AVIGEN INC (AVGN) [Rocket]

Ownership

AVIGEN INC (AVGN)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
BVF INC/IL	8,819,600	0	13,141,000	2.89		Hist	09/30/2009
BIOTECHNOLOGY VALUE FUND L P	8,819,600	0	7,584,856			Hist	01/09/2009
Southpaw Asset Management LP	5,349,635	2,666,214	7,062,000	6.51		Hist	12/31/2009
Bulldog Investors	1,145,068	-528,731	1,751,954			Hist	09/14/2009
Full Value Advisors, LLC	1,145,068	1,145,068	1,706,000	0.78		Hist	09/30/2009
DIMENSIONAL FUND ADVISORS LP	1,050,974	0	1,566,000	0.00		Hist	09/30/2009
MILLENNIUM MANAGEMENT LLC	940,175	0	1,401,000	0.02		Hist	09/30/2009
RENAISSANCE TECHNOLOGIES LLC	1,024,600	3,700	1,271,000	0.00		Hist	12/31/2009
VANGUARD GROUP INC	671,630	36,146	1,001,000	0.00		Hist	09/30/2009
D. E. Shaw & Co., Inc.	150,935	-81,792	225,000	0.00		Hist	09/30/2009
LOEB ARBITRAGE MANAGEMENT LP	128,074	128,074	193,000	0.07		Hist	09/30/2009
Odyssey Value Advisors, LLC	130,580	-2,350,271	168,448			Hist	06/02/2009
CREDIT AGRICOLE S A	39,364	-8,184	54,000	0.00		Hist	12/31/2009
MORGAN STANLEY	28,810	28,810	43,000	0.00		Hist	09/30/2009
WEXFORD CAPITAL LP	24,700	24,700	37,000	0.01		Hist	09/30/2009
STATE STREET CORP	17,802	0	23,000	0.00		Hist	12/31/2009
Ancora Advisors, LLC	10,100	0	15,000	0.01		Hist	09/30/2009
PNC FINANCIAL SERVICES GROUP, INC.	3,640	-90,000	5,424	0.00		Hist	09/30/2009
MERRILL LYNCH & CO., INC.	2,000	0	3,000	0.00		Hist	09/30/2009
CREDIT SUISSE	1,640	-100,000	2,000	0.00		Hist	09/30/2009
KBC Group NV	1,000	0	1,000	0.00		Hist	09/30/2009
BESSEMER GROUP INC	500	0	1,000	0.00		Hist	09/30/2009
BlackRock Investment Management, LLC	1,000	0	1,000	0.00		Hist	09/30/2009
FIFTH THIRD BANCORP	200	0	298	0.00		Hist	09/30/2009