,000	0.00	0.01	Hist	06/30/2023
WELLS FARGO & COMPANY/MN	2,747	9	1,291,000	0.00	0.01	Hist	06/30/2023
MORGAN STANLEY	1,816	-6,240	854,000	0.00	0.01	Hist	06/30/2023
GROUP ONE TRADING, L.P.	1,768	1,768	831,000	0.00	0.00	Hist	06/30/2023
HM PAYSON & CO	1,500	0	705,000	0.00	0.00	Hist	06/30/2023
DRW Securities, LLC	1,000,000	0	685,000	0.01	3.92	Hist	03/31/2023
ADVISOR GROUP HOLDINGS, INC.	1,000	0	470,000			Hist	06/30/2023
Fermata Advisors, LLC	27,599	5,164	156,000	0.05	0.11	Hist	06/30/2022
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	11,966	0	68,000	0.00	0.05	Hist	06/30/2022
Westside Investment Management, Inc.	50,725	-1,250	53,000	0.00	0.20	Hist	12/31/2022
RENAISSANCE TECHNOLOGIES LLC	100,500	17,902	47,000	0.00	0.28	Hist	06/30/2023
UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGMENT CO	22,066	0	10,000	0.00	0.06	Hist	06/30/2023