-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ORjKFULpGCvhA/P8IpWyzGzSLyutu+cnlKhG9OR7KhZrMyvlUkylSGTL93mE0FvU rJEWo7oI5hUkjq3V9IsTMg== 0001193125-10-032289.txt : 20100216 0001193125-10-032289.hdr.sgml : 20100215 20100216160907 ACCESSION NUMBER: 0001193125-10-032289 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STATE STREET Corp CENTRAL INDEX KEY: 0000093751 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042456637 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00399 FILM NUMBER: 10607767 BUSINESS ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 617 786-3000 MAIL ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET CORP DATE OF NAME CHANGE: 19970424 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET BOSTON FINANCIAL CORP DATE OF NAME CHANGE: 19780525 13F-HR 1 d13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 13F Form 13F Cover Page Report for Calendar Year or Quarter Ended: December 31, 2009 Check here if amendment [_] Amendment Number ------------------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager filing this report: Name: State Street Corporation Address: One Lincoln Street Boston, Massachusetts 02111 Form 13F File Number: 28-00399 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of the reporting manager: Name: James J. Malerba Title Executive Vice President and Corporate Controller Telephone: 617-664-8697 Signature, Place, and Date of Signing: /s/ James J. Malerba Boston, Massachusetts February 16, 2010 - -------------------------- --------------------------- --------------------- [Signature] [City, State] [Date] Report Type (Check only one): [_] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE List of Other Managers Reporting for this Manager: (if there are no entries in this list, omit this section.) 28-10104 Altrinsic Global Advisors, LLC 28-06213 Eagle Global Advisors LLC 28-06254 Martin Currie Investment Management, LTD 28-06518 First State Investments International Limited 28-06580 LSV Asset Management 28-05015 Systematic Financial Management, L.P. 28-01185 Frontier Capital Management Co. LLC 28-02494 TCW Investment Management Company 28-10234 OFI Institutional Asset Management, Inc 28-05416 Denver Investment Advisors LLC 28-05655 Riverbridge Partners 28-02443 Oppenheimer Capital LLC 28-00074 Jennison Associates LLC 28-01203 C.S. McKee, L.P. Report Summary: Number of Other Included Managers: 11 Form 13F Information Table Entry Total: 3,857 Form 13F Information Table Value Total: 479,393,121 (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name - ----- -------------------- ---------------------------------------------- 1 28-00733 State Street Bank and Trust Company 2 28-11338 SSgA Funds Management, Inc. 3 28-11339 Tuckerman Group, LLC 4 28-11328 Rexiter Capital Management LTD 5 28-11326 State Street Global Advisors LTD 6 28-11327 State Street Global Advisors Ltd. 8 28-11330 State Street Global Advisors, Australia 10 28-11332 State Street Global Advisors (Japan) Co., Ltd. 12 28-11331 State Street Global Advisors Asia LTD 13 28-11334 State Street Global Advisors GmbH 18 28-13812 State Street Global Advisors France, S.A.
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- 1 800 FLOWERS COM CL A 68243Q10 1,312 495,158 SH DEFINED 1,2,6 495,158 1ST SOURCE CORP COM 33690110 6,353 394,849 SH DEFINED 1,2,5,8 394,849 3COM CORP COM 88553510 118,817 15,842,287 SH DEFINED 1,2,5,6,18,8 15,842,287 3-D SYS CORP DEL COM NEW 88554D20 3,562 315,180 SH DEFINED 1,2,6 315,180 3M CO COM 88579Y10 4,406,967 53,307,941 SH DEFINED 1,2,5,6,18,8,10,12,13 53,307,941 3PAR INC COM 88580F10 6,276 529,615 SH DEFINED 1,2,6,8 529,615 4 KIDS ENTMT INC COM 35086510 28 17,836 SH DEFINED 1 17,836 8X8 INC NEW COM 28291410 103 68,963 SH DEFINED 1 68,963 99 CENTS ONLY STORES COM 65440K10 19,701 1,507,378 SH DEFINED 1,2,5,6,8 1,507,378 A C MOORE ARTS & CRA COM 00086T10 57 19,251 SH DEFINED 1 19,251 A D C TELECOMMUNICAT COM NEW 00088630 23,936 3,854,473 SH DEFINED 1,2,5,6,8 3,854,473 A H BELO CORP COM CL A 00128210 407 70,631 SH DEFINED 1 70,631 A123 SYS INC COM 03739T10 4,265 190,065 SH DEFINED 1,2,6,10 190,065 AAON INC COM PAR $0 00036020 5,819 298,574 SH DEFINED 1,2,5,6,8 298,574 AAR CORP COM 00036110 23,349 1,016,039 SH DEFINED 1,2,5,6,8 1,016,039 AARONS INC COM 00253520 55,423 1,998,656 SH DEFINED 1,2,5,6,8,10 1,998,656 AASTROM BIOSCIENCES COM 00253U10 42 137,207 SH DEFINED 1 137,207 ABAXIS INC COM 00256710 12,496 489,078 SH DEFINED 1,2,6,8 489,078 ABB LTD SPONSORED 00037520 1,552 81,239 SH DEFINED 1 81,239 ABBOTT LABS COM 00282410 2,973,924 55,082,859 SH DEFINED 1,2,5,6,18,8,10,12,13 55,082,859 ABERCROMBIE & FITCH CL A 00289620 116,706 3,348,816 SH DEFINED 1,2,5,6,18,8,10,12,13 3,348,816 ABINGTON BANCORP INC COM 00350L10 3,095 449,241 SH DEFINED 1,2 449,241 ABIOMED INC COM 00365410 5,684 651,119 SH DEFINED 1,2,5,6,8 651,119 ABM INDS INC COM 00095710 41,514 2,009,409 SH DEFINED 1,2,5,8 2,009,409 ABOVENET INC COM 00374N10 16,900 259,845 SH DEFINED 1,2,5,8 259,845 ABRAXAS PETE CORP COM 00383010 106 55,220 SH DEFINED 1,2,5 55,220 ABRAXIS BIOSCIENCE I COM 00383Y10 3,072 75,758 SH DEFINED 1,2,5,6,8,10 75,758 ACACIA RESH CORP ACACIA TCH 00388130 5,428 595,835 SH DEFINED 1,2,5 595,835 ACADIA PHARMACEUTICA COM 00422510 50 37,560 SH DEFINED 1 37,560 ACADIA RLTY TR COM SH BEN 00423910 24,975 1,480,422 SH DEFINED 1,2,3,5,8 1,480,422 ACCELRYS INC COM 00430U10 2,875 501,805 SH DEFINED 1,2 501,805 ACCENTURE PLC IRELAN SHS CLASS G1151C10 196,902 4,744,624 SH DEFINED 1,2,5,6,18,8,10,12,13 4,744,624 ACCO BRANDS CORP COM 00081T10 9,298 1,277,254 SH DEFINED 1,2,5,6,8 1,277,254 ACCURAY INC COM 00439710 4,441 791,694 SH DEFINED 1,2,5,6,8 791,694 ACE LTD SHS H0023R10 121,947 2,419,575 SH DEFINED 1,2,5,6,18,8,10,12,13 2,419,575 ACETO CORP COM 00444610 2,482 482,023 SH DEFINED 1,2,8 482,023 ACI WORLDWIDE INC COM 00449810 20,274 1,182,164 SH DEFINED 1,2,5,6,8 1,182,164 ACME PACKET INC COM 00476410 9,131 830,119 SH DEFINED 1,2,5,6,8 830,119 ACORDA THERAPEUTICS COM 00484M10 35,795 1,420,419 SH DEFINED 1,2,5,6,8 1,420,419 ACTEL CORP COM 00493410 7,818 658,067 SH DEFINED 1,2,5,6,8 658,067 ACTIONS SEMICONDUCTO ADR 00507E10 321 133,071 SH DEFINED 2 133,071 ACTIVE POWER INC COM 00504W10 59 55,230 SH DEFINED 1 55,230 ACTIVIDENTITY CORP COM 00506P10 1,842 783,788 SH DEFINED 1,2 783,788 ACTIVISION BLIZZARD COM 00507V10 104,721 9,425,801 SH DEFINED 1,2,5,6,18,8,10,12,13 9,425,801 ACTUANT CORP CL A NEW 00508X20 27,836 1,502,197 SH DEFINED 1,2,5,6,8 1,502,197 ACTUATE CORP COM 00508B10 4,069 950,585 SH DEFINED 1,2,5 950,585 ACUITY BRANDS INC COM 00508Y10 35,854 1,006,012 SH DEFINED 1,2,5,6,8 1,006,012 ACURA PHARMACEUTICAL COM NEW 00509L70 694 130,219 SH DEFINED 1,2 130,219 ACXIOM CORP COM 00512510 36,592 2,724,632 SH DEFINED 1,2,5,6,8 2,724,632 ADAPTEC INC COM 00651F10 9,070 2,707,419 SH DEFINED 1,2,5,8 2,707,419 ADMINISTAFF INC COM 00709410 13,919 590,020 SH DEFINED 1,2,5,6,8 590,020 ADOBE SYS INC COM 00724F10 696,485 18,936,510 SH DEFINED 1,2,5,6,18,8,10,12,13 18,936,510 ADOLOR CORP COM 00724X10 1,521 1,041,514 SH DEFINED 1,2 1,041,514
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- ADTRAN INC COM 00738A10 39,821 1,765,904 SH DEFINED 1,2,5,6,8 1,765,904 ADVANCE AMER CASH AD COM 00739W10 7,578 1,362,949 SH DEFINED 1,2,5 1,362,949 ADVANCE AUTO PARTS I COM 00751Y10 118,991 2,939,501 SH DEFINED 1,2,5,6,18,8,10,12,13 2,939,501 ADVANCED ANALOGIC TE COM 00752J10 3,344 848,633 SH DEFINED 1,2,6 848,633 ADVANCED BATTERY TEC COM 00752H10 3,896 973,916 SH DEFINED 1,2 973,916 ADVANCED ENERGY INDS COM 00797310 11,188 741,884 SH DEFINED 1,2,5,6,8 741,884 ADVANCED MICRO DEVIC NOTE 6.00 007903AL 3,825 4,250,000 SH DEFINED 1,2 4,250,000 ADVANCED MICRO DEVIC COM 00790310 204,830 21,160,103 SH DEFINED 1,2,5,6,18,8,10,12,13 21,160,103 ADVANCED SEMICONDUCT SPONSORED 00756M40 2,219 500,857 SH DEFINED 1,6,8 500,857 ADVENT SOFTWARE INC COM 00797410 22,936 563,124 SH DEFINED 1,2,5,6,8 563,124 ADVENTRX PHARMACEUTI COM 00764X10 22 63,059 SH DEFINED 1 63,059 ADVISORY BRD CO COM 00762W10 10,059 328,189 SH DEFINED 1,2,5,6,8 328,189 AECOM TECHNOLOGY COR COM 00766T10 56,481 2,053,864 SH DEFINED 1,2,5,6,8,10 2,053,864 AEGEAN MARINE PETROL SHS Y0017S10 646 23,512 SH DEFINED 1 23,512 AEGON N V NY REGISTR 00792410 333 51,976 SH DEFINED 1,2 51,976 AEP INDS INC COM 00103110 4,646 121,375 SH DEFINED 1,2 121,375 AERCAP HOLDINGS NV SHS N0098510 743 82,041 SH DEFINED 1,5 82,041 AEROPOSTALE COM 00786510 62,034 1,821,849 SH DEFINED 1,2,5,6,8,10 1,821,849 AEROVIRONMENT INC COM 00807310 8,870 305,009 SH DEFINED 1,2,5,6,8 305,009 AES CORP COM 00130H10 425,813 31,991,983 SH DEFINED 1,2,5,6,18,8,10,12,13 31,991,983 AES TR III PFD CV 6.7 00808N20 879 19,000 SH DEFINED 2 19,000 AETNA INC NEW COM 00817Y10 811,551 25,600,965 SH DEFINED 1,2,5,6,18,8,10,12,13 25,600,965 AFC ENTERPRISES INC COM 00104Q10 4,206 515,389 SH DEFINED 1,2,6 515,389 AFFILIATED COMPUTER CL A 00819010 204,859 3,432,044 SH DEFINED 1,2,5,6,18,8,10,12,13 3,432,044 AFFILIATED MANAGERS COM 00825210 65,624 974,367 SH DEFINED 1,2,5,6,18,8,10 974,367 AFFYMAX INC COM 00826A10 7,664 309,774 SH DEFINED 1,2,6,8 309,774 AFFYMETRIX INC COM 00826T10 16,384 2,805,426 SH DEFINED 1,2,5,6,18,8 2,805,426 AFLAC INC COM 00105510 859,505 18,583,890 SH DEFINED 1,2,5,6,18,8,10,12,13 18,583,890 AGA MED HLDGS INC COM 00836810 3,044 206,065 SH DEFINED 1,2 206,065 AGCO CORP COM 00108410 77,256 2,388,867 SH DEFINED 1,2,5,6,18,8,10,12,13 2,388,867 AGFEED INDUSTRIES IN COM 00846L10 2,283 456,683 SH DEFINED 1,2 456,683 AGILENT TECHNOLOGIES COM 00846U10 371,116 11,944,514 SH DEFINED 1,2,5,6,18,8,10,12,13 11,944,514 AGILYSYS INC COM 00847J10 4,829 530,119 SH DEFINED 1,2 530,119 AGL RES INC COM 00120410 61,216 1,678,520 SH DEFINED 1,2,5,6,8,10 1,678,520 AGREE REALTY CORP COM 00849210 4,801 206,157 SH DEFINED 1,2,3,8 206,157 AGRIUM INC COM 00891610 1,509 24,530 SH DEFINED 1 24,530 AIR METHODS CORP COM PAR $. 00912830 9,820 292,088 SH DEFINED 1,2,6,8 292,088 AIR PRODS & CHEMS IN COM 00915810 647,953 7,993,494 SH DEFINED 1,2,5,6,18,8,10,12,13 7,993,494 AIR TRANSPORT SERVIC COM 00922R10 2,963 1,122,535 SH DEFINED 1,2 1,122,535 AIRCASTLE LTD COM G0129K10 11,206 1,137,688 SH DEFINED 1,2,5,8 1,137,688 AIRGAS INC COM 00936310 147,205 3,092,532 SH DEFINED 1,2,5,6,18,8,10,12,13 3,092,532 AIRTRAN HLDGS INC COM 00949P10 20,570 3,940,676 SH DEFINED 1,2,5,6 3,940,676 AIRVANA INC COM 00950V10 3,541 465,888 SH DEFINED 1,2,6 465,888 AK STL HLDG CORP COM 00154710 119,562 5,600,095 SH DEFINED 1,2,5,6,8,10,12,13 5,600,095 AKAMAI TECHNOLOGIES COM 00971T10 153,315 6,050,301 SH DEFINED 1,2,5,6,18,8,10,12,13 6,050,301 AKEENA SOLAR INC DE COM 00972010 17 13,600 SH DEFINED 1 13,600 AKORN INC COM 00972810 2,015 1,125,447 SH DEFINED 1,2,6 1,125,447 ALAMO GROUP INC COM 01131110 2,401 140,013 SH DEFINED 1,2 140,013 ALASKA AIR GROUP INC COM 01165910 41,849 1,210,909 SH DEFINED 1,2,5,6,8 1,210,909 ALASKA COMMUNICATION COM 01167P10 7,166 898,035 SH DEFINED 1,2,5,6,8 898,035 ALBANY INTL CORP CL A 01234810 14,552 647,916 SH DEFINED 1,2,5,8 647,916 ALBANY MOLECULAR RES COM 01242310 6,422 707,225 SH DEFINED 1,2,5,6 707,225 ALBEMARLE CORP COM 01265310 65,511 1,801,250 SH DEFINED 1,2,5,6,8,10 1,801,250 ALBERTO CULVER CO NE COM 01307810 52,496 1,792,279 SH DEFINED 1,2,5,6,8,10,12 1,792,279 ALCATEL-LUCENT SPONSORED 01390430 963 290,187 SH DEFINED 1,5,8,12 290,187 ALCOA INC NOTE 5.25 013817AT 3,113 1,200,000 SH DEFINED 1,2 1,200,000 ALCOA INC COM 01381710 728,554 45,195,648 SH DEFINED 1,2,5,6,18,8,10,12,13 45,195,648 ALCON INC COM SHS H0130110 39,967 243,184 SH DEFINED 1,2,5,6,8,12 243,184 ALEXANDER & BALDWIN COM 01448210 31,608 923,407 SH DEFINED 1,2,5,6,8,10 923,407 ALEXANDERS INC COM 01475210 21,936 72,057 SH DEFINED 1,2,3,5,6,8 72,057
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- ALEXANDRIA REAL ESTA COM 01527110 93,605 1,455,983 SH DEFINED 1,2,3,5,6,8,10 1,455,983 ALEXION PHARMACEUTIC COM 01535110 61,101 1,251,547 SH DEFINED 1,2,5,6,8,10 1,251,547 ALEXZA PHARMACEUTICA COM 01538410 32 13,400 SH DEFINED 1 13,400 ALICO INC COM 01623010 2,045 71,864 SH DEFINED 1,2,5 71,864 ALIGN TECHNOLOGY INC COM 01625510 23,446 1,315,709 SH DEFINED 1,2,5,6,8 1,315,709 ALKERMES INC COM 01642T10 34,856 3,704,100 SH DEFINED 1,2,5,6,8 3,704,100 ALLEGHANY CORP DEL COM 01717510 16,615 60,200 SH DEFINED 1,2,5,8,10 60,200 ALLEGHENY ENERGY INC COM 01736110 174,361 7,425,958 SH DEFINED 1,2,5,6,18,8,10,12,13 7,425,958 ALLEGHENY TECHNOLOGI COM 01741R10 208,384 4,654,551 SH DEFINED 1,2,5,6,18,8,10,12,13 4,654,551 ALLEGIANT TRAVEL CO COM 01748X10 15,820 335,385 SH DEFINED 1,2,5,6,8 335,385 ALLERGAN INC NOTE 1.50 018490AL 1,669 1,450,000 SH DEFINED 1,2 1,450,000 ALLERGAN INC COM 01849010 669,317 10,622,400 SH DEFINED 1,2,5,6,18,8,10,12,13 10,622,400 ALLETE INC COM NEW 01852230 24,602 752,827 SH DEFINED 1,2,5,8 752,827 ALLIANCE DATA SYSTEM NOTE 1.75 018581AD 1,783 1,750,000 SH DEFINED 1,2 1,750,000 ALLIANCE DATA SYSTEM COM 01858110 91,132 1,410,929 SH DEFINED 1,2,5,6,18,8,10,12,13 1,410,929 ALLIANCE FIBER OPTIC COM 01868010 19 15,571 SH DEFINED 1 15,571 ALLIANCE FINANCIAL C COM 01920510 2,130 78,463 SH DEFINED 1,2 78,463 ALLIANCE HEALTHCARE COM NEW 01860620 3,768 659,966 SH DEFINED 1,2,5,6 659,966 ALLIANCE ONE INTL IN COM 01877210 9,563 1,959,714 SH DEFINED 1,2,5 1,959,714 ALLIANCEBERNSTEIN HO UNIT LTD P 01881G10 284 10,100 SH DEFINED 1 10,100 ALLIANT ENERGY CORP COM 01880210 87,060 2,877,074 SH DEFINED 1,2,5,6,18,8,10,12,13 2,877,074 ALLIANT TECHSYSTEMS COM 01880410 70,995 804,294 SH DEFINED 1,2,5,6,8,10,12 804,294 ALLIED CAP CORP NEW COM 01903Q10 15,182 4,205,579 SH DEFINED 1,2,5,6,8 4,205,579 ALLIED HEALTHCARE IN COM 01923A10 2,800 962,284 SH DEFINED 1,2 962,284 ALLIED IRISH BKS P L SPON ADR O 01922840 64 18,252 SH DEFINED 1 18,252 ALLIED NEVADA GOLD C COM 01934410 16,168 1,072,175 SH DEFINED 1,2,6 1,072,175 ALLIED WRLD ASSUR CO SHS G0219G20 30,383 659,507 SH DEFINED 1,2,5,8,10 659,507 ALLION HEALTHCARE IN COM 01961510 2,597 395,907 SH DEFINED 1,2,5 395,907 ALLIS CHALMERS ENERG COM PAR $. 01964550 4,352 1,154,300 SH DEFINED 1,2,5,8 1,154,300 ALLOS THERAPEUTICS I COM 01977710 9,152 1,390,874 SH DEFINED 1,2,5,6,8 1,390,874 ALLOY INC NEW COM 01985530 82 10,486 SH DEFINED 1 10,486 ALLSCRIPT MISYS HEAL COM 01988P10 14,665 724,927 SH DEFINED 1,2,5,6,8,10 724,927 ALLSTATE CORP COM 02000210 632,757 21,063,825 SH DEFINED 1,2,5,6,18,8,10,12,13 21,063,825 ALMOST FAMILY INC COM 02040910 6,085 153,943 SH DEFINED 1,2,6,8 153,943 ALNYLAM PHARMACEUTIC COM 02043Q10 12,913 732,841 SH DEFINED 1,2,5,6,8 732,841 ALON USA ENERGY INC COM 02052010 1,439 210,372 SH DEFINED 1,2,5,6 210,372 ALPHA NATURAL RESOUR COM 02076X10 114,746 2,645,131 SH DEFINED 1,2,5,6,18,8,10,12,13 2,645,131 ALPHATEC HOLDINGS IN COM 02081G10 3,092 578,965 SH DEFINED 1,2 578,965 ALTAIR NANOTECHNOLOG COM 02137310 88 100,419 SH DEFINED 1,5 100,419 ALTERA CORP COM 02144110 238,507 10,539,419 SH DEFINED 1,2,5,6,18,8,10,12,13 10,539,419 ALTISOURCE PORTFOLIO REG SHS L0175J10 374 17,804 SH DEFINED 1,2,5,8 17,804 ALTRA HOLDINGS INC COM 02208R10 8,180 662,383 SH DEFINED 1,2,8 662,383 ALTRIA GROUP INC COM 02209S10 1,669,809 85,064,138 SH DEFINED 1,2,5,6,18,8,10,12,13 85,064,138 ALUMINA LTD SPONSORED 02220510 141 21,533 SH DEFINED 1 21,533 ALVARION LTD SHS M0861T10 193 51,508 SH DEFINED 1,2 51,508 AMAG PHARMACEUTICALS COM 00163U10 13,988 367,818 SH DEFINED 1,2,5,6,8 367,818 AMAZON COM INC COM 02313510 1,544,795 11,483,760 SH DEFINED 1,2,5,6,18,8,10,12,13 11,483,760 AMB PROPERTY CORP COM 00163T10 135,967 5,321,623 SH DEFINED 1,2,3,5,6,18,8,10,12,13 5,321,623 AMBAC FINL GROUP INC COM 02313910 5,261 6,338,216 SH DEFINED 1,2,5,6,8 6,338,216 AMBASSADORS GROUP IN COM 02317710 5,064 381,906 SH DEFINED 1,2,5,6,8 381,906 AMCOL INTL CORP COM 02341W10 15,273 537,394 SH DEFINED 1,2,5,8 537,394 AMCORE FINL INC COM 02391210 44 35,592 SH DEFINED 1,2 35,592 AMDOCS LTD ORD G0260210 71,142 2,493,590 SH DEFINED 1,2,5,6,8,10,12 2,493,590 AMEDISYS INC COM 02343610 33,876 697,034 SH DEFINED 1,2,5,6,8 697,034 AMERCO COM 02358610 10,226 205,680 SH DEFINED 1,2,5,6,8 205,680 AMEREN CORP COM 02360810 283,502 10,143,186 SH DEFINED 1,2,5,6,18,8,10,12,13 10,143,186 AMERICA MOVIL SAB DE SPON ADR L 02364W10 168,201 3,580,273 SH DEFINED 1,2,4,5,6,18,8,10 3,580,273 AMERICA SVC GROUP IN COM 02364L10 2,257 142,247 SH DEFINED 1,2,5 142,247 AMERICAN APPAREL INC COM 02385010 1,788 576,772 SH DEFINED 1,2,5,6,8 576,772 AMERICAN AXLE & MFG COM 02406110 7,541 940,260 SH DEFINED 1,2,5,6 940,260
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- AMERICAN CAMPUS CMNT COM 02483510 53,555 1,905,863 SH DEFINED 1,2,3,5,8 1,905,863 AMERICAN CAP LTD COM 02503Y10 14,367 5,888,289 SH DEFINED 1,2,5,6,8,10 5,888,289 AMERICAN CAPITAL AGE COM 02503X10 10,151 382,496 SH DEFINED 1,2,18,8 382,496 AMERICAN CARESOURCE COM 02505A10 313 130,307 SH DEFINED 1,2 130,307 AMERICAN COMMERCIAL COM PAR $0 02519540 3,661 199,728 SH DEFINED 1,2,5,6 199,728 AMERICAN DAIRY INC COM 02533410 4,291 197,907 SH DEFINED 1,2,6,8 197,907 AMERICAN DENTAL PART COM 02535310 4,235 328,522 SH DEFINED 1,2 328,522 AMERICAN EAGLE OUTFI COM 02553E10 88,070 5,186,713 SH DEFINED 1,2,5,6,18,8,10,12,13 5,186,713 AMERICAN ECOLOGY COR COM NEW 02553340 6,437 377,771 SH DEFINED 1,2,5,8 377,771 AMERICAN ELEC PWR IN COM 02553710 730,842 21,007,233 SH DEFINED 1,2,5,6,18,8,10,12,13 21,007,233 AMERICAN EQTY INVT L COM 02567620 11,174 1,501,834 SH DEFINED 1,2,5,8 1,501,834 AMERICAN EXPRESS CO COM 02581610 2,010,123 49,608,162 SH DEFINED 1,2,5,6,18,8,10,12,13 49,608,162 AMERICAN FINL GROUP COM 02593210 43,409 1,739,857 SH DEFINED 1,2,5,6,8,10 1,739,857 AMERICAN GREETINGS C CL A 02637510 32,277 1,481,286 SH DEFINED 1,2,5,6,8 1,481,286 AMERICAN INTL GROUP UNIT 99/99 02687411 1,397 123,350 SH DEFINED 1,2 123,350 AMERICAN INTL GROUP COM NEW 02687478 153,368 5,115,664 SH DEFINED 1,2,5,6,18,8,10,12,13 5,115,664 AMERICAN ITALIAN PAS CL A 02707010 16,225 466,363 SH DEFINED 1,2,6,8 466,363 AMERICAN MED SYS HLD COM 02744M10 45,463 2,356,805 SH DEFINED 1,2,5,6,18,8 2,356,805 AMERICAN NATL BANKSH COM 02774510 2,352 107,394 SH DEFINED 1,2 107,394 AMERICAN NATL INS CO COM 02859110 19,589 164,009 SH DEFINED 1,2,5,6,8,10 164,009 AMERICAN OIL & GAS I COM 02872310 113 26,900 SH DEFINED 1 26,900 AMERICAN ORIENTAL BI COM 02873110 6,135 1,319,386 SH DEFINED 1,2,5,6,8 1,319,386 AMERICAN PHYSICIANS COM 02888210 3,175 137,646 SH DEFINED 1,2 137,646 AMERICAN PHYSICIANS COM 02888410 7,454 245,831 SH DEFINED 1,2,8 245,831 AMERICAN PUBLIC EDUC COM 02913V10 13,808 401,869 SH DEFINED 1,2,5,6,8 401,869 AMERICAN RAILCAR IND COM 02916P10 2,759 250,389 SH DEFINED 1,2,5 250,389 AMERICAN REPROGRAPHI COM 02926310 5,606 799,711 SH DEFINED 1,2,5,8 799,711 AMERICAN RLTY INVS I COM 02917410 323 26,354 SH DEFINED 1,2 26,354 AMERICAN SAFETY INS ORD G0299510 2,605 180,309 SH DEFINED 1,2,5 180,309 AMERICAN SCIENCE & E COM 02942910 14,707 193,922 SH DEFINED 1,2,5,6,8 193,922 AMERICAN SOFTWARE IN CL A 02968310 2,713 452,122 SH DEFINED 1,2 452,122 AMERICAN STS WTR CO COM 02989910 36,679 1,035,834 SH DEFINED 1,2,5,8 1,035,834 AMERICAN SUPERCONDUC COM 03011110 38,114 931,872 SH DEFINED 1,2,5,6,8 931,872 AMERICAN TECHNOLOGY COM NEW 03014520 42 28,203 SH DEFINED 1 28,203 AMERICAN TOWER CORP CL A 02991220 596,876 13,813,375 SH DEFINED 1,2,5,6,18,8,10,12,13 13,813,375 AMERICAN VANGUARD CO COM 03037110 3,418 411,856 SH DEFINED 1,2,8 411,856 AMERICAN WOODMARK CO COM 03050610 5,298 269,188 SH DEFINED 1,2,5,8 269,188 AMERICAN WTR WKS CO COM 03042010 30,007 1,339,022 SH DEFINED 1,2,5,6,18,8,10,12,13 1,339,022 AMERICANWEST BANCORP COM 03058P10 6 15,968 SH DEFINED 1 15,968 AMERICAS CAR MART IN COM 03062T10 5,460 207,376 SH DEFINED 1,2,5 207,376 AMERICREDIT CORP COM 03060R10 41,141 2,160,784 SH DEFINED 1,2,5,6,8,10 2,160,784 AMERIGON INC COM 03070L30 3,091 389,298 SH DEFINED 1,2,5 389,298 AMERIGROUP CORP COM 03073T10 38,646 1,433,467 SH DEFINED 1,2,5,6,8 1,433,467 AMERIPRISE FINL INC COM 03076C10 412,127 10,616,347 SH DEFINED 1,2,5,6,18,8,10,12,13 10,616,347 AMERIS BANCORP COM 03076K10 2,215 309,421 SH DEFINED 1,2 309,421 AMERISAFE INC COM 03071H10 8,206 456,637 SH DEFINED 1,2,8 456,637 AMERISERV FINL INC COM 03074A10 17 10,294 SH DEFINED 1 10,294 AMERISOURCEBERGEN CO COM 03073E10 324,945 12,464,330 SH DEFINED 1,2,5,6,18,8,10,12,13 12,464,330 AMERISTAR CASINOS IN COM 03070Q10 9,183 602,951 SH DEFINED 1,2,5,8 602,951 AMERITYRE CORP COM 03073V10 4 12,400 SH DEFINED 1 12,400 AMERON INTL INC COM 03071010 41,615 655,775 SH DEFINED 1,2,5,8 655,775 AMES NATL CORP COM 03100110 2,608 123,559 SH DEFINED 1,2 123,559 AMETEK INC NEW COM 03110010 99,510 2,602,253 SH DEFINED 1,2,5,6,18,8,10,12,13 2,602,253 AMGEN INC NOTE 0.12 031162AN 6,567 6,650,000 SH DEFINED 1,2 6,650,000 AMGEN INC NOTE 0.37 031162AQ 4,830 4,800,000 SH DEFINED 2 4,800,000 AMGEN INC COM 03116210 2,115,122 37,389,460 SH DEFINED 1,2,5,6,18,8,10,12,13 37,389,460 AMICAS INC COM 00171210 3,257 598,793 SH DEFINED 1,2 598,793 AMICUS THERAPEUTICS COM 03152W10 1,232 310,375 SH DEFINED 1,2 310,375 AMKOR TECHNOLOGY INC COM 03165210 24,032 3,356,435 SH DEFINED 1,2,5,6,8 3,356,435 AMN HEALTHCARE SERVI COM 00174410 7,675 847,167 SH DEFINED 1,2,5,6,8 847,167
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- AMPAL AMERN ISRAEL C CL A 03201510 934 345,803 SH DEFINED 1,2 345,803 AMPCO-PITTSBURGH COR COM 03203710 7,504 238,010 SH DEFINED 1,2,8 238,010 AMPHENOL CORP NEW CL A 03209510 272,934 5,910,211 SH DEFINED 1,2,5,6,18,8,10,12,13 5,910,211 AMR CORP COM 00176510 30,708 3,972,571 SH DEFINED 1,2,5,6,8,10 3,972,571 AMREP CORP NEW COM 03215910 426 31,072 SH DEFINED 1,2 31,072 AMSURG CORP COM 03232P40 16,245 737,732 SH DEFINED 1,2,5,8 737,732 AMTRUST FINANCIAL SE COM 03235930 7,721 653,244 SH DEFINED 1,2,5,8 653,244 AMYLIN PHARMACEUTICA NOTE 3.00 032346AF 1,131 1,450,000 SH DEFINED 1,2 1,450,000 AMYLIN PHARMACEUTICA COM 03234610 36,580 2,577,850 SH DEFINED 1,2,5,6,18,8,10 2,577,850 ANADARKO PETE CORP COM 03251110 1,203,812 19,285,680 SH DEFINED 1,2,5,6,18,8,10,12,13 19,285,680 ANADIGICS INC COM 03251510 5,356 1,269,143 SH DEFINED 1,2,6,8 1,269,143 ANADYS PHARMACEUTICA COM 03252Q40 63 29,729 SH DEFINED 1 29,729 ANALOG DEVICES INC COM 03265410 332,903 10,541,585 SH DEFINED 1,2,5,6,18,8,10,12,13 10,541,585 ANALOGIC CORP COM PAR $0 03265720 11,146 289,437 SH DEFINED 1,2,5,8 289,437 ANALYSTS INTL CORP COM 03268110 11 17,048 SH DEFINED 1 17,048 ANAREN INC COM 03274410 5,439 361,399 SH DEFINED 1,2,6 361,399 ANCESTRY COM INC COM 03280310 1,436 102,505 SH DEFINED 1,2 102,505 ANCHOR BANCORP WIS I COM 03283910 31 49,645 SH DEFINED 1 49,645 ANDERSONS INC COM 03416410 11,589 448,830 SH DEFINED 1,2,5,8 448,830 ANESIVA INC COM COM 03460L10 2 10,685 SH DEFINED 1 10,685 ANGIODYNAMICS INC COM 03475V10 8,805 548,598 SH DEFINED 1,2,8 548,598 ANGLOGOLD ASHANTI LT SPONSORED 03512820 31,237 777,430 SH DEFINED 1,2,6,18 777,430 ANIMAL HEALTH INTL I COM 03525N10 33 13,800 SH DEFINED 1 13,800 ANIXTER INTL INC COM 03529010 35,406 751,726 SH DEFINED 1,2,5,6,8 751,726 ANNALY CAP MGMT INC COM 03571040 204,211 11,770,078 SH DEFINED 1,2,5,6,18,8,10,12,13 11,770,078 ANNTAYLOR STORES COR COM 03611510 32,543 2,385,865 SH DEFINED 1,2,5,6,8 2,385,865 ANSYS INC COM 03662Q10 82,877 1,906,961 SH DEFINED 1,2,5,6,8,10 1,906,961 ANTARES PHARMA INC COM 03664210 41 36,092 SH DEFINED 1 36,092 ANTE4 INC COM 03665E10 26 25,291 SH DEFINED 1 25,291 ANTIGENICS INC DEL COM 03703210 26 40,922 SH DEFINED 1 40,922 ANWORTH MORTGAGE ASS COM 03734710 19,144 2,734,898 SH DEFINED 1,2,5,8 2,734,898 AOL INC COM 00184X10 57,328 2,462,524 SH DEFINED 1,2,5,6,18,8,10,12,13 2,462,524 AON CORP COM 03738910 550,279 14,352,616 SH DEFINED 1,2,5,6,18,8,10,12,13 14,352,616 APAC CUSTOMER SERVIC COM 00185E10 3,010 504,972 SH DEFINED 1,2,6 504,972 APACHE CORP COM 03741110 1,342,883 13,016,219 SH DEFINED 1,2,5,6,18,8,10,12,13 13,016,219 APARTMENT INVT & MGM CL A 03748R10 85,474 5,368,955 SH DEFINED 1,2,3,5,6,18,8,10,12,13 5,368,955 APCO OIL & GAS INTER SHS G0471F10 3,962 179,297 SH DEFINED 1,2 179,297 APOGEE ENTERPRISES I COM 03759810 21,146 1,510,405 SH DEFINED 1,2,5,8 1,510,405 APOLLO COML REAL EST COM 03762U10 2,659 147,800 SH DEFINED 1,2 147,800 APOLLO GROUP INC CL A 03760410 295,782 4,882,495 SH DEFINED 1,2,5,6,18,8,10,12,13 4,882,495 APOLLO INVT CORP COM 03761U10 50,406 5,283,661 SH DEFINED 1,2,5,6,8 5,283,661 APPLE INC COM 03783310 6,739,351 31,980,670 SH DEFINED 1,2,5,6,18,8,10,12,13 31,980,670 APPLIED ENERGETICS I COM 03819M10 16 46,638 SH DEFINED 1 46,638 APPLIED INDL TECHNOL COM 03820C10 21,279 964,150 SH DEFINED 1,2,5,8 964,150 APPLIED MATLS INC COM 03822210 645,252 46,287,804 SH DEFINED 1,2,5,6,18,8,10,12,13 46,287,804 APPLIED MICRO CIRCUI COM NEW 03822W40 11,076 1,482,687 SH DEFINED 1,2,5,6,8 1,482,687 APPLIED SIGNAL TECHN COM 03823710 6,630 343,877 SH DEFINED 1,2,6,8 343,877 APPROACH RESOURCES I COM 03834A10 2,211 286,453 SH DEFINED 1,2,6 286,453 APTARGROUP INC COM 03833610 52,063 1,456,718 SH DEFINED 1,2,5,6,8,10 1,456,718 AQUA AMERICA INC COM 03836W10 48,594 2,775,202 SH DEFINED 1,2,5,6,18,8,10 2,775,202 ARBITRON INC COM 03875Q10 13,643 582,552 SH DEFINED 1,2,5,6,8 582,552 ARBOR RLTY TR INC COM 03892310 58 28,989 SH DEFINED 1 28,989 ARCADIA RES INC COM 03920910 42 83,800 SH DEFINED 1 83,800 ARCELORMITTAL SA LUX NOTE 5.00 03938LAK 2,733 1,650,000 SH DEFINED 1,2 1,650,000 ARCELORMITTAL SA LUX NY REGISTR 03938L10 776 16,967 SH DEFINED 1 16,967 ARCH CAP GROUP LTD ORD G0450A10 74,829 1,045,832 SH DEFINED 1,2,5,6,18,8,10,12,13 1,045,832 ARCH CHEMICALS INC COM 03937R10 17,461 565,432 SH DEFINED 1,2,5,8 565,432 ARCH COAL INC COM 03938010 120,677 5,423,697 SH DEFINED 1,2,5,6,18,8,10,12,13 5,423,697 ARCHER DANIELS MIDLA NOTE 0.87 039483AW 2,724 2,600,000 SH DEFINED 1,2 2,600,000 ARCHER DANIELS MIDLA COM 03948310 784,013 25,040,333 SH DEFINED 1,2,5,6,18,8,10,12,13 25,040,333
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- ARCHER DANIELS MIDLA UNIT 99/99 03948320 2,856 65,500 SH DEFINED 2 65,500 ARCHIPELAGO LEARNING COM 03956P10 2,414 116,642 SH DEFINED 1,2 116,642 ARCSIGHT INC COM 03966610 11,170 436,655 SH DEFINED 1,2,5,6,18,8 436,655 ARCTIC CAT INC COM 03967010 389 42,448 SH DEFINED 1 42,448 ARDEA BIOSCIENCES IN COM 03969P10 3,602 257,255 SH DEFINED 1,2 257,255 ARDEN GROUP INC CL A 03976210 2,568 26,852 SH DEFINED 1,2,6 26,852 ARENA PHARMACEUTICAL COM 04004710 6,887 1,939,955 SH DEFINED 1,2,5,6,8 1,939,955 ARENA RESOURCES INC COM 04004910 35,637 826,450 SH DEFINED 1,2,5,6,8 826,450 ARES CAP CORP COM 04010L10 31,513 2,531,168 SH DEFINED 1,2,8 2,531,168 ARGAN INC COM 04010E10 1,615 112,232 SH DEFINED 1,2 112,232 ARGO GROUP INTL HLDG COM G0464B10 22,427 769,630 SH DEFINED 1,2,5,8 769,630 ARGON ST INC COM 04014910 6,449 297,053 SH DEFINED 1,2,5,8 297,053 ARIAD PHARMACEUTICAL COM 04033A10 4,858 2,130,543 SH DEFINED 1,2 2,130,543 ARIBA INC COM NEW 04033V20 23,349 1,864,903 SH DEFINED 1,2,5,6,8 1,864,903 ARKANSAS BEST CORP D COM 04079010 18,902 642,276 SH DEFINED 1,2,5,8 642,276 ARM HLDGS PLC SPONSORED 04206810 182 21,304 SH DEFINED 1 21,304 ARMOUR RESIDENTIAL R COM 04231510 156 18,849 SH DEFINED 1,2 18,849 ARMSTRONG WORLD INDS COM 04247X10 33,496 860,416 SH DEFINED 1,2,5,8,10 860,416 ARQULE INC COM 04269E10 3,660 991,870 SH DEFINED 1,2,6 991,870 ARRAY BIOPHARMA INC COM 04269X10 2,559 910,582 SH DEFINED 1,2 910,582 ARRIS GROUP INC COM 04269Q10 47,200 4,129,446 SH DEFINED 1,2,5,6,18,8 4,129,446 ARROW ELECTRS INC COM 04273510 128,130 4,327,239 SH DEFINED 1,2,5,6,18,8,10,12,13 4,327,239 ARROW FINL CORP COM 04274410 5,983 239,330 SH DEFINED 1,2,5,8 239,330 ARROWHEAD RESH CORP COM 04279710 9 16,800 SH DEFINED 1 16,800 ART TECHNOLOGY GROUP COM 04289L10 12,664 2,807,907 SH DEFINED 1,2,5,6,8 2,807,907 ARTESIAN RESOURCES C CL A 04311320 3,095 169,035 SH DEFINED 1,2,5 169,035 ARTIO GLOBAL INVS IN COM CL A 04315B10 12,077 473,806 SH DEFINED 1,2 473,806 ARUBA NETWORKS INC COM 04317610 12,410 1,164,179 SH DEFINED 1,2,5,6,8 1,164,179 ARVINMERITOR INC COM 04335310 18,298 1,636,696 SH DEFINED 1,2,5,6,8 1,636,696 ARYX THERAPEUTICS IN COM 04338710 968 301,565 SH DEFINED 1,2 301,565 ASBURY AUTOMOTIVE GR COM 04343610 9,418 816,858 SH DEFINED 1,2,5,8 816,858 ASCENT MEDIA CORP COM SER A 04363210 7,867 308,147 SH DEFINED 1,2,5,6,8 308,147 ASCENT SOLAR TECHNOL COM 04363510 1,722 324,889 SH DEFINED 1,2 324,889 ASHFORD HOSPITALITY COM SHS 04410310 11,308 2,437,164 SH DEFINED 1,2,3,5,8 2,437,164 ASHLAND INC NEW COM 04420910 83,385 2,104,611 SH DEFINED 1,2,5,6,18,8,10,12 2,104,611 ASIAINFO HLDGS INC COM 04518A10 18,054 592,910 SH DEFINED 1,2,5,6,8 592,910 ASPEN INSURANCE HOLD SHS G0538410 28,216 1,108,674 SH DEFINED 1,2,5,18,8,10 1,108,674 ASPENBIO PHARMA INC COM 04534610 41 23,478 SH DEFINED 1 23,478 ASSET ACCEP CAP CORP COM 04543P10 2,131 314,342 SH DEFINED 1,2,5,6 314,342 ASSISTED LIVING CONC CL A NEW 04544X30 5,560 210,863 SH DEFINED 1,2,5,6 210,863 ASSOCIATED BANC CORP COM 04548710 38,254 3,474,451 SH DEFINED 1,2,5,6,18,8,10 3,474,451 ASSOCIATED ESTATES R COM 04560410 5,631 499,643 SH DEFINED 1,2,3,5,8 499,643 ASSURANT INC COM 04621X10 141,124 4,787,124 SH DEFINED 1,2,5,6,18,8,10,12,13 4,787,124 ASSURED GUARANTY LTD COM G0585R10 57,197 2,628,522 SH DEFINED 1,2,5,8 2,628,522 ASTA FDG INC COM 04622010 98 13,872 SH DEFINED 1 13,872 ASTEC INDS INC COM 04622410 11,823 438,852 SH DEFINED 1,2,5,6,8 438,852 ASTORIA FINL CORP COM 04626510 36,025 2,898,194 SH DEFINED 1,2,5,6,8 2,898,194 ASTRAZENECA PLC SPONSORED 04635310 5,648 120,325 SH DEFINED 1 120,325 ASTRONICS CORP COM 04643310 1,252 146,474 SH DEFINED 1,2 146,474 AT&T INC COM 00206R10 6,049,192 215,811,349 SH DEFINED 1,2,5,6,18,8,10,12,13 215,811,349 ATC TECHNOLOGY CORP COM 00211W10 14,634 613,574 SH DEFINED 1,2,5,6,8 613,574 ATHENAHEALTH INC COM 04685W10 32,651 721,722 SH DEFINED 1,2,5,6,8 721,722 ATHEROS COMMUNICATIO COM 04743P10 52,088 1,521,256 SH DEFINED 1,2,5,6,8 1,521,256 ATLANTIC TELE NETWOR COM NEW 04907920 11,793 214,607 SH DEFINED 1,2,8 214,607 ATLAS AIR WORLDWIDE COM NEW 04916420 22,326 599,356 SH DEFINED 1,2,5 599,356 ATLAS ENERGY INC COM 04929810 48,381 1,605,199 SH DEFINED 1,2,5,6,8 1,605,199 ATMEL CORP COM 04951310 45,824 9,940,129 SH DEFINED 1,2,5,6,8,10 9,940,129 ATMI INC COM 00207R10 13,950 749,181 SH DEFINED 1,2,5,6,8 749,181 ATMOS ENERGY CORP COM 04956010 58,885 2,002,890 SH DEFINED 1,2,5,6,8,10 2,002,890 ATP OIL & GAS CORP COM 00208J10 15,503 848,103 SH DEFINED 1,2,5,6,8 848,103
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- ATRINSIC INC COM 04964C10 7 10,587 SH DEFINED 1 10,587 ATRION CORP COM 04990410 5,064 32,521 SH DEFINED 1,2,6 32,521 ATS MED INC COM 00208310 2,630 814,166 SH DEFINED 1,2,6 814,166 ATWOOD OCEANICS INC COM 05009510 59,149 1,649,912 SH DEFINED 1,2,5,6,8,10 1,649,912 AU OPTRONICS CORP SPONSORED 00225510 9,918 827,163 SH DEFINED 1,2,5,6,8 827,163 AUBURN NATL BANCORP COM 05047310 680 34,516 SH DEFINED 1,2 34,516 AUDIOCODES LTD ORD M1534210 71 28,216 SH DEFINED 1,2 28,216 AUDIOVOX CORP CL A 05075710 2,779 391,907 SH DEFINED 1,2 391,907 AUTHENTEC INC COM 05266010 23 10,200 SH DEFINED 1 10,200 AUTHENTIDATE HLDG CO COM 05266610 32 30,017 SH DEFINED 1 30,017 AUTOBYTEL INC COM 05275N10 50 50,400 SH DEFINED 1 50,400 AUTODESK INC COM 05276910 202,081 7,952,811 SH DEFINED 1,2,5,6,18,8,10,12,13 7,952,811 AUTOLIV INC COM 05280010 42,896 989,297 SH DEFINED 1,2,5,6,18,8,10,12 989,297 AUTOMATIC DATA PROCE COM 05301510 773,431 18,062,367 SH DEFINED 1,2,5,6,18,8,10,12,13 18,062,367 AUTONATION INC COM 05329W10 82,011 4,282,554 SH DEFINED 1,2,5,6,18,8,10,12,13 4,282,554 AUTOZONE INC COM 05333210 194,578 1,230,964 SH DEFINED 1,2,5,6,18,8,10,12,13 1,230,964 AUXILIUM PHARMACEUTI COM 05334D10 32,140 1,072,059 SH DEFINED 1,2,5,6,8 1,072,059 AVAGO TECHNOLOGIES L SHS Y0486S10 480 26,230 SH DEFINED 1 26,230 AVALONBAY CMNTYS INC COM 05348410 320,160 3,899,157 SH DEFINED 1,2,3,5,6,18,8,10,12,13 3,899,157 AVANIR PHARMACEUTICA CL A NEW 05348P40 1,918 1,009,636 SH DEFINED 1,2 1,009,636 AVATAR HLDGS INC COM 05349410 2,534 148,948 SH DEFINED 1,2,5 148,948 AVERY DENNISON CORP COM 05361110 148,521 4,070,188 SH DEFINED 1,2,5,6,18,8,10,12,13 4,070,188 AVI BIOPHARMA INC COM 00234610 2,766 1,894,576 SH DEFINED 1,2,5 1,894,576 AVID TECHNOLOGY INC COM 05367P10 8,401 658,400 SH DEFINED 1,2,5,6,8 658,400 AVIGEN INC COM 05369010 23 17,802 SH DEFINED 1 17,802 AVIS BUDGET GROUP COM 05377410 52,367 3,991,358 SH DEFINED 1,2,5,6,18,8 3,991,358 AVISTA CORP COM 05379B10 34,694 1,606,931 SH DEFINED 1,2,5,8 1,606,931 AVNET INC COM 05380710 154,053 5,107,847 SH DEFINED 1,2,5,6,18,8,10,12,13 5,107,847 AVON PRODS INC COM 05430310 476,795 15,136,364 SH DEFINED 1,2,5,6,18,8,10,12,13 15,136,364 AVX CORP NEW COM 00244410 6,979 550,839 SH DEFINED 1,2,5,8,10 550,839 AWARE INC MASS COM 05453N10 40 14,192 SH DEFINED 1 14,192 AXA SPONSORED 05453610 1,036 43,736 SH DEFINED 1 43,736 AXCELIS TECHNOLOGIES COM 05454010 210 149,221 SH DEFINED 1 149,221 AXIS CAPITAL HOLDING SHS G0692U10 74,594 2,625,614 SH DEFINED 1,2,5,6,18,8,10,12,13 2,625,614 AXT INC COM 00246W10 95 29,103 SH DEFINED 1,2 29,103 AZZ INC COM 00247410 9,007 275,434 SH DEFINED 1,2,5,6,8 275,434 B & G FOODS INC NEW CL A 05508R10 7,464 813,108 SH DEFINED 1,2,8 813,108 BADGER METER INC COM 05652510 12,425 312,026 SH DEFINED 1,2,5,6,8 312,026 BAIDU INC SPON ADR R 05675210 36,960 89,876 SH DEFINED 1,2,5,6 89,876 BAKER HUGHES INC COM 05722410 485,579 11,995,539 SH DEFINED 1,2,5,6,18,8,10,12,13 11,995,539 BAKER MICHAEL CORP COM 05714910 6,525 157,607 SH DEFINED 1,2,6,8 157,607 BALCHEM CORP COM 05766520 12,951 386,487 SH DEFINED 1,2,6,8 386,487 BALDOR ELEC CO COM 05774110 30,409 1,082,556 SH DEFINED 1,2,5,6,8 1,082,556 BALDWIN & LYONS INC CL B 05775520 4,430 179,923 SH DEFINED 1,2,5 179,923 BALL CORP COM 05849810 196,598 3,802,676 SH DEFINED 1,2,5,6,18,8,10,12,13 3,802,676 BALLY TECHNOLOGIES I COM 05874B10 50,180 1,215,304 SH DEFINED 1,2,5,6,8 1,215,304 BANCFIRST CORP COM 05945F10 5,270 142,273 SH DEFINED 1,2,5,8 142,273 BANCO BILBAO VIZCAYA SPONSORED 05946K10 4,694 260,223 SH DEFINED 1,2,5,8,12 260,223 BANCO BRADESCO S A SP ADR PFD 05946030 132,047 6,037,827 SH DEFINED 1,2,5,6,18,8,10 6,037,827 BANCO DE CHILE SPONSORED 05952010 1,012 18,779 SH DEFINED 1,5,6 18,779 BANCO LATINOAMERICAN SHS E P1699413 10,458 752,342 SH DEFINED 1,2 752,342 BANCO MACRO SA SPON ADR B 05961W10 289 9,725 SH DEFINED 1,2 9,725 BANCO SANTANDER BRAS ADS REP 1 05967A10 6,521 467,789 SH DEFINED 1,2,5,6,18,10 467,789 BANCO SANTANDER CHIL SP ADR REP 05965X10 14,461 223,235 SH DEFINED 1,2,5,6,8 223,235 BANCO SANTANDER SA ADR 05964H10 8,708 529,695 SH DEFINED 1,2,5,8,12,13 529,695 BANCOLOMBIA S A SPON ADR P 05968L10 42,913 942,942 SH DEFINED 1,2,5,6,18,8,10 942,942 BANCORP INC DEL COM 05969A10 2,487 362,474 SH DEFINED 1,2 362,474 BANCORP RHODE ISLAND COM 05969010 1,881 73,251 SH DEFINED 1,2 73,251 BANCORPSOUTH INC COM 05969210 51,885 2,211,647 SH DEFINED 1,2,5,6,8,10 2,211,647 BANCTRUST FINANCIAL COM 05978R10 87 30,154 SH DEFINED 1 30,154
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- BANK HAWAII CORP COM 06254010 64,001 1,359,997 SH DEFINED 1,2,5,6,8,10 1,359,997 BANK KY FINL CORP COM 06289610 899 47,865 SH DEFINED 1,2 47,865 BANK MUTUAL CORP NEW COM 06375010 7,396 1,067,276 SH DEFINED 1,2,5,8 1,067,276 BANK OF AMERICA CORP COM 06050510 6,469,816 429,602,656 SH DEFINED 1,2,5,6,18,8,10,12,13 429,602,656 BANK OF AMERICA CORP UNIT 99/99 06050541 2,120 142,100 SH DEFINED 1 142,100 BANK OF GRANITE CORP COM 06240110 7 14,309 SH DEFINED 1 14,309 BANK OF MARIN BANCOR COM 06342510 3,806 116,892 SH DEFINED 1,2 116,892 BANK OF NEW YORK MEL COM 06405810 1,301,324 46,525,696 SH DEFINED 1,2,5,6,18,8,10,12,13 46,525,696 BANK OF THE OZARKS I COM 06390410 12,078 412,629 SH DEFINED 1,2,5,8 412,629 BANKATLANTIC BANCORP CL A NEW 06590860 34 25,786 SH DEFINED 1 25,786 BANKFINANCIAL CORP COM 06643P10 4,633 467,990 SH DEFINED 1,2 467,990 BANNER CORP COM 06652V10 985 367,391 SH DEFINED 1,2 367,391 BAR HBR BANKSHARES COM 06684910 1,345 48,995 SH DEFINED 1,2 48,995 BARCLAYS BANK PLC ADR PFD SR 06739H36 595 23,954 SH DEFINED 2 23,954 BARCLAYS BANK PLC ADS7.75%PF 06739H51 248 10,405 SH DEFINED 2 10,405 BARCLAYS BANK PLC SP ADR 7.1 06739H77 274 12,411 SH DEFINED 2 12,411 BARCLAYS BK PLC DJUBS CMDT 06738C77 3,438 81,361 SH DEFINED 1 81,361 BARCLAYS BK PLC IPMS INDIA 06739F29 60,780 948,800 SH DEFINED 1,4 948,800 BARCLAYS PLC ADR 06738E20 676 38,391 SH DEFINED 1 38,391 BARD C R INC COM 06738310 263,679 3,384,837 SH DEFINED 1,2,5,6,18,8,10,12,13 3,384,837 BARE ESCENTUALS INC COM 06751110 17,407 1,423,291 SH DEFINED 1,2,5,6,8 1,423,291 BARNES & NOBLE INC COM 06777410 26,565 1,393,000 SH DEFINED 1,2,5,6,8,10 1,393,000 BARNES GROUP INC COM 06780610 19,180 1,134,926 SH DEFINED 1,2,5,8 1,134,926 BARNWELL INDS INC COM 06822110 47 10,343 SH DEFINED 1,2 10,343 BARRETT BILL CORP COM 06846N10 46,342 1,489,611 SH DEFINED 1,2,5,6,8 1,489,611 BARRETT BUSINESS SER COM 06846310 1,479 120,335 SH DEFINED 1,2 120,335 BARRICK GOLD CORP COM 06790110 2,739 69,550 SH DEFINED 1,5 69,550 BARRY R G CORP OHIO COM 06879810 212 24,640 SH DEFINED 1 24,640 BASIC ENERGY SVCS IN COM 06985P10 5,543 622,753 SH DEFINED 1,2,5,6 622,753 BASSETT FURNITURE IN COM 07020310 102 29,306 SH DEFINED 1,2 29,306 BAXTER INTL INC COM 07181310 1,483,208 25,276,209 SH DEFINED 1,2,5,6,18,8,10,12,13 25,276,209 BB&T CORP COM 05493710 669,670 26,396,129 SH DEFINED 1,2,5,6,18,8,10,12,13 26,396,129 BE AEROSPACE INC COM 07330210 53,509 2,276,999 SH DEFINED 1,2,5,6,8,10 2,276,999 BEACON POWER CORP COM 07367710 49 99,946 SH DEFINED 1 99,946 BEACON ROOFING SUPPL COM 07368510 16,576 1,036,012 SH DEFINED 1,2,5,6,8 1,036,012 BEAZER HOMES USA INC COM 07556Q10 4,620 954,460 SH DEFINED 1,2,6 954,460 BEBE STORES INC COM 07557110 3,183 507,646 SH DEFINED 1,2,5 507,646 BECKMAN COULTER INC NOTE 2.50 075811AD 1,546 1,350,000 SH DEFINED 1,2 1,350,000 BECKMAN COULTER INC COM 07581110 115,770 1,769,095 SH DEFINED 1,2,5,6,18,8,10,12,13 1,769,095 BECTON DICKINSON & C COM 07588710 1,042,846 13,224,021 SH DEFINED 1,2,5,6,18,8,10,12,13 13,224,021 BED BATH & BEYOND IN COM 07589610 371,707 9,627,209 SH DEFINED 1,2,5,6,18,8,10,12,13 9,627,209 BEL FUSE INC CL B 07734730 5,610 261,073 SH DEFINED 1,2,6 261,073 BELDEN INC COM 07745410 26,548 1,211,126 SH DEFINED 1,2,5,6,8 1,211,126 BELO CORP COM SER A 08055510 11,965 2,199,430 SH DEFINED 1,2,5,8 2,199,430 BEMIS INC COM 08143710 135,792 4,579,837 SH DEFINED 1,2,5,6,8,10,12,13 4,579,837 BENCHMARK ELECTRS IN COM 08160H10 39,489 2,088,282 SH DEFINED 1,2,5,8 2,088,282 BENEFICIAL MUTUAL BA COM 08173R10 6,608 671,593 SH DEFINED 1,2,5,6,8 671,593 BENIHANA INC CL A 08204720 770 203,276 SH DEFINED 1,2 203,276 BERKLEY W R CORP COM 08442310 89,209 3,620,496 SH DEFINED 1,2,5,6,18,8,10,12,13 3,620,496 BERKSHIRE HATHAWAY I CL A 08467010 299,485 3,019 SH DEFINED 1,2,5,6,8,12 3,019 BERKSHIRE HATHAWAY I CL B 08467020 653,717 198,940 SH DEFINED 1,2,5,6,18,8,10,12,13 198,940 BERKSHIRE HILLS BANC COM 08468010 6,381 308,568 SH DEFINED 1,2,5,8 308,568 BERRY PETE CO CL A 08578910 29,860 1,024,361 SH DEFINED 1,2,5,8 1,024,361 BEST BUY INC COM 08651610 513,617 13,016,141 SH DEFINED 1,2,5,6,18,8,10,12,13 13,016,141 BGC PARTNERS INC CL A 05541T10 4,618 999,503 SH DEFINED 1,2,5 999,503 BHP BILLITON LTD SPONSORED 08860610 6,863 89,624 SH DEFINED 1,2 89,624 BHP BILLITON PLC SPONSORED 05545E20 2,641 41,368 SH DEFINED 1 41,368 BIDZ COM INC COM 08883T20 38 18,800 SH DEFINED 1 18,800 BIG 5 SPORTING GOODS COM 08915P10 9,010 524,436 SH DEFINED 1,2,5,8 524,436 BIG LOTS INC COM 08930210 79,383 2,739,246 SH DEFINED 1,2,5,6,18,8,10,12,13 2,739,246
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- BIGBAND NETWORKS INC COM 08975050 2,695 783,558 SH DEFINED 1,2,6 783,558 BIO RAD LABS INC CL A 09057220 40,499 419,855 SH DEFINED 1,2,5,6,8,10 419,855 BIOANALYTICAL SYS IN COM 09058M10 15 14,300 SH DEFINED 1 14,300 BIOCLINICA INC COM 09071B10 51 11,967 SH DEFINED 1 11,967 BIOCRYST PHARMACEUTI COM 09058V10 3,434 531,521 SH DEFINED 1,2,5 531,521 BIODEL INC COM 09064M10 1,247 287,357 SH DEFINED 1,2 287,357 BIODELIVERY SCIENCES COM 09060J10 667 169,696 SH DEFINED 1,2 169,696 BIOGEN IDEC INC COM 09062X10 608,490 11,373,650 SH DEFINED 1,2,5,6,18,8,10,12,13 11,373,650 BIOLASE TECHNOLOGY I COM 09091110 70 36,589 SH DEFINED 1 36,589 BIOMARIN PHARMACEUTI COM 09061G10 38,478 2,045,636 SH DEFINED 1,2,5,6,8,10 2,045,636 BIOMED REALTY TRUST COM 09063H10 57,446 3,640,459 SH DEFINED 1,2,3,5,8 3,640,459 BIOMIMETIC THERAPEUT COM 09064X10 3,080 258,167 SH DEFINED 1,2,5 258,167 BIONOVO INC COM 09064310 6 12,100 SH DEFINED 1 12,100 BIO-REFERENCE LABS I COM $.01 N 09057G60 10,016 256,041 SH DEFINED 1,2,6,8 256,041 BIOSANTE PHARMACEUTI COM NEW 09065V20 40 27,891 SH DEFINED 1 27,891 BIOSCRIP INC COM 09069N10 6,646 795,032 SH DEFINED 1,2 795,032 BIOSPECIFICS TECHNOL COM 09093110 1,846 62,894 SH DEFINED 1,2 62,894 BIOVAIL CORP COM 09067J10 581 41,600 SH DEFINED 1 41,600 BJ SVCS CO COM 05548210 242,041 13,012,978 SH DEFINED 1,2,5,6,18,8,10,12,13 13,012,978 BJS RESTAURANTS INC COM 09180C10 7,856 417,196 SH DEFINED 1,2,5,6,8 417,196 BJS WHOLESALE CLUB I COM 05548J10 37,331 1,141,285 SH DEFINED 1,2,5,6,8,10 1,141,285 BLACK & DECKER CORP COM 09179710 139,355 2,149,541 SH DEFINED 1,2,5,6,18,8,10,12,13 2,149,541 BLACK BOX CORP DEL COM 09182610 13,785 486,432 SH DEFINED 1,2,5,8 486,432 BLACK HILLS CORP COM 09211310 79,479 2,984,575 SH DEFINED 1,2,5,6,8 2,984,575 BLACKBAUD INC COM 09227Q10 24,133 1,021,289 SH DEFINED 1,2,5,6,8 1,021,289 BLACKBOARD INC COM 09193550 31,303 689,646 SH DEFINED 1,2,5,6,8 689,646 BLACKROCK INC COM 09247X10 95,286 410,360 SH DEFINED 1,2,5,6,18,8,10,12,13 410,360 BLACKROCK KELSO CAPI COM 09253310 2,505 293,989 SH DEFINED 1,2,5,8 293,989 BLACKSTONE GROUP L P COM UNIT L 09253U10 504 38,400 SH DEFINED 1,8 38,400 BLOCK H & R INC COM 09367110 255,055 11,275,640 SH DEFINED 1,2,5,6,18,8,10,12,13 11,275,640 BLOCKBUSTER INC CL A 09367910 197 293,586 SH DEFINED 1,2 293,586 BLOCKBUSTER INC CL B 09367920 11 18,890 SH DEFINED 1 18,890 BLOUNT INTL INC NEW COM 09518010 8,068 798,781 SH DEFINED 1,2,5,6,8 798,781 BLUE COAT SYSTEMS IN COM NEW 09534T50 25,017 876,564 SH DEFINED 1,2,5,6,8 876,564 BLUE DOLPHIN ENERGY COM NEW 09539520 6 18,943 SH DEFINED 1,2 18,943 BLUE NILE INC COM 09578R10 17,850 281,860 SH DEFINED 1,2,5,6,8 281,860 BLUEGREEN CORP COM 09623110 695 287,182 SH DEFINED 1,2 287,182 BLUELINX HLDGS INC COM 09624H10 475 171,415 SH DEFINED 1,2 171,415 BLYTH INC COM NEW 09643P20 5,582 165,554 SH DEFINED 1,2,5,8 165,554 BMC SOFTWARE INC COM 05592110 282,827 7,053,038 SH DEFINED 1,2,5,6,18,8,10,12,13 7,053,038 BMP SUNSTONE CORP COM 05569C10 3,147 553,025 SH DEFINED 1,2 553,025 BOARDWALK PIPELINE P UT LTD PAR 09662710 247 8,210 SH DEFINED 1,8 8,210 BOB EVANS FARMS INC COM 09676110 34,259 1,182,960 SH DEFINED 1,2,5,6,8 1,182,960 BOEING CO COM 09702310 1,658,699 30,642,875 SH DEFINED 1,2,5,6,18,8,10,12,13 30,642,875 BOISE INC COM 09746Y10 4,329 815,170 SH DEFINED 1,2 815,170 BOK FINL CORP COM NEW 05561Q20 20,930 440,456 SH DEFINED 1,2,5,8,10 440,456 BOLT TECHNOLOGY CORP COM 09769810 1,808 164,066 SH DEFINED 1,2 164,066 BON-TON STORES INC COM 09776J10 10,135 1,030,005 SH DEFINED 1 1,030,005 BOOKS-A-MILLION INC COM 09857010 935 139,143 SH DEFINED 1,2 139,143 BOOTS & COOTS INC COM NEW 09946950 2,199 1,332,429 SH DEFINED 1,2 1,332,429 BORDERS GROUP INC COM 09970910 1,546 1,310,045 SH DEFINED 1,2,5 1,310,045 BORGWARNER INC COM 09972410 94,461 2,843,490 SH DEFINED 1,2,5,6,18,8,10,12,13 2,843,490 BOSTON BEER INC CL A 10055710 9,802 210,345 SH DEFINED 1,2,6,8 210,345 BOSTON PPTYS LTD PAR NOTE 2.87 10112RAK 1,815 1,850,000 SH DEFINED 1,2 1,850,000 BOSTON PRIVATE FINL COM 10111910 18,589 3,221,592 SH DEFINED 1,2,5,8 3,221,592 BOSTON PROPERTIES IN COM 10112110 449,553 6,702,747 SH DEFINED 1,2,3,5,6,18,8,10,12,13 6,702,747 BOSTON SCIENTIFIC CO COM 10113710 486,565 54,062,815 SH DEFINED 1,2,5,6,18,8,10,12,13 54,062,815 BOTTOMLINE TECH DEL COM 10138810 8,991 511,745 SH DEFINED 1,2,6,8 511,745 BOVIE MEDICAL CORP COM 10211F10 2,589 331,529 SH DEFINED 1,2,5 331,529 BOWNE & CO INC COM 10304310 5,544 829,984 SH DEFINED 1,2,5,6,8 829,984
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- BOYD GAMING CORP COM 10330410 9,931 1,186,487 SH DEFINED 1,2,5,6,8,10 1,186,487 BP PLC SPONSORED 05562210 2,477,039 42,729,671 SH DEFINED 1,2 42,729,671 BP PRUDHOE BAY RTY T UNIT BEN I 05563010 1,977 23,875 SH DEFINED 1,2 23,875 BPZ RESOURCES INC COM 05563910 17,712 1,864,406 SH DEFINED 1,2,5,6,8 1,864,406 BRADY CORP CL A 10467410 35,003 1,166,393 SH DEFINED 1,2,5,8 1,166,393 BRANDYWINE RLTY TR SH BEN INT 10536820 38,469 3,374,500 SH DEFINED 1,2,3,5,6,8,10 3,374,500 BRASIL TELECOM SA SPONS ADR 10553M10 2,383 81,815 SH DEFINED 1,2,5,6,8,10 81,815 BRASIL TELECOM SA SPON ADR C 10553M20 564 35,251 SH DEFINED 1,2,10 35,251 BRASKEM S A SP ADR PFD 10553210 924 56,303 SH DEFINED 1,2,6,8,10 56,303 BRE PROPERTIES INC CL A 05564E10 57,593 1,741,029 SH DEFINED 1,2,3,5,6,8,10 1,741,029 BRF-BRASIL FOODS S A SPONSORED 10552T10 1,700 32,470 SH DEFINED 1,2,6,10 32,470 BRIDGE BANCORP INC COM 10803510 2,977 123,848 SH DEFINED 1,2 123,848 BRIDGEPOINT ED INC COM 10807M10 5,517 367,300 SH DEFINED 1,2,18,8 367,300 BRIGGS & STRATTON CO COM 10904310 24,234 1,295,222 SH DEFINED 1,2,5,6,8 1,295,222 BRIGHAM EXPLORATION COM 10917810 26,515 1,956,863 SH DEFINED 1,2,5,6,8 1,956,863 BRIGHTPOINT INC COM NEW 10947340 12,842 1,747,190 SH DEFINED 1,2,5,8 1,747,190 BRINKER INTL INC COM 10964110 33,397 2,238,391 SH DEFINED 1,2,5,6,8,10 2,238,391 BRINKS CO COM 10969610 26,939 1,106,767 SH DEFINED 1,2,5,6,8,10 1,106,767 BRINKS HOME SEC HLDG COM 10969910 32,596 998,662 SH DEFINED 1,2,5,6,8,10 998,662 BRISTOL MYERS SQUIBB COM 11012210 1,548,736 61,336,080 SH DEFINED 1,2,5,6,18,8,10,12,13 61,336,080 BRISTOW GROUP INC COM 11039410 33,400 868,664 SH DEFINED 1,2,5,8 868,664 BRITISH AMERN TOB PL SPONSORED 11044810 1,536 23,752 SH DEFINED 1 23,752 BRITISH SKY BROADCAS SPONSORED 11101310 354 9,779 SH DEFINED 1 9,779 BROADCOM CORP CL A 11132010 494,980 15,728,629 SH DEFINED 1,2,5,6,18,8,10,12,13 15,728,629 BROADPOINT GLEACHER COM 11134A10 4,569 1,024,534 SH DEFINED 1,2,6,8 1,024,534 BROADRIDGE FINL SOLU COM 11133T10 81,906 3,630,585 SH DEFINED 1,2,5,6,8,10,12 3,630,585 BROADWIND ENERGY INC COM 11161T10 4,715 582,763 SH DEFINED 1,2 582,763 BROCADE COMMUNICATIO COM NEW 11162130 39,088 5,122,879 SH DEFINED 1,2,5,6,8,10 5,122,879 BRONCO DRILLING CO I COM 11221110 2,408 475,000 SH DEFINED 1,2,5,6 475,000 BROOKDALE SR LIVING COM 11246310 13,958 767,346 SH DEFINED 1,2,5,6,8,10 767,346 BROOKFIELD HOMES COR COM 11272310 1,806 225,728 SH DEFINED 1,2 225,728 BROOKFIELD PPTYS COR COM 11290010 6,928 571,620 SH DEFINED 1,2,3 571,620 BROOKLINE BANCORP IN COM 11373M10 21,590 2,178,593 SH DEFINED 1,2,5,8 2,178,593 BROOKLYN FEDERAL BAN COM 11403910 407 40,538 SH DEFINED 1,2 40,538 BROOKS AUTOMATION IN COM 11434010 12,264 1,429,342 SH DEFINED 1,2,5,6,8 1,429,342 BROWN & BROWN INC COM 11523610 45,343 2,523,261 SH DEFINED 1,2,5,6,8,10,12 2,523,261 BROWN FORMAN CORP CL A 11563710 856 15,201 SH DEFINED 1,2 15,201 BROWN FORMAN CORP CL B 11563720 211,800 3,953,710 SH DEFINED 1,2,5,6,18,8,10,12,13 3,953,710 BROWN SHOE INC NEW COM 11573610 9,349 947,231 SH DEFINED 1,2,5,8 947,231 BRUKER CORP COM 11679410 16,133 1,337,739 SH DEFINED 1,2,5,6,8 1,337,739 BRUNSWICK CORP COM 11704310 29,019 2,283,170 SH DEFINED 1,2,5,6,8 2,283,170 BRUSH ENGINEERED MAT COM 11742110 9,752 526,009 SH DEFINED 1,2,5,6,8 526,009 BRYN MAWR BK CORP COM 11766510 1,970 130,582 SH DEFINED 1,2 130,582 BUCKEYE PARTNERS L P UNIT LTD P 11823010 261 4,800 SH DEFINED 1 4,800 BUCKEYE TECHNOLOGIES COM 11825510 12,701 1,301,339 SH DEFINED 1,2,5,8 1,301,339 BUCKLE INC COM 11844010 23,581 805,357 SH DEFINED 1,2,5,6,8 805,357 BUCYRUS INTL INC NEW COM 11875910 92,429 1,639,682 SH DEFINED 1,2,5,6,8,10 1,639,682 BUFFALO WILD WINGS I COM 11984810 15,699 389,854 SH DEFINED 1,2,5,6,8 389,854 BUILD A BEAR WORKSHO COM 12007610 1,624 332,112 SH DEFINED 1,2 332,112 BUILDERS FIRSTSOURCE COM 12008R10 2,641 687,684 SH DEFINED 1,2 687,684 BUNGE LIMITED COM G1696210 132,435 2,074,806 SH DEFINED 1,2,5,6,18,8,10,12,13 2,074,806 BURGER KING HLDGS IN COM 12120820 21,015 1,116,654 SH DEFINED 1,2,5,6,8,10 1,116,654 BURLINGTON NORTHN SA COM 12189T10 1,192,587 12,092,747 SH DEFINED 1,2,5,6,18,8,10,12,13 12,092,747 BWAY HOLDING COMPANY COM 12429T10 4,708 244,977 SH DEFINED 1,2,6 244,977 C D I CORP COM 12507110 4,812 371,614 SH DEFINED 1,2,5 371,614 C H ROBINSON WORLDWI COM NEW 12541W20 343,629 5,851,000 SH DEFINED 1,2,5,6,18,8,10,12,13 5,851,000 C&D TECHNOLOGIES INC COM 12466110 51 33,114 SH DEFINED 1 33,114 CA INC COM 12673P10 344,418 15,334,750 SH DEFINED 1,2,5,6,18,8,10,12,13 15,334,750 CABELAS INC COM 12680430 13,873 972,853 SH DEFINED 1,2,5,8 972,853 CABLEVISION SYS CORP CL A NY CA 12686C10 111,282 4,309,923 SH DEFINED 1,2,5,6,18,8,10,12,13 4,309,923
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- CABOT CORP COM 12705510 138,088 5,264,513 SH DEFINED 1,2,5,6,8,10 5,264,513 CABOT MICROELECTRONI COM 12709P10 18,576 563,601 SH DEFINED 1,2,5,6,8 563,601 CABOT OIL & GAS CORP COM 12709710 200,959 4,610,205 SH DEFINED 1,2,5,6,18,8,10,12,13 4,610,205 CACHE INC COM NEW 12715030 72 15,717 SH DEFINED 1 15,717 CACI INTL INC CL A 12719030 36,293 742,942 SH DEFINED 1,2,5 742,942 CADBURY PLC SPONS ADR 12721E10 1,083 21,069 SH DEFINED 1 21,069 CADENCE DESIGN SYSTE COM 12738710 35,068 5,854,418 SH DEFINED 1,2,5,6,8,10 5,854,418 CADENCE FINL CORP COM 12738A10 19 10,806 SH DEFINED 1 10,806 CADENCE PHARMACEUTIC COM 12738T10 4,921 508,934 SH DEFINED 1,2,6,8 508,934 CADIZ INC COM NEW 12753720 3,219 268,881 SH DEFINED 1,2,5 268,881 CAI INTERNATIONAL IN COM 12477X10 1,944 215,290 SH DEFINED 1,2 215,290 CAL DIVE INTL INC DE COM 12802T10 14,130 1,868,989 SH DEFINED 1,2,5,6,8 1,868,989 CAL MAINE FOODS INC COM NEW 12803020 10,328 303,051 SH DEFINED 1,2,5,6,8 303,051 CALAMOS ASSET MGMT I CL A 12811R10 5,899 512,084 SH DEFINED 1,2,5,6,8 512,084 CALAMP CORP COM 12812610 66 19,191 SH DEFINED 1 19,191 CALAVO GROWERS INC COM 12824610 3,434 202,029 SH DEFINED 1,2,6,8 202,029 CALGON CARBON CORP COM 12960310 18,398 1,323,622 SH DEFINED 1,2,5,6,8 1,323,622 CALIFORNIA FIRST NTN COM 13022210 322 24,645 SH DEFINED 1,2 24,645 CALIFORNIA MICRO DEV COM 13043910 97 20,622 SH DEFINED 1 20,622 CALIFORNIA PIZZA KIT COM 13054D10 9,899 735,949 SH DEFINED 1,2,5,6,8 735,949 CALIFORNIA WTR SVC G COM 13078810 17,697 480,637 SH DEFINED 1,2,5,8 480,637 CALIPER LIFE SCIENCE COM 13087210 90 35,506 SH DEFINED 1 35,506 CALLAWAY GOLF CO COM 13119310 11,635 1,543,110 SH DEFINED 1,2,5,6,8 1,543,110 CALLIDUS SOFTWARE IN COM 13123E50 1,169 386,956 SH DEFINED 1,2 386,956 CALLON PETE CO DEL COM 13123X10 34 22,892 SH DEFINED 1 22,892 CALPINE CORP COM NEW 13134730 57,122 5,192,953 SH DEFINED 1,2,5,6,18,8,10,12,13 5,192,953 CAMBIUM LEARNING GRP COM 13201A10 46 11,860 SH DEFINED 1,2 11,860 CAMBREX CORP COM 13201110 3,715 665,798 SH DEFINED 1,2 665,798 CAMDEN NATL CORP COM 13303410 5,796 177,256 SH DEFINED 1,2,5,8 177,256 CAMDEN PPTY TR SH BEN INT 13313110 85,970 2,029,025 SH DEFINED 1,2,3,5,6,18,8,10 2,029,025 CAMERON INTERNATIONA NOTE 2.50 13342BAB 1,144 850,000 SH DEFINED 2 850,000 CAMERON INTERNATIONA COM 13342B10 447,973 10,717,066 SH DEFINED 1,2,5,6,18,8,10,12,13 10,717,066 CAMPBELL SOUP CO COM 13442910 268,845 7,954,004 SH DEFINED 1,2,5,6,18,8,10,12,13 7,954,004 CANADIAN NATL RY CO COM 13637510 460 8,455 SH DEFINED 1 8,455 CANDELA CORP COM 13690710 57 18,860 SH DEFINED 1 18,860 CANO PETE INC COM 13780110 30 30,300 SH DEFINED 1 30,300 CANTEL MEDICAL CORP COM 13809810 7,886 390,782 SH DEFINED 1,2,6,8 390,782 CAPE BANCORP INC COM 13920910 1,294 192,541 SH DEFINED 1,2 192,541 CAPELLA EDUCATION CO COM 13959410 23,256 308,843 SH DEFINED 1,2,5,6,8 308,843 CAPITAL CITY BK GROU COM 13967410 3,311 239,216 SH DEFINED 1,2,5,8 239,216 CAPITAL ONE FINL COR COM 14040H10 683,207 17,819,698 SH DEFINED 1,2,5,6,18,8,10,12,13 17,819,698 CAPITAL SOUTHWEST CO COM 14050110 4,665 59,200 SH DEFINED 1,2,8 59,200 CAPITAL SR LIVING CO COM 14047510 2,281 454,401 SH DEFINED 1,2 454,401 CAPITAL TRUST INC MD CL A NEW 14052H50 28 21,823 SH DEFINED 1 21,823 CAPITALSOURCE INC COM 14055X10 11,649 2,934,288 SH DEFINED 1,2,5,8,10 2,934,288 CAPITOL BANCORP LTD COM 14056D10 40 20,432 SH DEFINED 1,2 20,432 CAPITOL FED FINL COM 14057C10 7,085 225,212 SH DEFINED 1,2,5,6,8,10 225,212 CAPLEASE INC COM 14028810 5,682 1,297,336 SH DEFINED 1,2,3,5 1,297,336 CAPSTEAD MTG CORP COM NO PAR 14067E50 21,738 1,592,556 SH DEFINED 1,2,5,8 1,592,556 CAPSTONE TURBINE COR COM 14067D10 217 169,416 SH DEFINED 1,2,6,8 169,416 CARACO PHARMACEUTICA COM 14075T10 1,183 195,794 SH DEFINED 1,2 195,794 CARBO CERAMICS INC COM 14078110 28,655 420,352 SH DEFINED 1,2,5,6,8 420,352 CARDIAC SCIENCE CORP COM 14141A10 1,019 456,740 SH DEFINED 1,2 456,740 CARDICA INC COM 14141R10 13 10,800 SH DEFINED 1 10,800 CARDINAL FINL CORP COM 14149F10 4,995 571,544 SH DEFINED 1,2,6,8 571,544 CARDINAL HEALTH INC COM 14149Y10 440,150 13,652,284 SH DEFINED 1,2,5,6,18,8,10,12,13 13,652,284 CARDIOME PHARMA CORP COM NEW 14159U20 394 88,496 SH DEFINED 1 88,496 CARDIONET INC COM 14159L10 3,950 664,927 SH DEFINED 1,2,6,8 664,927 CARDIOVASCULAR SYS I COM 14161910 576 125,393 SH DEFINED 1,2 125,393 CARDIUM THERAPEUTICS COM 14191610 483 710,603 SH DEFINED 1,2 710,603
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- CARDTRONICS INC COM 14161H10 3,844 347,550 SH DEFINED 1,2,6 347,550 CARE INVESTMENT TRUS COM 14165710 1,730 222,426 SH DEFINED 1,2 222,426 CAREER EDUCATION COR COM 14166510 37,991 1,629,810 SH DEFINED 1,2,5,6,8,10 1,629,810 CAREFUSION CORP COM 14170T10 183,809 7,349,406 SH DEFINED 1,2,5,6,18,8,10,12,13 7,349,406 CARIBOU COFFEE INC COM 14204220 775 100,433 SH DEFINED 1,2 100,433 CARLISLE COS INC COM 14233910 56,036 1,635,597 SH DEFINED 1,2,5,6,8,10 1,635,597 CARMAX INC COM 14313010 133,569 5,507,988 SH DEFINED 1,2,5,6,18,8,10,12,13 5,507,988 CARMIKE CINEMAS INC COM 14343640 1,296 171,367 SH DEFINED 1,2 171,367 CARNIVAL CORP DBCV 2.00 143658AN 1,341 1,300,000 SH DEFINED 1,2 1,300,000 CARNIVAL CORP PAIRED CTF 14365830 460,350 14,526,650 SH DEFINED 1,2,5,6,18,8,10,12,13 14,526,650 CARPENTER TECHNOLOGY COM 14428510 66,060 2,451,189 SH DEFINED 1,2,5,6,8,10 2,451,189 CARRIAGE SVCS INC COM 14390510 77 19,570 SH DEFINED 1 19,570 CARRIZO OIL & CO INC COM 14457710 16,010 603,927 SH DEFINED 1,2,5,6,8 603,927 CARROLS RESTAURANT G COM 14574X10 1,441 203,819 SH DEFINED 1,2 203,819 CARTER INC COM 14622910 43,226 1,646,694 SH DEFINED 1,2,5,6,18,8 1,646,694 CASCADE BANCORP COM 14715410 55 80,251 SH DEFINED 1 80,251 CASCADE CORP COM 14719510 5,774 210,049 SH DEFINED 1,2,5 210,049 CASELLA WASTE SYS IN CL A 14744810 99 24,660 SH DEFINED 1 24,660 CASEYS GEN STORES IN COM 14752810 48,436 1,517,890 SH DEFINED 1,2,5,8 1,517,890 CASH AMER INTL INC COM 14754D10 31,755 908,332 SH DEFINED 1,2,5,6,8 908,332 CASS INFORMATION SYS COM 14808P10 4,950 162,817 SH DEFINED 1,2,6,8 162,817 CASTLE A M & CO COM 14841110 5,028 367,280 SH DEFINED 1,2,5 367,280 CASUAL MALE RETAIL G COM NEW 14871130 80 34,546 SH DEFINED 1 34,546 CATALYST HEALTH SOLU COM 14888B10 31,178 854,884 SH DEFINED 1,2,5,6,8 854,884 CATERPILLAR INC DEL COM 14912310 4,951,694 86,887,071 SH DEFINED 1,2,5,6,18,8,10,12,13 86,887,071 CATHAY GENERAL BANCO COM 14915010 21,354 2,828,403 SH DEFINED 1,2,5,6,8 2,828,403 CATO CORP NEW CL A 14920510 14,568 726,221 SH DEFINED 1,2,5,8 726,221 CAVCO INDS INC DEL COM 14956810 4,663 129,810 SH DEFINED 1,2,5 129,810 CAVIUM NETWORKS INC COM 14965A10 17,824 747,958 SH DEFINED 1,2,5,6,8 747,958 CB RICHARD ELLIS GRO CL A 12497T10 113,589 8,370,587 SH DEFINED 1,2,5,6,18,8,10,12,13 8,370,587 CBEYOND INC COM 14984710 7,963 505,604 SH DEFINED 1,2,5,6,8 505,604 CBIZ INC COM 12480510 7,720 1,002,565 SH DEFINED 1,2,5,6,8 1,002,565 CBL & ASSOC PPTYS IN COM 12483010 48,665 5,032,600 SH DEFINED 1,2,3,5,6,8 5,032,600 CBS CORP NEW CL B 12485720 322,353 22,943,243 SH DEFINED 1,2,5,6,18,8,10,12,13 22,943,243 CDC CORP SHS A G2022L10 75 33,545 SH DEFINED 1,5,6 33,545 CDN IMPERIAL BK OF C COM 13606910 291 4,506 SH DEFINED 1 4,506 CEC ENTMT INC COM 12513710 19,349 606,168 SH DEFINED 1,2,5,6,8 606,168 CEDAR SHOPPING CTRS COM NEW 15060220 10,613 1,560,768 SH DEFINED 1,2,3,5,8 1,560,768 CELADON GROUP INC COM 15083810 6,532 601,985 SH DEFINED 1,2,8 601,985 CELANESE CORP DEL COM SER A 15087010 133,712 4,165,481 SH DEFINED 1,2,5,6,18,8,10,12,13 4,165,481 CELERA CORP COM 15100E10 12,780 1,852,226 SH DEFINED 1,2,5,6,8 1,852,226 CELESTICA INC SUB VTG SH 15101Q10 191 20,261 SH DEFINED 1,2 20,261 CELGENE CORP COM 15102010 909,874 16,341,125 SH DEFINED 1,2,5,6,18,8,10,12,13 16,341,125 CELL THERAPEUTICS IN COM NO PAR 15093450 12,311 10,798,933 SH DEFINED 1,2,5,6,8 10,798,933 CELLCOM ISRAEL LTD SHS M2196U10 11,181 348,750 SH DEFINED 1,2,5,6,18,8 348,750 CELLDEX THERAPEUTICS COM 15117B10 2,900 620,984 SH DEFINED 1,2 620,984 CEL-SCI CORP COM NEW 15083740 75 83,158 SH DEFINED 1 83,158 CEMEX SAB DE CV SPON ADR N 15129088 44,615 3,774,561 SH DEFINED 1,2,4,6,8,10 3,774,561 CENTENE CORP DEL COM 15135B10 21,365 1,009,214 SH DEFINED 1,2,5,6,8 1,009,214 CENTER BANCORP INC COM 15140810 1,820 204,080 SH DEFINED 1,2 204,080 CENTER FINL CORP CAL COM 15146E10 46 10,013 SH DEFINED 1 10,013 CENTERPOINT ENERGY I COM 15189T10 256,210 17,657,505 SH DEFINED 1,2,5,6,18,8,10,12,13 17,657,505 CENTERSTATE BANKS IN COM 15201P10 3,782 374,780 SH DEFINED 1,2 374,780 CENTRAIS ELETRICAS B SPON ADR P 15234Q10 230 12,278 SH DEFINED 1,2,5 12,278 CENTRAIS ELETRICAS B SPONSORED 15234Q20 3,828 181,514 SH DEFINED 1,2,5,6,8,10 181,514 CENTRAL EUROPEAN DIS COM 15343510 19,969 702,875 SH DEFINED 1,2,5,8,10 702,875 CENTRAL EUROPEAN MED CL A NEW G2004520 7,417 314,126 SH DEFINED 1,2,5,6,10 314,126 CENTRAL FED CORP COM 15346Q10 46 30,900 SH DEFINED 1 30,900 CENTRAL GARDEN & PET COM 15352710 444 41,539 SH DEFINED 1,2,5 41,539 CENTRAL GARDEN & PET CL A NON-V 15352720 17,601 1,770,713 SH DEFINED 1,2,5,8 1,770,713
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- CENTRAL PAC FINL COR COM 15476010 1,014 773,711 SH DEFINED 1,2 773,711 CENTRAL VT PUB SVC C COM 15577110 5,851 281,319 SH DEFINED 1,2,5,8 281,319 CENTURY ALUM CO COM 15643110 20,422 1,261,375 SH DEFINED 1,2,5,8 1,261,375 CENTURY BANCORP INC CL A NON V 15643210 1,530 69,439 SH DEFINED 1,2 69,439 CENTURY CASINOS INC COM 15649210 34 12,762 SH DEFINED 1 12,762 CENTURYTEL INC COM 15670010 441,489 12,192,460 SH DEFINED 1,2,5,6,18,8,10,12,13 12,192,460 CENVEO INC COM 15670S10 9,471 1,082,448 SH DEFINED 1,2,5,6,8 1,082,448 CEPHALON INC NOTE 2.00 156708AP 2,689 1,900,000 SH DEFINED 1,2 1,900,000 CEPHALON INC NOTE 2.50 156708AR 1,116 1,000,000 SH DEFINED 2 1,000,000 CEPHALON INC COM 15670810 177,344 2,841,133 SH DEFINED 1,2,5,6,18,8,10,12,13 2,841,133 CEPHEID COM 15670R10 19,827 1,588,665 SH DEFINED 1,2,5,6,8 1,588,665 CERADYNE INC COM 15671010 14,814 770,753 SH DEFINED 1,2,5,8 770,753 CERAGON NETWORKS LTD ORD M2201310 841 71,632 SH DEFINED 1 71,632 CERNER CORP COM 15678210 141,386 1,715,023 SH DEFINED 1,2,5,6,18,8,10,12,13 1,715,023 CERUS CORP COM 15708510 59 29,597 SH DEFINED 1 29,597 CEVA INC COM 15721010 5,290 411,331 SH DEFINED 1,2,8 411,331 CF INDS HLDGS INC COM 12526910 169,780 1,870,239 SH DEFINED 1,2,5,6,18,8,10,12,13 1,870,239 CFS BANCORP INC COM 12525D10 48 14,968 SH DEFINED 1 14,968 CH ENERGY GROUP INC COM 12541M10 16,149 379,797 SH DEFINED 1,2,5,8 379,797 CHARLES & COLVARD LT COM 15976510 12 10,104 SH DEFINED 1 10,104 CHARLES RIV LABS INT COM 15986410 51,984 1,543,008 SH DEFINED 1,2,5,6,18,8,10,12,13 1,543,008 CHARMING SHOPPES INC COM 16113310 16,591 2,564,367 SH DEFINED 1,2,5,6,8 2,564,367 CHART INDS INC COM PAR $0 16115Q30 11,081 670,742 SH DEFINED 1,2,5,8 670,742 CHASE CORP COM 16150R10 1,317 111,476 SH DEFINED 1,2 111,476 CHATTEM INC COM 16245610 41,932 449,427 SH DEFINED 1,2,5,6,8 449,427 CHECK POINT SOFTWARE ORD M2246510 50,148 1,480,171 SH DEFINED 1,2,5,6,18,8,10,12 1,480,171 CHECKPOINT SYS INC COM 16282510 14,298 937,557 SH DEFINED 1,2,5,8 937,557 CHEESECAKE FACTORY I COM 16307210 48,104 2,228,078 SH DEFINED 1,2,5,6,18,8 2,228,078 CHELSEA THERAPEUTICS COM 16342810 1,199 444,051 SH DEFINED 1,2 444,051 CHEMED CORP NEW COM 16359R10 29,240 609,541 SH DEFINED 1,2,5,6,8 609,541 CHEMICAL FINL CORP COM 16373110 11,518 488,479 SH DEFINED 1,2,5,8 488,479 CHENIERE ENERGY INC COM NEW 16411R20 2,630 1,086,857 SH DEFINED 1,2,6 1,086,857 CHEROKEE INC DEL NEW COM 16444H10 2,840 159,379 SH DEFINED 1,2,5 159,379 CHESAPEAKE ENERGY CO NOTE 2.50 165167BZ 2,145 2,600,000 SH DEFINED 1,2 2,600,000 CHESAPEAKE ENERGY CO NOTE 2.50 165167CA 761 850,000 SH DEFINED 2 850,000 CHESAPEAKE ENERGY CO NOTE 2.25 165167CB 1,233 1,650,000 SH DEFINED 2 1,650,000 CHESAPEAKE ENERGY CO COM 16516710 644,587 24,906,757 SH DEFINED 1,2,5,6,18,8,10,12,13 24,906,757 CHESAPEAKE UTILS COR COM 16530310 6,979 217,749 SH DEFINED 1,2,5 217,749 CHEVIOT FINL CORP COM 16677410 187 25,259 SH DEFINED 1,2 25,259 CHEVRON CORP NEW COM 16676410 7,464,847 96,958,660 SH DEFINED 1,2,5,6,18,8,10,12,13 96,958,660 CHICAGO BRIDGE & IRO N Y REGIST 16725010 2,786 137,797 SH DEFINED 1,2,5,6 137,797 CHICOPEE BANCORP INC COM 16856510 1,314 105,299 SH DEFINED 1,2 105,299 CHICOS FAS INC COM 16861510 63,608 4,527,278 SH DEFINED 1,2,5,6,8,10 4,527,278 CHILDRENS PL RETAIL COM 16890510 24,674 747,693 SH DEFINED 1,2,5,6,8 747,693 CHILE FD INC COM 16883410 2,082 116,300 SH DEFINED 5 116,300 CHIMERA INVT CORP COM 16934Q10 38,047 9,805,817 SH DEFINED 1,2,5,8,10 9,805,817 CHINA AUTOMOTIVE SYS COM 16936R10 1,152 61,579 SH DEFINED 1,2 61,579 CHINA BAK BATTERY IN COM 16936Y10 1,996 717,856 SH DEFINED 1,2 717,856 CHINA DIGITAL TV HLD SPONSORED 16938G10 170 27,989 SH DEFINED 1,2,6 27,989 CHINA FIRE & SEC GRO COM 16938R10 3,636 268,733 SH DEFINED 1,2,6 268,733 CHINA GREEN AGRICULT COM 16943W10 2,537 172,600 SH DEFINED 1,2 172,600 CHINA HOUSING & LAND COM 16939V10 1,852 448,332 SH DEFINED 1,2 448,332 CHINA INFORMATION SE COM 16944F10 3,208 520,808 SH DEFINED 1,2,6 520,808 CHINA LIFE INS CO LT SPON ADR R 16939P10 965 13,152 SH DEFINED 1,6 13,152 CHINA MED TECHNOLOGI SPONSORED 16948310 652 46,396 SH DEFINED 1,2,6 46,396 CHINA MOBILE LIMITED SPONSORED 16941M10 1,283 27,639 SH DEFINED 1,6 27,639 CHINA PETE & CHEM CO SPON ADR H 16941R10 15,296 173,681 SH DEFINED 1,4,5,6 173,681 CHINA PRECISION STEE COM 16941J10 1,098 535,465 SH DEFINED 1,2 535,465 CHINA REAL ESTATE IN ADR 16948Q10 346 31,517 SH DEFINED 1 31,517 CHINA SEC & SURVE TE COM 16942J10 5,490 718,575 SH DEFINED 1,2,6,8 718,575
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- CHINA SKY ONE MED IN COM 16941P10 3,921 172,355 SH DEFINED 1,2,6 172,355 CHINA TRANSINFO TECH COM 16945310 1,304 159,660 SH DEFINED 1,2 159,660 CHINA UNICOM (HONG K SPONSORED 16945R10 257 19,611 SH DEFINED 1,6 19,611 CHINA YUCHAI INTL LT COM G2108210 442 30,000 SH DEFINED 1 30,000 CHINA-BIOTICS INC COM 16937B10 2,885 186,472 SH DEFINED 1,2 186,472 CHINACAST EDU CORP COM 16946T10 4,204 556,074 SH DEFINED 1,2 556,074 CHINDEX INTERNATIONA COM 16946710 3,593 254,315 SH DEFINED 1,2,6 254,315 CHIPOTLE MEXICAN GRI CL A 16965610 60,390 685,009 SH DEFINED 1,2,5,6,8,10 685,009 CHIQUITA BRANDS INTL COM 17003280 22,011 1,220,115 SH DEFINED 1,2,5,8 1,220,115 CHOICE HOTELS INTL I COM 16990510 10,447 329,963 SH DEFINED 1,2,5,6,8,10 329,963 CHORDIANT SOFTWARE I COM NEW 17040430 1,585 574,340 SH DEFINED 1,2,5 574,340 CHRISTOPHER & BANKS COM 17104610 6,124 803,688 SH DEFINED 1,2,5 803,688 CHUBB CORP COM 17123210 684,311 13,914,416 SH DEFINED 1,2,5,6,18,8,10,12,13 13,914,416 CHUNGHWA TELECOM CO SPONS ADR 17133Q40 6,722 361,989 SH DEFINED 1,2,6,8,12 361,989 CHURCH & DWIGHT INC COM 17134010 102,914 1,702,471 SH DEFINED 1,2,5,6,18,8,10,12,13 1,702,471 CHURCHILL DOWNS INC COM 17148410 7,438 199,143 SH DEFINED 1,2,5,8 199,143 CIBER INC COM 17163B10 6,523 1,890,794 SH DEFINED 1,2,5,8 1,890,794 CIENA CORP NOTE 0.87 171779AE 579 1,000,000 SH DEFINED 2 1,000,000 CIENA CORP COM NEW 17177930 23,351 2,154,187 SH DEFINED 1,2,5,6,8,10 2,154,187 CIGNA CORP COM 12550910 346,196 9,815,583 SH DEFINED 1,2,5,6,18,8,10,12,13 9,815,583 CIMAREX ENERGY CO COM 17179810 126,486 2,387,877 SH DEFINED 1,2,5,6,18,8,10,12,13 2,387,877 CINCINNATI BELL INC COM 17187110 24,717 7,164,472 SH DEFINED 1,2,5,6,8 7,164,472 CINCINNATI FINL CORP COM 17206210 207,582 7,910,913 SH DEFINED 1,2,5,6,18,8,10,12,13 7,910,913 CINEDIGM DIGITAL CIN COM 17240710 37 30,102 SH DEFINED 1 30,102 CINEMARK HOLDINGS IN COM 17243V10 10,345 719,898 SH DEFINED 1,2,5,8 719,898 CINTAS CORP COM 17290810 131,947 5,061,256 SH DEFINED 1,2,5,6,18,8,10,12,13 5,061,256 CIRCOR INTL INC COM 17273K10 11,173 443,716 SH DEFINED 1,2,5,8 443,716 CIRRUS LOGIC INC COM 17275510 10,308 1,511,432 SH DEFINED 1,2,5,6,8 1,511,432 CISCO SYS INC COM 17275R10 5,102,902 213,153,801 SH DEFINED 1,2,5,6,18,8,10,12,13 213,153,801 CIT GROUP INC COM NEW 12558180 5,158 186,800 SH DEFINED 1,2 186,800 CITI TRENDS INC COM 17306X10 7,953 287,949 SH DEFINED 1,2,6,8 287,949 CITIGROUP INC COM 17296710 2,415,426 729,735,814 SH DEFINED 1,2,5,6,18,8,10,12,13 729,735,814 CITIZENS & NORTHN CO COM 17292210 1,931 202,453 SH DEFINED 1,2 202,453 CITIZENS FIRST BANCO COM 17461R10 7 19,125 SH DEFINED 1 19,125 CITIZENS HLDG CO MIS COM 17471510 1,517 67,771 SH DEFINED 1,2 67,771 CITIZENS INC CL A 17474010 4,496 688,489 SH DEFINED 1,2,5,6,8 688,489 CITIZENS REPUBLIC BA COM 17442010 4,957 7,184,582 SH DEFINED 1,2 7,184,582 CITRIX SYS INC COM 17737610 263,523 6,333,176 SH DEFINED 1,2,5,6,18,8,10,12,13 6,333,176 CITY BK LYNNWOOD WAS COM 17770A10 40 22,855 SH DEFINED 1 22,855 CITY HLDG CO COM 17783510 23,209 718,335 SH DEFINED 1,2,5,8 718,335 CITY NATL CORP COM 17856610 54,299 1,190,764 SH DEFINED 1,2,5,6,8,10,12 1,190,764 CKE RESTAURANTS INC COM 12561E10 10,130 1,197,433 SH DEFINED 1,2,5,8 1,197,433 CKX INC COM 12562M10 6,073 1,152,297 SH DEFINED 1,2,5,6,8 1,152,297 CLARCOR INC COM 17989510 39,700 1,223,809 SH DEFINED 1,2,5,6,8 1,223,809 CLARIENT INC COM 18048910 1,403 529,550 SH DEFINED 1,2,6 529,550 CLEAN ENERGY FUELS C COM 18449910 11,184 725,785 SH DEFINED 1,2,5,6,8 725,785 CLEAN HARBORS INC COM 18449610 43,737 733,716 SH DEFINED 1,2,5,6,8 733,716 CLEAR CHANNEL OUTDOO CL A 18451C10 4,587 441,498 SH DEFINED 1,2,5,8,10 441,498 CLEARWATER PAPER COR COM 18538R10 15,916 289,534 SH DEFINED 1,2,5,8 289,534 CLEARWIRE CORP NEW CL A 18538Q10 4,270 631,654 SH DEFINED 1,2,5,10 631,654 CLECO CORP NEW COM 12561W10 54,867 2,007,568 SH DEFINED 1,2,5,6,8 2,007,568 CLIFFS NATURAL RESOU COM 18683K10 262,012 5,684,800 SH DEFINED 1,2,5,6,18,8,10,12,13 5,684,800 CLIFTON SVGS BANCORP COM 18712Q10 2,352 250,961 SH DEFINED 1,2 250,961 CLINICAL DATA INC NE COM 18725U10 4,950 271,076 SH DEFINED 1,2,6 271,076 CLOROX CO DEL COM 18905410 325,276 5,332,388 SH DEFINED 1,2,5,6,18,8,10,12,13 5,332,388 CLOUD PEAK ENERGY IN COM 18911Q10 7,421 509,654 SH DEFINED 1,2 509,654 CME GROUP INC COM 12572Q10 803,875 2,392,771 SH DEFINED 1,2,5,6,18,8,10,12,13 2,392,771 CMS ENERGY CORP COM 12589610 152,251 9,722,317 SH DEFINED 1,2,5,6,8,10,12,13 9,722,317 CNA FINL CORP COM 12611710 7,625 317,706 SH DEFINED 1,2,5,8,10,12 317,706 CNA SURETY CORP COM 12612L10 5,922 397,723 SH DEFINED 1,2,5,8 397,723
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- CNB FINL CORP PA COM 12612810 2,904 181,588 SH DEFINED 1,2 181,588 CNH GLOBAL N V SHS NEW N2093520 349 13,978 SH DEFINED 1,5,6 13,978 CNOOC LTD SPONSORED 12613210 1,141 7,337 SH DEFINED 1,6 7,337 CNX GAS CORP COM 12618H30 8,524 288,747 SH DEFINED 1,2,5,6,10 288,747 COACH INC COM 18975410 418,506 11,456,491 SH DEFINED 1,2,5,6,18,8,10,12,13 11,456,491 COBIZ FINANCIAL INC COM 19089710 2,607 548,786 SH DEFINED 1,2,5 548,786 COBRA ELECTRS CORP COM 19104210 18 10,846 SH DEFINED 1 10,846 COCA COLA BOTTLING C COM 19109810 5,315 98,388 SH DEFINED 1,2,6,8 98,388 COCA COLA CO COM 19121610 4,827,344 84,690,250 SH DEFINED 1,2,5,6,18,8,10,12,13 84,690,250 COCA COLA ENTERPRISE COM 19121910 306,850 14,474,070 SH DEFINED 1,2,5,6,18,8,10,12,13 14,474,070 COCA COLA FEMSA S A SPON ADR R 19124110 551 8,390 SH DEFINED 1,6 8,390 COEUR D ALENE MINES COM NEW 19210850 63,511 3,516,655 SH DEFINED 1,2,5,8 3,516,655 COGDELL SPENCER INC COM 19238U10 3,219 568,816 SH DEFINED 1,2,3 568,816 COGENT COMM GROUP IN COM NEW 19239V30 9,739 987,698 SH DEFINED 1,2,5,6,8 987,698 COGENT INC COM 19239Y10 8,940 860,414 SH DEFINED 1,2,5,6,8 860,414 COGNEX CORP COM 19242210 17,807 1,005,449 SH DEFINED 1,2,5,6,8 1,005,449 COGNIZANT TECHNOLOGY CL A 19244610 453,400 10,002,201 SH DEFINED 1,2,5,6,18,8,10,12,13 10,002,201 COGO GROUP INC COM 19244810 4,242 575,618 SH DEFINED 1,2,5 575,618 COHEN & STEERS INC COM 19247A10 7,775 340,426 SH DEFINED 1,2,5,6,8 340,426 COHERENT INC COM 19247910 14,762 496,524 SH DEFINED 1,2,5,6,8 496,524 COHU INC COM 19257610 7,830 561,307 SH DEFINED 1,2,5,8 561,307 COINSTAR INC COM 19259P30 18,247 656,842 SH DEFINED 1,2,5,6,8 656,842 COLDWATER CREEK INC COM 19306810 7,569 1,697,091 SH DEFINED 1,2,5,6,8 1,697,091 COLE KENNETH PRODTNS CL A 19329410 1,640 169,926 SH DEFINED 1,2 169,926 COLEMAN CABLE INC COM 19345930 105 31,000 SH DEFINED 1 31,000 COLFAX CORP COM 19401410 6,040 501,690 SH DEFINED 1,2,5,8 501,690 COLGATE PALMOLIVE CO COM 19416210 1,517,798 18,475,930 SH DEFINED 1,2,5,6,18,8,10,12,13 18,475,930 COLLECTIVE BRANDS IN COM 19421W10 63,041 2,768,619 SH DEFINED 1,2,5,6,8 2,768,619 COLONIAL PPTYS TR COM SH BEN 19587210 29,114 2,482,035 SH DEFINED 1,2,3,5,6,8 2,482,035 COLONY FINL INC COM 19624R10 4,588 225,235 SH DEFINED 1,2 225,235 COLUMBIA BKG SYS INC COM 19723610 19,649 1,214,418 SH DEFINED 1,2,5,8 1,214,418 COLUMBIA LABS INC COM 19777910 41 37,629 SH DEFINED 1 37,629 COLUMBIA SPORTSWEAR COM 19851610 10,419 266,882 SH DEFINED 1,2,5,8 266,882 COLUMBUS MCKINNON CO COM 19933310 5,378 393,423 SH DEFINED 1,2,8 393,423 COMARCO INC COM 20008010 36 13,186 SH DEFINED 1 13,186 COMBINATORX INC COM 20010A10 16 19,600 SH DEFINED 1 19,600 COMCAST CORP NEW CL A 20030N10 1,589,929 94,301,826 SH DEFINED 1,2,5,6,18,8,10,12,13 94,301,826 COMCAST CORP NEW CL A SPL 20030N20 85,721 5,354,202 SH DEFINED 1,2,5,18,8,10,12,13 5,354,202 COMERICA INC COM 20034010 198,928 6,727,343 SH DEFINED 1,2,5,6,18,8,10,12,13 6,727,343 COMFORT SYS USA INC COM 19990810 13,725 1,112,204 SH DEFINED 1,2,5,8 1,112,204 COMMERCE BANCSHARES COM 20052510 95,196 2,458,577 SH DEFINED 1,2,5,6,8,10,12 2,458,577 COMMERCIAL METALS CO COM 20172310 70,467 4,502,676 SH DEFINED 1,2,5,6,8,10 4,502,676 COMMERCIAL VEH GROUP COM 20260810 83 13,934 SH DEFINED 1 13,934 COMMSCOPE INC COM 20337210 59,170 2,230,312 SH DEFINED 1,2,5,6,8,10 2,230,312 COMMTOUCH SOFTWARE L SHS NEW M2559620 51 14,068 SH DEFINED 1 14,068 COMMUNICATIONS SYS I COM 20390010 1,387 111,494 SH DEFINED 1,2 111,494 COMMUNITY BK SYS INC COM 20360710 25,645 1,328,064 SH DEFINED 1,2,5,8 1,328,064 COMMUNITY HEALTH SYS COM 20366810 94,013 2,640,821 SH DEFINED 1,2,5,6,18,8,10,12 2,640,821 COMMUNITY TR BANCORP COM 20414910 8,721 356,692 SH DEFINED 1,2,5,8 356,692 COMMVAULT SYSTEMS IN COM 20416610 21,453 905,193 SH DEFINED 1,2,5,6,8 905,193 COMPANHIA BRASILEIRA SPN ADR PF 20440T20 37,010 492,672 SH DEFINED 1,2,5,6,18,8,10 492,672 COMPANHIA DE BEBIDAS SPON ADR P 20441W20 82,222 813,350 SH DEFINED 1,2,5,6,18,8,10 813,350 COMPANHIA DE SANEAME SPONSORED 20441A10 959 24,522 SH DEFINED 1,6,8,10 24,522 COMPANHIA ENERGETICA SP ADR N-V 20440960 7,805 432,179 SH DEFINED 1,2,5,6,8,10 432,179 COMPANHIA PARANAENSE SPON ADR P 20441B40 23,392 1,090,518 SH DEFINED 1,2,5,6,18,8,10 1,090,518 COMPANHIA SIDERURGIC SPONSORED 20440W10 58,422 1,829,687 SH DEFINED 1,2,5,6,18,8,10 1,829,687 COMPANIA CERVECERIAS SPONSORED 20442910 2,835 72,662 SH DEFINED 1,2,5,6 72,662 COMPANIA DE MINAS BU SPONSORED 20444810 56,497 1,687,979 SH DEFINED 1,2,5,6,18,8,10,12 1,687,979 COMPASS DIVERSIFIED SH BEN INT 20451Q10 8,075 632,854 SH DEFINED 1,2 632,854 COMPASS MINERALS INT COM 20451N10 59,815 890,230 SH DEFINED 1,2,5,6,8,10 890,230
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- COMPELLENT TECHNOLOG COM 20452A10 7,738 341,181 SH DEFINED 1,2,6,8 341,181 COMPLETE PRODUCTION COM 20453E10 18,923 1,455,626 SH DEFINED 1,2,5,6,8 1,455,626 COMPUCREDIT HLDGS CO COM 20478T10 1,195 358,766 SH DEFINED 1,2,5 358,766 COMPUTER PROGRAMS & COM 20530610 9,693 210,496 SH DEFINED 1,2,5,8 210,496 COMPUTER SCIENCES CO COM 20536310 360,675 6,269,343 SH DEFINED 1,2,5,6,18,8,10,12,13 6,269,343 COMPUTER TASK GROUP COM 20547710 2,329 290,734 SH DEFINED 1,2 290,734 COMPUWARE CORP COM 20563810 56,063 7,754,273 SH DEFINED 1,2,5,6,8,10,12,13 7,754,273 COMSCORE INC COM 20564W10 7,635 435,029 SH DEFINED 1,2,6,8 435,029 COMSTOCK RES INC COM NEW 20576820 39,111 964,041 SH DEFINED 1,2,5,6,8,10 964,041 COMSYS IT PARTNERS I COM 20581E10 3,018 339,470 SH DEFINED 1,2 339,470 COMTECH TELECOMMUNIC COM NEW 20582620 22,878 652,916 SH DEFINED 1,2,5,6,8 652,916 COMVERGE INC COM 20585910 4,102 364,945 SH DEFINED 1,2,6 364,945 CONAGRA FOODS INC COM 20588710 530,222 23,003,115 SH DEFINED 1,2,5,6,18,8,10,12,13 23,003,115 CONCEPTUS INC COM 20601610 11,394 607,382 SH DEFINED 1,2,5,6,8 607,382 CONCHO RES INC COM 20605P10 49,377 1,099,711 SH DEFINED 1,2,5,8,10 1,099,711 CONCUR TECHNOLOGIES COM 20670810 40,791 954,166 SH DEFINED 1,2,5,6,8 954,166 CONEXANT SYSTEMS INC COM NEW 20714230 155 66,724 SH DEFINED 1,2,6 66,724 CONMED CORP COM 20741010 15,913 697,938 SH DEFINED 1,2,5,8 697,938 CONNECTICUT WTR SVC COM 20779710 4,696 189,600 SH DEFINED 1,2,5 189,600 CONNS INC COM 20824210 1,312 224,661 SH DEFINED 1,2,5 224,661 CONOCOPHILLIPS COM 20825C10 2,845,644 55,720,470 SH DEFINED 1,2,5,6,18,8,10,12,13 55,720,470 CONSECO INC COM NEW 20846488 25,317 5,063,338 SH DEFINED 1,2,5,6,18,8 5,063,338 CONSOL ENERGY INC COM 20854P10 395,292 7,937,582 SH DEFINED 1,2,5,6,18,8,10,12,13 7,937,582 CONSOLIDATED COMM HL COM 20903410 8,853 506,470 SH DEFINED 1,2,8 506,470 CONSOLIDATED EDISON COM 20911510 579,938 12,765,530 SH DEFINED 1,2,5,6,18,8,10,12,13 12,765,530 CONSOLIDATED GRAPHIC COM 20934110 10,816 308,850 SH DEFINED 1,2,5,8 308,850 CONSOLIDATED TOMOKA COM 21022610 3,820 109,317 SH DEFINED 1,2,5,6,8 109,317 CONSOLIDATED WATER C ORD G2377310 3,850 269,435 SH DEFINED 1,2,5,6 269,435 CONSTANT CONTACT INC COM 21031310 7,539 471,205 SH DEFINED 1,2,6,8 471,205 CONSTELLATION BRANDS CL A 21036P10 114,338 7,177,522 SH DEFINED 1,2,5,6,18,8,10,12,13 7,177,522 CONSTELLATION ENERGY COM 21037110 324,564 9,228,429 SH DEFINED 1,2,5,6,18,8,10,12,13 9,228,429 CONTANGO OIL & GAS C COM NEW 21075N20 13,445 285,994 SH DEFINED 1,2,5,6,8 285,994 CONTINENTAL AIRLS IN CL B 21079530 33,996 1,897,114 SH DEFINED 1,2,5,6,8,10 1,897,114 CONTINENTAL RESOURCE COM 21201510 16,200 377,712 SH DEFINED 1,2,5,6,10,12 377,712 CONTINUCARE CORP COM 21217210 2,143 490,318 SH DEFINED 1,2 490,318 CONVERA CORP CL A 21191910 5 20,138 SH DEFINED 1 20,138 CONVERGYS CORP COM 21248510 38,162 3,549,997 SH DEFINED 1,2,5,6,8,10 3,549,997 CON-WAY INC COM 20594410 33,787 967,821 SH DEFINED 1,2,5,6,8,10 967,821 COOPER COS INC COM NEW 21664840 25,176 660,451 SH DEFINED 1,2,5,6,8,10 660,451 COOPER INDUSTRIES PL SHS G2414010 61,268 1,436,863 SH DEFINED 1,2,5,18,8,10,12,13 1,436,863 COOPER TIRE & RUBR C COM 21683110 30,955 1,543,902 SH DEFINED 1,2,5,8 1,543,902 COPA HOLDINGS SA CL A P3107610 41,824 767,838 SH DEFINED 1,2,4,5,6,10 767,838 COPART INC COM 21720410 52,741 1,440,235 SH DEFINED 1,2,5,6,8,10 1,440,235 CORE LABORATORIES N COM N2271710 7,734 65,478 SH DEFINED 1,2,5,6,8 65,478 CORE MARK HOLDING CO COM 21868110 7,021 213,024 SH DEFINED 1,2,8 213,024 CORINTHIAN COLLEGES COM 21886810 44,433 3,226,832 SH DEFINED 1,2,5,6,8 3,226,832 CORN PRODS INTL INC COM 21902310 43,759 1,497,065 SH DEFINED 1,2,5,6,8,10 1,497,065 CORNELL COMPANIES IN COM 21914110 6,048 266,449 SH DEFINED 1,2,5,6,8 266,449 CORNERSTONE THERAPEU COM 21924P10 1,101 180,573 SH DEFINED 1,2 180,573 CORNING INC COM 21935010 1,065,447 55,175,932 SH DEFINED 1,2,5,6,18,8,10,12,13 55,175,932 CORPBANCA SP ADR REG 21987A20 1,526 35,987 SH DEFINED 1,2,5 35,987 CORPORATE EXECUTIVE COM 21988R10 25,795 1,130,354 SH DEFINED 1,2,5,6,8 1,130,354 CORPORATE OFFICE PPT SH BEN INT 22002T10 71,572 1,953,928 SH DEFINED 1,2,3,5,6,8,10 1,953,928 CORRECTIONS CORP AME COM NEW 22025Y40 67,604 2,753,707 SH DEFINED 1,2,3,5,6,8,10 2,753,707 CORVEL CORP COM 22100610 6,492 193,563 SH DEFINED 1,2,5,6,8 193,563 COSI INC COM 22122P10 16 25,700 SH DEFINED 1 25,700 COST PLUS INC CALIF COM 22148510 29 28,329 SH DEFINED 1 28,329 COSTAR GROUP INC COM 22160N10 16,675 399,209 SH DEFINED 1,2,5,6,8 399,209 COSTCO WHSL CORP NEW COM 22160K10 908,785 15,358,887 SH DEFINED 1,2,5,6,18,8,10,12,13 15,358,887 COURIER CORP COM 22266010 3,706 260,061 SH DEFINED 1,2,5 260,061
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- COUSINS PPTYS INC COM 22279510 26,414 3,461,821 SH DEFINED 1,2,3,5,6,8 3,461,821 COVANCE INC COM 22281610 92,225 1,690,031 SH DEFINED 1,2,5,6,18,8,10,12,13 1,690,031 COVANTA HLDG CORP COM 22282E10 24,639 1,362,011 SH DEFINED 1,2,5,6,8,10 1,362,011 COVENANT TRANSN GROU CL A 22284P10 53 12,631 SH DEFINED 1 12,631 COVENTRY HEALTH CARE COM 22286210 150,297 6,187,627 SH DEFINED 1,2,5,6,18,8,10,12,13 6,187,627 COVIDIEN PLC SHS G2554F10 160,338 3,348,043 SH DEFINED 1,2,5,6,18,8,10,12,13 3,348,043 COWEN GROUP INC NEW CL A 22362210 1,540 260,132 SH DEFINED 1,2 260,132 CPFL ENERGIA S A SPONSORED 12615310 596 9,651 SH DEFINED 1,6,8,10 9,651 CPI CORP COM 12590210 1,012 82,399 SH DEFINED 1,2 82,399 CPI INTERNATIONAL IN COM 12618M10 2,331 176,075 SH DEFINED 1,2 176,075 CRA INTL INC COM 12618T10 6,114 229,406 SH DEFINED 1,2,5,6,8 229,406 CRACKER BARREL OLD C COM 22410J10 22,626 595,577 SH DEFINED 1,2,5,8 595,577 CRANE CO COM 22439910 33,980 1,109,724 SH DEFINED 1,2,5,6,8,10 1,109,724 CRAWFORD & CO CL B 22463310 1,695 430,212 SH DEFINED 1,2,6 430,212 CRAY INC COM NEW 22522330 6,137 955,958 SH DEFINED 1,2,5,8 955,958 CREDICORP LTD COM G2519Y10 78,897 1,024,368 SH DEFINED 1,2,5,6,18,8,10,12 1,024,368 CREDIT ACCEP CORP MI COM 22531010 6,051 143,725 SH DEFINED 1,2,5,6,8 143,725 CREDIT SUISSE GROUP SPONSORED 22540110 1,167 23,739 SH DEFINED 1 23,739 CREDO PETE CORP COM PAR $0 22543920 1,057 113,700 SH DEFINED 1,2,5 113,700 CREE INC COM 22544710 124,307 2,205,202 SH DEFINED 1,2,5,6,8,10 2,205,202 CREXUS INVT CORP COM 22655310 2,807 201,042 SH DEFINED 1,2 201,042 CROCS INC COM 22704610 14,375 2,500,075 SH DEFINED 1,2,5,6,8 2,500,075 CROSS CTRY HEALTHCAR COM 22748310 6,921 698,344 SH DEFINED 1,2,5,8 698,344 CROSS TIMBERS RTY TR TR UNIT 22757R10 263 7,808 SH DEFINED 1,2 7,808 CROSSTEX ENERGY INC COM 22765Y10 5,084 840,343 SH DEFINED 1,2,5,6 840,343 CROWN CASTLE INTL CO COM 22822710 172,815 4,426,623 SH DEFINED 1,2,5,6,18,8,10,12,13 4,426,623 CROWN HOLDINGS INC COM 22836810 68,878 2,692,637 SH DEFINED 1,2,5,6,18,8,10,12,13 2,692,637 CROWN MEDIA HLDGS IN CL A 22841110 341 235,074 SH DEFINED 1,2 235,074 CRYOLIFE INC COM 22890310 3,601 560,856 SH DEFINED 1,2,6 560,856 CSG SYS INTL INC COM 12634910 15,527 813,367 SH DEFINED 1,2,5,6,8 813,367 CSS INDS INC COM 12590610 3,423 176,059 SH DEFINED 1,2,5 176,059 CSX CORP COM 12640810 706,782 14,575,839 SH DEFINED 1,2,5,6,18,8,10,12,13 14,575,839 CTC MEDIA INC COM 12642X10 6,353 426,378 SH DEFINED 1,2,5,6,8,10 426,378 CTRIP COM INTL LTD ADR 22943F10 65,732 914,724 SH DEFINED 1,2,4,5,6 914,724 CTS CORP COM 12650110 9,492 986,668 SH DEFINED 1,2,5,8 986,668 CUBIC CORP COM 22966910 14,147 379,267 SH DEFINED 1,2,5,6,8 379,267 CUBIC ENERGY INC COM 22967510 632 424,383 SH DEFINED 1,2 424,383 CUBIST PHARMACEUTICA COM 22967810 41,250 2,174,461 SH DEFINED 1,2,5,6,8 2,174,461 CULLEN FROST BANKERS COM 22989910 72,895 1,457,908 SH DEFINED 1,2,5,6,8,10 1,457,908 CULP INC COM 23021510 112 11,213 SH DEFINED 1 11,213 CUMBERLAND PHARMACEU COM 23077010 1,605 118,136 SH DEFINED 1,2 118,136 CUMMINS INC COM 23102110 710,685 15,496,829 SH DEFINED 1,2,5,6,18,8,10,12,13 15,496,829 CUMULUS MEDIA INC CL A 23108210 91 40,027 SH DEFINED 1 40,027 CURIS INC COM 23126910 4,377 1,346,840 SH DEFINED 1,2 1,346,840 CURTISS WRIGHT CORP COM 23156110 36,222 1,156,505 SH DEFINED 1,2,5,8 1,156,505 CUTERA INC COM 23210910 2,693 316,444 SH DEFINED 1,2 316,444 CVB FINL CORP COM 12660010 28,270 3,271,944 SH DEFINED 1,2,5,8 3,271,944 CVR ENERGY INC COM 12662P10 3,867 563,656 SH DEFINED 1,2,5,8 563,656 CVS CAREMARK CORPORA COM 12665010 1,602,161 49,741,108 SH DEFINED 1,2,5,6,18,8,10,12,13 49,741,108 CYBERONICS INC COM 23251P10 12,011 587,601 SH DEFINED 1,2,5,6,8 587,601 CYBERSOURCE CORP COM 23251J10 34,160 1,698,668 SH DEFINED 1,2,5,6,8 1,698,668 CYMER INC COM 23257210 29,323 764,023 SH DEFINED 1,2,5,6,8 764,023 CYNOSURE INC CL A 23257720 2,415 210,194 SH DEFINED 1,2 210,194 CYPRESS BIOSCIENCES COM PAR $. 23267450 4,472 775,069 SH DEFINED 1,2,5,6,8 775,069 CYPRESS SEMICONDUCTO COM 23280610 29,463 2,790,019 SH DEFINED 1,2,5,6,18,8,10 2,790,019 CYPRESS SHARPRIDGE I COM 23281A30 4,150 307,157 SH DEFINED 1,2 307,157 CYTEC INDS INC COM 23282010 37,692 1,034,932 SH DEFINED 1,2,5,6,8,10 1,034,932 CYTOKINETICS INC COM 23282W10 3,057 1,050,659 SH DEFINED 1,2 1,050,659 CYTORI THERAPEUTICS COM 23283K10 3,042 498,627 SH DEFINED 1,2 498,627 CYTRX CORP COM NEW 23282830 81 72,369 SH DEFINED 1 72,369
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- D R HORTON INC NOTE 2.00 23331ABB 1,301 1,175,000 SH DEFINED 1,2 1,175,000 D R HORTON INC COM 23331A10 135,064 12,425,363 SH DEFINED 1,2,5,6,18,8,10,12,13 12,425,363 DAIMLER AG REG SHS D1668R12 2,111 39,615 SH DEFINED 1 39,615 DAKTRONICS INC COM 23426410 6,821 740,561 SH DEFINED 1,2,5,6,8 740,561 DANA HOLDING CORP COM 23582520 31,209 2,879,048 SH DEFINED 1,2,5,8 2,879,048 DANAHER CORP DEL NOTE 235851AF 1,760 1,600,000 SH DEFINED 1,2 1,600,000 DANAHER CORP DEL COM 23585110 678,166 9,018,169 SH DEFINED 1,2,5,6,18,8,10,12,13 9,018,169 DANVERS BANCORP INC COM 23644210 5,562 428,156 SH DEFINED 1,2,6,8 428,156 DARDEN RESTAURANTS I COM 23719410 173,360 4,943,263 SH DEFINED 1,2,5,6,18,8,10,12,13 4,943,263 DARLING INTL INC COM 23726610 19,667 2,346,852 SH DEFINED 1,2,5,6,8 2,346,852 DAVITA INC COM 23918K10 210,993 3,591,989 SH DEFINED 1,2,5,6,18,8,10,12,13 3,591,989 DAWSON GEOPHYSICAL C COM 23935910 4,177 180,827 SH DEFINED 1,2,5,6,8 180,827 DCT INDUSTRIAL TRUST COM 23315310 34,482 6,868,999 SH DEFINED 1,2,3,5,8 6,868,999 DDI CORP COM 0.0001 23316250 1,196 244,582 SH DEFINED 1,2 244,582 DEALERTRACK HLDGS IN COM 24230910 16,740 890,879 SH DEFINED 1,2,5,6,8 890,879 DEAN FOODS CO NEW COM 24237010 130,065 7,209,818 SH DEFINED 1,2,5,6,18,8,10,12,13 7,209,818 DEARBORN BANCORP INC COM 24242R10 5 11,040 SH DEFINED 1 11,040 DECKERS OUTDOOR CORP COM 24353710 31,023 304,988 SH DEFINED 1,2,5,6,8 304,988 DECORATOR INDS INC COM PAR $0 24363120 10 11,400 SH DEFINED 1 11,400 DEERE & CO COM 24419910 768,404 14,206,029 SH DEFINED 1,2,5,6,18,8,10,12,13 14,206,029 DEL MONTE FOODS CO COM 24522P10 52,626 4,640,747 SH DEFINED 1,2,5,6,18,8,10 4,640,747 DELCATH SYS INC COM 24661P10 2,382 466,128 SH DEFINED 1,2 466,128 DELEK US HLDGS INC COM 24664710 2,280 334,818 SH DEFINED 1,2,5 334,818 DELIA'S INC NEW COM 24691110 62 32,909 SH DEFINED 1 32,909 DELL INC COM 24702R10 936,519 65,217,212 SH DEFINED 1,2,5,6,18,8,10,12,13 65,217,212 DELPHI FINL GROUP IN CL A 24713110 30,066 1,344,023 SH DEFINED 1,2,5,8 1,344,023 DELTA AIR LINES INC COM NEW 24736170 104,257 9,161,395 SH DEFINED 1,2,5,6,18,8,10,12 9,161,395 DELTA PETE CORP COM NEW 24790720 3,633 3,493,121 SH DEFINED 1,2,5,6,8 3,493,121 DELTEK INC COM 24784L10 2,595 333,543 SH DEFINED 1,2,6,8 333,543 DELTIC TIMBER CORP COM 24785010 10,577 229,048 SH DEFINED 1,2,5,6,8 229,048 DELUXE CORP COM 24801910 28,250 1,910,099 SH DEFINED 1,2,5,6,18,8 1,910,099 DEMANDTEC INC COM NEW 24802R50 3,406 388,380 SH DEFINED 1,2,6 388,380 DENBURY RES INC COM NEW 24791620 163,933 11,076,551 SH DEFINED 1,2,5,6,18,8,10,12,13 11,076,551 DENDREON CORP COM 24823Q10 49,834 1,896,281 SH DEFINED 1,2,5,6,8,10 1,896,281 DENNYS CORP COM 24869P10 4,703 2,147,585 SH DEFINED 1,2,5,6,8 2,147,585 DENTSPLY INTL INC NE COM 24903010 183,447 5,215,999 SH DEFINED 1,2,5,6,18,8,10,12,13 5,215,999 DEPOMED INC COM 24990810 3,455 1,031,273 SH DEFINED 1,2 1,031,273 DESARROLLADORA HOMEX SPONSORED 25030W10 27,851 828,408 SH DEFINED 1,4,6 828,408 DESTINATION MATERNIT COM 25065D10 1,498 78,838 SH DEFINED 1,2,5 78,838 DEUTSCHE BANK AG NAMEN AKT D1819089 589 8,312 SH DEFINED 1 8,312 DEUTSCHE TELEKOM AG SPONSORED 25156610 774 52,679 SH DEFINED 1 52,679 DEVELOPERS DIVERSIFI NOTE 3.00 251591AS 916 1,000,000 SH DEFINED 2 1,000,000 DEVELOPERS DIVERSIFI COM 25159110 47,697 5,150,853 SH DEFINED 1,2,3,5,6,8 5,150,853 DEVON ENERGY CORP NE COM 25179M10 1,248,888 16,991,667 SH DEFINED 1,2,5,6,18,8,10,12,13 16,991,667 DEVRY INC DEL COM 25189310 115,124 2,029,337 SH DEFINED 1,2,5,6,18,8,10,12,13 2,029,337 DEXCOM INC COM 25213110 7,577 938,864 SH DEFINED 1,2,6,8 938,864 DG FASTCHANNEL INC COM 23326R10 11,290 404,216 SH DEFINED 1,2,5,6,8 404,216 DHT MARITIME INC COM Y2065G10 3,947 1,072,538 SH DEFINED 1,2 1,072,538 DIAGEO P L C SPON ADR N 25243Q20 823 11,852 SH DEFINED 1 11,852 DIAMOND FOODS INC COM 25260310 12,562 353,460 SH DEFINED 1,2,6,8 353,460 DIAMOND HILL INVESTM COM NEW 25264R20 2,832 44,089 SH DEFINED 1,2 44,089 DIAMOND MGMT & TECHN COM 25269L10 3,770 511,474 SH DEFINED 1,2,8 511,474 DIAMOND OFFSHORE DRI COM 25271C10 284,442 2,890,085 SH DEFINED 1,2,5,6,18,8,10,12,13 2,890,085 DIAMONDROCK HOSPITAL COM 25278430 38,060 4,493,467 SH DEFINED 1,2,3,5,8 4,493,467 DIANA SHIPPING INC COM Y2066G10 569 39,314 SH DEFINED 1,2,5,6 39,314 DICE HLDGS INC COM 25301710 1,893 289,068 SH DEFINED 1,2,6 289,068 DICKS SPORTING GOODS COM 25339310 53,971 2,170,125 SH DEFINED 1,2,5,6,8,10 2,170,125 DIEBOLD INC COM 25365110 70,629 2,482,564 SH DEFINED 1,2,5,6,8,10,12 2,482,564 DIEDRICH COFFEE INC COM NEW 25367520 1,602 45,980 SH DEFINED 1,2 45,980 DIGI INTL INC COM 25379810 6,414 703,273 SH DEFINED 1,2,5,6 703,273
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- DIGITAL RIV INC COM 25388B10 33,336 1,235,126 SH DEFINED 1,2,5,6,8 1,235,126 DIGITAL RLTY TR INC COM 25386810 91,160 1,813,038 SH DEFINED 1,2,3,5,6,8,10 1,813,038 DIGITALGLOBE INC COM NEW 25389M87 8,153 336,911 SH DEFINED 1,2,8 336,911 DILLARDS INC CL A 25406710 27,903 1,512,360 SH DEFINED 1,2,5,8 1,512,360 DIME CMNTY BANCSHARE COM 25392210 8,885 757,457 SH DEFINED 1,2,5,8 757,457 DINEEQUITY INC COM 25442310 9,370 385,740 SH DEFINED 1,2,5,6,8 385,740 DIODES INC COM 25454310 14,380 704,544 SH DEFINED 1,2,5,6,8 704,544 DIONEX CORP COM 25454610 31,398 424,982 SH DEFINED 1,2,5,6,8 424,982 DIRECTV COM CL A 25490A10 1,333,928 39,997,855 SH DEFINED 1,2,5,6,18,8,10,12,13 39,997,855 DISCOVER FINL SVCS COM 25470910 305,661 20,779,142 SH DEFINED 1,2,5,6,18,8,10,12,13 20,779,142 DISCOVERY COMMUNICAT COM SER A 25470F10 31,823 1,037,588 SH DEFINED 1,2,5,18,8,10,12,13 1,037,588 DISCOVERY COMMUNICAT COM SER C 25470F30 81,856 3,086,561 SH DEFINED 1,2,5,6,18,8,10,12,13 3,086,561 DISCOVERY LABORATORI COM 25466810 1,307 2,081,687 SH DEFINED 1,2 2,081,687 DISH NETWORK CORP CL A 25470M10 93,260 4,490,128 SH DEFINED 1,2,5,6,18,8,10,12,13 4,490,128 DISNEY WALT CO COM DISNEY 25468710 2,263,950 70,199,999 SH DEFINED 1,2,5,6,18,8,10,12,13 70,199,999 DITECH NETWORKS INC COM 25500T10 33 25,885 SH DEFINED 1 25,885 DIVX INC COM 25541310 3,989 707,196 SH DEFINED 1,2,6 707,196 DOLAN MEDIA CO COM 25659P40 6,220 609,199 SH DEFINED 1,2,6,8 609,199 DOLBY LABORATORIES I COM 25659T10 33,294 697,557 SH DEFINED 1,2,5,6,18,8,10,12,13 697,557 DOLE FOOD CO INC NEW COM 25660310 6,752 544,101 SH DEFINED 1,2 544,101 DOLLAR FINL CORP COM 25666410 12,304 520,478 SH DEFINED 1,2,5,6,8 520,478 DOLLAR GEN CORP NEW COM 25667710 5,538 246,918 SH DEFINED 1,2,6,10 246,918 DOLLAR THRIFTY AUTOM COM 25674310 16,996 663,656 SH DEFINED 1,2,5,6,8 663,656 DOLLAR TREE INC COM 25674610 140,907 2,917,324 SH DEFINED 1,2,5,6,18,8,10,12,13 2,917,324 DOMINION RES INC VA COM 25746U10 968,161 24,875,680 SH DEFINED 1,2,5,6,18,8,10,12,13 24,875,680 DOMINOS PIZZA INC COM 25754A20 6,744 804,775 SH DEFINED 1,2,5,8 804,775 DOMTAR CORP COM NEW 25755920 55,507 1,001,747 SH DEFINED 1,2,5,6,18,8,10 1,001,747 DONALDSON INC COM 25765110 67,750 1,592,620 SH DEFINED 1,2,5,6,8,10 1,592,620 DONEGAL GROUP INC CL A 25770120 4,212 271,072 SH DEFINED 1,2 271,072 DONNELLEY R R & SONS COM 25786710 212,516 9,542,701 SH DEFINED 1,2,5,6,18,8,10,12,13 9,542,701 DORAL FINL CORP COM NEW 25811P88 443 122,160 SH DEFINED 1,2 122,160 DORMAN PRODUCTS INC COM 25827810 3,154 201,266 SH DEFINED 1,2 201,266 DOT HILL SYS CORP COM 25848T10 98 51,627 SH DEFINED 1 51,627 DOUBLE-TAKE SOFTWARE COM 25859810 3,190 319,357 SH DEFINED 1,2,6 319,357 DOUGLAS EMMETT INC COM 25960P10 44,297 3,108,560 SH DEFINED 1,2,3,5,8,10 3,108,560 DOVER CORP COM 26000310 299,183 7,190,172 SH DEFINED 1,2,5,6,18,8,10,12,13 7,190,172 DOVER DOWNS GAMING & COM 26009510 1,278 338,071 SH DEFINED 1,2,5 338,071 DOW CHEM CO COM 26054310 1,184,543 42,871,624 SH DEFINED 1,2,5,6,18,8,10,12,13 42,871,624 DPL INC COM 23329310 74,526 2,700,226 SH DEFINED 1,2,5,6,8,10 2,700,226 DR PEPPER SNAPPLE GR COM 26138E10 345,429 12,205,982 SH DEFINED 1,2,5,6,18,8,10,12,13 12,205,982 DR REDDYS LABS LTD ADR 25613520 8,777 362,536 SH DEFINED 1,2,5,6 362,536 DREAMWORKS ANIMATION CL A 26153C10 64,838 1,622,985 SH DEFINED 1,2,5,6,8,10 1,622,985 DRESS BARN INC COM 26157010 51,028 2,209,943 SH DEFINED 1,2,5,6,8 2,209,943 DRESSER-RAND GROUP I COM 26160810 40,672 1,286,694 SH DEFINED 1,2,5,6,8,10 1,286,694 DREW INDS INC COM NEW 26168L20 8,275 400,716 SH DEFINED 1,2,5,6,8 400,716 DRI CORPORATION COM 23330F10 26 16,137 SH DEFINED 1 16,137 DRIL-QUIP INC COM 26203710 51,198 906,474 SH DEFINED 1,2,5,6,8 906,474 DRUGSTORE COM INC COM 26224110 4,710 1,524,353 SH DEFINED 1,2 1,524,353 DRYSHIPS INC SHS Y2109Q10 917 157,514 SH DEFINED 1,2,5,6 157,514 DSP GROUP INC COM 23332B10 4,436 787,965 SH DEFINED 1,2,5 787,965 DST SYS INC DEL COM 23332610 43,640 1,002,077 SH DEFINED 1,2,5,6,18,8,10,12,13 1,002,077 DSW INC CL A 23334L10 7,189 277,787 SH DEFINED 1,2,5,6,8 277,787 DTE ENERGY CO COM 23333110 331,292 7,600,175 SH DEFINED 1,2,5,6,18,8,10,12,13 7,600,175 DTS INC COM 23335C10 12,556 367,018 SH DEFINED 1,2,5,6,8 367,018 DU PONT E I DE NEMOU COM 26353410 1,401,703 41,630,614 SH DEFINED 1,2,5,6,18,8,10,12,13 41,630,614 DUCOMMUN INC DEL COM 26414710 4,548 243,105 SH DEFINED 1,2,5 243,105 DUFF & PHELPS CORP N CL A 26433B10 5,626 308,090 SH DEFINED 1,2,6,8 308,090 DUKE ENERGY CORP NEW COM 26441C10 972,605 56,513,942 SH DEFINED 1,2,5,6,18,8,10,12,13 56,513,942 DUKE REALTY CORP COM NEW 26441150 104,941 8,622,900 SH DEFINED 1,2,3,5,6,18,8,10,12,13 8,622,900 DUN & BRADSTREET COR COM 26483E10 152,088 1,802,632 SH DEFINED 1,2,5,6,18,8,10,12,13 1,802,632
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- DUOYUAN PRTG INC COM 26605B10 764 94,968 SH DEFINED 1,2 94,968 DUPONT FABROS TECHNO COM 26613Q10 22,197 1,233,871 SH DEFINED 1,2,3,5,6,8 1,233,871 DURECT CORP COM 26660510 4,439 1,797,349 SH DEFINED 1,2,5,6 1,797,349 DXP ENTERPRISES INC COM NEW 23337740 1,989 152,162 SH DEFINED 1,2 152,162 DYAX CORP COM 26746E10 4,556 1,343,902 SH DEFINED 1,2,5,6,8 1,343,902 DYCOM INDS INC COM 26747510 10,043 1,250,703 SH DEFINED 1,2,5,8 1,250,703 DYNAMEX INC COM 26784F10 3,610 199,440 SH DEFINED 1,2 199,440 DYNAMIC MATLS CORP COM 26788810 5,489 273,771 SH DEFINED 1,2,5,6,8 273,771 DYNAMICS RESH CORP COM 26805710 1,529 144,154 SH DEFINED 1,2 144,154 DYNAVAX TECHNOLOGIES COM 26815810 21 14,991 SH DEFINED 1 14,991 DYNCORP INTL INC CL A 26817C10 12,189 849,387 SH DEFINED 1,2,5,6,18,8 849,387 DYNEGY INC DEL CL A 26817G10 19,743 10,907,606 SH DEFINED 1,2,5,6,18,8,10 10,907,606 DYNEX CAP INC COM NEW 26817Q50 1,702 194,954 SH DEFINED 1,2 194,954 E HOUSE CHINA HLDGS ADR 26852W10 1,307 72,106 SH DEFINED 1,2,6 72,106 E M C CORP MASS NOTE 1.75 268648AK 3,767 3,100,000 SH DEFINED 2 3,100,000 E M C CORP MASS NOTE 1.75 268648AM 5,443 4,350,000 SH DEFINED 1,2 4,350,000 E M C CORP MASS COM 26864810 1,278,852 73,202,761 SH DEFINED 1,2,5,6,18,8,10,12,13 73,202,761 E TRADE FINANCIAL CO COM 26924610 128,256 72,872,521 SH DEFINED 1,2,5,6,8,10,12,13 72,872,521 EAGLE BANCORP INC MD COM 26894810 3,102 296,305 SH DEFINED 1,2 296,305 EAGLE BULK SHIPPING COM Y2187A10 6,228 1,258,128 SH DEFINED 1,2,5,8 1,258,128 EAGLE MATERIALS INC COM 26969P10 15,679 601,883 SH DEFINED 1,2,5,6,8,10 601,883 EARTHLINK INC COM 27032110 26,574 3,197,883 SH DEFINED 1,2,5,8 3,197,883 EAST WEST BANCORP IN COM 27579R10 44,595 2,822,445 SH DEFINED 1,2,5,6,8 2,822,445 EASTERN CO COM 27631710 1,359 101,224 SH DEFINED 1,2 101,224 EASTERN INS HLDGS IN COM 27653410 1,166 135,228 SH DEFINED 1,2 135,228 EASTGROUP PPTY INC COM 27727610 33,648 878,994 SH DEFINED 1,2,3,5,8 878,994 EASTMAN CHEM CO COM 27743210 211,750 3,515,110 SH DEFINED 1,2,5,6,18,8,10,12,13 3,515,110 EASTMAN KODAK CO COM 27746110 52,014 12,325,545 SH DEFINED 1,2,5,6,18,8,10,12,13 12,325,545 EATON CORP COM 27805810 380,006 5,973,061 SH DEFINED 1,2,5,6,18,8,10,12,13 5,973,061 EATON VANCE CORP COM NON VT 27826510 104,750 3,444,587 SH DEFINED 1,2,5,6,18,8,10,12,13 3,444,587 EBAY INC COM 27864210 962,543 40,907,041 SH DEFINED 1,2,5,6,18,8,10,12,13 40,907,041 EBIX INC COM NEW 27871520 8,176 167,434 SH DEFINED 1,2,6,8 167,434 ECHELON CORP COM 27874N10 7,947 687,484 SH DEFINED 1,2,5,6,8 687,484 ECHO GLOBAL LOGISTIC COM 27875T10 1,069 84,271 SH DEFINED 1,2 84,271 ECHOSTAR CORP CL A 27876810 9,031 448,387 SH DEFINED 1,2,5,6,8,10 448,387 ECLIPSYS CORP COM 27885610 22,789 1,230,531 SH DEFINED 1,2,5,6,8 1,230,531 ECOLAB INC COM 27886510 397,398 8,914,263 SH DEFINED 1,2,5,6,18,8,10,12,13 8,914,263 ECOPETROL S A SPONSORED 27915810 8,192 337,655 SH DEFINED 1,5,6,8,10 337,655 EDGEWATER TECHNOLOGY COM 28035810 51 17,022 SH DEFINED 1 17,022 EDISON INTL COM 28102010 1,324,161 38,072,483 SH DEFINED 1,2,5,6,18,8,10,12,13 38,072,483 EDUCATION MGMT CORP COM 28140M10 3,841 174,494 SH DEFINED 1,2,10 174,494 EDUCATION RLTY TR IN COM 28140H10 9,588 1,980,929 SH DEFINED 1,2,3,5,8 1,980,929 EDWARDS LIFESCIENCES COM 28176E10 187,386 2,157,583 SH DEFINED 1,2,5,6,18,8,10,12,13 2,157,583 EF JOHNSON TECHNOLOG COM 26843B10 35 31,450 SH DEFINED 1 31,450 EHEALTH INC COM 28238P10 7,931 482,685 SH DEFINED 1,2,5,6,8 482,685 EINSTEIN NOAH REST G COM 28257U10 881 89,608 SH DEFINED 1,2 89,608 EL PASO CORP COM 28336L10 317,371 32,285,939 SH DEFINED 1,2,5,6,18,8,10,12,13 32,285,939 EL PASO ELEC CO COM NEW 28367785 23,184 1,143,218 SH DEFINED 1,2,5,8 1,143,218 ELECTRO OPTICAL SCIE COM 28519210 4,005 388,418 SH DEFINED 1,2 388,418 ELECTRO RENT CORP COM 28521810 4,844 419,773 SH DEFINED 1,2,5,8 419,773 ELECTRO SCIENTIFIC I COM 28522910 6,683 617,640 SH DEFINED 1,2,5,6,8 617,640 ELECTRONIC ARTS INC COM 28551210 202,447 11,405,438 SH DEFINED 1,2,5,6,18,8,10,12,13 11,405,438 ELECTRONICS FOR IMAG COM 28608210 14,768 1,138,639 SH DEFINED 1,2,5,8 1,138,639 ELIXIR GAMING TECHNO COM 28661G10 19 77,260 SH DEFINED 1 77,260 ELIZABETH ARDEN INC COM 28660G10 7,896 547,214 SH DEFINED 1,2,5,8 547,214 ELLIS PERRY INTL INC COM 28885310 4,190 278,230 SH DEFINED 1,2 278,230 ELOYALTY CORP COM NEW 29015130 651 94,743 SH DEFINED 1,2 94,743 EMBOTELLADORA ANDINA SPON ADR A 29081P20 298 17,604 SH DEFINED 1,2,6 17,604 EMBOTELLADORA ANDINA SPON ADR B 29081P30 1,141 55,911 SH DEFINED 1,2,5,6 55,911 EMBRAER-EMPRESA BRAS SP ADR COM 29081M10 1,206 54,540 SH DEFINED 1,2,6,8,10 54,540
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- EMC INS GROUP INC COM 26866410 2,309 107,341 SH DEFINED 1,2 107,341 EMCOR GROUP INC COM 29084Q10 52,147 1,938,564 SH DEFINED 1,2,5,6,8 1,938,564 EMCORE CORP COM 29084610 1,439 1,344,479 SH DEFINED 1,2 1,344,479 EMDEON INC CL A 29084T10 3,893 255,246 SH DEFINED 1,2,10 255,246 EMERGENCY MEDICAL SV CL A 29100P10 30,904 570,712 SH DEFINED 1,2,5,6,8 570,712 EMERGENT BIOSOLUTION COM 29089Q10 5,653 415,995 SH DEFINED 1,2,6 415,995 EMERITUS CORP COM 29100510 7,523 401,212 SH DEFINED 1,2,5,6,8 401,212 EMERSON ELEC CO COM 29101110 1,121,516 26,326,655 SH DEFINED 1,2,5,6,18,8,10,12,13 26,326,655 EMERSON RADIO CORP COM NEW 29108720 25 10,566 SH DEFINED 1 10,566 EMMIS COMMUNICATIONS CL A 29152510 137 117,422 SH DEFINED 1 117,422 EMPIRE DIST ELEC CO COM 29164110 15,049 803,466 SH DEFINED 1,2,5,8 803,466 EMPIRE RESORTS INC COM 29205210 67 31,846 SH DEFINED 1 31,846 EMPLOYERS HOLDINGS I COM 29221810 17,759 1,157,666 SH DEFINED 1,2,5,8 1,157,666 EMPRESA NACIONAL DE SPONSORED 29244T10 23,699 471,438 SH DEFINED 1,2,5,6,18 471,438 EMS TECHNOLOGIES INC COM 26873N10 4,662 321,550 SH DEFINED 1,2,6,8 321,550 EMULEX CORP COM NEW 29247520 20,193 1,852,557 SH DEFINED 1,2,5,8 1,852,557 ENBRIDGE ENERGY MANA SHS UNITS 29250X10 448 8,433 SH DEFINED 1,2,5,8 8,433 ENBRIDGE INC COM 29250N10 276 5,968 SH DEFINED 1 5,968 ENCORE ACQUISITION C COM 29255W10 74,863 1,558,989 SH DEFINED 1,2,5,6,8,10 1,558,989 ENCORE BANCSHARES IN COM 29255V20 240 29,980 SH DEFINED 1 29,980 ENCORE CAP GROUP INC COM 29255410 5,896 338,847 SH DEFINED 1,2,5 338,847 ENCORE WIRE CORP COM 29256210 9,303 441,517 SH DEFINED 1,2,5,8 441,517 ENDEAVOUR INTL CORP COM 29259G10 2,232 2,066,403 SH DEFINED 1,2,6 2,066,403 ENDO PHARMACEUTICALS COM 29264F20 72,738 3,544,752 SH DEFINED 1,2,5,6,18,8,10 3,544,752 ENDOLOGIX INC COM 29266S10 4,772 903,850 SH DEFINED 1,2 903,850 ENDURANCE SPECIALTY SHS G3039710 36,056 968,464 SH DEFINED 1,2,5,6,8,10 968,464 ENER1 INC COM NEW 29267A20 6,202 978,239 SH DEFINED 1,2,6,8 978,239 ENERGEN CORP COM 29265N10 94,732 2,024,186 SH DEFINED 1,2,5,6,18,8,10,12,13 2,024,186 ENERGIZER HLDGS INC COM 29266R10 109,115 1,780,603 SH DEFINED 1,2,5,6,18,8,10,12,13 1,780,603 ENERGY CONVERSION DE COM 29265910 9,898 936,402 SH DEFINED 1,2,5,6,8 936,402 ENERGY RECOVERY INC COM 29270J10 4,175 606,816 SH DEFINED 1,2,6,8 606,816 ENERGY XXI (BERMUDA) COM SHS G1008210 120 51,900 SH DEFINED 1,2 51,900 ENERGYSOLUTIONS INC COM 29275620 14,477 1,705,166 SH DEFINED 1,2,5,8 1,705,166 ENERNOC INC COM 29276410 8,535 280,842 SH DEFINED 1,2,5,6,8 280,842 ENERSIS S A SPONSORED 29274F10 19,281 843,434 SH DEFINED 1,2,5,6,8 843,434 ENERSYS COM 29275Y10 30,397 1,389,888 SH DEFINED 1,2,5,18,8 1,389,888 ENGLOBAL CORP COM 29330610 1,278 408,166 SH DEFINED 1,2,5 408,166 ENI S P A SPONSORED 26874R10 2,343 46,286 SH DEFINED 1,2 46,286 ENNIS INC COM 29338910 10,887 648,394 SH DEFINED 1,2,5,8 648,394 ENPRO INDS INC COM 29355X10 17,279 654,241 SH DEFINED 1,2,5,8 654,241 ENSCO INTL INC COM 26874Q10 3,576 85,287 SH DEFINED 1,18 85,287 ENSIGN GROUP INC COM 29358P10 3,104 201,931 SH DEFINED 1,2 201,931 ENSTAR GROUP LIMITED SHS G3075P10 10,573 144,801 SH DEFINED 1,2,5,8 144,801 ENTEGRIS INC COM 29362U10 15,265 2,891,139 SH DEFINED 1,2,5,6,8 2,891,139 ENTERCOM COMMUNICATI CL A 29363910 299 42,281 SH DEFINED 1 42,281 ENTERGY CORP NEW COM 29364G10 649,605 7,937,503 SH DEFINED 1,2,5,6,18,8,10,12,13 7,937,503 ENTEROMEDICS INC COM 29365M10 117 208,352 SH DEFINED 1,2 208,352 ENTERPRISE BANCORP I COM 29366810 763 69,715 SH DEFINED 1,2 69,715 ENTERPRISE FINL SVCS COM 29371210 1,524 197,628 SH DEFINED 1,2 197,628 ENTERPRISE PRODS PAR COM 29379210 637 20,295 SH DEFINED 1,8 20,295 ENTERTAINMENT PPTYS COM SH BEN 29380T10 38,780 1,099,517 SH DEFINED 1,2,3,5,8 1,099,517 ENTRAVISION COMMUNIC CL A 29382R10 207 60,911 SH DEFINED 1 60,911 ENTREMED INC COM 29382F10 32 40,090 SH DEFINED 1 40,090 ENTROPIC COMMUNICATI COM 29384R10 2,813 916,446 SH DEFINED 1,2 916,446 ENZO BIOCHEM INC COM 29410010 3,927 729,901 SH DEFINED 1,2,5,6,8 729,901 ENZON PHARMACEUTICAL COM 29390410 11,671 1,108,403 SH DEFINED 1,2,5,6,8 1,108,403 EOG RES INC COM 26875P10 933,874 9,597,880 SH DEFINED 1,2,5,6,18,8,10,12,13 9,597,880 EPICEPT CORP COM 29426420 30 51,127 SH DEFINED 1 51,127 EPICOR SOFTWARE CORP COM 29426L10 8,787 1,153,179 SH DEFINED 1,2,5,8 1,153,179 EPIQ SYS INC COM 26882D10 9,796 700,206 SH DEFINED 1,2,5,6,8 700,206
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- EPLUS INC COM 29426810 1,027 62,213 SH DEFINED 1,2 62,213 EPOCH HOLDING CORP COM 29428R10 2,676 256,114 SH DEFINED 1,2 256,114 EQT CORP COM 26884L10 246,038 5,601,964 SH DEFINED 1,2,5,6,18,8,10,12,13 5,601,964 EQUIFAX INC COM 29442910 146,038 4,727,689 SH DEFINED 1,2,5,6,18,8,10,12,13 4,727,689 EQUINIX INC COM NEW 29444U50 88,652 835,159 SH DEFINED 1,2,5,6,8,10 835,159 EQUITY LIFESTYLE PPT COM 29472R10 47,709 945,299 SH DEFINED 1,2,3,5,6,8 945,299 EQUITY ONE COM 29475210 22,972 1,420,642 SH DEFINED 1,2,3,5,6,8 1,420,642 EQUITY RESIDENTIAL SH BEN INT 29476L10 444,920 13,171,117 SH DEFINED 1,2,3,5,6,18,8,10,12,13 13,171,117 ERESEARCHTECHNOLOGY COM 29481V10 6,193 1,030,499 SH DEFINED 1,2,5,6,8 1,030,499 ERICSSON L M TEL CO ADR B SEK 29482160 7,265 790,530 SH DEFINED 1,2 790,530 ERIE INDTY CO CL A 29530P10 15,124 387,598 SH DEFINED 1,2,5,6,8,10,12 387,598 ERP OPER LTD PARTNER NOTE 3.85 26884AAV 1,089 1,100,000 SH DEFINED 1,2 1,100,000 ESB FINL CORP COM 26884F10 2,233 168,908 SH DEFINED 1,2,5 168,908 ESCO TECHNOLOGIES IN COM 29631510 21,313 594,494 SH DEFINED 1,2,5,6,8 594,494 ESSA BANCORP INC COM 29667D10 4,032 344,576 SH DEFINED 1,2 344,576 ESSEX PPTY TR INC COM 29717810 80,960 967,847 SH DEFINED 1,2,3,5,6,8,10 967,847 ESTERLINE TECHNOLOGI COM 29742510 30,232 741,523 SH DEFINED 1,2,5,6,8 741,523 ETHAN ALLEN INTERIOR COM 29760210 7,843 584,401 SH DEFINED 1,2,5,8 584,401 EUROBANCSHARES INC COM 29871610 5 10,800 SH DEFINED 1 10,800 EURONET WORLDWIDE IN COM 29873610 27,280 1,242,827 SH DEFINED 1,2,5,6,8 1,242,827 EV3 INC COM 26928A20 23,231 1,741,455 SH DEFINED 1,2,5,6,8 1,741,455 EVERCORE PARTNERS IN CLASS A 29977A10 8,556 281,455 SH DEFINED 1,2,6,8 281,455 EVEREST RE GROUP LTD COM G3223R10 142,902 1,667,853 SH DEFINED 1,2,5,6,18,8,10,12,13 1,667,853 EVERGREEN ENERGY INC COM 30024B10 752 2,245,157 SH DEFINED 1,2 2,245,157 EVERGREEN SOLAR INC COM 30033R10 5,664 3,751,095 SH DEFINED 1,2,5,6,8 3,751,095 EVOLVING SYS INC COM NEW 30049R20 84 13,438 SH DEFINED 1 13,438 EXACT SCIENCES CORP COM 30063P10 70 20,617 SH DEFINED 1 20,617 EXACTECH INC COM 30064E10 2,439 140,911 SH DEFINED 1,2,6 140,911 EXAR CORP COM 30064510 5,993 842,949 SH DEFINED 1,2,5,6,8 842,949 EXCEL MARITIME CARRI COM V3267N10 489 79,350 SH DEFINED 1,2,5,6 79,350 EXCO RESOURCES INC COM 26927940 44,954 2,117,460 SH DEFINED 1,2,5,6,8,10 2,117,460 EXELIXIS INC COM 30161Q10 32,379 4,393,324 SH DEFINED 1,2,5,6,8 4,393,324 EXELON CORP COM 30161N10 1,343,887 27,499,215 SH DEFINED 1,2,5,6,18,8,10,12,13 27,499,215 EXIDE TECHNOLOGIES COM NEW 30205120 8,631 1,213,890 SH DEFINED 1,2,5,6,8 1,213,890 EXLSERVICE HOLDINGS COM 30208110 5,509 303,512 SH DEFINED 1,2,5,6 303,512 EXPEDIA INC DEL COM 30212P10 210,337 8,174,764 SH DEFINED 1,2,5,6,18,8,10,12,13 8,174,764 EXPEDITORS INTL WASH COM 30213010 252,731 7,268,648 SH DEFINED 1,2,5,6,18,8,10,12,13 7,268,648 EXPONENT INC COM 30214U10 8,176 293,685 SH DEFINED 1,2,6,8 293,685 EXPRESS SCRIPTS INC COM 30218210 824,068 9,535,612 SH DEFINED 1,2,5,6,18,8,10,12,13 9,535,612 EXTERRAN HLDGS INC COM 30225X10 44,652 2,081,676 SH DEFINED 1,2,5,6,8,10 2,081,676 EXTRA SPACE STORAGE COM 30225T10 33,163 2,871,270 SH DEFINED 1,2,3,5,8 2,871,270 EXTREME NETWORKS INC COM 30226D10 5,226 1,820,841 SH DEFINED 1,2,5 1,820,841 EXXON MOBIL CORP COM 30231G10 12,250,427 179,651,376 SH DEFINED 1,2,5,6,18,8,10,12,13 179,651,376 EZCORP INC CL A NON V 30230110 17,502 1,017,571 SH DEFINED 1,2,5,6,8 1,017,571 F M C CORP COM NEW 30249130 144,843 2,597,610 SH DEFINED 1,2,5,6,18,8,10,12,13 2,597,610 F5 NETWORKS INC COM 31561610 89,161 1,683,245 SH DEFINED 1,2,5,6,8,10 1,683,245 FACET BIOTECH CORP SHS 30303Q10 10,573 602,423 SH DEFINED 1,2,5,6,8 602,423 FACTSET RESH SYS INC COM 30307510 59,048 896,432 SH DEFINED 1,2,5,6,18,8,10 896,432 FAIR ISAAC CORP COM 30325010 35,371 1,659,838 SH DEFINED 1,2,5,6,8 1,659,838 FAIRCHILD SEMICONDUC COM 30372610 29,086 2,911,542 SH DEFINED 1,2,5,6,8,10 2,911,542 FALCONSTOR SOFTWARE COM 30613710 2,726 671,548 SH DEFINED 1,2,5,6 671,548 FAMILY DLR STORES IN COM 30700010 138,741 4,985,288 SH DEFINED 1,2,5,6,18,8,10,12,13 4,985,288 FAMOUS DAVES AMER IN COM 30706810 71 11,790 SH DEFINED 1 11,790 FARMER BROS CO COM 30767510 2,474 125,379 SH DEFINED 1,2,5 125,379 FARMERS CAP BK CORP COM 30956210 1,289 126,087 SH DEFINED 1,2 126,087 FARO TECHNOLOGIES IN COM 31164210 7,882 367,629 SH DEFINED 1,2,5,6,8 367,629 FASTENAL CO COM 31190010 189,184 4,543,325 SH DEFINED 1,2,5,6,18,8,10,12,13 4,543,325 FBL FINL GROUP INC CL A 30239F10 5,518 297,945 SH DEFINED 1,2,5,8 297,945 FBR CAPITAL MARKETS COM 30247C30 2,793 451,990 SH DEFINED 1,2,5,6,8 451,990 FEDERAL HOME LN MTG COM 31340030 3,676 2,500,916 SH DEFINED 1,2,5,6,8,10 2,500,916
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- FEDERAL MOGUL CORP COM 31354940 5,055 292,187 SH DEFINED 1,2,5,6,8,10 292,187 FEDERAL NATL MTG ASS COM 31358610 4,917 4,166,866 SH DEFINED 1,2,5,6,8,10 4,166,866 FEDERAL NATL MTG ASS CONV PFD S 31358674 36 20,000 SH DEFINED 1 20,000 FEDERAL REALTY INVT SH BEN INT 31374720 145,653 2,150,818 SH DEFINED 1,2,3,5,6,18,8,10,12,13 2,150,818 FEDERAL SIGNAL CORP COM 31385510 9,592 1,593,347 SH DEFINED 1,2,5,6,8 1,593,347 FEDERATED INVS INC P CL B 31421110 83,251 3,027,304 SH DEFINED 1,2,5,6,8,10,12,13 3,027,304 FEDEX CORP COM 31428X10 925,403 11,089,307 SH DEFINED 1,2,5,6,18,8,10,12,13 11,089,307 FEI CO COM 30241L10 19,270 824,924 SH DEFINED 1,2,5,6,8 824,924 FELCOR LODGING TR IN COM 31430F10 7,850 2,180,470 SH DEFINED 1,2,3,5,8 2,180,470 FEMALE HEALTH CO COM 31446210 1,044 220,622 SH DEFINED 1,2 220,622 FERRO CORP COM 31540510 13,473 1,635,117 SH DEFINED 1,2,5,8 1,635,117 FGX INTERNATIONAL HL ORD SHS G3396L10 4,811 245,589 SH DEFINED 1,2 245,589 FIBERTOWER COM 31567R20 48 11,443 SH DEFINED 1 11,443 FIBRIA CELULOSE S A SP ADR REP 31573A10 3,113 136,279 SH DEFINED 1,2,6,10 136,279 FIDELITY NATIONAL FI CL A 31620R10 80,259 5,962,754 SH DEFINED 1,2,5,6,18,8,10,12,13 5,962,754 FIDELITY NATL INFORM COM 31620M10 272,654 11,631,977 SH DEFINED 1,2,5,6,18,8,10,12,13 11,631,977 FIFTH STREET FINANCE COM 31678A10 7,159 666,579 SH DEFINED 1,2,8 666,579 FIFTH THIRD BANCORP COM 31677310 326,176 33,453,909 SH DEFINED 1,2,5,6,18,8,10,12,13 33,453,909 FINANCIAL FED CORP COM 31749210 15,915 578,724 SH DEFINED 1,2,5,8 578,724 FINANCIAL INSTNS INC COM 31758540 2,659 225,746 SH DEFINED 1,2 225,746 FINISAR CORP COM NEW 31787A50 819 91,771 SH DEFINED 1,2,5,6,8 91,771 FINISH LINE INC CL A 31792310 14,338 1,142,469 SH DEFINED 1,2,5,8 1,142,469 FIRST ACCEPTANCE COR COM 31845710 619 317,686 SH DEFINED 1,2 317,686 FIRST AMERN CORP CAL COM 31852230 94,269 2,847,160 SH DEFINED 1,2,5,6,18,8,10,12,13 2,847,160 FIRST BANCORP INC ME COM 31866P10 2,913 188,887 SH DEFINED 1,2 188,887 FIRST BANCORP N C COM 31891010 5,184 371,067 SH DEFINED 1,2,5,8 371,067 FIRST BANCORP P R COM 31867210 4,654 2,023,650 SH DEFINED 1,2,5,8 2,023,650 FIRST BUSEY CORP COM 31938310 3,835 985,777 SH DEFINED 1,2,5 985,777 FIRST CALIFORNIA FIN COM NEW 31939510 192 70,224 SH DEFINED 1,2 70,224 FIRST CASH FINL SVCS COM 31942D10 11,922 537,276 SH DEFINED 1,2,5,6,8 537,276 FIRST CMNTY BANCSHAR COM 31983A10 3,686 305,930 SH DEFINED 1,2,5 305,930 FIRST COMWLTH FINL C COM 31982910 14,014 3,013,869 SH DEFINED 1,2,5,8 3,013,869 FIRST CTZNS BANCSHAR CL A 31946M10 11,351 69,212 SH DEFINED 1,2,5,6,8,10 69,212 FIRST DEFIANCE FINL COM 32006W10 2,029 179,756 SH DEFINED 1,2 179,756 FIRST FINANCIAL NORT COM 32022K10 3,610 551,143 SH DEFINED 1,2,8 551,143 FIRST FINL BANCORP O COM 32020910 26,597 1,826,713 SH DEFINED 1,2,5,8 1,826,713 FIRST FINL BANKSHARE COM 32020R10 27,054 498,882 SH DEFINED 1,2,5,6,8 498,882 FIRST FINL CORP IND COM 32021810 8,273 271,072 SH DEFINED 1,2,5,8 271,072 FIRST FINL HLDGS INC COM 32023910 4,096 315,057 SH DEFINED 1,2,8 315,057 FIRST FINL SVC CORP COM 32022D10 573 63,194 SH DEFINED 1,2 63,194 FIRST HORIZON NATL C COM 32051710 115,022 8,583,732 SH DEFINED 1,2,5,6,8,10,12,13 8,583,732 FIRST INDUSTRIAL REA COM 32054K10 9,211 1,761,197 SH DEFINED 1,2,3,5,6,8 1,761,197 FIRST LONG IS CORP COM 32073410 3,123 123,684 SH DEFINED 1,2 123,684 FIRST MARBLEHEAD COR COM 32077110 2,873 1,348,909 SH DEFINED 1,2,5 1,348,909 FIRST MERCHANTS CORP COM 32081710 2,786 469,037 SH DEFINED 1,2,8 469,037 FIRST MERCURY FINANC COM 32084110 4,637 338,250 SH DEFINED 1,2 338,250 FIRST MIDWEST BANCOR COM 32086710 23,041 2,115,803 SH DEFINED 1,2,5,8 2,115,803 FIRST NIAGARA FINL G COM 33582V10 62,621 4,501,834 SH DEFINED 1,2,5,6,8,10 4,501,834 FIRST PL FINL CORP COM 33610T10 86 30,954 SH DEFINED 1 30,954 FIRST POTOMAC RLTY T COM 33610F10 13,618 1,083,411 SH DEFINED 1,2,3,8 1,083,411 FIRST SEC GROUP INC COM 33631210 40 16,800 SH DEFINED 1 16,800 FIRST SOLAR INC COM 33643310 223,320 1,649,332 SH DEFINED 1,2,5,6,18,8,10,12,13 1,649,332 FIRST SOUTH BANCORP COM 33646W10 1,879 182,415 SH DEFINED 1,2 182,415 FIRST ST BANCORPORAT COM 33645310 5 11,862 SH DEFINED 1 11,862 FIRSTENERGY CORP COM 33793210 1,034,350 22,268,034 SH DEFINED 1,2,5,6,18,8,10,12,13 22,268,034 FIRSTMERIT CORP COM 33791510 66,848 3,319,182 SH DEFINED 1,2,5,6,8 3,319,182 FISERV INC COM 33773810 267,445 5,516,606 SH DEFINED 1,2,5,6,18,8,10,12,13 5,516,606 FISHER COMMUNICATION COM 33775620 2,310 142,152 SH DEFINED 1,2,6,8 142,152 FIVE STAR QUALITY CA COM 33832D10 131 37,654 SH DEFINED 1 37,654 FLAGSTAR BANCORP INC COM 33793010 880 1,467,267 SH DEFINED 1,2 1,467,267
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- FLAGSTONE REINSURANC SHS G3529T10 9,679 884,727 SH DEFINED 1,2,8 884,727 FLANDERS CORP COM 33849410 1,307 293,090 SH DEFINED 1,2 293,090 FLEXSTEEL INDS INC COM 33938210 144 14,061 SH DEFINED 1 14,061 FLEXTRONICS INTL LTD ORD Y2573F10 53,667 7,341,604 SH DEFINED 1,2,5,6,18,8,10,12,13 7,341,604 FLIR SYS INC COM 30244510 169,178 5,168,891 SH DEFINED 1,2,5,6,18,8,10,12,13 5,168,891 FLOTEK INDS INC DEL COM 34338910 33 24,951 SH DEFINED 1 24,951 FLOW INTL CORP COM 34346810 2,669 866,561 SH DEFINED 1,2 866,561 FLOWERS FOODS INC COM 34349810 36,408 1,532,344 SH DEFINED 1,2,5,6,8,10 1,532,344 FLOWSERVE CORP COM 34354P10 179,472 1,898,567 SH DEFINED 1,2,5,6,18,8,10,12,13 1,898,567 FLUOR CORP NEW COM 34341210 297,032 6,594,844 SH DEFINED 1,2,5,6,18,8,10,12,13 6,594,844 FLUSHING FINL CORP COM 34387310 8,103 719,635 SH DEFINED 1,2,5,8 719,635 FMC TECHNOLOGIES INC COM 30249U10 304,191 5,259,173 SH DEFINED 1,2,5,6,18,8,10,12,13 5,259,173 FNB CORP PA COM 30252010 30,603 4,507,102 SH DEFINED 1,2,5,8 4,507,102 FOCUS MEDIA HLDG LTD SPONSORED 34415V10 3,662 231,071 SH DEFINED 1,2,6 231,071 FOMENTO ECONOMICO ME SPON ADR U 34441910 30,885 645,041 SH DEFINED 1,2,6,18 645,041 FOOT LOCKER INC COM 34484910 46,056 4,134,290 SH DEFINED 1,2,5,6,8,10,12 4,134,290 FORCE PROTECTION INC COM NEW 34520320 9,666 1,855,183 SH DEFINED 1,2,5,6,8 1,855,183 FORD MTR CO CAP TR I PFD TR CV6 34539520 4,671 117,000 SH DEFINED 1,2 117,000 FORD MTR CO DEL NOTE 4.25 345370CF 1,578 1,250,000 SH DEFINED 1,2 1,250,000 FORD MTR CO DEL NOTE 4.25 345370CN 8,149 6,500,000 SH DEFINED 1,2 6,500,000 FORD MTR CO DEL COM PAR $0 34537086 1,156,717 115,671,739 SH DEFINED 1,2,5,6,18,8,10,12,13 115,671,739 FOREST CITY ENTERPRI CL A 34555010 19,989 1,696,850 SH DEFINED 1,2,3,5,6,8,10,12 1,696,850 FOREST LABS INC COM 34583810 376,403 11,722,313 SH DEFINED 1,2,5,6,18,8,10,12,13 11,722,313 FOREST OIL CORP COM PAR $0 34609170 63,022 2,832,465 SH DEFINED 1,2,5,6,18,8,10 2,832,465 FORESTAR GROUP INC COM 34623310 17,756 807,842 SH DEFINED 1,2,5,6,8 807,842 FORMFACTOR INC COM 34637510 23,919 1,098,718 SH DEFINED 1,2,5,6,8 1,098,718 FORRESTER RESH INC COM 34656310 12,086 465,736 SH DEFINED 1,2,5,6,8 465,736 FORTINET INC COM 34959E10 3,264 185,776 SH DEFINED 1,2 185,776 FORTRESS INVESTMENT CL A 34958B10 172 38,600 SH DEFINED 1,8 38,600 FORTUNE BRANDS INC COM 34963110 228,990 5,300,696 SH DEFINED 1,2,5,6,18,8,10,12,13 5,300,696 FORWARD AIR CORP COM 34985310 17,286 690,599 SH DEFINED 1,2,5,6,8 690,599 FORWARD INDS INC N Y COM NEW 34986230 26 12,523 SH DEFINED 1 12,523 FOSSIL INC COM 34988210 53,798 1,603,051 SH DEFINED 1,2,5,6,8 1,603,051 FOSTER L B CO COM 35006010 6,926 232,344 SH DEFINED 1,2,5,6,8 232,344 FOSTER WHEELER AG COM H2717810 37,732 1,281,650 SH DEFINED 1,2,5,18,8,10,12,13 1,281,650 FOX CHASE BANCORP COM 35137P10 1,648 173,067 SH DEFINED 1,2 173,067 FPIC INS GROUP INC COM 30256310 6,747 174,714 SH DEFINED 1,2,8 174,714 FPL GROUP INC COM 30257110 906,935 17,170,299 SH DEFINED 1,2,5,6,18,8,10,12,13 17,170,299 FRANCE TELECOM SPONSORED 35177Q10 1,190 47,142 SH DEFINED 1,2 47,142 FRANKLIN COVEY CO COM 35346910 1,089 172,808 SH DEFINED 1,2 172,808 FRANKLIN ELEC INC COM 35351410 14,340 493,620 SH DEFINED 1,2,5,8 493,620 FRANKLIN RES INC COM 35461310 617,464 5,861,073 SH DEFINED 1,2,5,6,18,8,10,12,13 5,861,073 FRANKLIN STREET PPTY COM 35471R10 33,879 2,318,906 SH DEFINED 1,2,3,5,8 2,318,906 FREDS INC CL A 35610810 9,347 916,349 SH DEFINED 1,2,5,8 916,349 FREEPORT-MCMORAN COP PFD CONV 35671D78 7,556 65,700 SH DEFINED 1,2 65,700 FREEPORT-MCMORAN COP COM 35671D85 1,323,616 16,485,446 SH DEFINED 1,2,5,6,18,8,10,12,13 16,485,446 FREIGHTCAR AMER INC COM 35702310 4,937 248,946 SH DEFINED 1,2,5,8 248,946 FRESENIUS KABI PHARM RIGHT 06/3 35802M11 25 82,799 SH DEFINED 1,2 82,799 FRESENIUS MED CARE A SPONSORED 35802910 290 5,474 SH DEFINED 1 5,474 FRESH DEL MONTE PROD ORD G3673810 21,550 975,110 SH DEFINED 1,2,5,8 975,110 FRIEDMAN INDS INC COM 35843510 66 11,240 SH DEFINED 1 11,240 FRISCHS RESTAURANTS COM 35874810 912 38,229 SH DEFINED 1,2 38,229 FRONTIER COMMUNICATI COM 35906A10 79,252 10,147,472 SH DEFINED 1,2,5,6,8,10,12,13 10,147,472 FRONTIER OIL CORP COM 35914P10 39,831 3,308,188 SH DEFINED 1,2,5,6,18,8,10 3,308,188 FRONTLINE LTD SHS G3682E12 12,690 464,503 SH DEFINED 1,2,5,8,10 464,503 FSI INTL INC COM 30263310 142 48,279 SH DEFINED 1 48,279 FTI CONSULTING INC COM 30294110 53,844 1,141,733 SH DEFINED 1,2,5,6,18,8,10 1,141,733 FUEL SYS SOLUTIONS I COM 35952W10 11,316 274,392 SH DEFINED 1,2,5,6,8 274,392 FUEL TECH INC COM 35952310 2,827 345,980 SH DEFINED 1,2,5,6 345,980 FUELCELL ENERGY INC COM 35952H10 6,046 1,607,878 SH DEFINED 1,2,5,6,8 1,607,878
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- FULLER H B CO COM 35969410 29,395 1,292,089 SH DEFINED 1,2,5,8 1,292,089 FULTON FINL CORP PA COM 36027110 47,290 5,423,198 SH DEFINED 1,2,5,6,8,10 5,423,198 FUQI INTERNATIONAL I COM NEW 36102A20 4,088 227,727 SH DEFINED 1,2,6,8 227,727 FURMANITE CORPORATIO COM 36108610 2,709 711,051 SH DEFINED 1,2,6 711,051 FURNITURE BRANDS INT COM 36092110 4,873 892,489 SH DEFINED 1,2,5 892,489 FUSHI COPPERWELD INC COM 36113E10 2,743 271,003 SH DEFINED 1,2,6 271,003 FX ENERGY INC COM 30269510 2,211 775,615 SH DEFINED 1,2,5 775,615 G & K SVCS INC CL A 36126810 13,127 522,373 SH DEFINED 1,2,5,8 522,373 GAIAM INC CL A 36268Q10 2,688 349,515 SH DEFINED 1,2,6 349,515 GALLAGHER ARTHUR J & COM 36357610 48,906 2,172,636 SH DEFINED 1,2,5,6,8,10,12 2,172,636 GAMCO INVESTORS INC COM 36143810 6,877 142,420 SH DEFINED 1,2,5,6,8 142,420 GAMESTOP CORP NEW CL A 36467W10 132,724 6,049,403 SH DEFINED 1,2,5,6,18,8,10,12,13 6,049,403 GANDER MOUNTAIN CO COM 36471P10 293 57,398 SH DEFINED 1,2 57,398 GANNETT INC COM 36473010 130,148 8,764,197 SH DEFINED 1,2,5,6,18,8,10,12,13 8,764,197 GAP INC DEL COM 36476010 414,843 19,801,597 SH DEFINED 1,2,5,6,18,8,10,12,13 19,801,597 GARDNER DENVER INC COM 36555810 29,030 682,248 SH DEFINED 1,2,5,6,8,10 682,248 GARMIN LTD ORD G3726010 85,252 2,776,941 SH DEFINED 1,2,5,6,18,8,10,12,13 2,776,941 GARTNER INC COM 36665110 34,113 1,890,973 SH DEFINED 1,2,5,6,8 1,890,973 GASCO ENERGY INC COM 36722010 63 119,712 SH DEFINED 1,2 119,712 GASTAR EXPL LTD COM NEW 36729920 188 39,215 SH DEFINED 1,2 39,215 GATX CORP COM 36144810 30,227 1,051,391 SH DEFINED 1,2,5,6,8,10 1,051,391 GAYLORD ENTMT CO NEW COM 36790510 17,868 904,719 SH DEFINED 1,2,5,8 904,719 GEEKNET INC COM 36846Q10 50 42,143 SH DEFINED 1 42,143 GENCO SHIPPING & TRA SHS Y2685T10 13,438 600,468 SH DEFINED 1,2,5,6,8 600,468 GENCORP INC COM 36868210 9,816 1,402,290 SH DEFINED 1,2,6,8 1,402,290 GENERAL CABLE CORP D COM 36930010 21,235 721,798 SH DEFINED 1,2,5,6,8,10 721,798 GENERAL COMMUNICATIO CL A 36938510 7,564 1,185,538 SH DEFINED 1,2,5,6,8 1,185,538 GENERAL DYNAMICS COR COM 36955010 868,429 12,739,167 SH DEFINED 1,2,5,6,18,8,10,12,13 12,739,167 GENERAL ELECTRIC CO COM 36960410 5,664,659 374,399,117 SH DEFINED 1,2,5,6,18,8,10,12,13 374,399,117 GENERAL MARITIME COR SHS Y2693R10 7,171 1,025,836 SH DEFINED 1,2,5,8 1,025,836 GENERAL MLS INC COM 37033410 1,385,459 19,565,869 SH DEFINED 1,2,5,6,18,8,10,12,13 19,565,869 GENERAL MOLY INC COM 37037310 2,537 1,219,817 SH DEFINED 1,2,6 1,219,817 GENERAL STEEL HOLDIN COM 37085310 1,140 258,498 SH DEFINED 1,2 258,498 GENESCO INC COM 37153210 15,411 561,228 SH DEFINED 1,2,5,8 561,228 GENESEE & WYO INC CL A 37155910 26,686 817,574 SH DEFINED 1,2,5,6,8 817,574 GENOMIC HEALTH INC COM 37244C10 5,512 281,816 SH DEFINED 1,2,5,6,8 281,816 GENOPTIX INC COM 37243V10 12,394 348,824 SH DEFINED 1,2,5,6,8 348,824 GENPACT LIMITED SHS G3922B10 8,616 578,230 SH DEFINED 1,2,5,6,8,10 578,230 GEN-PROBE INC NEW COM 36866T10 45,061 1,049,888 SH DEFINED 1,2,5,6,8,10 1,049,888 GENTEX CORP COM 37190110 55,774 3,124,579 SH DEFINED 1,2,5,6,8,10,12 3,124,579 GENTIVA HEALTH SERVI COM 37247A10 17,949 664,544 SH DEFINED 1,2,5,6,8 664,544 GENUINE PARTS CO COM 37246010 207,869 5,476,010 SH DEFINED 1,2,5,6,18,8,10,12,13 5,476,010 GENVEC INC COM 37246C10 77 64,255 SH DEFINED 1 64,255 GENWORTH FINL INC COM CL A 37247D10 226,205 19,929,982 SH DEFINED 1,2,5,6,18,8,10,12,13 19,929,982 GENZYME CORP COM 37291710 472,588 9,642,691 SH DEFINED 1,2,5,6,18,8,10,12,13 9,642,691 GEO GROUP INC COM 36159R10 24,439 1,116,938 SH DEFINED 1,2,5,6,8 1,116,938 GEOEYE INC COM 37250W10 10,506 376,827 SH DEFINED 1,2,6,8 376,827 GEOKINETICS INC COM PAR $0 37291030 1,093 113,642 SH DEFINED 1,2 113,642 GEOMET INC DEL COM 37250U20 36 24,500 SH DEFINED 1 24,500 GEORESOURCES INC COM 37247610 1,996 146,150 SH DEFINED 1,2,5 146,150 GERBER SCIENTIFIC IN COM 37373010 293 58,082 SH DEFINED 1 58,082 GERDAU S A SPONSORED 37373710 42,347 2,486,597 SH DEFINED 1,2,6,18,8,10 2,486,597 GERMAN AMERN BANCORP COM 37386510 3,664 225,502 SH DEFINED 1,2 225,502 GERON CORP COM 37416310 10,541 1,899,345 SH DEFINED 1,2,5,6,8 1,899,345 GETTY RLTY CORP NEW COM 37429710 11,786 500,893 SH DEFINED 1,2,3,5,8 500,893 GFI GROUP INC COM 36165220 7,008 1,540,214 SH DEFINED 1,2,5,6,8 1,540,214 GIANT INTERACTIVE GR ADR 37451110 900 128,231 SH DEFINED 1,2,6 128,231 GIBRALTAR INDS INC COM 37468910 10,851 689,851 SH DEFINED 1,2,5,8 689,851 GIGAMEDIA LTD ORD Y2711Y10 44 13,334 SH DEFINED 1,5,6 13,334 G-III APPAREL GROUP COM 36237H10 5,642 260,373 SH DEFINED 1,2 260,373
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- GILAT SATELLITE NETW SHS NEW M5147411 77 16,627 SH DEFINED 1 16,627 GILEAD SCIENCES INC NOTE 0.50 375558AG 1,541 1,300,000 SH DEFINED 2 1,300,000 GILEAD SCIENCES INC NOTE 0.62 375558AH 1,851 1,500,000 SH DEFINED 1,2 1,500,000 GILEAD SCIENCES INC COM 37555810 1,398,479 32,319,836 SH DEFINED 1,2,5,6,18,8,10,12,13 32,319,836 GIVEN IMAGING ORD SHS M5202010 322 18,435 SH DEFINED 1,2 18,435 GLACIER BANCORP INC COM 37637Q10 26,522 1,933,079 SH DEFINED 1,2,5,8 1,933,079 GLADSTONE CAPITAL CO COM 37653510 3,200 416,080 SH DEFINED 1,2,8 416,080 GLADSTONE COML CORP COM 37653610 2,339 174,426 SH DEFINED 1,2,3,5 174,426 GLADSTONE INVT CORP COM 37654610 1,956 428,927 SH DEFINED 1,2 428,927 GLATFELTER COM 37731610 15,525 1,277,792 SH DEFINED 1,2,5,8 1,277,792 GLAXOSMITHKLINE PLC SPONSORED 37733W10 653,749 15,473,352 SH DEFINED 1,2 15,473,352 GLG PARTNERS INC COM 37929X10 6,758 2,098,781 SH DEFINED 1,2,6,8,10 2,098,781 GLIMCHER RLTY TR SH BEN INT 37930210 3,841 1,422,506 SH DEFINED 1,2,3,8 1,422,506 GLOBAL CASH ACCESS H COM 37896710 10,116 1,350,618 SH DEFINED 1,2,5,6,8 1,350,618 GLOBAL CROSSING LTD SHS NEW G3921A17 10,361 727,105 SH DEFINED 1,2,5,6,8 727,105 GLOBAL DEFENSE TECH COM 37950B10 704 42,764 SH DEFINED 1,2 42,764 GLOBAL INDS LTD COM 37933610 15,979 2,241,150 SH DEFINED 1,2,5,6,8 2,241,150 GLOBAL PMTS INC COM 37940X10 115,999 2,153,712 SH DEFINED 1,2,5,6,8,10 2,153,712 GLOBAL SOURCES LTD ORD G3930010 1,826 292,086 SH DEFINED 1,2 292,086 GLOBALSTAR INC COM 37897340 81 92,874 SH DEFINED 1 92,874 GLOBECOMM SYSTEMS IN COM 37956X10 3,323 424,999 SH DEFINED 1,2 424,999 GMX RES INC COM 38011M10 8,993 654,520 SH DEFINED 1,2,5,6,8 654,520 GOL LINHAS AEREAS IN SP ADR REP 38045R10 318 20,737 SH DEFINED 1,6,10 20,737 GOLAR LNG LTD BERMUD SHS G9456A10 8,369 652,844 SH DEFINED 1,2 652,844 GOLD FIELDS LTD NEW SPONSORED 38059T10 6,302 480,723 SH DEFINED 1,6 480,723 GOLDMAN SACHS GROUP COM 38141G10 3,380,094 20,019,510 SH DEFINED 1,2,5,6,18,8,10,12,13 20,019,510 GOODRICH CORP COM 38238810 282,010 4,389,266 SH DEFINED 1,2,5,6,18,8,10,12,13 4,389,266 GOODRICH PETE CORP COM NEW 38241040 13,769 565,446 SH DEFINED 1,2,5,6,8 565,446 GOODYEAR TIRE & RUBR COM 38255010 113,442 8,045,507 SH DEFINED 1,2,5,6,18,8,10,12,13 8,045,507 GOOGLE INC CL A 38259P50 5,250,435 8,468,717 SH DEFINED 1,2,5,6,18,8,10,12,13 8,468,717 GORMAN RUPP CO COM 38308210 7,831 283,324 SH DEFINED 1,2,5,8 283,324 GOVERNMENT PPTYS INC COM SHS BE 38376A10 5,099 221,904 SH DEFINED 1,2,3,8 221,904 GP STRATEGIES CORP COM 36225V10 2,703 358,903 SH DEFINED 1,2 358,903 GPO AEROPORTUARIO DE SPON ADR B 40050610 669 21,414 SH DEFINED 1,6 21,414 GRACE W R & CO DEL N COM 38388F10 42,766 1,687,005 SH DEFINED 1,2,5,6,8 1,687,005 GRACO INC COM 38410910 35,506 1,242,772 SH DEFINED 1,2,5,6,8,10 1,242,772 GRAFTECH INTL LTD COM 38431310 49,825 3,204,207 SH DEFINED 1,2,5,6,8 3,204,207 GRAHAM CORP COM 38455610 4,938 238,560 SH DEFINED 1,2 238,560 GRAINGER W W INC COM 38480210 216,481 2,235,679 SH DEFINED 1,2,5,6,18,8,10,12,13 2,235,679 GRAMERCY CAP CORP COM 38487110 2,570 992,228 SH DEFINED 1,2,6 992,228 GRAN TIERRA ENERGY I COM 38500T10 22,827 3,983,856 SH DEFINED 1,2,5,6 3,983,856 GRAND CANYON ED INC COM 38526M10 5,644 296,905 SH DEFINED 1,2,6,8 296,905 GRANITE CONSTR INC COM 38732810 37,346 1,109,498 SH DEFINED 1,2,5,6,8 1,109,498 GRAPHIC PACKAGING HL COM 38868910 8,383 2,415,724 SH DEFINED 1,2,5,6 2,415,724 GRAY TELEVISION INC COM 38937510 56 37,488 SH DEFINED 1 37,488 GREAT ATLANTIC & PAC COM 39006410 9,717 824,141 SH DEFINED 1,2,5,6,8 824,141 GREAT LAKES DREDGE & COM 39060710 5,952 918,562 SH DEFINED 1,2,6,8 918,562 GREAT PLAINS ENERGY COM 39116410 54,258 2,798,224 SH DEFINED 1,2,5,6,8,10 2,798,224 GREAT SOUTHN BANCORP COM 39090510 4,914 230,047 SH DEFINED 1,2 230,047 GREAT WOLF RESORTS I COM 39152310 1,455 614,120 SH DEFINED 1,2 614,120 GREATBATCH INC COM 39153L10 9,779 508,526 SH DEFINED 1,2,5,6,8 508,526 GREEN BANKSHARES INC COM NEW 39436120 106 29,746 SH DEFINED 1 29,746 GREEN MTN COFFEE ROA COM 39312210 63,579 780,392 SH DEFINED 1,2,5,6,8,10 780,392 GREEN PLAINS RENEWAB COM 39322210 2,520 169,473 SH DEFINED 1,2 169,473 GREENBRIER COS INC COM 39365710 3,677 354,244 SH DEFINED 1,2 354,244 GREENHILL & CO INC COM 39525910 22,916 285,591 SH DEFINED 1,2,5,6,8,10 285,591 GREENLIGHT CAPITAL R CLASS A G4095J10 16,103 682,600 SH DEFINED 1,2,6,8 682,600 GREIF INC CL A 39762410 39,110 724,527 SH DEFINED 1,2,5,6,8,10 724,527 GRIFFIN LD & NURSERI CL A 39823110 1,719 59,000 SH DEFINED 1,2 59,000 GRIFFON CORP COM 39843310 12,219 999,886 SH DEFINED 1,2,5,8 999,886
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- GROUP 1 AUTOMOTIVE I COM 39890510 24,106 850,296 SH DEFINED 1,2,5,8 850,296 GROUPE CGI INC CL A SUB V 39945C10 644 47,470 SH DEFINED 1 47,470 GRUBB & ELLIS CO COM PAR $0 40009520 52 40,981 SH DEFINED 1 40,981 GRUPO AEROPORTUARIO SPON ADR S 40051E20 2,521 48,658 SH DEFINED 1,4 48,658 GRUPO TELEVISA SA DE SP ADR REP 40049J20 63,923 3,079,125 SH DEFINED 1,2,4,6,18 3,079,125 GSE SYS INC COM 36227K10 1,666 303,998 SH DEFINED 1,2 303,998 GSI COMMERCE INC COM 36238G10 19,222 757,055 SH DEFINED 1,2,5,6,8 757,055 GSI TECHNOLOGY COM 36241U10 1,483 331,022 SH DEFINED 1,2 331,022 GT SOLAR INTL INC COM 3623E020 4,209 757,045 SH DEFINED 1,2,5,6,8 757,045 GTX INC DEL COM 40052B10 1,503 357,874 SH DEFINED 1,2,5,6 357,874 GUARANTY BANCORP DEL COM 40075T10 1,430 1,083,646 SH DEFINED 1,2 1,083,646 GUESS INC COM 40161710 60,620 1,433,088 SH DEFINED 1,2,5,6,8,10 1,433,088 GUIDANCE SOFTWARE IN COM 40169210 170 32,484 SH DEFINED 1 32,484 GULF ISLAND FABRICAT COM 40230710 6,215 295,519 SH DEFINED 1,2,5,8 295,519 GULFMARK OFFSHORE IN COM 40262910 13,642 481,891 SH DEFINED 1,2,5,8 481,891 GULFPORT ENERGY CORP COM NEW 40263530 6,182 539,938 SH DEFINED 1,2,5,6 539,938 GYMBOREE CORP COM 40377710 42,211 969,710 SH DEFINED 1,2,5,6,8 969,710 H & E EQUIPMENT SERV COM 40403010 7,890 751,406 SH DEFINED 1,2,5 751,406 HACKETT GROUP INC COM 40460910 2,138 769,173 SH DEFINED 1,2,5 769,173 HAEMONETICS CORP COM 40502410 34,222 620,522 SH DEFINED 1,2,5,6,8 620,522 HAIN CELESTIAL GROUP COM 40521710 15,284 898,521 SH DEFINED 1,2,5,8 898,521 HALLIBURTON CO COM 40621610 1,064,139 35,365,193 SH DEFINED 1,2,5,6,18,8,10,12,13 35,365,193 HALLMARK FINL SVCS I COM NEW 40624Q20 1,284 161,271 SH DEFINED 1,2 161,271 HALOZYME THERAPEUTIC COM 40637H10 7,867 1,340,167 SH DEFINED 1,2,5,6,8 1,340,167 HAMPTON ROADS BANKSH COM 40932110 621 358,721 SH DEFINED 1,2 358,721 HANCOCK HLDG CO COM 41012010 40,196 917,498 SH DEFINED 1,2,5,8 917,498 HANESBRANDS INC COM 41034510 56,441 2,340,966 SH DEFINED 1,2,5,6,8,10 2,340,966 HANGER ORTHOPEDIC GR COM NEW 41043F20 8,464 611,977 SH DEFINED 1,2,5,6,8 611,977 HANMI FINL CORP COM 41049510 231 192,313 SH DEFINED 1 192,313 HANOVER INS GROUP IN COM 41086710 46,912 1,055,873 SH DEFINED 1,2,5,6,8,10 1,055,873 HANSEN MEDICAL INC COM 41130710 1,501 495,226 SH DEFINED 1,2,6 495,226 HANSEN NAT CORP COM 41131010 69,787 1,817,376 SH DEFINED 1,2,5,6,18,8,10,12,13 1,817,376 HARBIN ELECTRIC INC COM 41145W10 6,009 292,569 SH DEFINED 1,2,6,8 292,569 HARBINGER GROUP COM 41146A10 926 131,921 DEFINED 1 131,921 HARLEY DAVIDSON INC COM 41282210 205,107 8,139,168 SH DEFINED 1,2,5,6,18,8,10,12,13 8,139,168 HARLEYSVILLE GROUP I COM 41282410 10,970 345,092 SH DEFINED 1,2,5,8 345,092 HARLEYSVILLE NATL CO COM 41285010 6,354 988,112 SH DEFINED 1,2,5,6,8 988,112 HARMAN INTL INDS INC COM 41308610 73,670 2,088,145 SH DEFINED 1,2,5,6,8,10,12,13 2,088,145 HARMONIC INC COM 41316010 14,430 2,283,161 SH DEFINED 1,2,5,6,8 2,283,161 HARMONY GOLD MNG LTD SPONSORED 41321630 298 29,334 SH DEFINED 1,6 29,334 HARRIS & HARRIS GROU COM 41383310 2,461 538,448 SH DEFINED 1,2 538,448 HARRIS CORP DEL COM 41387510 234,553 4,932,767 SH DEFINED 1,2,5,6,18,8,10,12,13 4,932,767 HARRIS INTERACTIVE I COM 41454910 31 25,764 SH DEFINED 1 25,764 HARRIS STRATEX NTWRK CL A 41457P10 11,245 1,627,388 SH DEFINED 1,2,5,18,8,13 1,627,388 HARSCO CORP COM 41586410 84,392 2,618,419 SH DEFINED 1,2,5,6,18,8,10,12,13 2,618,419 HARTE-HANKS INC COM 41619610 13,893 1,288,818 SH DEFINED 1,2,5,6,8 1,288,818 HARTFORD FINL SVCS G COM 41651510 546,783 23,507,437 SH DEFINED 1,2,5,6,18,8,10,12,13 23,507,437 HARVARD BIOSCIENCE I COM 41690610 1,550 434,215 SH DEFINED 1,2 434,215 HARVEST NATURAL RESO COM 41754V10 3,985 753,299 SH DEFINED 1,2 753,299 HASBRO INC COM 41805610 139,433 4,349,125 SH DEFINED 1,2,5,6,18,8,10,12,13 4,349,125 HATTERAS FINL CORP COM 41902R10 23,095 826,014 SH DEFINED 1,2,5,8 826,014 HAVERTY FURNITURE IN COM 41959610 5,661 412,325 SH DEFINED 1,2,8 412,325 HAWAIIAN ELEC INDUST COM 41987010 42,939 2,054,509 SH DEFINED 1,2,5,6,8,10 2,054,509 HAWAIIAN HOLDINGS IN COM 41987910 11,281 1,611,503 SH DEFINED 1,2,6 1,611,503 HAWK CORP CL A 42008910 1,645 93,395 SH DEFINED 1,2 93,395 HAWKINS INC COM 42026110 3,417 156,544 SH DEFINED 1,2 156,544 HAYNES INTERNATIONAL COM NEW 42087720 8,263 250,689 SH DEFINED 1,2,5,6,8 250,689 HCC INS HLDGS INC COM 40413210 65,556 2,343,781 SH DEFINED 1,2,5,6,8,10 2,343,781 HCP INC COM 40414L10 443,504 14,522,068 SH DEFINED 1,2,3,5,6,18,8,10,12,13 14,522,068 HDFC BANK LTD ADR REPS 3 40415F10 29,022 223,111 SH DEFINED 1,2,4,5,6,8 223,111
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- HEADWATERS INC COM 42210P10 9,550 1,464,679 SH DEFINED 1,2,5,6 1,464,679 HEALTH CARE REIT INC COM 42217K10 254,748 5,747,924 SH DEFINED 1,2,3,5,6,18,8,10,12,13 5,747,924 HEALTH GRADES INC COM 42218Q10 1,601 373,127 SH DEFINED 1,2,5 373,127 HEALTH MGMT ASSOC IN CL A 42193310 44,484 6,118,896 SH DEFINED 1,2,5,6,18,8,10 6,118,896 HEALTH NET INC COM 42222G10 56,486 2,425,321 SH DEFINED 1,2,5,6,18,8,10 2,425,321 HEALTHCARE RLTY TR COM 42194610 45,554 2,122,763 SH DEFINED 1,2,3,5,8 2,122,763 HEALTHCARE SVCS GRP COM 42190610 19,686 917,324 SH DEFINED 1,2,5,6,8 917,324 HEALTHSOUTH CORP COM NEW 42192430 41,775 2,225,636 SH DEFINED 1,2,5,6,8 2,225,636 HEALTHSPRING INC COM 42224N10 25,041 1,421,968 SH DEFINED 1,2,5,8 1,421,968 HEALTHTRONICS INC COM 42222L10 99 37,393 SH DEFINED 1 37,393 HEALTHWAYS INC COM 42224510 14,421 786,317 SH DEFINED 1,2,5,6,8 786,317 HEARTLAND EXPRESS IN COM 42234710 20,505 1,342,844 SH DEFINED 1,2,5,6,8 1,342,844 HEARTLAND FINL USA I COM 42234Q10 3,692 257,301 SH DEFINED 1,2,5,8 257,301 HEARTLAND PMT SYS IN COM 42235N10 11,438 871,099 SH DEFINED 1,2,5,6,8 871,099 HEARTWARE INTL INC COM 42236810 3,731 105,197 SH DEFINED 1,2 105,197 HECKMANN CORP COM 42268010 8,609 1,725,216 SH DEFINED 1,2,5,8 1,725,216 HECLA MNG CO COM 42270410 66,124 10,699,677 SH DEFINED 1,2,5,6,8 10,699,677 HEELYS INC COM 42279M10 38 17,300 SH DEFINED 1 17,300 HEICO CORP NEW COM 42280610 19,114 431,186 SH DEFINED 1,2,5,6 431,186 HEICO CORP NEW CL A 42280620 1,226 34,086 SH DEFINED 1,2,5,6,8 34,086 HEIDRICK & STRUGGLES COM 42281910 12,680 405,885 SH DEFINED 1,2,5,6,8 405,885 HEINZ H J CO COM 42307410 469,293 10,975,041 SH DEFINED 1,2,5,6,18,8,10,12,13 10,975,041 HELEN OF TROY CORP L COM G4388N10 17,384 710,716 SH DEFINED 1,2,5,8 710,716 HELICOS BIOSCIENCES COM 42326R10 13 13,100 SH DEFINED 1 13,100 HELIX ENERGY SOLUTIO COM 42330P10 32,825 2,793,623 SH DEFINED 1,2,5,6,8,10 2,793,623 HELLENIC TELECOM ORG SPONSORED 42332530 994 132,220 SH DEFINED 1,2 132,220 HELMERICH & PAYNE IN COM 42345210 121,091 3,036,386 SH DEFINED 1,2,5,6,18,8,10,12,13 3,036,386 HEMISPHERX BIOPHARMA COM 42366C10 1,231 2,197,851 SH DEFINED 1,2 2,197,851 HENRY JACK & ASSOC I COM 42628110 61,860 2,673,313 SH DEFINED 1,2,5,6,8 2,673,313 HERBALIFE LTD COM USD SH G4412G10 26,390 650,479 SH DEFINED 1,2,5,6,8,10 650,479 HERCULES OFFSHORE IN COM 42709310 13,981 2,924,871 SH DEFINED 1,2,5,6,8 2,924,871 HERCULES TECH GROWTH COM 42709650 9,223 887,725 SH DEFINED 1,2,8 887,725 HERITAGE COMMERCE CO COM 42692710 84 20,801 SH DEFINED 1 20,801 HERITAGE CRYSTAL CLE COM 42726M10 323 30,873 SH DEFINED 1,2 30,873 HERITAGE FINL CORP W COM 42722X10 2,213 160,600 SH DEFINED 1,2 160,600 HERITAGE FINL GROUP COM 42725U10 123 16,942 SH DEFINED 1,2 16,942 HERLEY INDS INC DEL COM 42739810 3,919 282,146 SH DEFINED 1,2 282,146 HERSHA HOSPITALITY T SH BEN INT 42782510 4,897 1,559,535 SH DEFINED 1,2,3,5 1,559,535 HERSHEY CO COM 42786610 206,242 5,762,546 SH DEFINED 1,2,5,6,18,8,10,12,13 5,762,546 HERTZ GLOBAL HOLDING COM 42805T10 38,628 3,240,568 SH DEFINED 1,2,5,6,8,10 3,240,568 HESS CORP COM 42809H10 678,988 11,222,941 SH DEFINED 1,2,5,6,18,8,10,12,13 11,222,941 HEWITT ASSOCS INC COM 42822Q10 78,878 1,866,504 SH DEFINED 1,2,5,6,8,10 1,866,504 HEWLETT PACKARD CO COM 42823610 5,939,731 115,312,185 SH DEFINED 1,2,5,6,18,8,10,12,13 115,312,185 HEXCEL CORP NEW COM 42829110 29,310 2,258,066 SH DEFINED 1,2,5,6,8 2,258,066 HFF INC CL A 40418F10 76 12,100 SH DEFINED 1 12,100 HHGREGG INC COM 42833L10 6,218 282,254 SH DEFINED 1,2,6,8 282,254 HIBBETT SPORTS INC COM 42856710 13,376 608,292 SH DEFINED 1,2,5,6,8 608,292 HICKORY TECH CORP COM 42906010 2,255 255,409 SH DEFINED 1,2 255,409 HIGHWOODS PPTYS INC COM 43128410 104,359 3,129,206 SH DEFINED 1,2,3,5,6,8 3,129,206 HILL INTERNATIONAL I COM 43146610 2,924 468,631 SH DEFINED 1,2,5,6 468,631 HILL ROM HLDGS INC COM 43147510 38,035 1,585,448 SH DEFINED 1,2,5,6,8,10 1,585,448 HILLENBRAND INC COM 43157110 16,256 862,859 SH DEFINED 1,2,5,6,8,10 862,859 HILLTOP HOLDINGS INC COM 43274810 10,354 889,557 SH DEFINED 1,2,3,5,6,8 889,557 HIMAX TECHNOLOGIES I SPONSORED 43289P10 427 154,118 SH DEFINED 1,2 154,118 HITACHI LIMITED ADR 10 COM 43357850 472 15,376 SH DEFINED 1 15,376 HI-TECH PHARMACAL IN COM 42840B10 5,597 199,542 SH DEFINED 1,2 199,542 HITTITE MICROWAVE CO COM 43365Y10 18,275 448,240 SH DEFINED 1,2,5,6,8 448,240 HMS HLDGS CORP COM 40425J10 28,653 588,484 SH DEFINED 1,2,5,6,8 588,484 HNI CORP COM 40425110 42,226 1,528,257 SH DEFINED 1,2,5,6,8 1,528,257 HOKU SCIENTIFIC INC COM 43471210 45 16,600 SH DEFINED 1 16,600
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- HOLLIS-EDEN PHARMACE COM 43590210 12 23,507 SH DEFINED 1 23,507 HOLLY CORP COM PAR $0 43575830 28,475 1,110,987 SH DEFINED 1,2,5,6,8,10 1,110,987 HOLLYWOOD MEDIA CORP COM 43623310 22 15,519 SH DEFINED 1 15,519 HOLOGIC INC FRNT 2.00 436440AA 3,244 3,800,000 SH DEFINED 1,2 3,800,000 HOLOGIC INC COM 43644010 93,743 6,465,015 SH DEFINED 1,2,5,6,18,8,10,12,13 6,465,015 HOME BANCORP INC COM 43689E10 1,918 157,302 SH DEFINED 1,2 157,302 HOME BANCSHARES INC COM 43689320 10,057 417,827 SH DEFINED 1,2,5,6,8 417,827 HOME DEPOT INC COM 43707610 1,891,737 65,390,148 SH DEFINED 1,2,5,6,18,8,10,12,13 65,390,148 HOME DIAGNOSTICS INC COM 43708010 1,200 196,776 SH DEFINED 1,2 196,776 HOME FED BANCORP INC COM 43710G10 4,823 362,357 SH DEFINED 1,2,5 362,357 HOME INNS & HOTELS M SPON ADR 43713W10 1,406 39,765 SH DEFINED 1,2,6 39,765 HOME PROPERTIES INC COM 43730610 59,706 1,251,426 SH DEFINED 1,2,3,5,8 1,251,426 HONDA MOTOR LTD AMERN SHS 43812830 1,360 40,109 SH DEFINED 1,2 40,109 HONEYWELL INTL INC COM 43851610 3,148,880 80,328,567 SH DEFINED 1,2,5,6,18,8,10,12,13 80,328,567 HOOKER FURNITURE COR COM 43903810 3,233 261,377 SH DEFINED 1,2 261,377 HOOPER HOLMES INC COM 43910410 71 68,456 SH DEFINED 1 68,456 HORACE MANN EDUCATOR COM 44032710 16,695 1,335,605 SH DEFINED 1,2,5,6,8 1,335,605 HORIZON FINL CORP WA COM 44041F10 2 10,755 SH DEFINED 1,2 10,755 HORIZON LINES INC COM 44044K10 3,546 636,686 SH DEFINED 1,2,5 636,686 HORMEL FOODS CORP COM 44045210 114,405 2,975,419 SH DEFINED 1,2,5,6,18,8,10,12,13 2,975,419 HORNBECK OFFSHORE SV COM 44054310 12,990 558,001 SH DEFINED 1,2,5,6,8 558,001 HORSEHEAD HLDG CORP COM 44069430 11,155 874,911 SH DEFINED 1,2,6,8 874,911 HOSPIRA INC COM 44106010 340,310 6,672,754 SH DEFINED 1,2,5,6,18,8,10,12,13 6,672,754 HOSPITALITY PPTYS TR COM SH BEN 44106M10 102,527 4,324,219 SH DEFINED 1,2,3,5,6,8,10,12 4,324,219 HOST HOTELS & RESORT COM 44107P10 363,032 31,108,162 SH DEFINED 1,2,3,5,6,18,8,10,12,13 31,108,162 HOT TOPIC INC COM 44133910 6,356 1,000,919 SH DEFINED 1,2,5,6,8 1,000,919 HOUSTON AMERN ENERGY COM 44183U10 125 20,361 SH DEFINED 1,2 20,361 HOUSTON WIRE & CABLE COM 44244K10 4,737 398,042 SH DEFINED 1,2,6 398,042 HOVNANIAN ENTERPRISE CL A 44248720 3,885 1,011,710 SH DEFINED 1,2,5,6 1,011,710 HQ SUSTAINABLE MARIT COM NEW 40426A20 961 136,445 SH DEFINED 1,2 136,445 HRPT PPTYS TR COM SH BEN 40426W10 39,850 6,159,249 SH DEFINED 1,2,3,5,6,8,10 6,159,249 HSBC HLDGS PLC SPON ADR N 40428040 5,142 90,077 SH DEFINED 1,2 90,077 HSBC HLDGS PLC ADR A 1/40 40428060 269 12,581 SH DEFINED 2 12,581 HSN INC COM 40430310 29,107 1,441,637 SH DEFINED 1,2,5,6,8 1,441,637 HUANENG PWR INTL INC SPON ADR H 44330410 218 9,738 SH DEFINED 1,6 9,738 HUB GROUP INC CL A 44332010 23,670 883,529 SH DEFINED 1,2,5,6,8 883,529 HUBBELL INC CL B 44351020 78,133 1,651,857 SH DEFINED 1,2,5,6,8,10 1,651,857 HUDSON CITY BANCORP COM 44368310 278,168 20,259,880 SH DEFINED 1,2,5,6,18,8,10,12,13 20,259,880 HUDSON HIGHLAND GROU COM 44379210 128 27,048 SH DEFINED 1 27,048 HUDSON VALLEY HOLDIN COM 44417210 237 9,597 SH DEFINED 1,2 9,597 HUGHES COMMUNICATION COM 44439810 4,918 188,920 SH DEFINED 1,2,5,6,8 188,920 HUGOTON RTY TR TEX UNIT BEN I 44471710 808 50,273 SH DEFINED 1,2,5 50,273 HUMAN GENOME SCIENCE COM 44490310 133,538 4,366,839 SH DEFINED 1,2,5,6,8 4,366,839 HUMANA INC COM 44485910 275,672 6,280,966 SH DEFINED 1,2,5,6,18,8,10,12,13 6,280,966 HUNT J B TRANS SVCS COM 44565810 73,180 2,267,756 SH DEFINED 1,2,5,6,18,8,10,12,13 2,267,756 HUNTINGTON BANCSHARE COM 44615010 116,895 32,025,983 SH DEFINED 1,2,5,6,18,8,10,12,13 32,025,983 HUNTSMAN CORP COM 44701110 26,292 2,328,767 SH DEFINED 1,2,5,18,8,10 2,328,767 HURCO COMPANIES INC COM 44732410 1,888 127,571 SH DEFINED 1,2 127,571 HURON CONSULTING GRO COM 44746210 9,871 428,409 SH DEFINED 1,2,5,6,8 428,409 HUTCHINSON TECHNOLOG COM 44840710 946 92,170 SH DEFINED 1,2 92,170 HYATT HOTELS CORP COM CL A 44857910 11,060 371,006 SH DEFINED 1,2,5,6,10 371,006 HYPERCOM CORP COM 44913M10 191 60,098 SH DEFINED 1,2 60,098 HYPERDYNAMICS CORP COM 44895410 31 35,600 SH DEFINED 1 35,600 HYTHIAM INC COM 44919F10 12 26,772 SH DEFINED 1 26,772 I2 TECHNOLOGIES INC COM NEW 46575420 5,923 309,759 SH DEFINED 1,2,5,6,8 309,759 IAC INTERACTIVECORP COM PAR $. 44919P50 40,608 1,982,814 SH DEFINED 1,2,5,6,8,10,12 1,982,814 IBERIABANK CORP COM 45082810 33,323 619,270 SH DEFINED 1,2,5,8 619,270 ICAD INC COM 44934S10 63 41,368 SH DEFINED 1,2 41,368 ICAHN ENTERPRISES LP DEPOSITRY 45110010 208 5,200 SH DEFINED 1,8 5,200 ICF INTL INC COM 44925C10 4,209 157,048 SH DEFINED 1,2,6,8 157,048
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- ICICI BK LTD ADR 45104G10 45,668 1,211,021 SH DEFINED 1,2,5,6,18,8,12 1,211,021 ICO GLOBAL COMM HLDG CL A 44930K10 141 130,973 SH DEFINED 1,2,6 130,973 ICO INC NEW COM 44929310 3,760 514,357 SH DEFINED 1,2 514,357 ICON PUB LTD CO SPONSORED 45103T10 323 14,879 SH DEFINED 5 14,879 ICONIX BRAND GROUP I COM 45105510 22,528 1,778,071 SH DEFINED 1,2,5,8 1,778,071 ICT GROUP INC COM 44929Y10 2,657 162,705 SH DEFINED 1,2 162,705 ICU MED INC COM 44930G10 12,598 345,708 SH DEFINED 1,2,5,6,8 345,708 ICX TECHNOLOGIES INC COM 44934T10 2,131 223,860 SH DEFINED 1,2,6 223,860 IDACORP INC COM 45110710 54,074 1,692,450 SH DEFINED 1,2,5,6,8 1,692,450 IDENIX PHARMACEUTICA COM 45166R20 1,227 570,523 SH DEFINED 1,2,6 570,523 IDERA PHARMACEUTICAL COM NEW 45168K30 1,899 367,258 SH DEFINED 1,2 367,258 IDEX CORP COM 45167R10 53,263 1,709,880 SH DEFINED 1,2,5,6,8,10 1,709,880 IDEXX LABS INC COM 45168D10 72,286 1,352,408 SH DEFINED 1,2,5,6,8,10 1,352,408 IDT CORP CL B NEW 44894750 87 17,930 SH DEFINED 1 17,930 IESI BFC LTD COM 44951D10 332 20,700 SH DEFINED 1 20,700 IGATE CORP COM 45169U10 5,668 566,800 SH DEFINED 1,2,6 566,800 IGO INC COM 44959310 33 26,437 SH DEFINED 1 26,437 IHS INC CL A 45173410 38,456 701,620 SH DEFINED 1,2,5,6,18,8,10,12,13 701,620 II VI INC COM 90210410 18,113 569,606 SH DEFINED 1,2,5,6,8 569,606 IKANOS COMMUNICATION COM 45173E10 50 26,900 SH DEFINED 1 26,900 ILLINOIS TOOL WKS IN COM 45230810 686,328 14,301,483 SH DEFINED 1,2,5,6,18,8,10,12,13 14,301,483 ILLUMINA INC COM 45232710 59,250 1,931,238 SH DEFINED 1,2,5,6,18,8,10,12,13 1,931,238 IMATION CORP COM 45245A10 6,147 704,895 SH DEFINED 1,2,5,6,8 704,895 IMERGENT INC COM 45247Q10 719 118,408 SH DEFINED 1,2 118,408 IMMERSION CORP COM 45252110 2,606 569,083 SH DEFINED 1,2,5 569,083 IMMUCOR INC COM 45252610 44,649 2,206,002 SH DEFINED 1,2,5,6,8 2,206,002 IMMUNOGEN INC COM 45253H10 9,371 1,192,217 SH DEFINED 1,2,5,6,8 1,192,217 IMMUNOMEDICS INC COM 45290710 4,455 1,387,955 SH DEFINED 1,2,5 1,387,955 IMPAX LABORATORIES I COM 45256B10 20,457 1,503,091 SH DEFINED 1,2 1,503,091 IMPERIAL OIL LTD COM NEW 45303840 1,131 29,250 SH DEFINED 1 29,250 IMPERIAL SUGAR CO NE COM NEW 45309620 4,235 242,860 SH DEFINED 1,2 242,860 IMS HEALTH INC COM 44993410 135,599 6,438,677 SH DEFINED 1,2,5,6,18,8,10,12,13 6,438,677 INCONTACT INC COM 45336E10 1,160 395,753 SH DEFINED 1,2 395,753 INCYTE CORP COM 45337C10 34,973 3,838,942 SH DEFINED 1,2,5,6,8 3,838,942 INDEPENDENCE HLDG CO COM NEW 45344030 691 119,183 SH DEFINED 1,2 119,183 INDEPENDENT BANK COR COM 45383610 10,324 494,898 SH DEFINED 1,2,5,8 494,898 INDEPENDENT BANK COR COM 45383810 49 68,168 SH DEFINED 1 68,168 INFINERA CORPORATION COM 45667G10 15,059 1,697,738 SH DEFINED 1,2,5,6,8 1,697,738 INFINITY PHARMACEUTI COM 45665G30 1,920 310,708 SH DEFINED 1,2 310,708 INFINITY PPTY & CAS COM 45665Q10 13,926 342,660 SH DEFINED 1,2,5,8 342,660 INFOGROUP INC COM 45670G10 7,915 986,954 SH DEFINED 1,2,5,6,8 986,954 INFORMATICA CORP COM 45666Q10 76,670 2,962,504 SH DEFINED 1,2,5,6,8 2,962,504 INFORMATION SERVICES COM 45675Y10 1,261 397,900 SH DEFINED 1,2 397,900 INFOSPACE INC COM PAR $. 45678T30 7,127 831,641 SH DEFINED 1,2,5,6,8 831,641 INFOSYS TECHNOLOGIES SPONSORED 45678810 115,008 2,080,844 SH DEFINED 1,2,4,5,6,8 2,080,844 ING GROEP N V SPONSORED 45683710 1,014 103,398 SH DEFINED 1 103,398 INGERSOLL-RAND PLC SHS G4779110 108,636 3,039,620 SH DEFINED 1,2,5,6,18,8,10,12,13 3,039,620 INGLES MKTS INC CL A 45703010 4,103 271,200 SH DEFINED 1,2,5,8 271,200 INGRAM MICRO INC CL A 45715310 78,662 4,507,835 SH DEFINED 1,2,5,6,18,8,10 4,507,835 INHIBITEX INC COM 45719T10 24 25,600 SH DEFINED 1 25,600 INLAND REAL ESTATE C COM NEW 45746120 19,796 2,428,896 SH DEFINED 1,2,3,5,8 2,428,896 INNERWORKINGS INC COM 45773Y10 3,828 648,838 SH DEFINED 1,2,5,6 648,838 INNODATA ISOGEN INC COM NEW 45764220 2,242 404,780 SH DEFINED 1,2 404,780 INNOPHOS HOLDINGS IN COM 45774N10 9,531 414,748 SH DEFINED 1,2,5,8 414,748 INNOSPEC INC COM 45768S10 5,134 508,834 SH DEFINED 1,2,5,8 508,834 INNOTRAC CORP COM 45767M10 17 10,328 SH DEFINED 1 10,328 INNOVATIVE SOLUTIONS COM 45769N10 158 34,470 SH DEFINED 1 34,470 INOVIO BIOMEDICAL CO COM 45773H10 27 24,100 SH DEFINED 1 24,100 INSIGHT ENTERPRISES COM 45765U10 14,460 1,266,218 SH DEFINED 1,2,5,8 1,266,218 INSIGNIA SYS INC COM 45765Y10 57 12,011 SH DEFINED 1 12,011
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- INSITUFORM TECHNOLOG CL A 45766710 20,081 883,840 SH DEFINED 1,2,5,8 883,840 INSMED INC COM NEW 45766920 1,765 2,291,674 SH DEFINED 1,2,5 2,291,674 INSPIRE PHARMACEUTIC COM 45773310 6,754 1,223,639 SH DEFINED 1,2,5,6,8 1,223,639 INSTEEL INDUSTRIES I COM 45774W10 5,764 443,418 SH DEFINED 1,2,5 443,418 INSULET CORP COM 45784P10 8,913 624,172 SH DEFINED 1,2,5,6,8 624,172 INTEGRA BK CORP COM 45814P10 15 20,617 SH DEFINED 1,2 20,617 INTEGRA LIFESCIENCES COM NEW 45798520 16,029 434,732 SH DEFINED 1,2,5,6,8 434,732 INTEGRAL SYS INC MD COM 45810H10 3,754 433,511 SH DEFINED 1,2 433,511 INTEGRATED DEVICE TE COM 45811810 26,102 4,034,267 SH DEFINED 1,2,5,6,18,8,10 4,034,267 INTEGRATED ELECTRICA COM 45811E30 848 145,015 SH DEFINED 1,2,5 145,015 INTEGRATED SILICON S COM 45812P10 140 24,799 SH DEFINED 1 24,799 INTEGRYS ENERGY GROU COM 45822P10 187,518 4,465,769 SH DEFINED 1,2,5,6,18,8,10,12,13 4,465,769 INTEL CORP SDCV 2.95 458140AD 3,233 3,350,000 SH DEFINED 1,2 3,350,000 INTEL CORP COM 45814010 4,184,786 205,136,578 SH DEFINED 1,2,5,6,18,8,10,12,13 205,136,578 INTER PARFUMS INC COM 45833410 4,339 356,506 SH DEFINED 1,2 356,506 INTERACTIVE BROKERS COM 45841N10 8,873 500,755 SH DEFINED 1,2,5,6,8,10 500,755 INTERACTIVE DATA COR COM 45840J10 9,193 363,350 SH DEFINED 1,2,5,6,8,10 363,350 INTERACTIVE INTELLIG COM 45839M10 4,500 243,890 SH DEFINED 1,2,5,6 243,890 INTERCONTINENTAL HTL SPONS ADR 45857P30 177 12,343 SH DEFINED 1 12,343 INTERCONTINENTALEXCH COM 45865V10 302,312 2,692,004 SH DEFINED 1,2,5,6,18,8,10,12,13 2,692,004 INTERDIGITAL INC COM 45867G10 30,202 1,137,115 SH DEFINED 1,2,5,6,8 1,137,115 INTERFACE INC CL A 45866510 10,093 1,214,579 SH DEFINED 1,2,5,8 1,214,579 INTERLEUKIN GENETICS COM 45873810 11 12,342 SH DEFINED 1 12,342 INTERLINE BRANDS INC COM 45874310 12,528 725,407 SH DEFINED 1,2,5,8 725,407 INTERMEC INC COM 45878610 16,306 1,267,939 SH DEFINED 1,2,5,6,8 1,267,939 INTERMUNE INC COM 45884X10 9,949 762,964 SH DEFINED 1,2,5,6,8 762,964 INTERNAP NETWORK SVC COM PAR $. 45885A30 6,169 1,312,586 SH DEFINED 1,2,5,6 1,312,586 INTERNATIONAL ASSETS COM 45902810 4,143 284,915 SH DEFINED 1,2,6,8 284,915 INTERNATIONAL BANCSH COM 45904410 37,817 1,999,842 SH DEFINED 1,2,5,6,8 1,999,842 INTERNATIONAL BUSINE COM 45920010 8,869,619 67,758,740 SH DEFINED 1,2,5,6,18,8,10,12,13 67,758,740 INTERNATIONAL COAL G COM 45928H10 8,713 2,257,288 SH DEFINED 1,2,5,6,8 2,257,288 INTERNATIONAL FLAVOR COM 45950610 124,600 3,028,693 SH DEFINED 1,2,5,6,18,8,10,12,13 3,028,693 INTERNATIONAL GAME T COM 45990210 189,900 10,117,196 SH DEFINED 1,2,5,6,18,8,10,12,13 10,117,196 INTERNATIONAL RECTIF COM 46025410 34,854 1,575,682 SH DEFINED 1,2,5,6,8,10 1,575,682 INTERNATIONAL SHIPHO COM NEW 46032120 3,713 119,511 SH DEFINED 1,2 119,511 INTERNATIONAL SPEEDW CL A 46033520 17,392 611,314 SH DEFINED 1,2,5,6,8,10 611,314 INTERNET BRANDS INC COM CLASS 46060810 4,524 577,833 SH DEFINED 1,2,6,8 577,833 INTERNET CAP GROUP I COM NEW 46059C20 4,830 726,261 SH DEFINED 1,2,6,8 726,261 INTEROIL CORP COM 46095110 476 6,200 SH DEFINED 1 6,200 INTERPUBLIC GROUP CO COM 46069010 136,554 18,503,190 SH DEFINED 1,2,5,6,18,8,10,12,13 18,503,190 INTERSIL CORP CL A 46069S10 42,308 2,757,989 SH DEFINED 1,2,5,6,8,10 2,757,989 INTERSTATE HOTELS & COM 46088S10 53 24,160 SH DEFINED 1 24,160 INTERVAL LEISURE GRO COM 46113M10 12,277 984,533 SH DEFINED 1,2,5,6,8 984,533 INTEVAC INC COM 46114810 5,474 477,284 SH DEFINED 1,2,5,6,8 477,284 INTL PAPER CO COM 46014610 968,757 36,174,633 SH DEFINED 1,2,5,6,18,8,10,12,13 36,174,633 INTREPID POTASH INC COM 46121Y10 14,534 498,245 SH DEFINED 1,2,5,6,8,10 498,245 INTUIT COM 46120210 357,135 11,621,708 SH DEFINED 1,2,5,6,18,8,10,12,13 11,621,708 INTUITIVE SURGICAL I COM NEW 46120E60 398,830 1,314,405 SH DEFINED 1,2,5,6,18,8,10,12,13 1,314,405 INUVO INC COM 46122W10 22 65,900 SH DEFINED 1 65,900 INVACARE CORP COM 46120310 25,982 1,041,772 SH DEFINED 1,2,5,8 1,041,772 INVENTIV HEALTH INC COM 46122E10 15,437 954,687 SH DEFINED 1,2,5,6,8 954,687 INVENTURE GROUP INC COM 46121410 41 17,407 SH DEFINED 1 17,407 INVERNESS MED INNOVA COM 46126P10 37,463 902,514 SH DEFINED 1,2,5,6,8,10 902,514 INVERNESS MED INNOVA PFD CONV S 46126P30 961 3,577 SH DEFINED 1,2 3,577 INVESCO LTD SHS G491BT10 406,870 17,321,000 SH DEFINED 1,2,5,6,18,8,10,12,13 17,321,000 INVESCO MORTGAGE CAP COM 46131B10 4,477 196,686 SH DEFINED 1,2 196,686 INVESTMENT TECHNOLOG COM 46145F10 13,449 682,669 SH DEFINED 1,2,5,6,8,10 682,669 INVESTORS BANCORP IN COM 46146P10 11,490 1,050,273 SH DEFINED 1,2,5,6,8 1,050,273 INVESTORS REAL ESTAT SH BEN INT 46173010 14,424 1,602,651 SH DEFINED 1,2,3,5,8 1,602,651 ION GEOPHYSICAL CORP COM 46204410 16,004 2,703,327 SH DEFINED 1,2,5,8 2,703,327
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- IOWA TELECOMM SERVIC COM 46259420 12,883 768,685 SH DEFINED 1,2,5,8 768,685 IPASS INC COM 46261V10 723 695,549 SH DEFINED 1,2 695,549 IPC THE HOSPITALIST COM 44984A10 11,792 354,637 SH DEFINED 1,2,6,8 354,637 IPG PHOTONICS CORP COM 44980X10 7,247 433,190 SH DEFINED 1,2,5,6,8 433,190 IRIS INTL INC COM 46270W10 4,597 371,937 SH DEFINED 1,2,6 371,937 IROBOT CORP COM 46272610 6,618 376,020 SH DEFINED 1,2,6,8 376,020 IRON MTN INC COM 46284610 148,974 6,545,450 SH DEFINED 1,2,5,6,18,8,10,12,13 6,545,450 ISHARES INC C&S/REALTY 46428756 230 4,367 SH DEFINED 1 4,367 ISHARES INC DJ SEL DIV 46428716 366 8,325 SH DEFINED 1 8,325 ISHARES INC GSCI COMMO 46428R10 285 8,580 SH DEFINED 1 8,580 ISHARES INC MSCI BRAZI 46428640 2,761 37,004 SH DEFINED 1,18 37,004 ISHARES INC MSCI CDA I 46428650 18,673 709,175 SH DEFINED 1,2 709,175 ISHARES INC MSCI BRIC 46428665 550 11,997 SH DEFINED 6 11,997 ISHARES INC MSCI PAC J 46428666 1,754 42,395 SH DEFINED 1 42,395 ISHARES INC MSCI UTD K 46428669 7,959 491,272 SH DEFINED 1 491,272 ISHARES INC MSCI TURKE 46428671 8,601 159,575 SH DEFINED 1 159,575 ISHARES INC MSCI TAIWA 46428673 8,457 652,011 SH DEFINED 1,6 652,011 ISHARES INC MSCI S KOR 46428677 11,463 240,617 SH DEFINED 5,6 240,617 ISHARES INC MSCI MALAY 46428683 268 25,282 SH DEFINED 6 25,282 ISHARES INC MSCI JAPAN 46428684 565 58,049 SH DEFINED 1 58,049 ISHARES INC KLD SEL SO 46428880 261 5,327 SH DEFINED 1 5,327 ISHARES INC RU 1000 GR 46428761 3,347 67,146 SH DEFINED 1 67,146 ISHARES INC RU 1000 VA 46428762 528 8,595 SH DEFINED 1 8,595 ISHARES INC RU 1000 IN 46428759 482 8,377 SH DEFINED 1 8,377 ISHARES INC RU 23000 I 46428765 13,901 222,606 SH DEFINED 1 222,606 ISHARES INC S&P 100 IN 46428768 23,361 357,703 SH DEFINED 1 357,703 ISHARES TR BARCLYS IN 46428861 6,059 57,564 SH DEFINED 1 57,564 ISHARES TR BARCLYS 1- 46428864 11,779 113,300 SH DEFINED 2 113,300 ISHARES TR INDEX BARCLYS TI 46428717 38,298 368,600 SH DEFINED 2 368,600 ISHARES TR INDEX S&P 500 IN 46428720 58,701 525,004 SH DEFINED 2,6 525,004 ISHARES TR INDEX BARCLY USA 46428722 1,294 12,539 SH DEFINED 1 12,539 ISHARES TR INDEX MSCI EMERG 46428723 601,047 14,483,068 SH DEFINED 1,2,5,6,18 14,483,068 ISHARES TR INDEX IBOXX INV 46428724 11,686 112,200 SH DEFINED 2 112,200 ISHARES TR INDEX MSCI EAFE 46428746 183,407 3,317,786 SH DEFINED 1,2,6 3,317,786 ISHARES TR INDEX S&P MIDCAP 46428750 6,046 83,500 SH DEFINED 2 83,500 ISHARES TR INDEX S&P SMLCAP 46428780 34,071 622,650 SH DEFINED 1,2 622,650 IS TR INDX RUSS 2000 RUSSE 2000 46428765 473 7,600 SH PUT DEFINED 118 7,600 IS TR IS MSCI AW X U ETF 46428710 791 15,376 SH DEFINED 1 15,376 IS TR IS MSCI AW X U ETF 46428824 1,085 25,604 SH DEFINED 1 25,604 ISILON SYS INC COM 46432L10 3,155 459,872 SH DEFINED 1,2,6 459,872 ISIS PHARMACEUTICALS COM 46433010 38,984 3,508,935 SH DEFINED 1,2,5,6,8 3,508,935 ISLE OF CAPRI CASINO COM 46459210 3,107 415,408 SH DEFINED 1,2,5,6 415,408 ISRAMCO INC COM NEW 46514140 1,174 16,415 SH DEFINED 1,2 16,415 ISTA PHARMACEUTICALS COM NEW 45031X20 3,224 706,951 SH DEFINED 1,2 706,951 ISTAR FINL INC COM 45031U10 6,914 2,700,814 SH DEFINED 1,2,5,18,8 2,700,814 ITAU UNIBANCO HLDG S SPON ADR R 46556210 99,235 4,344,798 SH DEFINED 1,2,4,5,6,18,8,10 4,344,798 ITC HLDGS CORP COM 46568510 31,772 609,948 SH DEFINED 1,2,5,6,8,10 609,948 ITRON INC COM 46574110 60,179 890,614 SH DEFINED 1,2,5,6,8,10 890,614 ITT CORP NEW COM 45091110 337,410 6,783,475 SH DEFINED 1,2,5,6,18,8,10,12,13 6,783,475 ITT EDUCATIONAL SERV COM 45068B10 87,004 906,674 SH DEFINED 1,2,5,6,18,8,10,12,13 906,674 IXIA COM 45071R10 5,237 703,000 SH DEFINED 1,2,5,6,8 703,000 IXYS CORP COM 46600W10 3,590 484,422 SH DEFINED 1,2,5,6 484,422 J & J SNACK FOODS CO COM 46603210 15,124 378,475 SH DEFINED 1,2,5,8 378,475 J CREW GROUP INC COM 46612H40 81,039 1,811,323 SH DEFINED 1,2,5,6,8 1,811,323 J2 GLOBAL COMMUNICAT COM NEW 46626E20 22,450 1,103,189 SH DEFINED 1,2,5,6,8 1,103,189 JABIL CIRCUIT INC COM 46631310 124,113 7,145,223 SH DEFINED 1,2,5,6,8,10,12,13 7,145,223 JACK IN THE BOX INC COM 46636710 27,319 1,388,858 SH DEFINED 1,2,5,8 1,388,858 JACKSON HEWITT TAX S COM 46820210 2,822 641,446 SH DEFINED 1,2 641,446 JACOBS ENGR GROUP IN COM 46981410 160,820 4,275,988 SH DEFINED 1,2,5,6,18,8,10,12,13 4,275,988 JAKKS PAC INC COM 47012E10 7,468 616,168 SH DEFINED 1,2,5,8 616,168
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- JAMBA INC COM 47023A10 36 21,301 SH DEFINED 1 21,301 JAMES RIVER COAL CO COM NEW 47035520 10,245 554,094 SH DEFINED 1,2,5,8 554,094 JANUS CAP GROUP INC COM 47102X10 90,084 6,697,706 SH DEFINED 1,2,5,6,8,10,12,13 6,697,706 JARDEN CORP COM 47110910 47,292 1,529,992 SH DEFINED 1,2,5,6,8,10 1,529,992 JAVELIN PHARMACEUTIC COM 47189410 1,145 880,701 SH DEFINED 1,2 880,701 JAZZ PHARMACEUTICALS COM 47214710 197 25,000 SH DEFINED 1 25,000 JDA SOFTWARE GROUP I COM 46612K10 20,343 798,705 SH DEFINED 1,2,5,8 798,705 JDS UNIPHASE CORP COM PAR $0 46612J50 56,960 6,904,303 SH DEFINED 1,2,5,6,8,10,12,13 6,904,303 JEFFERIES GROUP INC COM 47231910 65,799 2,772,801 SH DEFINED 1,2,5,6,18,8,10,12,13 2,772,801 JETBLUE AIRWAYS CORP COM 47714310 42,023 7,710,640 SH DEFINED 1,2,5,6 7,710,640 JMP GROUP INC COM 46629U10 3,049 313,727 SH DEFINED 1,2 313,727 JO-ANN STORES INC COM 47758P30 37,172 1,025,722 SH DEFINED 1,2,5,8 1,025,722 JOES JEANS INC COM 47777N10 18 13,239 SH DEFINED 1 13,239 JOHN BEAN TECHNOLOGI COM 47783910 12,297 722,954 SH DEFINED 1,2,5,6,8 722,954 JOHN HANCOCK BK &THR SH BEN INT 40973520 1,051 74,572 SH DEFINED 1 74,572 JOHNSON & JOHNSON COM 47816010 8,856,725 137,505,439 SH DEFINED 1,2,5,6,18,8,10,12,13 137,505,439 JOHNSON CTLS INC COM 47836610 609,747 22,384,234 SH DEFINED 1,2,5,6,18,8,10,12,13 22,384,234 JONES APPAREL GROUP COM 48007410 40,317 2,510,418 SH DEFINED 1,2,5,6,8 2,510,418 JONES LANG LASALLE I COM 48020Q10 57,658 954,604 SH DEFINED 1,2,5,6,8,10 954,604 JONES SODA CO COM 48023P10 12 27,800 SH DEFINED 1 27,800 JOS A BANK CLOTHIERS COM 48083810 24,307 576,135 SH DEFINED 1,2,5,6,8 576,135 JOURNAL COMMUNICATIO CL A 48113010 3,625 931,833 SH DEFINED 1,2 931,833 JOY GLOBAL INC COM 48116510 146,127 2,833,559 SH DEFINED 1,2,5,6,18,8,10,12,13 2,833,559 JPMORGAN CHASE & CO COM 46625H10 6,536,400 156,861,055 SH DEFINED 1,2,5,6,18,8,10,12,13 156,861,055 JUNIPER NETWORKS INC COM 48203R10 487,109 18,264,320 SH DEFINED 1,2,5,6,18,8,10,12,13 18,264,320 K FED BANCORP COM 48246S10 549 62,407 SH DEFINED 1,2 62,407 K TRON INTL INC COM 48273010 5,627 51,741 SH DEFINED 1,2,5,6 51,741 K V PHARMACEUTICAL C CL A 48274020 3,466 944,320 SH DEFINED 1,2,6,8 944,320 K12 INC COM 48273U10 9,527 469,990 SH DEFINED 1,2,6,8 469,990 KADANT INC COM 48282T10 5,716 358,172 SH DEFINED 1,2 358,172 KAISER ALUMINUM CORP COM PAR $0 48300770 15,840 380,595 SH DEFINED 1,2,5,8 380,595 KAMAN CORP COM 48354810 13,107 567,654 SH DEFINED 1,2,5,6,8 567,654 KANSAS CITY LIFE INS COM 48483610 3,078 103,475 SH DEFINED 1,2,5,8 103,475 KANSAS CITY SOUTHERN COM NEW 48517030 65,458 1,966,306 SH DEFINED 1,2,5,6,8,10 1,966,306 KAPSTONE PAPER & PAC COM 48562P10 5,346 543,845 SH DEFINED 1,2 543,845 KAYDON CORP COM 48658710 32,763 916,203 SH DEFINED 1,2,5,8 916,203 KAYNE ANDERSON ENERG COM 48660Q10 3,026 207,970 SH DEFINED 1,2 207,970 KB FINANCIAL GROUP I SPONSORED 48241A10 6,380 125,476 SH DEFINED 1,2,6 125,476 KB HOME COM 48666K10 49,383 3,609,904 SH DEFINED 1,2,5,6,8,10 3,609,904 KBR INC COM 48242W10 100,568 5,293,034 SH DEFINED 1,2,5,6,18,8,10,12,13 5,293,034 KBW INC COM 48242310 19,169 700,619 SH DEFINED 1,2,5,6,8 700,619 KEARNY FINL CORP COM 48716910 4,480 444,857 SH DEFINED 1,2,5 444,857 KEITHLEY INSTRS INC COM 48758410 145 31,186 SH DEFINED 1 31,186 KELLOGG CO COM 48783610 482,194 9,063,788 SH DEFINED 1,2,5,6,18,8,10,12,13 9,063,788 KELLY SVCS INC CL A 48815220 7,944 665,869 SH DEFINED 1,2,5,8 665,869 KENDLE INTERNATIONAL COM 48880L10 5,986 326,946 SH DEFINED 1,2,5,6 326,946 KENEXA CORP COM 48887910 7,263 557,426 SH DEFINED 1,2,5,6,8 557,426 KENNAMETAL INC COM 48917010 42,251 1,630,054 SH DEFINED 1,2,5,6,8,10 1,630,054 KENSEY NASH CORP COM 49005710 5,694 223,276 SH DEFINED 1,2,6,8 223,276 KENTUCKY FIRST FED B COM 49129210 390 35,417 SH DEFINED 1,2 35,417 KERYX BIOPHARMACEUTI COM 49251510 117 46,674 SH DEFINED 1 46,674 KEY ENERGY SVCS INC COM 49291410 24,789 2,820,121 SH DEFINED 1,2,5,6,8 2,820,121 KEYCORP NEW COM 49326710 204,838 36,907,667 SH DEFINED 1,2,5,6,18,8,10,12,13 36,907,667 KEYNOTE SYS INC COM 49330810 2,761 253,071 SH DEFINED 1,2 253,071 KFORCE INC COM 49373210 8,663 693,030 SH DEFINED 1,2,5,6,8 693,030 KID BRANDS INC COM 49375T10 261 59,601 SH DEFINED 1 59,601 KILROY RLTY CORP COM 49427F10 46,355 1,511,408 SH DEFINED 1,2,3,5,6,8 1,511,408 KIMBALL INTL INC CL B 49427410 6,296 738,988 SH DEFINED 1,2,5,8 738,988 KIMBERLY CLARK CORP COM 49436810 1,021,807 16,038,405 SH DEFINED 1,2,5,6,18,8,10,12,13 16,038,405 KIMCO REALTY CORP COM 49446R10 263,136 19,448,356 SH DEFINED 1,2,3,5,6,18,8,10,12,13 19,448,356
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- KINDER MORGAN ENERGY UT LTD PAR 49455010 443 7,268 SH DEFINED 1,8 7,268 KINDER MORGAN MANAGE SHS 49455U10 19,500 356,889 SH DEFINED 1,2,5,6,18,8,10,12,13 356,889 KINDRED HEALTHCARE I COM 49458010 25,159 1,362,897 SH DEFINED 1,2,5,6,8 1,362,897 KINETIC CONCEPTS INC COM NEW 49460W20 85,501 2,270,932 SH DEFINED 1,2,5,6,18,8,10,12 2,270,932 KING PHARMACEUTICALS COM 49558210 104,431 8,511,058 SH DEFINED 1,2,5,6,8,10,12,13 8,511,058 KINROSS GOLD CORP COM NO PAR 49690240 578 31,402 SH DEFINED 1 31,402 KIRBY CORP COM 49726610 42,000 1,205,864 SH DEFINED 1,2,5,6,8,10 1,205,864 KIRKLANDS INC COM 49749810 5,293 304,697 SH DEFINED 1,2 304,697 KITE RLTY GROUP TR COM 49803T10 7,456 1,831,988 SH DEFINED 1,2,3,8 1,831,988 KKR FINANCIAL HLDGS COM 48248A30 288 49,586 SH DEFINED 1,2 49,586 KLA-TENCOR CORP COM 48248010 212,469 5,875,807 SH DEFINED 1,2,5,6,18,8,10,12,13 5,875,807 KNIGHT CAPITAL GROUP CL A 49900510 40,561 2,633,842 SH DEFINED 1,2,5,6,18,8 2,633,842 KNIGHT TRANSN INC COM 49906410 25,693 1,331,923 SH DEFINED 1,2,5,6,8 1,331,923 KNIGHTSBRIDGE TANKER ORD G5299G10 4,482 338,006 SH DEFINED 1,2,5 338,006 KNOLL INC COM NEW 49890420 11,085 1,073,111 SH DEFINED 1,2,5,6,8 1,073,111 KNOLOGY INC COM 49918380 8,152 746,537 SH DEFINED 1,2,5,6,8 746,537 KNOT INC COM 49918410 6,499 645,354 SH DEFINED 1,2,5,6,8 645,354 KODIAK OIL & GAS COR COM 50015Q10 149 67,300 SH DEFINED 1 67,300 KOHLBERG CAPITAL COR COM 50023310 1,575 345,379 SH DEFINED 1,2 345,379 KOHLS CORP COM 50025510 583,089 10,811,968 SH DEFINED 1,2,5,6,18,8,10,12,13 10,811,968 KONINKLIJKE PHILIPS NY REG SH 50047230 1,495 50,777 SH DEFINED 1,2 50,777 KOPIN CORP COM 50060010 6,238 1,492,400 SH DEFINED 1,2,5,6,8 1,492,400 KOPPERS HOLDINGS INC COM 50060P10 12,884 423,269 SH DEFINED 1,2,5,8 423,269 KOREA ELECTRIC PWR SPONSORED 50063110 4,639 319,081 SH DEFINED 1,2,6 319,081 KORN FERRY INTL COM NEW 50064320 22,503 1,363,802 SH DEFINED 1,2,5,6,8 1,363,802 KRAFT FOODS INC CL A 50075N10 2,003,369 73,707,473 SH DEFINED 1,2,5,6,18,8,10,12,13 73,707,473 KRATOS DEFENSE & SEC COM NEW 50077B20 124 11,708 SH DEFINED 1 11,708 KRISPY KREME DOUGHNU COM 50101410 3,323 1,126,283 SH DEFINED 1,2,6 1,126,283 KROGER CO COM 50104410 495,914 24,155,562 SH DEFINED 1,2,5,6,18,8,10,12,13 24,155,562 KRONOS WORLDWIDE INC COM 50105F10 206 12,649 SH DEFINED 1,2 12,649 K-SWISS INC CL A 48268610 5,855 589,028 SH DEFINED 1,2,5,6,8 589,028 KT CORP SPONSORED 48268K10 1,629 96,838 SH DEFINED 1,2,5,6 96,838 KUBOTA CORP ADR 50117320 287 6,220 SH DEFINED 1 6,220 KULICKE & SOFFA INDS COM 50124210 7,497 1,390,889 SH DEFINED 1,2,6,8 1,390,889 KVH INDS INC COM 48273810 4,148 281,416 SH DEFINED 1,2 281,416 KYOCERA CORP ADR 50155620 491 5,555 SH DEFINED 1,2 5,555 L-1 IDENTITY SOLUTIO COM 50212A10 12,897 1,721,943 SH DEFINED 1,2,5,6,8 1,721,943 L-3 COMMUNICATIONS C DEBT 3.00 502413AW 1,628 1,550,000 SH DEFINED 1,2 1,550,000 L-3 COMMUNICATIONS H COM 50242410 360,671 4,148,026 SH DEFINED 1,2,5,6,18,8,10,12,13 4,148,026 LA BARGE INC COM 50247010 2,897 240,450 SH DEFINED 1,2 240,450 LA JOLLA PHARMACEUTI COM NEW 50345930 8 47,641 SH DEFINED 1 47,641 LA Z BOY INC COM 50533610 11,953 1,254,199 SH DEFINED 1,2,8 1,254,199 LABORATORY CORP AMER COM NEW 50540R40 292,426 3,907,346 SH DEFINED 1,2,5,6,18,8,10,12,13 3,907,346 LABRANCHE & CO INC COM 50544710 3,779 1,330,610 SH DEFINED 1,2,5,8 1,330,610 LACLEDE GROUP INC COM 50559710 18,595 550,650 SH DEFINED 1,2,5,8 550,650 LADENBURG THALMAN FI COM 50575Q10 39 60,925 SH DEFINED 1 60,925 LADISH INC COM NEW 50575420 5,128 340,727 SH DEFINED 1,2,5 340,727 LAKELAND BANCORP INC COM 51163710 2,679 419,206 SH DEFINED 1,2,8 419,206 LAKELAND FINL CORP COM 51165610 6,315 366,073 SH DEFINED 1,2,8 366,073 LAKES ENTMNT INC COM 51206P10 847 337,349 SH DEFINED 1,2 337,349 LAM RESEARCH CORP COM 51280710 126,791 3,233,631 SH DEFINED 1,2,5,6,18,8,10,12,13 3,233,631 LAMAR ADVERTISING CO CL A 51281510 43,577 1,401,649 SH DEFINED 1,2,5,6,8,10,12 1,401,649 LAN AIRLINES S A SPONSORED 50172310 8,897 533,714 SH DEFINED 1,2,5,6 533,714 LANCASTER COLONY COR COM 51384710 34,257 689,561 SH DEFINED 1,2,5,6,8 689,561 LANCE INC COM 51460610 16,818 639,466 SH DEFINED 1,2,5,8 639,466 LANDAUER INC COM 51476K10 14,473 235,715 SH DEFINED 1,2,5,6,8 235,715 LANDEC CORP COM 51476610 3,449 552,735 SH DEFINED 1,2,6 552,735 LANDRYS RESTAURANTS COM 51508L10 4,107 192,922 SH DEFINED 1,2 192,922 LANDSTAR SYS INC COM 51509810 42,391 1,093,400 SH DEFINED 1,2,5,6,8,10 1,093,400 LANNET INC COM 51601210 844 142,816 SH DEFINED 1,2 142,816
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- LAS VEGAS SANDS CORP COM 51783410 70,364 4,709,801 SH DEFINED 1,2,5,6,18,8,10,12,13 4,709,801 LASALLE HOTEL PPTYS COM SH BEN 51794210 51,542 2,427,796 SH DEFINED 1,2,3,5,8 2,427,796 LASERCARD CORP COM 51807U10 62 10,671 SH DEFINED 1 10,671 LATTICE SEMICONDUCTO COM 51841510 6,729 2,492,072 SH DEFINED 1,2,5,6,8 2,492,072 LAUDER ESTEE COS INC CL A 51843910 197,360 4,081,064 SH DEFINED 1,2,5,6,18,8,10,12,13 4,081,064 LAWSON PRODS INC COM 52077610 1,841 104,308 SH DEFINED 1,2 104,308 LAWSON SOFTWARE INC COM 52078P10 22,859 3,437,435 SH DEFINED 1,2,5,8 3,437,435 LAYNE CHRISTENSEN CO COM 52105010 12,106 421,673 SH DEFINED 1,2,5,8 421,673 LAZARD LTD SHS A G5405010 27,909 735,025 SH DEFINED 1,2,5,6,10 735,025 LCA-VISION INC COM PAR $. 50180330 1,515 295,828 SH DEFINED 1,2 295,828 LDK SOLAR CO LTD SPONSORED 50183L10 108 15,468 SH DEFINED 1,5 15,468 LEAP WIRELESS INTL I COM NEW 52186330 13,113 747,189 SH DEFINED 1,2,5,6,8,10 747,189 LEAPFROG ENTERPRISES CL A 52186N10 2,820 721,206 SH DEFINED 1,2 721,206 LEAR CORP COM NEW 52186520 2,852 42,163 SH DEFINED 1,2 42,163 LEARNING TREE INTL I COM 52201510 1,395 116,819 SH DEFINED 1,2 116,819 LECG CORP COM 52323410 102 34,029 SH DEFINED 1 34,029 LECROY CORP COM 52324W10 73 19,918 SH DEFINED 1 19,918 LEE ENTERPRISES INC COM 52376810 183 52,655 SH DEFINED 1 52,655 LEGACY BANCORP INC CL A 52463G10 1,457 147,815 SH DEFINED 1,2 147,815 LEGG MASON INC COM 52490110 187,782 6,226,196 SH DEFINED 1,2,5,6,18,8,10,12,13 6,226,196 LEGGETT & PLATT INC COM 52466010 189,814 9,304,584 SH DEFINED 1,2,5,6,18,8,10,12,13 9,304,584 LENDER PROCESSING SV COM 52602E10 120,470 2,962,855 SH DEFINED 1,2,5,6,18,8,10,12,13 2,962,855 LENNAR CORP CL A 52605710 90,505 7,087,345 SH DEFINED 1,2,5,6,8,10,12,13 7,087,345 LENNOX INTL INC COM 52610710 65,523 1,678,364 SH DEFINED 1,2,5,6,8,10 1,678,364 LEUCADIA NATL CORP COM 52728810 167,236 7,029,658 SH DEFINED 1,2,5,6,18,8,10,12,13 7,029,658 LEVEL 3 COMMUNICATIO COM 52729N10 38,753 25,328,855 SH DEFINED 1,2,5,6,18,8,10,12,13 25,328,855 LEXICON PHARMACEUTIC COM 52887210 3,080 1,811,891 SH DEFINED 1,2,5,6 1,811,891 LEXINGTON REALTY TRU COM 52904310 19,206 3,158,927 SH DEFINED 1,2,3,5,8 3,158,927 LEXMARK INTL NEW CL A 52977110 65,752 2,530,863 SH DEFINED 1,2,5,6,18,8,10,12,13 2,530,863 LG DISPLAY CO LTD SPONS ADR 50186V10 1,528 90,225 SH DEFINED 1,2,6 90,225 LHC GROUP INC COM 50187A10 11,446 340,565 SH DEFINED 1,2,5,6,8 340,565 LIBERTY GLOBAL INC COM SER A 53055510 72,887 3,329,672 SH DEFINED 1,2,5,6,18,8,10,12,13 3,329,672 LIBERTY GLOBAL INC COM SER C 53055530 17,855 816,789 SH DEFINED 1,2,5,18,8,10,12,13 816,789 LIBERTY MEDIA CORP DEB 3.25 530715AR 565 950,000 SH DEFINED 2 950,000 LIBERTY MEDIA CORP N INT COM SE 53071M10 102,523 9,457,871 SH DEFINED 1,2,5,6,18,8,10,12,13 9,457,871 LIBERTY MEDIA CORP N CAP COM SE 53071M30 22,886 958,359 SH DEFINED 1,2,5,6,8,10 958,359 LIBERTY MEDIA CORP N LIB STAR C 53071M70 26,780 580,285 SH DEFINED 1,2,5,6,18,8,10,12 580,285 LIBERTY MEDIA CORP N DEB 3.12 530718AF 3,170 3,150,000 SH DEFINED 1,2 3,150,000 LIBERTY PPTY TR SH BEN INT 53117210 130,052 4,062,842 SH DEFINED 1,2,3,5,6,18,8,10,12,13 4,062,842 LIFE PARTNERS HOLDIN COM 53215T10 3,551 167,649 SH DEFINED 1,2,6 167,649 LIFE TECHNOLOGIES CO COM 53217V10 355,890 6,815,203 SH DEFINED 1,2,5,6,18,8,10,12,13 6,815,203 LIFE TIME FITNESS IN COM 53217R20 35,092 1,407,620 SH DEFINED 1,2,5,6,8 1,407,620 LIFEPOINT HOSPITALS NOTE 3.50 53219LAH 1,443 1,550,000 SH DEFINED 1,2 1,550,000 LIFEPOINT HOSPITALS COM 53219L10 38,022 1,168,827 SH DEFINED 1,2,5,6,8,10 1,168,827 LIFEWAY FOODS INC COM 53191410 917 77,173 SH DEFINED 1,2 77,173 LIGAND PHARMACEUTICA CL B 53220K20 4,612 2,125,246 SH DEFINED 1,2,5,6,8 2,125,246 LIGHTPATH TECHNOLOGI CL A NEW 53225780 17 10,252 SH DEFINED 1,2 10,252 LIHUA INTL INC COM 53235210 411 39,300 SH DEFINED 1,2 39,300 LILLY ELI & CO COM 53245710 1,363,692 38,187,964 SH DEFINED 1,2,5,6,18,8,10,12,13 38,187,964 LIMELIGHT NETWORKS I COM 53261M10 2,476 631,593 SH DEFINED 1,2,6 631,593 LIMITED BRANDS INC COM 53271610 205,137 10,661,982 SH DEFINED 1,2,5,6,18,8,10,12,13 10,661,982 LIN TV CORP CL A 53277410 2,835 635,643 SH DEFINED 1,2,6 635,643 LINCARE HLDGS INC COM 53279110 58,495 1,575,204 SH DEFINED 1,2,5,6,8,10,12 1,575,204 LINCOLN EDL SVCS COR COM 53353510 4,694 216,705 SH DEFINED 1,2,6,8 216,705 LINCOLN ELEC HLDGS I COM 53390010 49,732 930,274 SH DEFINED 1,2,5,6,8,10 930,274 LINCOLN NATL CORP IN COM 53418710 299,634 12,043,149 SH DEFINED 1,2,5,6,18,8,10,12,13 12,043,149 LINDSAY CORP COM 53555510 10,219 256,432 SH DEFINED 1,2,5,6,8 256,432 LINEAR TECHNOLOGY CO NOTE 3.00 535678AC 2,356 2,350,000 SH DEFINED 1,2 2,350,000 LINEAR TECHNOLOGY CO COM 53567810 243,769 7,976,725 SH DEFINED 1,2,5,6,18,8,10,12,13 7,976,725 LINN ENERGY LLC UNIT LTD L 53602010 519 18,600 SH DEFINED 1 18,600
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- LIONBRIDGE TECHNOLOG COM 53625210 2,790 1,212,866 SH DEFINED 1,2 1,212,866 LIONS GATE ENTMNT CO COM NEW 53591920 240 41,266 SH DEFINED 1,2,6,8 41,266 LIQUIDITY SERVICES I COM 53635B10 2,755 273,578 SH DEFINED 1,2,6 273,578 LITHIA MTRS INC CL A 53679710 3,565 433,657 SH DEFINED 1,2 433,657 LITTELFUSE INC COM 53700810 15,527 482,961 SH DEFINED 1,2,5,8 482,961 LIVE NATION INC COM 53803410 17,574 2,065,076 SH DEFINED 1,2,5,6,8 2,065,076 LIVEPERSON INC COM 53814610 6,064 870,050 SH DEFINED 1,2,5 870,050 LIZ CLAIBORNE INC COM 53932010 12,155 2,159,005 SH DEFINED 1,2,5,6,8 2,159,005 LKQ CORP COM 50188920 61,840 3,156,719 SH DEFINED 1,2,5,6,8,10 3,156,719 LLOYDS BANKING GROUP SPONSORED 53943910 187 57,053 SH DEFINED 1,2 57,053 LMI AEROSPACE INC COM 50207910 1,989 149,528 SH DEFINED 1,2 149,528 LOCAL COM CORP COM 53954R10 82 14,074 SH DEFINED 1,2 14,074 LOCKHEED MARTIN CORP COM 53983010 5,734,837 76,109,310 SH DEFINED 1,2,5,6,18,8,10,12,13 76,109,310 LODGENET INTERACTIVE COM 54021110 2,785 503,634 SH DEFINED 1,2 503,634 LODGIAN INC COM PAR $. 54021P40 64 43,340 SH DEFINED 1 43,340 LOEWS CORP COM 54042410 491,003 13,507,648 SH DEFINED 1,2,5,6,18,8,10,12,13 13,507,648 LOGITECH INTL S A SHS H5043023 624 36,474 SH DEFINED 1 36,474 LOGMEIN INC COM 54142L10 2,293 114,936 SH DEFINED 1,2 114,936 LO-JACK CORP COM 53945110 136 33,698 SH DEFINED 1 33,698 LONGTOP FINL TECHNOL ADR 54318P10 442 11,950 SH DEFINED 1 11,950 LOOPNET INC COM 54352430 4,816 485,042 SH DEFINED 1,2,6,8 485,042 LORAL SPACE & COMMUN COM 54388110 6,687 211,550 SH DEFINED 1,2,5,8 211,550 LORILLARD INC COM 54414710 522,114 6,507,720 SH DEFINED 1,2,5,6,18,8,10,12,13 6,507,720 LOUISIANA PAC CORP COM 54634710 29,457 4,220,148 SH DEFINED 1,2,5,6,8 4,220,148 LOWES COS INC COM 54866110 2,683,411 114,724,700 SH DEFINED 1,2,5,6,18,8,10,12,13 114,724,700 LSB INDS INC COM 50216010 5,616 398,266 SH DEFINED 1,2,6 398,266 LSI CORPORATION COM 50216110 145,707 24,244,132 SH DEFINED 1,2,5,6,18,8,10,12,13 24,244,132 LSI INDS INC COM 50216C10 3,165 401,590 SH DEFINED 1,2 401,590 LTC PPTYS INC COM 50217510 15,140 565,996 SH DEFINED 1,2,3,5,8 565,996 LTX-CREDENCE CORP COM 50240310 205 115,325 SH DEFINED 1 115,325 LUBRIZOL CORP COM 54927110 266,855 3,658,055 SH DEFINED 1,2,5,6,18,8,10,12,13 3,658,055 LUBYS INC COM 54928210 1,404 381,426 SH DEFINED 1,2 381,426 LUCENT TECHNOLOGIES DBCV 2.87 549463AG 1,190 1,200,000 SH DEFINED 2 1,200,000 LUCENT TECHNOLOGIES DBCV 2.87 549463AH 2,259 2,650,000 SH DEFINED 1,2 2,650,000 LUFKIN INDS INC COM 54976410 26,703 364,801 SH DEFINED 1,2,5,6,8 364,801 LULULEMON ATHLETICA COM 55002110 23,241 772,137 SH DEFINED 1,2,5,6,8 772,137 LUMBER LIQUIDATORS I COM 55003Q10 1,113 41,533 SH DEFINED 1,2,6,8 41,533 LUMINEX CORP DEL COM 55027E10 12,478 835,773 SH DEFINED 1,2,5,6,8 835,773 LUXOTTICA GROUP S P SPONSORED 55068R20 295 11,480 SH DEFINED 1 11,480 LYDALL INC DEL COM 55081910 444 85,291 SH DEFINED 1 85,291 M & F WORLDWIDE CORP COM 55254110 10,256 259,640 SH DEFINED 1,2,5,6,8 259,640 M & T BK CORP COM 55261F10 247,494 3,700,017 SH DEFINED 1,2,5,6,18,8,10,12,13 3,700,017 M D C HLDGS INC COM 55267610 52,120 1,679,116 SH DEFINED 1,2,5,6,8,10 1,679,116 M/I HOMES INC COM 55305B10 4,715 453,774 SH DEFINED 1,2,6,8 453,774 MACATAWA BK CORP COM 55422510 28 13,222 SH DEFINED 1 13,222 MACERICH CO COM 55438210 115,467 3,211,878 SH DEFINED 1,2,3,5,6,18,8,10,12 3,211,878 MAC-GRAY CORP COM 55415310 2,011 195,244 SH DEFINED 1,2 195,244 MACK CALI RLTY CORP COM 55448910 85,177 2,463,908 SH DEFINED 1,2,3,5,6,8,10 2,463,908 MACQUARIE INFRASTR C MEMBERSHIP 55608B10 708 57,680 SH DEFINED 1,2,8 57,680 MACYS INC COM 55616P10 298,368 17,802,413 SH DEFINED 1,2,5,6,18,8,10,12,13 17,802,413 MADDEN STEVEN LTD COM 55626910 15,851 384,359 SH DEFINED 1,2,5,6,8 384,359 MAGELLAN HEALTH SVCS COM NEW 55907920 33,170 814,384 SH DEFINED 1,2,5,8 814,384 MAGELLAN MIDSTREAM P COM UNIT R 55908010 210 4,850 SH DEFINED 1 4,850 MAGELLAN PETE CORP COM 55909130 33 19,023 SH DEFINED 1 19,023 MAGMA DESIGN AUTOMAT COM 55918110 105 45,588 SH DEFINED 1,2,6 45,588 MAGNETEK INC COM 55942410 88 57,120 SH DEFINED 1 57,120 MAGNUM HUNTER RES CO COM 55973B10 37 23,800 SH DEFINED 1 23,800 MAGUIRE PPTYS INC COM 55977510 88 57,986 SH DEFINED 1 57,986 MAHANAGAR TEL NIGAM SPONS ADR 55977840 297 96,772 SH DEFINED 5,8 96,772 MAIDEN HOLDINGS LTD SHS G5753U11 8,465 1,156,418 SH DEFINED 1,2,6,8 1,156,418
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- MAIDENFORM BRANDS IN COM 56030510 8,339 499,654 SH DEFINED 1,2,6,8 499,654 MAIN STREET CAPITAL COM 56035L10 1,662 103,086 SH DEFINED 1,2 103,086 MAINSOURCE FINANCIAL COM 56062Y10 2,192 458,582 SH DEFINED 1,2 458,582 MAJESCO ENTERTAINMEN COM NEW 56069020 20 17,557 SH DEFINED 1 17,557 MAKITA CORP ADR NEW 56087730 212 6,029 SH DEFINED 1,2 6,029 MAKO SURGICAL CORP COM 56087910 3,784 340,903 SH DEFINED 1,2,6 340,903 MANHATTAN ASSOCS INC COM 56275010 15,339 638,073 SH DEFINED 1,2,5,6,8 638,073 MANITOWOC INC COM 56357110 16,799 1,684,906 SH DEFINED 1,2,5,6,8,10 1,684,906 MANNATECH INC COM 56377110 978 314,427 SH DEFINED 1,2 314,427 MANNKIND CORP COM 56400P20 9,769 1,115,149 SH DEFINED 1,2,5,6,8 1,115,149 MANPOWER INC COM 56418H10 129,342 2,369,769 SH DEFINED 1,2,5,6,18,8,10,12,13 2,369,769 MANTECH INTL CORP CL A 56456310 32,796 678,438 SH DEFINED 1,2,5,6,8 678,438 MANULIFE FINL CORP COM 56501R10 2,306 125,757 SH DEFINED 1,5,13 125,757 MAP PHARMACEUTICALS COM 56509R10 1,906 199,977 SH DEFINED 1,2,6 199,977 MARATHON OIL CORP COM 56584910 860,916 27,575,786 SH DEFINED 1,2,5,6,18,8,10,12,13 27,575,786 MARCHEX INC CL B 56624R10 2,433 478,886 SH DEFINED 1,2 478,886 MARCUS CORP COM 56633010 6,066 473,195 SH DEFINED 1,2,5,8 473,195 MARINE PRODS CORP COM 56842710 1,053 213,542 SH DEFINED 1,2,5 213,542 MARINEMAX INC COM 56790810 690 75,092 SH DEFINED 1 75,092 MARINER ENERGY INC COM 56845T30 24,686 2,126,302 SH DEFINED 1,2,5,6,8,10 2,126,302 MARKEL CORP COM 57053510 41,766 122,841 SH DEFINED 1,2,5,6,8,10,12 122,841 MARKET LEADER INC COM 57056R10 30 14,200 SH DEFINED 1 14,200 MARKETAXESS HLDGS IN COM 57060D10 8,412 605,208 SH DEFINED 1,2,6,8 605,208 MARRIOTT INTL INC NE CL A 57190320 290,661 10,666,450 SH DEFINED 1,2,5,6,18,8,10,12,13 10,666,450 MARSH & MCLENNAN COS COM 57174810 433,825 19,647,882 SH DEFINED 1,2,5,6,18,8,10,12,13 19,647,882 MARSHALL & ILSLEY CO COM 57183710 134,516 24,681,891 SH DEFINED 1,2,5,6,18,8,10,12,13 24,681,891 MARTEK BIOSCIENCES C COM 57290110 18,536 978,137 SH DEFINED 1,2,5,6,18,8 978,137 MARTEN TRANS LTD COM 57307510 7,635 425,359 SH DEFINED 1,2,6,8 425,359 MARTHA STEWART LIVIN CL A 57308310 2,457 497,395 SH DEFINED 1,2,6 497,395 MARTIN MARIETTA MATL COM 57328410 95,107 1,063,713 SH DEFINED 1,2,5,6,18,8,10,12,13 1,063,713 MARVEL ENTERTAINMENT COM 57383T10 18,686 345,529 SH DEFINED 1,2,5,8,10 345,529 MARVELL TECHNOLOGY G ORD G5876H10 171,105 8,246,046 SH DEFINED 1,2,5,6,18,8,10,12,13 8,246,046 MASCO CORP COM 57459910 201,763 14,609,936 SH DEFINED 1,2,5,6,18,8,10,12,13 14,609,936 MASIMO CORP COM 57479510 52,351 1,720,933 SH DEFINED 1,2,5,6,8 1,720,933 MASSEY ENERGY CO NOTE 3.25 576203AJ 1,332 1,525,000 SH DEFINED 1,2 1,525,000 MASSEY ENERGY CORP COM 57620610 200,034 4,761,576 SH DEFINED 1,2,5,6,8,10,12,13 4,761,576 MASTEC INC COM 57632310 13,418 1,073,459 SH DEFINED 1,2,5,8 1,073,459 MASTERCARD INC CL A 57636Q10 831,033 3,246,475 SH DEFINED 1,2,5,6,18,8,10,12,13 3,246,475 MATRIX SVC CO COM 57685310 7,719 724,817 SH DEFINED 1,2,5,6,8 724,817 MATRIXX INITIATIVES COM 57685L10 1,307 309,076 SH DEFINED 1,2 309,076 MATTEL INC COM 57708110 261,626 13,094,406 SH DEFINED 1,2,5,6,18,8,10,12,13 13,094,406 MATTHEWS INTL CORP CL A 57712810 33,793 953,804 SH DEFINED 1,2,5,6,8 953,804 MATTSON TECHNOLOGY I COM 57722310 288 80,594 SH DEFINED 1,2,6 80,594 MAX CAPITAL GROUP LT SHS G6052F10 26,802 1,201,867 SH DEFINED 1,2,5,8 1,201,867 MAXIM INTEGRATED PRO COM 57772K10 85,679 4,216,503 SH DEFINED 1,2,5,6,18,8,10,12,13 4,216,503 MAXIMUS INC COM 57793310 20,324 406,480 SH DEFINED 1,2,5,8 406,480 MAXWELL TECHNOLOGIES COM 57776710 7,905 443,101 SH DEFINED 1,2,5,6,8 443,101 MAXYGEN INC COM 57777610 3,490 572,989 SH DEFINED 1,2,6 572,989 MB FINANCIAL INC NEW COM 55264U10 34,413 1,745,954 SH DEFINED 1,2,5,8 1,745,954 MBIA INC COM 55262C10 9,793 2,460,628 SH DEFINED 1,2,5,6,8,10 2,460,628 MBT FINL CORP COM 57887710 24 15,967 SH DEFINED 1 15,967 MCAFEE INC COM 57906410 220,556 5,436,439 SH DEFINED 1,2,5,6,18,8,10,12,13 5,436,439 MCCLATCHY CO CL A 57948910 465 131,445 SH DEFINED 1,2 131,445 MCCORMICK & CO INC COM NON VT 57978020 163,104 4,514,358 SH DEFINED 1,2,5,6,18,8,10,12,13 4,514,358 MCCORMICK & SCHMICKS COM 57979310 1,982 284,776 SH DEFINED 1,2 284,776 MCDERMOTT INTL INC COM 58003710 107,027 4,457,609 SH DEFINED 1,2,5,6,18,8,10,12,13 4,457,609 MCDONALDS CORP COM 58013510 2,801,486 44,866,847 SH DEFINED 1,2,5,6,18,8,10,12,13 44,866,847 MCG CAPITAL CORP COM 58047P10 7,376 1,707,390 SH DEFINED 1,2,8 1,707,390 MCGRATH RENTCORP COM 58058910 11,450 512,069 SH DEFINED 1,2,5,8 512,069 MCGRAW HILL COS INC COM 58064510 391,794 11,691,853 SH DEFINED 1,2,5,6,18,8,10,12,13 11,691,853
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- MCKESSON CORP COM 58155Q10 650,435 10,406,959 SH DEFINED 1,2,5,6,18,8,10,12,13 10,406,959 MCMORAN EXPLORATION COM 58241110 15,166 1,890,996 SH DEFINED 1,2,5,6,8 1,890,996 MDRNA INC COM 55276N10 19 23,650 SH DEFINED 1 23,650 MDU RES GROUP INC COM 55269010 136,372 5,778,456 SH DEFINED 1,2,5,6,18,8,10,12,13 5,778,456 MEAD JOHNSON NUTRITI COM CL A 58283910 289,497 6,624,634 SH DEFINED 1,2,5,6,18,8,10,12,13 6,624,634 MEADOWBROOK INS GROU COM 58319P10 9,162 1,238,131 SH DEFINED 1,2,8 1,238,131 MEADWESTVACO CORP COM 58333410 209,748 7,326,172 SH DEFINED 1,2,5,6,18,8,10,12,13 7,326,172 MEASUREMENT SPECIALT COM 58342110 2,773 275,945 SH DEFINED 1,2 275,945 MECHEL OAO SPONSORED 58384010 29,910 1,589,282 SH DEFINED 1,2,5,6,18,8,10 1,589,282 MEDALLION FINL CORP COM 58392810 2,579 315,607 SH DEFINED 1,2 315,607 MEDASSETS INC COM 58404510 16,465 776,279 SH DEFINED 1,2,5,6,8 776,279 MEDCATH CORP COM 58404W10 3,288 415,699 SH DEFINED 1,2 415,699 MEDCO HEALTH SOLUTIO COM 58405U10 1,128,312 17,654,708 SH DEFINED 1,2,5,6,18,8,10,12,13 17,654,708 MEDIA GEN INC CL A 58440410 390 49,793 SH DEFINED 1 49,793 MEDIACOM COMMUNICATI CL A 58446K10 5,952 1,331,478 SH DEFINED 1,2,5,6 1,331,478 MEDICAL ACTION INDS COM 58449L10 4,431 276,237 SH DEFINED 1,2 276,237 MEDICAL PPTYS TRUST COM 58463J30 22,626 2,262,564 SH DEFINED 1,2,3,5,8 2,262,564 MEDICINES CO COM 58468810 9,180 1,100,735 SH DEFINED 1,2,5,6,8 1,100,735 MEDICIS PHARMACEUTIC CL A NEW 58469030 57,102 2,110,979 SH DEFINED 1,2,5,6,8 2,110,979 MEDIDATA SOLUTIONS I COM 58471A10 1,720 110,106 SH DEFINED 1,2 110,106 MEDIFAST INC COM 58470H10 7,841 256,402 SH DEFINED 1,2,8 256,402 MEDIVATION INC COM 58501N10 39,160 1,040,110 SH DEFINED 1,2,5,6,8 1,040,110 MEDNAX INC COM 58502B10 41,684 693,464 SH DEFINED 1,2,5,6,8,10 693,464 MEDQUIST INC COM 58494910 1,114 166,536 SH DEFINED 1,2 166,536 MEDTOX SCIENTIFIC IN COM NEW 58497720 135 17,401 SH DEFINED 1 17,401 MEDTRONIC INC NOTE 1.50 585055AL 5,278 5,200,000 SH DEFINED 1,2 5,200,000 MEDTRONIC INC NOTE 1.62 585055AM 5,114 4,900,000 SH DEFINED 1,2 4,900,000 MEDTRONIC INC COM 58505510 1,731,751 39,375,868 SH DEFINED 1,2,5,6,18,8,10,12,13 39,375,868 MELCO CROWN ENTMT LT ADR 58546410 145 43,138 SH DEFINED 1,2,5,6 43,138 MELLANOX TECHNOLOGIE SHS M5136311 549 29,085 SH DEFINED 2 29,085 MEMC ELECTR MATLS IN COM 55271510 105,662 7,757,873 SH DEFINED 1,2,5,6,18,8,10,12,13 7,757,873 MEMSIC INC COM 58626410 810 246,914 SH DEFINED 1,2 246,914 MENS WEARHOUSE INC COM 58711810 35,121 1,667,653 SH DEFINED 1,2,5,6,8 1,667,653 MENTOR GRAPHICS CORP COM 58720010 25,703 2,910,910 SH DEFINED 1,2,5,6,8 2,910,910 MERCADOLIBRE INC COM 58733R10 25,034 482,636 SH DEFINED 1,2,5,6,8 482,636 MERCER INS GROUP INC COM 58790210 1,823 100,318 SH DEFINED 1,2 100,318 MERCHANTS BANCSHARES COM 58844810 1,885 83,240 SH DEFINED 1,2 83,240 MERCK & CO INC NEW COM 58933Y10 4,131,559 113,069,492 SH DEFINED 1,2,5,6,18,8,10,12,13 113,069,492 MERCURY COMPUTER SYS COM 58937810 5,911 536,868 SH DEFINED 1,2 536,868 MERCURY GENL CORP NE COM 58940010 42,806 1,090,318 SH DEFINED 1,2,5,6,8,10,12 1,090,318 MEREDITH CORP COM 58943310 35,204 1,141,143 SH DEFINED 1,2,5,6,8,10,12,13 1,141,143 MERGE HEALTHCARE INC COM 58949910 1,660 494,038 SH DEFINED 1,2 494,038 MERIDIAN BIOSCIENCE COM 58958410 21,428 994,346 SH DEFINED 1,2,5,6,8 994,346 MERIDIAN INTERSTAT B COM 58964Q10 1,601 184,038 SH DEFINED 1,2,6 184,038 MERIDIAN RESOURCE CO COM 58977Q10 25 95,934 SH DEFINED 1 95,934 MERIT MED SYS INC COM 58988910 12,130 630,434 SH DEFINED 1,2,5,6,8 630,434 MERITAGE HOMES CORP COM 59001A10 13,825 715,204 SH DEFINED 1,2,5,6,8 715,204 MERIX CORP COM 59004910 72 29,429 SH DEFINED 1 29,429 MESA AIR GROUP INC COM 59047910 25 207,618 SH DEFINED 1 207,618 MET PRO CORP COM 59087630 2,937 276,534 SH DEFINED 1,2 276,534 METABOLIX INC COM 59101880 4,680 423,532 SH DEFINED 1,2,8 423,532 METALICO INC COM 59117610 2,881 585,501 SH DEFINED 1,2,6 585,501 METHODE ELECTRS INC COM 59152020 10,917 1,257,708 SH DEFINED 1,2,5,8 1,257,708 METLIFE INC COM 59156R10 1,060,190 29,991,233 SH DEFINED 1,2,5,6,18,8,10,12,13 29,991,233 METRO BANCORP INC PA COM 59161R10 1,609 128,000 SH DEFINED 1,2 128,000 METROCORP BANCSHARES COM 59165010 36 10,154 SH DEFINED 1 10,154 METROPCS COMMUNICATI COM 59170810 75,188 9,854,294 SH DEFINED 1,2,5,6,18,8,10,12,13 9,854,294 METROPOLITAN HEALTH COM 59214210 1,153 579,324 SH DEFINED 1,2,5 579,324 METTLER TOLEDO INTER COM 59268810 76,772 731,230 SH DEFINED 1,2,5,6,8,10 731,230 MF GLOBAL LTD SHS G6064210 16,013 2,304,056 SH DEFINED 1,2,8 2,304,056
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- MFA FINANCIAL INC COM 55272X10 50,851 6,918,455 SH DEFINED 1,2,5,8 6,918,455 MGE ENERGY INC COM 55277P10 18,921 529,412 SH DEFINED 1,2,5,8 529,412 MGIC INVT CORP WIS COM 55284810 22,769 3,939,357 SH DEFINED 1,2,5,6,8 3,939,357 MGM MIRAGE COM 55295310 32,834 3,600,266 SH DEFINED 1,2,5,6,18,8,10,12,13 3,600,266 MICREL INC COM 59479310 9,845 1,200,601 SH DEFINED 1,2,5,6,8 1,200,601 MICROCHIP TECHNOLOGY SDCV 2.12 595017AB 2,230 2,200,000 SH DEFINED 2 2,200,000 MICROCHIP TECHNOLOGY COM 59501710 189,770 6,532,529 SH DEFINED 1,2,5,6,18,8,10,12,13 6,532,529 MICROMET INC COM 59509C10 7,015 1,053,256 SH DEFINED 1,2,6,8 1,053,256 MICRON TECHNOLOGY IN NOTE 1.87 595112AH 2,695 2,800,000 SH DEFINED 1,2 2,800,000 MICRON TECHNOLOGY IN COM 59511210 340,619 32,255,556 SH DEFINED 1,2,5,6,18,8,10,12,13 32,255,556 MICROS SYS INC COM 59490110 54,681 1,762,193 SH DEFINED 1,2,5,6,8,10 1,762,193 MICROSEMI CORP COM 59513710 33,777 1,901,847 SH DEFINED 1,2,5,6,8 1,901,847 MICROSOFT CORP COM 59491810 8,695,831 285,296,288 SH DEFINED 1,2,5,6,18,8,10,12,13 285,296,288 MICROSTRATEGY INC CL A NEW 59497240 21,357 227,151 SH DEFINED 1,2,5,6,8 227,151 MICROTUNE INC DEL COM 59514P10 2,196 971,795 SH DEFINED 1,2,5 971,795 MICROVISION INC DEL COM 59496010 5,020 1,583,451 SH DEFINED 1,2 1,583,451 MICRUS ENDOVASCULAR COM 59518V10 4,080 271,972 SH DEFINED 1,2,5 271,972 MID-AMER APT CMNTYS COM 59522J10 49,518 1,025,632 SH DEFINED 1,2,3,5,8 1,025,632 MIDAS GROUP INC COM 59562610 2,750 325,462 SH DEFINED 1,2 325,462 MIDCAP SPDR TR UNIT SER 1 59563510 29,997 227,700 SH DEFINED 2 227,700 MIDC SPDR TR U SER 1 UNIT SER 1 59563510 316 2,400 SH PUT DEFINED 118 2,400 MIDDLEBROOK PHARMACE COM 59608710 279 546,243 SH DEFINED 1,2 546,243 MIDDLEBY CORP COM 59627810 18,111 369,454 SH DEFINED 1,2,5,6,18,8 369,454 MIDDLESEX WATER CO COM 59668010 5,418 307,510 SH DEFINED 1,2,5 307,510 MIDSOUTH BANCORP INC COM 59803910 894 64,338 SH DEFINED 1,2 64,338 MIDWEST BANC HOLDING COM 59825110 6 17,250 SH DEFINED 1 17,250 MILLER HERMAN INC COM 60054410 29,944 1,872,659 SH DEFINED 1,2,5,6,8 1,872,659 MILLER INDS INC TENN COM NEW 60055120 1,821 160,453 SH DEFINED 1,2 160,453 MILLICOM INTL CELLUL SHS NEW L6388F11 16,094 218,166 SH DEFINED 1,2,5,6,8,12 218,166 MILLIPORE CORP NOTE 3.75 601073AD 1,134 1,100,000 SH DEFINED 1,2 1,100,000 MILLIPORE CORP COM 60107310 148,287 2,049,583 SH DEFINED 1,2,5,6,18,8,10,12,13 2,049,583 MINDRAY MEDICAL INTL SPON ADR 60267510 2,048 60,382 SH DEFINED 1,2,6 60,382 MINDSPEED TECHNOLOGI COM NEW 60268220 107 22,884 SH DEFINED 1 22,884 MINE SAFETY APPLIANC COM 60272010 22,014 829,759 SH DEFINED 1,2,5,6,8 829,759 MINERALS TECHNOLOGIE COM 60315810 34,047 625,060 SH DEFINED 1,2,5,6,8 625,060 MINES MGMT INC COM 60343210 35 12,400 SH DEFINED 1 12,400 MIPS TECHNOLOGIES IN COM 60456710 4,207 962,743 SH DEFINED 1,2 962,743 MIRANT CORP NEW COM 60467R10 50,907 3,333,812 SH DEFINED 1,2,5,6,18,8,10,12,13 3,333,812 MISSION WEST PPTYS I COM 60520310 3,068 426,641 SH DEFINED 1,2,3,5 426,641 MISTRAS GROUP INC COM 60649T10 1,301 86,394 SH DEFINED 1,2 86,394 MITCHAM INDS INC COM 60650110 91 12,300 SH DEFINED 1 12,300 MITSUBISHI UFJ FINL SPONSORED 60682210 1,938 393,917 SH DEFINED 1,2 393,917 MITSUI & CO LTD ADR 60682720 760 2,661 SH DEFINED 1,2 2,661 MIZUHO FINL GROUP IN SPONSORED 60687Y10 70 19,600 SH DEFINED 1 19,600 MKS INSTRUMENT INC COM 55306N10 19,712 1,132,870 SH DEFINED 1,2,5,6,8 1,132,870 MOBILE MINI INC COM 60740F10 11,358 806,137 SH DEFINED 1,2,5,6,8 806,137 MOBILE TELESYSTEMS O SPONSORED 60740910 116,743 2,387,862 SH DEFINED 1,2,5,6,18,8,10,12 2,387,862 MODINE MFG CO COM 60782810 11,626 981,926 SH DEFINED 1,2,5,6,8 981,926 MODUSLINK GLOBAL SOL COM 60786L10 9,319 990,364 SH DEFINED 1,2,5,8 990,364 MOHAWK INDS INC COM 60819010 94,403 1,983,258 SH DEFINED 1,2,5,6,18,8,10,12,13 1,983,258 MOLECULAR INSIGHT PH COM 60852M10 641 284,707 SH DEFINED 1,2 284,707 MOLEX INC COM 60855410 92,542 4,294,287 SH DEFINED 1,2,5,6,8,10,12,13 4,294,287 MOLEX INC CL A 60855420 3,060 159,956 SH DEFINED 1,2,5,8,12 159,956 MOLINA HEALTHCARE IN COM 60855R10 7,419 324,402 SH DEFINED 1,2,5,8 324,402 MOLSON COORS BREWING NOTE 2.50 60871RAA 1,492 1,350,000 SH DEFINED 1,2 1,350,000 MOLSON COORS BREWING CL B 60871R20 241,785 5,353,959 SH DEFINED 1,2,5,6,18,8,10,12,13 5,353,959 MOMENTA PHARMACEUTIC COM 60877T10 9,407 746,548 SH DEFINED 1,2,5,6,8 746,548 MONARCH CASINO & RES COM 60902710 1,697 209,528 SH DEFINED 1,2,6 209,528 MONEYGRAM INTL INC COM 60935Y10 4,600 1,597,126 SH DEFINED 1,2,6 1,597,126 MONMOUTH REAL ESTATE CL A 60972010 3,167 426,294 SH DEFINED 1,2,3,5 426,294
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- MONOLITHIC PWR SYS I COM 60983910 16,079 670,794 SH DEFINED 1,2,5,6,8 670,794 MONOTYPE IMAGING HOL COM 61022P10 5,229 579,081 SH DEFINED 1,2,6 579,081 MONRO MUFFLER BRAKE COM 61023610 12,077 361,148 SH DEFINED 1,2,5,6,8 361,148 MONSANTO CO NEW COM 61166W10 1,648,556 20,165,821 SH DEFINED 1,2,5,6,18,8,10,12,13 20,165,821 MONSTER WORLDWIDE IN COM 61174210 69,184 3,976,113 SH DEFINED 1,2,5,6,8,10,12,13 3,976,113 MONTPELIER RE HOLDIN SHS G6218510 38,653 2,231,698 SH DEFINED 1,2,5,8 2,231,698 MOODYS CORP COM 61536910 205,663 7,673,996 SH DEFINED 1,2,5,6,18,8,10,12,13 7,673,996 MOOG INC CL A 61539420 30,971 1,059,577 SH DEFINED 1,2,5,8 1,059,577 MORGAN STANLEY COM NEW 61744644 4,450,353 150,349,759 SH DEFINED 1,2,5,6,18,8,10,12,13 150,349,759 MORGANS HOTEL GROUP COM 61748W10 2,202 481,816 SH DEFINED 1,2,6 481,816 MORNINGSTAR INC COM 61770010 9,749 201,675 SH DEFINED 1,2,5,6,8,10 201,675 MORTONS RESTAURANT G COM 61943010 35 12,014 SH DEFINED 1 12,014 MOSAIC CO COM 61945A10 140,302 2,348,944 SH DEFINED 1,2,5,6,18,8,10,12,13 2,348,944 MOSYS INC COM 61971810 123 31,222 SH DEFINED 1 31,222 MOTOROLA INC COM 62007610 615,045 79,258,425 SH DEFINED 1,2,5,6,18,8,10,12,13 79,258,425 MOVADO GROUP INC COM 62458010 3,766 387,430 SH DEFINED 1,2,5,8 387,430 MOVE INC COM COM 62458M10 5,047 3,040,657 SH DEFINED 1,2,5,6,8 3,040,657 MPS GROUP INC COM 55340910 44,818 3,261,896 SH DEFINED 1,2,5,6,8 3,261,896 MSC INDL DIRECT INC CL A 55353010 44,803 953,255 SH DEFINED 1,2,5,6,8,10 953,255 MSCI INC CL A 55354G10 69,466 2,184,460 SH DEFINED 1,2,5,6,8,10 2,184,460 MTR GAMING GROUP INC COM 55376910 26 20,212 SH DEFINED 1 20,212 MTS SYS CORP COM 55377710 10,893 379,009 SH DEFINED 1,2,5,6,8 379,009 MUELLER INDS INC COM 62475610 22,584 909,173 SH DEFINED 1,2,5,6,8 909,173 MUELLER WTR PRODS IN COM SER A 62475810 18,723 3,600,672 SH DEFINED 1,2,5,6,8 3,600,672 MULTI COLOR CORP COM 62538310 2,578 210,813 SH DEFINED 1,2 210,813 MULTI FINELINE ELECT COM 62541B10 6,941 244,653 SH DEFINED 1,2,5,6,8 244,653 MULTIMEDIA GAMES INC COM 62545310 3,992 664,231 SH DEFINED 1,2 664,231 MURPHY OIL CORP COM 62671710 407,039 7,509,950 SH DEFINED 1,2,5,6,18,8,10,12,13 7,509,950 MVC CAPITAL INC COM 55382910 5,153 436,680 SH DEFINED 1,2 436,680 MWI VETERINARY SUPPL COM 55402X10 8,757 232,285 SH DEFINED 1,2,6,8 232,285 MYERS INDS INC COM 62846410 7,147 785,427 SH DEFINED 1,2,5,8 785,427 MYLAN INC NOTE 1.25 628530AG 9,375 1,250,000 SH DEFINED 1,2 1,250,000 MYLAN INC COM 62853010 219,967 11,935,291 SH DEFINED 1,2,5,6,18,8,10,12,13 11,935,291 MYLAN INC PFD CONV 62853020 5,130 4,450 SH DEFINED 1,2 4,450 MYR GROUP INC DEL COM 55405W10 6,086 336,811 SH DEFINED 1,2,6,8 336,811 MYRIAD GENETICS INC COM 62855J10 49,538 1,898,750 SH DEFINED 1,2,5,6,18,8,10,12,13 1,898,750 MYRIAD PHARMACEUTICA COM 62856H10 2,881 572,833 SH DEFINED 1,2,5,6 572,833 NABI BIOPHARMACEUTIC COM 62951910 5,142 1,049,477 SH DEFINED 1,2,5,6 1,049,477 NABORS INDS INC NOTE 0.94 629568AP 4,301 4,400,000 SH DEFINED 1,2 4,400,000 NABORS INDUSTRIES LT SHS G6359F10 275,029 12,564,129 SH DEFINED 1,2,5,6,18,8,10,12,13 12,564,129 NACCO INDS INC CL A 62957910 6,219 124,881 SH DEFINED 1,2,5,8 124,881 NALCO HOLDING COMPAN COM 62985Q10 38,744 1,518,794 SH DEFINED 1,2,5,6,8,10 1,518,794 NAM TAI ELECTRS INC COM PAR $0 62986520 74 14,069 SH DEFINED 1,5,6 14,069 NANOMETRICS INC COM 63007710 116 10,239 SH DEFINED 1 10,239 NANOPHASE TCHNOLOGIE COM 63007910 14 15,558 SH DEFINED 1 15,558 NANOSPHERE INC COM 63009F10 1,549 240,563 SH DEFINED 1,2 240,563 NAPCO SEC TECHNOLOGI COM 63040210 63 37,809 SH DEFINED 1 37,809 NARA BANCORP INC COM 63080P10 8,222 725,005 SH DEFINED 1,2,5,6,8 725,005 NASB FINL INC COM 62896810 1,688 72,496 SH DEFINED 1,2 72,496 NASDAQ OMX GROUP INC COM 63110310 108,685 5,483,610 SH DEFINED 1,2,5,6,18,8,10,12,13 5,483,610 NASH FINCH CO COM 63115810 15,560 419,522 SH DEFINED 1,2,5,18,8 419,522 NATHANS FAMOUS INC N COM 63234710 250 16,388 SH DEFINED 1 16,388 NATIONAL BANKSHARES COM 63486510 4,286 151,503 SH DEFINED 1,2 151,503 NATIONAL BEVERAGE CO COM 63501710 3,635 262,275 SH DEFINED 1,2,8 262,275 NATIONAL BK GREECE S SPONSORED 63364340 2,807 538,832 SH DEFINED 1,2 538,832 NATIONAL CINEMEDIA I COM 63530910 15,967 963,603 SH DEFINED 1,2,5,6,8 963,603 NATIONAL CITY CORP NOTE 4.00 635405AW 3,158 3,100,000 SH DEFINED 1,2 3,100,000 NATIONAL COAL CORP COM NEW 63238120 11 13,300 SH DEFINED 1 13,300 NATIONAL FINL PARTNE COM 63607P20 9,290 1,148,300 SH DEFINED 1,2,5,8 1,148,300 NATIONAL FUEL GAS CO COM 63618010 97,089 1,941,788 SH DEFINED 1,2,5,6,8,10 1,941,788
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- NATIONAL GRID PLC SPON ADR N 63627430 433 7,966 SH DEFINED 1 7,966 NATIONAL HEALTH INVS COM 63633D10 23,979 648,267 SH DEFINED 1,2,3,5,8 648,267 NATIONAL HEALTHCARE COM 63590610 6,224 172,349 SH DEFINED 1,2,3,5,8 172,349 NATIONAL INSTRS CORP COM 63651810 36,495 1,239,205 SH DEFINED 1,2,5,6,8,10 1,239,205 NATIONAL INTERSTATE COM 63654U10 2,398 141,414 SH DEFINED 1,2,5 141,414 NATIONAL OILWELL VAR COM 63707110 753,197 17,083,166 SH DEFINED 1,2,5,6,18,8,10,12,13 17,083,166 NATIONAL PENN BANCSH COM 63713810 25,620 4,424,828 SH DEFINED 1,2,5,8 4,424,828 NATIONAL PRESTO INDS COM 63721510 15,249 139,602 SH DEFINED 1,2,5,6,8 139,602 NATIONAL RESEARCH CO COM 63737210 439 21,207 SH DEFINED 1,2 21,207 NATIONAL RETAIL PROP COM 63741710 47,658 2,245,881 SH DEFINED 1,2,3,5,6,8 2,245,881 NATIONAL SEMICONDUCT COM 63764010 140,023 9,116,093 SH DEFINED 1,2,5,6,18,8,10,12,13 9,116,093 NATIONAL WESTN LIFE CL A 63852210 8,569 49,356 SH DEFINED 1,2,8 49,356 NATIONWIDE HEALTH PP COM 63862010 119,272 3,390,337 SH DEFINED 1,2,3,5,6,8,10 3,390,337 NATURAL GAS SERVICES COM 63886Q10 4,599 244,000 SH DEFINED 1,2 244,000 NATUS MEDICAL INC DE COM 63905010 9,077 613,749 SH DEFINED 1,2,5,6,8 613,749 NAUTILUS INC COM 63910B10 207 101,995 SH DEFINED 1 101,995 NAVARRE CORP COM 63920810 60 28,417 SH DEFINED 1 28,417 NAVIGANT CONSULTING COM 63935N10 23,142 1,557,317 SH DEFINED 1,2,5,6,8 1,557,317 NAVIGATORS GROUP INC COM 63890410 13,721 291,244 SH DEFINED 1,2,5,8 291,244 NAVISITE INC COM NEW 63935M20 30 14,820 SH DEFINED 1 14,820 NAVISTAR INTL CORP N NOTE 3.00 63934EAL 1,525 1,475,000 SH DEFINED 1,2 1,475,000 NAVISTAR INTL CORP N COM 63934E10 26,462 684,660 SH DEFINED 1,2,5,6,8,10 684,660 NBT BANCORP INC COM 62877810 17,580 863,029 SH DEFINED 1,2,5,8 863,029 NBTY INC COM 62878210 56,921 1,307,329 SH DEFINED 1,2,5,6,8,10 1,307,329 NCI BUILDING SYS INC COM 62885210 3,417 1,887,726 SH DEFINED 1,2 1,887,726 NCI INC CL A 62886K10 3,764 136,119 SH DEFINED 1,2,6 136,119 NCR CORP NEW COM 62886E10 39,939 3,588,421 SH DEFINED 1,2,5,6,8,10,12 3,588,421 NEENAH PAPER INC COM 64007910 4,988 357,573 SH DEFINED 1,2 357,573 NEKTAR THERAPEUTICS COM 64026810 21,552 2,312,408 SH DEFINED 1,2,5,6,8 2,312,408 NELNET INC CL A 64031N10 8,168 474,057 SH DEFINED 1,2,5,8 474,057 NEOGEN CORP COM 64049110 11,153 472,395 SH DEFINED 1,2,6,8 472,395 NESS TECHNOLOGIES IN COM 64104X10 4,812 979,996 SH DEFINED 1,2,8 979,996 NET 1 UEPS TECHNOLOG COM NEW 64107N20 12,607 649,829 SH DEFINED 1,2,5,6,8 649,829 NET SERVICOS DE COMU SPONSD ADR 64109T20 936 69,170 SH DEFINED 1,6,10 69,170 NETAPP INC NOTE 1.75 64110DAB 3,596 2,900,000 SH DEFINED 1,2 2,900,000 NETAPP INC COM 64110D10 463,674 13,494,595 SH DEFINED 1,2,5,6,18,8,10,12,13 13,494,595 NETEASE COM INC SPONSORED 64110W10 44,044 1,170,765 SH DEFINED 1,2,5,6 1,170,765 NETEZZA CORP COM 64111N10 8,197 845,055 SH DEFINED 1,2,6,8 845,055 NETFLIX INC COM 64110L10 61,564 1,117,515 SH DEFINED 1,2,5,6,8,10 1,117,515 NETGEAR INC COM 64111Q10 17,550 809,151 SH DEFINED 1,2,5,6,8 809,151 NETLOGIC MICROSYSTEM COM 64118B10 17,248 372,848 SH DEFINED 1,2,5,6,8 372,848 NETSCOUT SYS INC COM 64115T10 9,448 646,216 SH DEFINED 1,2,6,8 646,216 NETSUITE INC COM 64118Q10 6,009 376,025 SH DEFINED 1,2,5,6 376,025 NETWORK ENGINES INC COM 64121A10 59 43,757 SH DEFINED 1 43,757 NETWORK EQUIP TECHNO COM 64120810 2,140 528,387 SH DEFINED 1,2,5 528,387 NEURALSTEM INC COM 64127R30 20 11,400 SH DEFINED 1 11,400 NEUROCRINE BIOSCIENC COM 64125C10 2,340 860,151 SH DEFINED 1,2,6 860,151 NEUROGESX INC COM 64125210 1,657 214,902 SH DEFINED 1,2 214,902 NEUSTAR INC CL A 64126X20 35,156 1,525,850 SH DEFINED 1,2,5,6,8,10 1,525,850 NEUTRAL TANDEM INC COM 64128B10 15,558 683,859 SH DEFINED 1,2,5,6,8 683,859 NEVADA GOLD & CASINO COM NEW 64126Q20 30 31,982 SH DEFINED 1 31,982 NEW FRONTIER MEDIA I COM 64439810 48 25,324 SH DEFINED 1 25,324 NEW JERSEY RES COM 64602510 40,654 1,086,996 SH DEFINED 1,2,5,8 1,086,996 NEW ORIENTAL ED & TE SPON ADR 64758110 15,259 201,807 SH DEFINED 1,2,6,18 201,807 NEW YORK & CO INC COM 64929510 2,602 606,506 SH DEFINED 1,2,5,6 606,506 NEW YORK CMNTY BANCO COM 64944510 146,729 10,112,270 SH DEFINED 1,2,5,6,18,8,10,12,13 10,112,270 NEW YORK TIMES CO CL A 65011110 44,406 3,592,747 SH DEFINED 1,2,5,6,8,10,12,13 3,592,747 NEWALLIANCE BANCSHAR COM 65020310 41,863 3,485,718 SH DEFINED 1,2,5,6,8 3,485,718 NEWBRIDGE BANCORP COM 65080T10 46 20,558 SH DEFINED 1 20,558 NEWCASTLE INVT CORP COM 65105M10 113 54,200 SH DEFINED 1 54,200
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- NEWELL RUBBERMAID IN COM 65122910 166,530 11,094,606 SH DEFINED 1,2,5,6,18,8,10,12,13 11,094,606 NEWFIELD EXPL CO COM 65129010 182,007 3,773,736 SH DEFINED 1,2,5,6,18,8,10,12,13 3,773,736 NEWMARKET CORP COM 65158710 31,696 276,169 SH DEFINED 1,2,5,6,8 276,169 NEWMONT MINING CORP NOTE 1.25 651639AH 1,871 1,500,000 SH DEFINED 1,2 1,500,000 NEWMONT MINING CORP NOTE 1.62 651639AJ 1,177 950,000 SH DEFINED 2 950,000 NEWMONT MINING CORP NOTE 3.00 651639AK 1,323 1,050,000 SH DEFINED 2 1,050,000 NEWMONT MINING CORP COM 65163910 851,602 18,000,464 SH DEFINED 1,2,5,6,18,8,10,12,13 18,000,464 NEWPARK RES INC COM PAR $. 65171850 7,771 1,837,160 SH DEFINED 1,2,5,8 1,837,160 NEWPORT CORP COM 65182410 8,167 888,668 SH DEFINED 1,2,5,8 888,668 NEWS CORP CL A 65248E10 1,058,444 77,315,134 SH DEFINED 1,2,5,6,18,8,10,12,13 77,315,134 NEWS CORP CL B 65248E20 41,453 2,603,852 SH DEFINED 1,2,5,18,8,10,12,13 2,603,852 NEWSTAR FINANCIAL IN COM 65251F10 2,140 545,965 SH DEFINED 1,2,6 545,965 NEXMED INC COM 65290310 4 15,000 SH DEFINED 1 15,000 NEXSTAR BROADCASTING CL A 65336K10 44 10,746 SH DEFINED 1 10,746 NEXTWAVE WIRELESS IN COM 65337Y10 29 65,300 SH DEFINED 1 65,300 NGAS RESOURCES INC COM 62912T10 48 27,960 SH DEFINED 1 27,960 NGP CAP RES CO COM 62912R10 3,414 419,900 SH DEFINED 1,2 419,900 NIC INC COM 62914B10 10,044 1,098,861 SH DEFINED 1,2,6,8 1,098,861 NICE SYS LTD SPONSORED 65365610 395 12,723 SH DEFINED 1,6 12,723 NICOR INC COM 65408610 94,314 2,240,227 SH DEFINED 1,2,5,6,8,10,12,13 2,240,227 NIGHTHAWK RADIOLOGY COM 65411N10 2,653 585,593 SH DEFINED 1,2 585,593 NII HLDGS INC NOTE 3.12 62913FAJ 2,294 2,500,000 SH DEFINED 1,2 2,500,000 NII HLDGS INC CL B NEW 62913F20 100,115 2,981,390 SH DEFINED 1,2,5,6,18,8,10,12,13 2,981,390 NIKE INC CL B 65410610 848,650 12,844,704 SH DEFINED 1,2,5,6,18,8,10,12,13 12,844,704 NISOURCE INC COM 65473P10 221,385 14,394,348 SH DEFINED 1,2,5,6,18,8,10,12,13 14,394,348 NIVS INTELLIMEDIA TE COM 62914U10 204 78,995 SH DEFINED 1,2 78,995 NL INDS INC COM NEW 62915640 1,028 148,188 SH DEFINED 1,2,5 148,188 NMT MED INC COM 62929410 38 15,242 SH DEFINED 1 15,242 NN INC COM 62933710 44 11,178 SH DEFINED 1 11,178 NOBEL LEARNING CMNTY COM 65488910 529 69,689 SH DEFINED 1,2 69,689 NOBLE CORPORATION BA NAMEN -AKT H5833N10 101,216 2,486,875 SH DEFINED 1,2,5,6,18,8,10,12,13 2,486,875 NOBLE ENERGY INC COM 65504410 497,337 6,983,112 SH DEFINED 1,2,5,6,18,8,10,12,13 6,983,112 NOKIA CORP SPONSORED 65490220 9,199 715,886 SH DEFINED 1,2 715,886 NOMURA HLDGS INC SPONSORED 65535H20 376 50,810 SH DEFINED 1,2 50,810 NORDIC AMERICAN TANK COM G6577310 29,150 971,671 SH DEFINED 1,2,5 971,671 NORDSON CORP COM 65566310 70,850 1,158,062 SH DEFINED 1,2,5,6,8 1,158,062 NORDSTROM INC COM 65566410 223,524 5,947,964 SH DEFINED 1,2,5,6,18,8,10,12,13 5,947,964 NORFOLK SOUTHERN COR COM 65584410 673,595 12,849,960 SH DEFINED 1,2,5,6,18,8,10,12,13 12,849,960 NORTH AMERN GALVANZN COM 65686Y10 995 205,219 SH DEFINED 1,2 205,219 NORTHEAST CMNTY BANC COM 66411210 590 89,836 SH DEFINED 1,2 89,836 NORTHEAST UTILS COM 66439710 197,462 7,656,526 SH DEFINED 1,2,5,6,18,8,10,12,13 7,656,526 NORTHERN OIL & GAS I COM 66553110 7,156 604,391 SH DEFINED 1,2,6 604,391 NORTHERN TR CORP COM 66585910 478,779 9,136,999 SH DEFINED 1,2,5,6,18,8,10,12,13 9,136,999 NORTHFIELD BANCORP I COM 66611L10 5,478 405,193 SH DEFINED 1,2,8 405,193 NORTHRIM BANCORP INC COM 66676210 1,908 113,037 SH DEFINED 1,2 113,037 NORTHROP GRUMMAN COR COM 66680710 1,849,015 33,106,802 SH DEFINED 1,2,5,6,18,8,10,12,13 33,106,802 NORTHSTAR RLTY FIN C COM 66704R10 5,415 1,578,718 SH DEFINED 1,2,5 1,578,718 NORTHWEST BANCSHARES COM 66734010 11,813 1,048,177 SH DEFINED 1 1,048,177 NORTHWEST NAT GAS CO COM 66765510 60,212 1,336,861 SH DEFINED 1,2,5,8 1,336,861 NORTHWEST PIPE CO COM 66774610 5,222 194,401 SH DEFINED 1,2,5,6,8 194,401 NORTHWESTERN CORP COM NEW 66807430 25,606 984,107 SH DEFINED 1,2,5,8 984,107 NORWOOD FINANCIAL CO COM 66954910 967 33,821 SH DEFINED 1,2 33,821 NOVAMED INC DEL COM 66986W10 1,345 346,627 SH DEFINED 1,2 346,627 NOVARTIS A G SPONSORED 66987V10 7,354 135,107 SH DEFINED 1,2 135,107 NOVATEL WIRELESS INC COM NEW 66987M60 5,429 681,179 SH DEFINED 1,2,5,6,8 681,179 NOVAVAX INC COM 67000210 3,653 1,373,256 SH DEFINED 1,2 1,373,256 NOVELL INC COM 67000610 46,451 11,192,892 SH DEFINED 1,2,5,6,8,10,12,13 11,192,892 NOVELLUS SYS INC COM 67000810 74,904 3,209,273 SH DEFINED 1,2,5,6,8,10,12,13 3,209,273 NOVO-NORDISK A S ADR 67010020 249 3,904 SH DEFINED 1 3,904 NPS PHARMACEUTICALS COM 62936P10 3,711 1,091,603 SH DEFINED 1,2,6 1,091,603
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- NRG ENERGY INC COM NEW 62937750 101,246 4,288,270 SH DEFINED 1,2,5,6,18,8,10,12,13 4,288,270 NSTAR COM 67019E10 101,790 2,766,037 SH DEFINED 1,2,5,6,18,8,10,12,13 2,766,037 NTELOS HLDGS CORP COM 67020Q10 11,533 647,576 SH DEFINED 1,2,5,8 647,576 NTT DOCOMO INC SPONS ADR 62942M20 1,264 90,415 SH DEFINED 1,2 90,415 NU HORIZONS ELECTRS COM 66990810 52 12,548 SH DEFINED 1 12,548 NU SKIN ENTERPRISES CL A 67018T10 32,062 1,193,239 SH DEFINED 1,2,5,8 1,193,239 NUANCE COMMUNICATION COM 67020Y10 47,134 3,035,039 SH DEFINED 1,2,5,6,18,8,10,12,13 3,035,039 NUCOR CORP COM 67034610 588,282 12,610,551 SH DEFINED 1,2,5,6,18,8,10,12,13 12,610,551 NUTRACEUTICAL INTL C COM 67060Y10 2,697 218,005 SH DEFINED 1,2 218,005 NUTRI SYS INC NEW COM 67069D10 20,436 655,641 SH DEFINED 1,2,5,6,8 655,641 NUVASIVE INC COM 67070410 25,677 802,915 SH DEFINED 1,2,5,6,8 802,915 NUV PA INV QUAL MUNI ETF 67097210 366 27,834 SH DEFINED 1 27,834 NV ENERGY INC COM 67073Y10 75,863 6,127,899 SH DEFINED 1,2,5,6,8,10 6,127,899 NVE CORP COM NEW 62944520 3,484 84,409 SH DEFINED 1,2 84,409 NVIDIA CORP COM 67066G10 374,470 20,046,582 SH DEFINED 1,2,5,6,18,8,10,12,13 20,046,582 NVR INC COM 62944T10 138,429 194,775 SH DEFINED 1,2,5,6,8,10,12 194,775 NXSTAGE MEDICAL INC COM 67072V10 4,407 527,841 SH DEFINED 1,2 527,841 NYMAGIC INC COM 62948410 1,804 108,717 SH DEFINED 1,2 108,717 NYSE EURONEXT COM 62949110 249,551 9,863,688 SH DEFINED 1,2,5,6,18,8,10,12,13 9,863,688 O CHARLEYS INC COM 67082310 4,140 632,021 SH DEFINED 1,2,5 632,021 O REILLY AUTOMOTIVE COM 68609110 182,610 4,790,399 SH DEFINED 1,2,5,6,18,8,10,12,13 4,790,399 OBAGI MEDICAL PRODUC COM 67423R10 4,593 382,748 SH DEFINED 1,2 382,748 OCCAM NETWORKS INC COM NEW 67457P30 85 15,798 SH DEFINED 1 15,798 OCCIDENTAL PETE CORP COM 67459910 2,480,391 30,490,368 SH DEFINED 1,2,5,6,18,8,10,12,13 30,490,368 OCEANEERING INTL INC COM 67523210 86,264 1,474,099 SH DEFINED 1,2,5,6,8,10 1,474,099 OCEANFIRST FINL CORP COM 67523410 3,484 308,583 SH DEFINED 1,2 308,583 OCEANFREIGHT INC SHS Y6420210 47 50,551 SH DEFINED 1 50,551 OCH ZIFF CAP MGMT GR CL A 67551U10 651 47,400 SH DEFINED 1,8 47,400 OCLARO INC COM 67555N10 237 161,217 SH DEFINED 1 161,217 OCULUS INNOVATIVE SC COM 67575P10 19 10,600 SH DEFINED 1 10,600 OCWEN FINL CORP COM NEW 67574630 13,550 1,415,891 SH DEFINED 1,2,5,8 1,415,891 ODYSSEY HEALTHCARE I COM 67611V10 13,157 843,938 SH DEFINED 1,2,5,8 843,938 ODYSSEY MARINE EXPLO COM 67611810 1,465 1,038,777 SH DEFINED 1,2,5 1,038,777 OFFICE DEPOT INC COM 67622010 96,086 14,897,049 SH DEFINED 1,2,5,6,8,10,12,13 14,897,049 OFFICEMAX INC DEL COM 67622P10 35,332 2,784,219 SH DEFINED 1,2,5,6,8 2,784,219 OGE ENERGY CORP COM 67083710 76,491 2,073,491 SH DEFINED 1,2,5,6,8,10 2,073,491 OHIO VY BANC CORP COM 67771910 1,584 71,921 SH DEFINED 1,2 71,921 OIL DRI CORP AMER COM 67786410 1,713 110,512 SH DEFINED 1,2 110,512 OIL STS INTL INC COM 67802610 60,155 1,531,047 SH DEFINED 1,2,5,6,8,10 1,531,047 OILSANDS QUEST INC COM 67804610 4,793 4,167,758 SH DEFINED 1,2,5,8 4,167,758 OLD DOMINION FGHT LI COM 67958010 21,051 685,706 SH DEFINED 1,2,5,6,8 685,706 OLD NATL BANCORP IND COM 68003310 37,992 3,056,454 SH DEFINED 1,2,5,8 3,056,454 OLD POINT FINL CORP COM 68019410 393 25,284 SH DEFINED 1,2 25,284 OLD REP INTL CORP COM 68022310 60,162 5,992,229 SH DEFINED 1,2,5,6,18,8,10,12,13 5,992,229 OLD SECOND BANCORP I COM 68027710 1,963 284,842 SH DEFINED 1,2 284,842 OLIN CORP COM PAR $1 68066520 125,790 7,179,817 SH DEFINED 1,2,5,6,8 7,179,817 OLYMPIC STEEL INC COM 68162K10 6,868 210,803 SH DEFINED 1,2,5,8 210,803 OM GROUP INC COM 67087210 26,045 829,719 SH DEFINED 1,2,5,8 829,719 OMEGA FLEX INC COM 68209510 667 47,670 SH DEFINED 1,2 47,670 OMEGA HEALTHCARE INV COM 68193610 54,684 2,811,537 SH DEFINED 1,2,3,5,6,8 2,811,537 OMEGA PROTEIN CORP COM 68210P10 1,575 361,340 SH DEFINED 1,2 361,340 OMEROS CORP COM 68214310 475 67,667 SH DEFINED 1,2 67,667 OMNI ENERGY SERVICES COM NEW 68210T20 35 28,027 SH DEFINED 1,2 28,027 OMNICARE INC DBCV 3.25 681904AL 1,496 1,838,000 SH DEFINED 1,2 1,838,000 OMNICARE INC COM 68190410 76,929 3,181,507 SH DEFINED 1,2,5,6,18,8,10,12,13 3,181,507 OMNICELL INC COM 68213N10 7,827 669,511 SH DEFINED 1,2,5,6,8 669,511 OMNICOM GROUP INC COM 68191910 410,633 10,488,701 SH DEFINED 1,2,5,6,18,8,10,12,13 10,488,701 OMNIVISION TECHNOLOG COM 68212810 16,563 1,140,701 SH DEFINED 1,2,5,6,8 1,140,701 OMNOVA SOLUTIONS INC COM 68212910 6,491 1,058,872 SH DEFINED 1,2 1,058,872 ON ASSIGNMENT INC COM 68215910 6,842 956,883 SH DEFINED 1,2 956,883
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- ON SEMICONDUCTOR COR COM 68218910 42,714 4,842,826 SH DEFINED 1,2,5,6,8,10 4,842,826 ON2 TECHNOLOGIES INC COM 68338A10 68 111,698 SH DEFINED 1 111,698 ONCOGENEX PHARMACEUT COM 68230A10 1,985 89,077 SH DEFINED 1,2,6 89,077 ONE LIBERTY PPTYS IN COM 68240610 158 17,963 SH DEFINED 1,2 17,963 ONEBEACON INSURANCE CL A G6774210 3,555 257,959 SH DEFINED 1,2,8,10 257,959 ONEOK INC NEW COM 68268010 136,887 3,071,285 SH DEFINED 1,2,5,6,18,8,10,12,13 3,071,285 ONLINE RES CORP COM 68273G10 2,648 503,482 SH DEFINED 1,2 503,482 ONYX PHARMACEUTICALS COM 68339910 53,858 1,835,654 SH DEFINED 1,2,5,6,8 1,835,654 OPEN JT STK CO-VIMPE SPONSORED 68370R10 64,021 3,443,854 SH DEFINED 1,2,5,6,18,8,10,12 3,443,854 OPEN TEXT CORP COM 68371510 291 7,166 SH DEFINED 1,2,5 7,166 OPENTABLE INC COM 68372A10 1,515 59,505 SH DEFINED 1,2 59,505 OPENWAVE SYS INC COM NEW 68371830 3,720 1,631,520 SH DEFINED 1,2,5 1,631,520 OPKO HEALTH INC COM 68375N10 1,483 810,572 SH DEFINED 1,2,6 810,572 OPLINK COMMUNICATION COM NEW 68375Q40 7,794 475,518 SH DEFINED 1,2,6,8 475,518 OPNET TECHNOLOGIES I COM 68375710 2,801 229,766 SH DEFINED 1,2,5,6,8 229,766 OPNEXT INC COM 68375V10 996 523,969 SH DEFINED 1,2,5,6 523,969 OPPENHEIMER HLDGS IN CL A NON V 68379710 6,468 194,708 SH DEFINED 1,2 194,708 OPTIMER PHARMACEUTIC COM 68401H10 6,049 536,775 SH DEFINED 1,2,8 536,775 OPTIONSXPRESS HLDGS COM 68401010 20,509 1,327,439 SH DEFINED 1,2,5,6,8 1,327,439 ORACLE CORP COM 68389X10 3,428,619 139,772,498 SH DEFINED 1,2,5,6,18,8,10,12,13 139,772,498 ORASURE TECHNOLOGIES COM 68554V10 4,886 961,741 SH DEFINED 1,2,6 961,741 ORBCOMM INC COM 68555P10 73 27,025 SH DEFINED 1 27,025 ORBITAL SCIENCES COR COM 68556410 20,581 1,348,722 SH DEFINED 1,2,5,6,8 1,348,722 ORBITZ WORLDWIDE INC COM 68557K10 5,486 747,360 SH DEFINED 1,2,5,6 747,360 ORBOTECH LTD ORD M7525310 1,179 126,281 SH DEFINED 1,2,5,6 126,281 ORCHID CELLMARK INC COM 68573C10 32 18,796 SH DEFINED 1 18,796 ORCHIDS PAPER PRODS COM 68572N10 1,786 89,190 SH DEFINED 1,2 89,190 ORCKIT COMMUNICATION SHS NEW M7531S20 33 11,258 SH DEFINED 1 11,258 OREXIGEN THERAPEUTIC COM 68616410 4,115 553,108 SH DEFINED 1,2,6,8 553,108 ORIENTAL FINL GROUP COM 68618W10 9,201 851,977 SH DEFINED 1,2,5,8 851,977 ORIENT-EXPRESS HOTEL CL A G6774310 18,946 1,868,402 SH DEFINED 1,2,3,5,6,8 1,868,402 ORION ENERGY SYSTEMS COM 68627510 1,297 295,343 SH DEFINED 1,2 295,343 ORION MARINE GROUP I COM 68628V30 11,433 542,867 SH DEFINED 1,2,6,8 542,867 ORITANI FINL CORP COM 68632310 2,894 210,790 SH DEFINED 1,2,5,6 210,790 ORIX CORP SPONSORED 68633010 384 11,238 SH DEFINED 1,2 11,238 ORMAT TECHNOLOGIES I COM 68668810 7,293 192,728 SH DEFINED 1,2,5,6,8,10 192,728 ORRSTOWN FINL SVCS I COM 68738010 3,452 98,964 SH DEFINED 1,2 98,964 ORTHOFIX INTL N V COM N6748L10 12,847 415,343 SH DEFINED 1,2,5,6,8 415,343 ORTHOLOGIC CORP COM 68750J10 31 43,076 SH DEFINED 1 43,076 ORTHOVITA INC COM 68750U10 4,574 1,303,241 SH DEFINED 1,2,6,8 1,303,241 OSHKOSH CORP COM 68823920 88,901 2,400,776 SH DEFINED 1,2,5,6,18,8,10 2,400,776 OSI PHARMACEUTICALS COM 67104010 50,567 1,628,042 SH DEFINED 1,2,5,6,8,10 1,628,042 OSI SYSTEMS INC COM 67104410 10,992 402,944 SH DEFINED 1,2,5,6,8 402,944 OSIRIS THERAPEUTICS COM 68827R10 2,392 335,056 SH DEFINED 1,2,6 335,056 OSTEOTECH INC COM 68858210 144 45,129 SH DEFINED 1 45,129 OTTER TAIL CORP COM 68964810 18,961 763,938 SH DEFINED 1,2,5,8 763,938 OUTDOOR CHANNEL HLDG COM NEW 69002720 1,502 258,910 SH DEFINED 1,2,8 258,910 OVERHILL FARMS INC COM 69021210 1,288 265,047 SH DEFINED 1,2 265,047 OVERSEAS SHIPHOLDING COM 69036810 22,771 518,109 SH DEFINED 1,2,5,6,8,10 518,109 OVERSTOCK COM INC DE COM 69037010 4,150 306,050 SH DEFINED 1,2,5,6,8 306,050 OWENS & MINOR INC NE COM 69073210 58,109 1,353,573 SH DEFINED 1,2,5,6,8 1,353,573 OWENS CORNING NEW COM 69074210 54,047 2,107,919 SH DEFINED 1,2,5,6,8,10 2,107,919 OWENS ILL INC COM NEW 69076840 237,783 7,234,058 SH DEFINED 1,2,5,6,18,8,10,12,13 7,234,058 OXFORD INDS INC COM 69149730 8,675 419,476 SH DEFINED 1,2,5,8 419,476 OXIGENE INC COM 69182810 622 545,386 SH DEFINED 1,2 545,386 OYO GEOSPACE CORP COM 67107410 3,567 83,163 SH DEFINED 1,2,6 83,163 P C CONNECTION COM 69318J10 1,198 177,443 SH DEFINED 1,2 177,443 P F CHANGS CHINA BIS COM 69333Y10 22,774 600,730 SH DEFINED 1,2,5,6,8 600,730 P T TELEKOMUNIKASI I SPONSORED 71568410 1,993 49,895 SH DEFINED 1,2,6 49,895 PACCAR INC COM 69371810 452,081 12,464,319 SH DEFINED 1,2,5,6,18,8,10,12,13 12,464,319
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- PACER INTL INC TENN COM 69373H10 2,543 804,713 SH DEFINED 1,2,8 804,713 PACIFIC CAP BANCORP COM 69404P10 999 1,040,968 SH DEFINED 1,2,5 1,040,968 PACIFIC CONTINENTAL COM 69412V10 3,863 337,697 SH DEFINED 1,2 337,697 PACIFIC ETHANOL INC COM 69423U10 31 43,781 SH DEFINED 1 43,781 PACIFIC PREMIER BANC COM 69478X10 34 10,000 SH DEFINED 1 10,000 PACIFIC SUNWEAR CALI COM 69487310 5,428 1,363,801 SH DEFINED 1,2,5,6,8 1,363,801 PACKAGING CORP AMER COM 69515610 49,503 2,151,383 SH DEFINED 1,2,5,6,8,10 2,151,383 PACTIV CORP COM 69525710 145,392 6,022,853 SH DEFINED 1,2,5,6,18,8,10,12,13 6,022,853 PACWEST BANCORP DEL COM 69526310 30,207 1,499,100 SH DEFINED 1,2,5,6,8 1,499,100 PAETEC HOLDING CORP COM 69545910 12,567 3,028,116 SH DEFINED 1,2,5,6,8 3,028,116 PAIN THERAPEUTICS IN COM 69562K10 4,046 754,813 SH DEFINED 1,2,6 754,813 PALATIN TECHNOLOGIES COM NEW 69607730 16 42,006 SH DEFINED 1 42,006 PALL CORP COM 69642930 149,570 4,131,778 SH DEFINED 1,2,5,6,18,8,10,12,13 4,131,778 PALM HARBOR HOMES COM 69663910 23 10,915 SH DEFINED 1 10,915 PALM INC NEW COM 69664310 51,104 5,095,102 SH DEFINED 1,2,5,6,8 5,095,102 PALOMAR MED TECHNOLO COM NEW 69752930 4,091 405,874 SH DEFINED 1,2,5,6,8 405,874 PANASONIC CORP ADR 69832A20 1,481 103,206 SH DEFINED 1 103,206 PANERA BREAD CO CL A 69840W10 49,169 734,521 SH DEFINED 1,2,5,6,8,10 734,521 PANHANDLE OIL AND GA CL A 69847710 3,600 139,014 SH DEFINED 1,2 139,014 PANTRY INC COM 69865710 7,620 560,724 SH DEFINED 1,2,5,8 560,724 PAPA JOHNS INTL INC COM 69881310 15,685 671,434 SH DEFINED 1,2,5,6,8 671,434 PAR PHARMACEUTICAL C COM 69888P10 28,703 1,060,718 SH DEFINED 1,2,5,6,8 1,060,718 PAR TECHNOLOGY CORP COM 69888410 741 128,229 SH DEFINED 1,2 128,229 PARAGON SHIPPING INC CL A 69913R30 139 30,550 SH DEFINED 1,2 30,550 PARAMETRIC TECHNOLOG COM NEW 69917320 57,265 3,504,607 SH DEFINED 1,2,5,6,8 3,504,607 PARAMOUNT GOLD & SIL COM 69924P10 1,752 1,208,499 SH DEFINED 1,2 1,208,499 PAREXEL INTL CORP COM 69946210 17,333 1,229,319 SH DEFINED 1,2,5,6,8 1,229,319 PARK ELECTROCHEMICAL COM 70041620 13,067 472,760 SH DEFINED 1,2,5,8 472,760 PARK NATL CORP COM 70065810 15,227 258,604 SH DEFINED 1,2,5,8 258,604 PARKER DRILLING CO COM 70108110 14,376 2,904,332 SH DEFINED 1,2,5,8 2,904,332 PARKER HANNIFIN CORP COM 70109410 315,820 5,861,543 SH DEFINED 1,2,5,6,18,8,10,12,13 5,861,543 PARKERVISION INC COM 70135410 898 490,692 SH DEFINED 1,2 490,692 PARKWAY PPTYS INC COM 70159Q10 15,950 766,108 SH DEFINED 1,2,3,5,8 766,108 PARLUX FRAGRANCES IN COM 70164510 29 13,631 SH DEFINED 1 13,631 PARTNERRE LTD COM G6852T10 93,200 1,248,326 SH DEFINED 1,2,5,6,18,8,10,12,13 1,248,326 PATRIOT COAL CORP COM 70336T10 76,800 4,967,687 SH DEFINED 1,2,5,6,8 4,967,687 PATRIOT TRANSN HLDG COM 70337B10 2,677 28,340 SH DEFINED 1,2,6 28,340 PATTERSON COMPANIES COM 70339510 92,050 3,289,844 SH DEFINED 1,2,5,6,18,8,10,12,13 3,289,844 PATTERSON UTI ENERGY COM 70348110 85,888 5,595,300 SH DEFINED 1,2,5,6,18,8,10,12,13 5,595,300 PAYCHEX INC COM 70432610 338,984 11,063,443 SH DEFINED 1,2,5,6,18,8,10,12,13 11,063,443 PC MALL INC COM 69323K10 1,067 204,351 SH DEFINED 1,2 204,351 PC-TEL INC COM 69325Q10 3,161 534,022 SH DEFINED 1,2 534,022 PDF SOLUTIONS INC COM 69328210 78 20,183 SH DEFINED 1 20,183 PDL BIOPHARMA INC COM 69329Y10 19,606 2,858,071 SH DEFINED 1,2,5,6,8 2,858,071 PEABODY ENERGY CORP SDCV 4.75 704549AG 2,020 2,000,000 SH DEFINED 1,2 2,000,000 PEABODY ENERGY CORP COM 70454910 507,637 11,228,418 SH DEFINED 1,2,5,6,18,8,10,12,13 11,228,418 PEAPACK-GLADSTONE FI COM 70469910 2,121 167,244 SH DEFINED 1,2 167,244 PEARSON PLC SPONSORED 70501510 620 43,184 SH DEFINED 1 43,184 PEBBLEBROOK HOTEL TR COM 70509V10 485 22,037 SH DEFINED 1,2,3 22,037 PEETS COFFEE & TEA I COM 70556010 8,505 255,037 SH DEFINED 1,2,6,8 255,037 PEGASYSTEMS INC COM 70557310 11,181 328,841 SH DEFINED 1,2,6,8 328,841 PENFORD CORP COM 70705110 188 21,605 SH DEFINED 1 21,605 PENN NATL GAMING INC COM 70756910 19,153 704,426 SH DEFINED 1,2,5,6,8,10 704,426 PENN VA CORP COM 70788210 26,268 1,233,839 SH DEFINED 1,2,5,8 1,233,839 PENNANTPARK INVT COR COM 70806210 5,409 606,347 SH DEFINED 1,2 606,347 PENNEY J C INC COM 70816010 683,233 25,675,802 SH DEFINED 1,2,5,6,18,8,10,12,13 25,675,802 PENNICHUCK CORP COM NEW 70825420 1,613 76,337 SH DEFINED 1,2 76,337 PENNS WOODS BANCORP COM 70843010 2,094 64,553 SH DEFINED 1,2 64,553 PENNSYLVANIA RL ESTA SH BEN INT 70910210 13,601 1,607,727 SH DEFINED 1,2,3,5,8 1,607,727 PENNYMAC MTG INVT TR COM 70931T10 4,555 265,121 SH DEFINED 1,2,8 265,121
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- PENSKE AUTOMOTIVE GR COM 70959W10 22,376 1,474,067 SH DEFINED 1,2,5,6,18,8,10 1,474,067 PENSON WORLDWIDE INC COM 70960010 4,088 451,173 SH DEFINED 1,2 451,173 PENTAIR INC COM 70963110 94,302 2,919,556 SH DEFINED 1,2,5,6,18,8,10,12,13 2,919,556 PENWEST PHARMACEUTIC COM 70975410 92 35,581 SH DEFINED 1 35,581 PEOPLES BANCORP INC COM 70978910 2,557 264,204 SH DEFINED 1,2,5,8 264,204 PEOPLES FINL CORP MI COM 71103B10 1,437 70,712 SH DEFINED 1,2 70,712 PEOPLES UNITED FINAN COM 71270410 237,737 14,235,721 SH DEFINED 1,2,5,6,18,8,10,12,13 14,235,721 PEP BOYS MANNY MOE & COM 71327810 10,572 1,249,610 SH DEFINED 1,2,5,8 1,249,610 PEPCO HOLDINGS INC COM 71329110 171,349 10,169,102 SH DEFINED 1,2,5,6,18,8,10,12,13 10,169,102 PEPSI BOTTLING GROUP COM 71340910 333,722 8,899,257 SH DEFINED 1,2,5,6,18,8,10,12,13 8,899,257 PEPSIAMERICAS INC COM 71343P20 45,612 1,558,851 SH DEFINED 1,2,5,6,18,8,10,12,13 1,558,851 PEPSICO INC COM 71344810 3,274,313 53,853,829 SH DEFINED 1,2,5,6,18,8,10,12,13 53,853,829 PEREGRINE PHARMACEUT COM NEW 71366130 172 58,182 SH DEFINED 1,5 58,182 PERFECT WORLD CO LTD SPON ADR R 71372U10 296 7,500 SH DEFINED 1 7,500 PERFICIENT INC COM 71375U10 6,702 794,996 SH DEFINED 1,2,5,6,8 794,996 PERFORMANCE TECHNOLO COM 71376K10 46 16,379 SH DEFINED 1 16,379 PERICOM SEMICONDUCTO COM 71383110 8,199 711,072 SH DEFINED 1,2,5,6,8 711,072 PERKINELMER INC COM 71404610 74,050 3,596,416 SH DEFINED 1,2,5,6,8,10,12,13 3,596,416 PERMA-FIX ENVIRONMEN COM 71415710 1,953 860,436 SH DEFINED 1,2 860,436 PERRIGO CO COM 71429010 78,992 1,983,234 SH DEFINED 1,2,5,6,18,8,10,12,13 1,983,234 PERVASIVE SOFTWARE I COM 71571010 1,300 269,802 SH DEFINED 1,2 269,802 PETMED EXPRESS INC COM 71638210 8,795 498,046 SH DEFINED 1,2,5,6,8 498,046 PETROBRAS ENERGIA S SPONS ADR 71646J10 464 29,707 SH DEFINED 1,2,5,8 29,707 PETROCHINA CO LTD SPONSORED 71646E10 833 7,003 SH DEFINED 1,6 7,003 PETROHAWK ENERGY COR COM 71649510 120,705 5,031,458 SH DEFINED 1,2,5,6,18,8,10,12,13 5,031,458 PETROLEO BRASILEIRO SP ADR NON 71654V10 262,397 6,190,063 SH DEFINED 1,2,5,6,18,8,10 6,190,063 PETROLEO BRASILEIRO SPONSORED 71654V40 254,763 5,343,185 SH DEFINED 1,2,4,5,6,18,8,10 5,343,185 PETROLEUM DEV CORP COM 71657810 10,177 558,881 SH DEFINED 1,2,5,6,8 558,881 PETROQUEST ENERGY IN COM 71674810 7,332 1,196,080 SH DEFINED 1,2,5,8 1,196,080 PETSMART INC COM 71676810 90,338 3,384,695 SH DEFINED 1,2,5,6,18,8,10,12,13 3,384,695 PFIZER INC COM 71708110 5,363,060 294,835,633 SH DEFINED 1,2,5,6,18,8,10,12,13 294,835,633 PG&E CORP COM 69331C10 702,628 15,736,341 SH DEFINED 1,2,5,6,18,8,10,12,13 15,736,341 PGT INC COM 69336V10 32 15,057 SH DEFINED 1 15,057 PHARMACEUTICAL PROD COM 71712410 62,456 2,664,523 SH DEFINED 1,2,5,6,18,8,10,12,13 2,664,523 PHARMACYCLICS INC COM 71693310 99 31,547 SH DEFINED 1 31,547 PHARMASSET INC COM 71715N10 8,605 415,703 SH DEFINED 1,2,6,8 415,703 PHARMERICA CORP COM 71714F10 11,780 741,837 SH DEFINED 1,2,5,6,8 741,837 PHASE FORWARD INC COM 71721R40 14,463 942,810 SH DEFINED 1,2,5,6,8 942,810 PHC INC MASS CL A 69331510 14 12,193 SH DEFINED 1 12,193 PHH CORP COM NEW 69332020 24,875 1,544,067 SH DEFINED 1,2,5,8 1,544,067 PHI INC COM NON VT 69336T20 5,927 286,330 SH DEFINED 1,2,5 286,330 PHILIP MORRIS INTL I COM 71817210 3,781,273 78,465,930 SH DEFINED 1,2,5,6,18,8,10,12,13 78,465,930 PHILIPPINE LONG DIST SPONSORED 71825260 64,905 1,145,311 SH DEFINED 1,2,4,5,6,18 1,145,311 PHILLIPS VAN HEUSEN COM 71859210 48,350 1,188,548 SH DEFINED 1,2,5,6,18,8,10 1,188,548 PHOENIX COS INC NEW COM 71902E10 7,761 2,791,671 SH DEFINED 1,2,5,8 2,791,671 PHOENIX TECHNOLOGY L COM 71915310 1,762 640,716 SH DEFINED 1,2 640,716 PHOTRONICS INC COM 71940510 7,119 1,599,683 SH DEFINED 1,2 1,599,683 PICO HLDGS INC COM NEW 69336620 14,969 457,336 SH DEFINED 1,2,5,6,8 457,336 PIEDMONT NAT GAS INC COM 72018610 79,515 2,972,517 SH DEFINED 1,2,5,8 2,972,517 PIER 1 IMPORTS INC COM 72027910 12,285 2,413,605 SH DEFINED 1,2,5,6,8 2,413,605 PIKE ELEC CORP COM 72128310 3,224 347,398 SH DEFINED 1,2,5,6 347,398 PINNACLE AIRL CORP COM 72344310 124 18,087 SH DEFINED 1 18,087 PINNACLE ENTMT INC COM 72345610 13,743 1,530,390 SH DEFINED 1,2,5,6,8 1,530,390 PINNACLE FINL PARTNE COM 72346Q10 21,046 1,480,011 SH DEFINED 1,2,5,6,8 1,480,011 PINNACLE WEST CAP CO COM 72348410 275,733 7,537,794 SH DEFINED 1,2,5,6,18,8,10,12,13 7,537,794 PIONEER DRILLING CO COM 72365510 9,783 1,238,377 SH DEFINED 1,2,5,6,8 1,238,377 PIONEER NAT RES CO COM 72378710 253,188 5,256,143 SH DEFINED 1,2,5,6,18,8,10,12,13 5,256,143 PIPER JAFFRAY COS COM 72407810 25,972 513,185 SH DEFINED 1,2,5,8 513,185 PITNEY BOWES INC COM 72447910 225,978 9,928,747 SH DEFINED 1,2,5,6,18,8,10,12,13 9,928,747 PIXELWORKS INC COM NEW 72581M30 57 18,877 SH DEFINED 1 18,877
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- PLAINS ALL AMERN PIP UNIT LTD P 72650310 201 3,800 SH DEFINED 1,8 3,800 PLAINS EXPL& PRODTN COM 72650510 111,823 4,042,772 SH DEFINED 1,2,5,6,18,8,10,12,13 4,042,772 PLANAR SYS INC COM 72690010 51 18,135 SH DEFINED 1 18,135 PLANTRONICS INC NEW COM 72749310 44,377 1,708,115 SH DEFINED 1,2,5,6,18,8 1,708,115 PLATINUM UNDERWRITER COM G7127P10 48,122 1,256,774 SH DEFINED 1,2,5,8 1,256,774 PLATO LEARNING INC COM 72764Y10 101 23,061 SH DEFINED 1 23,061 PLAYBOY ENTERPRISES CL B 72811730 1,272 397,383 SH DEFINED 1,2 397,383 PLEXUS CORP COM 72913210 28,104 986,799 SH DEFINED 1,2,5,6,8 986,799 PLUG POWER INC COM 72919P10 56 79,080 SH DEFINED 1,2 79,080 PLUM CREEK TIMBER CO COM 72925110 229,960 6,090,047 SH DEFINED 1,2,5,6,18,8,10,12,13 6,090,047 PLX TECHNOLOGY INC COM 69341710 2,068 640,177 SH DEFINED 1,2 640,177 PMA CAP CORP CL A 69341920 5,077 805,898 SH DEFINED 1,2,5 805,898 PMC COML TR SH BEN INT 69343410 96 12,785 SH DEFINED 1 12,785 PMC-SIERRA INC COM 69344F10 29,637 3,422,287 SH DEFINED 1,2,5,6,18,8,10 3,422,287 PMFG INC COM 69345P10 4,055 250,164 SH DEFINED 1,2 250,164 PMI GROUP INC COM 69344M10 4,540 1,801,443 SH DEFINED 1,2,5,6 1,801,443 PNC FINL SVCS GROUP COM 69347510 941,909 17,842,558 SH DEFINED 1,2,5,6,18,8,10,12,13 17,842,558 PNM RES INC COM 69349H10 37,666 2,977,520 SH DEFINED 1,2,5,6,8 2,977,520 POLARIS INDS INC COM 73106810 32,798 751,739 SH DEFINED 1,2,5,6,8 751,739 POLO RALPH LAUREN CO CL A 73157210 164,025 2,025,500 SH DEFINED 1,2,5,6,18,8,10,12,13 2,025,500 POLYCOM INC COM 73172K10 67,539 2,704,815 SH DEFINED 1,2,5,6,8 2,704,815 POLYONE CORP COM 73179P10 22,151 2,965,263 SH DEFINED 1,2,5,8 2,965,263 POLYPORE INTL INC COM 73179V10 5,330 447,888 SH DEFINED 1,2,5,6,8 447,888 PONIARD PHARMACEUTIC COM NEW 73244930 1,000 546,249 SH DEFINED 1,2 546,249 POOL CORPORATION COM 73278L10 20,601 1,079,715 SH DEFINED 1,2,5,6,8 1,079,715 POPULAR INC COM 73317410 19,065 8,435,699 SH DEFINED 1,2,5,6,8,10,12 8,435,699 PORTEC RAIL PRODS IN COM 73621210 1,112 103,791 SH DEFINED 1,2 103,791 PORTER BANCORP INC COM 73623310 589 39,182 SH DEFINED 1,2 39,182 PORTFOLIO RECOVERY A COM 73640Q10 15,444 344,351 SH DEFINED 1,2,5,6,8 344,351 PORTLAND GEN ELEC CO COM NEW 73650884 37,100 1,817,750 SH DEFINED 1,2,5,8 1,817,750 PORTUGAL TELECOM SGP SPONSORED 73727310 521 42,913 SH DEFINED 1 42,913 POSCO SPONSORED 69348310 12,292 93,760 SH DEFINED 1,2,4,6 93,760 POST PPTYS INC COM 73746410 37,381 1,907,209 SH DEFINED 1,2,3,5,6,8 1,907,209 POTASH CORP SASK INC COM 73755L10 421 3,880 SH DEFINED 1 3,880 POTLATCH CORP NEW COM 73763010 41,008 1,286,322 SH DEFINED 1,2,5,6,8 1,286,322 POWELL INDS INC COM 73912810 5,447 172,741 SH DEFINED 1,2,5,6,8 172,741 POWER INTEGRATIONS I COM 73927610 19,059 524,178 SH DEFINED 1,2,5,6,8 524,178 POWER-ONE INC COM 73930810 6,932 1,593,512 SH DEFINED 1,2,6 1,593,512 POWERSECURE INTL INC COM 73936N10 2,340 324,549 SH DEFINED 1,2,5 324,549 POWSH DB CO IN TRA F ETF 73935S10 335 13,016 SH DEFINED 1 13,016 POWERWAVE TECHNOLOGI COM 73936310 3,861 3,064,380 SH DEFINED 1,2,5,6 3,064,380 POZEN INC COM 73941U10 3,223 538,975 SH DEFINED 1,2,5,6 538,975 PPG INDS INC COM 69350610 393,439 6,720,866 SH DEFINED 1,2,5,6,18,8,10,12,13 6,720,866 PPL CORP COM 69351T10 511,234 15,822,787 SH DEFINED 1,2,5,6,18,8,10,12,13 15,822,787 PRAXAIR INC COM 74005P10 933,222 11,620,248 SH DEFINED 1,2,5,6,18,8,10,12,13 11,620,248 PRE PAID LEGAL SVCS COM 74006510 7,628 185,688 SH DEFINED 1,2,5,6,8 185,688 PRECISION CASTPARTS COM 74018910 521,904 4,729,534 SH DEFINED 1,2,5,6,18,8,10,12,13 4,729,534 PRECISION DRILLING T TR UNIT 74021510 134 18,538 SH DEFINED 1,5 18,538 PREFORMED LINE PRODS COM 74044410 1,894 43,241 SH DEFINED 1,2 43,241 PREMIER EXIBITIONS I COM 74051E10 21 14,700 SH DEFINED 1 14,700 PREMIERE GLOBAL SVCS COM 74058510 11,181 1,355,280 SH DEFINED 1,2,5,6,8 1,355,280 PREMIERWEST BANCORP COM 74092110 443 311,675 SH DEFINED 1,2 311,675 PRESIDENTIAL LIFE CO COM 74088410 4,655 508,715 SH DEFINED 1,2,5 508,715 PRESSTEK INC COM 74111310 64 29,878 SH DEFINED 1 29,878 PRESTIGE BRANDS HLDG COM 74112D10 7,914 1,006,883 SH DEFINED 1,2,5,8 1,006,883 PRG-SCHULTZ INTERNAT COM NEW 69357C50 87 14,712 SH DEFINED 1 14,712 PRICE T ROWE GROUP I COM 74144T10 507,353 9,527,749 SH DEFINED 1,2,5,6,18,8,10,12,13 9,527,749 PRICELINE COM INC COM NEW 74150340 322,215 1,475,276 SH DEFINED 1,2,5,6,18,8,10,12,13 1,475,276 PRICESMART INC COM 74151110 6,140 300,556 SH DEFINED 1,2,5,8 300,556 PRIDE INTL INC DEL COM 74153Q10 151,889 4,759,921 SH DEFINED 1,2,5,6,18,8,10,12,13 4,759,921
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- PRIMEDIA INC COM NEW 74157K84 1,659 459,598 SH DEFINED 1,2 459,598 PRIMEENERGY CORP COM 74158E10 393 10,789 SH DEFINED 1,2 10,789 PRIMORIS SVCS CORP COM 74164F10 1,012 127,005 SH DEFINED 1,2 127,005 PRIMUS GUARANTY LTD SHS G7245710 1,390 455,893 SH DEFINED 1,2 455,893 PRINCETON REVIEW INC COM 74235210 1,004 247,282 SH DEFINED 1,2,5 247,282 PRINCIPAL FINANCIAL COM 74251V10 310,504 12,916,154 SH DEFINED 1,2,5,6,18,8,10,12,13 12,916,154 PRIVATEBANCORP INC COM 74296210 14,836 1,653,985 SH DEFINED 1,2,5,6,8 1,653,985 PROASSURANCE CORP COM 74267C10 47,422 882,920 SH DEFINED 1,2,5,8 882,920 PROCERA NETWORKS INC COM 74269U10 13 29,700 SH DEFINED 1 29,700 PROCTER & GAMBLE CO COM 74271810 6,643,660 109,577,102 SH DEFINED 1,2,5,6,18,8,10,12,13 109,577,102 PROGENICS PHARMACEUT COM 74318710 2,425 546,114 SH DEFINED 1,2,6 546,114 PROGRESS ENERGY INC COM 74326310 1,063,788 25,939,712 SH DEFINED 1,2,5,6,18,8,10,12,13 25,939,712 PROGRESS SOFTWARE CO COM 74331210 29,357 1,004,682 SH DEFINED 1,2,5,6,8 1,004,682 PROGRESSIVE CORP OHI COM 74331510 466,172 25,912,839 SH DEFINED 1,2,5,6,18,8,10,12,13 25,912,839 PROLOGIS NOTE 2.25 743410AQ 2,041 2,200,000 SH DEFINED 2 2,200,000 PROLOGIS NOTE 1.87 743410AR 1,682 1,900,000 SH DEFINED 2 1,900,000 PROLOGIS NOTE 2.62 743410AS 851 950,000 SH DEFINED 2 950,000 PROLOGIS SH BEN INT 74341010 312,728 22,843,532 SH DEFINED 1,2,3,5,6,18,8,10,12,13 22,843,532 PROS HOLDINGS INC COM 74346Y10 3,611 348,868 SH DEFINED 1,2,6 348,868 PROSPECT CAPITAL COR COM 74348T10 14,765 1,250,210 SH DEFINED 1,2,8 1,250,210 PROSPERITY BANCSHARE COM 74360610 70,311 1,737,368 SH DEFINED 1,2,5,18,8 1,737,368 PROTALIX BIOTHERAPEU COM 74365A10 4,696 709,369 SH DEFINED 1,2,6,8 709,369 PROTECTIVE LIFE CORP COM 74367410 32,650 1,972,800 SH DEFINED 1,2,5,6,8,10,12 1,972,800 PROVIDENCE SVC CORP COM 74381510 4,555 288,262 SH DEFINED 1,2 288,262 PROVIDENT FINL HLDGS COM 74386810 34 12,204 SH DEFINED 1 12,204 PROVIDENT FINL SVCS COM 74386T10 23,875 2,241,766 SH DEFINED 1,2,5,8 2,241,766 PROVIDENT NEW YORK B COM 74402810 6,497 769,845 SH DEFINED 1,2,5,8 769,845 PRUDENTIAL BANCORP I COM 74431910 402 42,272 SH DEFINED 1,2 42,272 PRUDENTIAL FINL INC COM 74432010 895,925 18,004,932 SH DEFINED 1,2,5,6,18,8,10,12,13 18,004,932 PRUDENTIAL PLC ADR 74435K20 543 26,635 SH DEFINED 1 26,635 PS BUSINESS PKS INC COM 69360J10 32,110 641,557 SH DEFINED 1,2,3,5,6,8 641,557 PSS WORLD MED INC COM 69366A10 37,456 1,657,338 SH DEFINED 1,2,5,6,8 1,657,338 PSYCHIATRIC SOLUTION COM 74439H10 38,755 1,833,246 SH DEFINED 1,2,5,6,8 1,833,246 PT INDOSAT TBK SPONSORED 74438310 469 18,683 SH DEFINED 1,6 18,683 PUBLIC STORAGE COM 74460D10 520,416 6,389,389 SH DEFINED 1,2,3,5,6,18,8,10,12,13 6,389,389 PUBLIC SVC ENTERPRIS COM 74457310 739,481 22,240,044 SH DEFINED 1,2,5,6,18,8,10,12,13 22,240,044 PULTE HOMES INC COM 74586710 141,771 14,177,070 SH DEFINED 1,2,5,6,18,8,10,12,13 14,177,070 PURE BIOSCIENCE COM 74621810 54 36,923 SH DEFINED 1,2 36,923 PZENA INVESTMENT MGM CLASS A 74731Q10 1,047 128,678 SH DEFINED 1,2 128,678 QAD INC COM 74727D10 1,622 265,465 SH DEFINED 1,2 265,465 QC HLDGS INC COM 74729T10 236 49,137 SH DEFINED 1,2 49,137 QIAGEN N V ORD N7248210 1,938 86,778 SH DEFINED 1,5 86,778 QLOGIC CORP COM 74727710 74,245 3,934,572 SH DEFINED 1,2,5,6,18,8,10,12,13 3,934,572 QUAKER CHEM CORP COM 74731610 4,835 234,233 SH DEFINED 1,2 234,233 QUALCOMM INC COM 74752510 2,698,123 58,325,189 SH DEFINED 1,2,5,6,18,8,10,12,13 58,325,189 QUALITY SYS INC COM 74758210 31,577 502,821 SH DEFINED 1,2,5,6,8 502,821 QUANEX BUILDING PROD COM 74761910 40,323 2,376,125 SH DEFINED 1,2,5,8 2,376,125 QUANTA SVCS INC COM 74762E10 142,183 6,822,579 SH DEFINED 1,2,5,6,18,8,10,12,13 6,822,579 QUANTUM CORP COM DSSG 74790620 13,857 4,729,248 SH DEFINED 1,2,6,8 4,729,248 QUANTUM FUEL SYS TEC COM 74765E10 92 82,582 SH DEFINED 1 82,582 QUEST DIAGNOSTICS IN COM 74834L10 335,624 5,558,526 SH DEFINED 1,2,5,6,18,8,10,12,13 5,558,526 QUEST RESOURCE CORP COM NEW 74834930 15 25,579 SH DEFINED 1 25,579 QUEST SOFTWARE INC COM 74834T10 38,672 2,101,745 SH DEFINED 1,2,5,6,8 2,101,745 QUESTAR CORP COM 74835610 322,531 7,758,738 SH DEFINED 1,2,5,6,18,8,10,12,13 7,758,738 QUESTCOR PHARMACEUTI COM 74835Y10 7,244 1,525,133 SH DEFINED 1,2,5,6,8 1,525,133 QUICKLOGIC CORP COM 74837P10 54 25,573 SH DEFINED 1 25,573 QUICKSILVER RESOURCE COM 74837R10 41,586 2,770,546 SH DEFINED 1,2,5,6,8,10 2,770,546 QUIDEL CORP COM 74838J10 7,549 547,830 SH DEFINED 1,2,5,6,8 547,830 QUIKSILVER INC COM 74838C10 6,274 3,105,845 SH DEFINED 1,2,5,8 3,105,845 QWEST COMMUNICATIONS NOTE 3.50 749121BY 2,749 2,650,000 SH DEFINED 1,2 2,650,000
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- QWEST COMMUNICATIONS COM 74912110 439,539 104,403,655 SH DEFINED 1,2,5,6,18,8,10,12,13 104,403,655 RACKSPACE HOSTING IN COM 75008610 27,165 1,302,860 SH DEFINED 1,2,5,6,8 1,302,860 RADIAN GROUP INC COM 75023610 13,373 1,829,470 SH DEFINED 1,2,5,6,8 1,829,470 RADIANT SYSTEMS INC COM 75025N10 6,791 652,986 SH DEFINED 1,2,6,8 652,986 RADIO ONE INC CL A 75040P10 41 13,476 SH DEFINED 1 13,476 RADIO ONE INC CL D NON V 75040P40 99 34,003 SH DEFINED 1 34,003 RADIOSHACK CORP COM 75043810 97,125 4,980,766 SH DEFINED 1,2,5,6,8,10,12,13 4,980,766 RADISYS CORP COM 75045910 4,692 491,341 SH DEFINED 1,2,5 491,341 RADNET INC COM 75049110 895 438,667 SH DEFINED 1,2 438,667 RADVISION LTD ORD M8186910 129 21,464 SH DEFINED 1,2 21,464 RADWARE LTD ORD M8187310 277 18,309 SH DEFINED 1,2 18,309 RAE SYS INC COM 75061P10 655 595,630 SH DEFINED 1,2 595,630 RAILAMERICA INC COM 75075340 4,130 338,502 SH DEFINED 1,2 338,502 RAIT FINANCIAL TRUST COM 74922710 2,022 1,543,684 SH DEFINED 1,2 1,543,684 RALCORP HLDGS INC NE COM 75102810 80,646 1,350,620 SH DEFINED 1,2,5,6,18,8,10,12,13 1,350,620 RAM ENERGY RESOURCES COM 75130P10 90 44,000 SH DEFINED 1 44,000 RAMBUS INC DEL COM 75091710 34,170 1,400,399 SH DEFINED 1,2,5,6,8,10 1,400,399 RAMCO-GERSHENSON PPT COM SH BEN 75145220 9,045 948,149 SH DEFINED 1,2,3,5,8 948,149 RAMTRON INTL CORP COM NEW 75190730 38 21,213 SH DEFINED 1 21,213 RANGE RES CORP COM 75281A10 324,650 6,512,537 SH DEFINED 1,2,5,6,18,8,10,12,13 6,512,537 RASER TECHNOLOGIES I COM 75405510 1,330 1,072,355 SH DEFINED 1,2,6 1,072,355 RAVEN INDS INC COM 75421210 10,240 323,115 SH DEFINED 1,2,5,6,8 323,115 RAYMOND JAMES FINANC COM 75473010 52,530 2,209,930 SH DEFINED 1,2,5,6,8,10 2,209,930 RAYONIER INC COM 75490710 82,335 1,952,915 SH DEFINED 1,2,5,6,18,8,10,12,13 1,952,915 RAYTHEON CO COM NEW 75511150 704,647 13,677,160 SH DEFINED 1,2,5,6,18,8,10,12,13 13,677,160 RBC BEARINGS INC COM 75524B10 10,237 420,749 SH DEFINED 1,2,5,6,8 420,749 RC2 CORP COM 74938810 8,388 568,663 SH DEFINED 1,2,5,8 568,663 RCN CORP COM NEW 74936120 11,593 1,068,484 SH DEFINED 1,2,5,6,8 1,068,484 READING INTERNATIONA CL A 75540810 1,038 256,197 SH DEFINED 1,2 256,197 REALNETWORKS INC COM 75605L10 6,569 1,770,555 SH DEFINED 1,2,5,6,8 1,770,555 REALTY INCOME CORP COM 75610910 61,889 2,388,599 SH DEFINED 1,2,3,5,6,8,10 2,388,599 RED HAT INC COM 75657710 197,733 6,399,112 SH DEFINED 1,2,5,6,18,8,10,12,13 6,399,112 RED LION HOTELS CORP COM 75676410 1,183 239,491 SH DEFINED 1,2 239,491 RED ROBIN GOURMET BU COM 75689M10 6,159 344,099 SH DEFINED 1,2,5,8 344,099 REDDY ICE HLDGS INC COM 75734R10 114 26,677 SH DEFINED 1 26,677 REDWOOD TR INC COM 75807540 25,164 1,740,264 SH DEFINED 1,2,5,8 1,740,264 REED ELSEVIER N V SPONS ADR 75820420 480 19,654 SH DEFINED 1 19,654 REED ELSEVIER P L C SPONS ADR 75820520 407 12,413 SH DEFINED 1 12,413 REGAL BELOIT CORP COM 75875010 60,433 1,163,513 SH DEFINED 1,2,5,6,8 1,163,513 REGAL ENTMT GROUP CL A 75876610 15,353 1,063,220 SH DEFINED 1,2,5,6,8,10 1,063,220 REGENCY CTRS CORP COM 75884910 108,267 3,088,036 SH DEFINED 1,2,3,5,6,18,8,10,12,13 3,088,036 REGENERON PHARMACEUT COM 75886F10 54,632 2,259,369 SH DEFINED 1,2,5,6,8 2,259,369 REGENT COMMUNICATION COM 75886510 11 40,485 SH DEFINED 1 40,485 REGIONS FINANCIAL CO COM 7591EP10 272,541 51,520,110 SH DEFINED 1,2,5,6,18,8,10,12,13 51,520,110 REGIS CORP MINN COM 75893210 29,041 1,865,195 SH DEFINED 1,2,5,6,8 1,865,195 REHABCARE GROUP INC COM 75914810 17,570 577,386 SH DEFINED 1,2,5,8 577,386 REINSURANCE GROUP AM COM NEW 75935160 75,682 1,588,282 SH DEFINED 1,2,5,6,8,10 1,588,282 RELIANCE STEEL & ALU COM 75950910 104,071 2,407,934 SH DEFINED 1,2,5,6,8,10 2,407,934 RENAISSANCE LEARNING COM 75968L10 1,703 149,931 SH DEFINED 1,2,5,8 149,931 RENAISSANCERE HOLDIN COM G7496G10 59,091 1,111,779 SH DEFINED 1,2,5,6,18,8,10,12,13 1,111,779 RENASANT CORP COM 75970E10 6,223 457,610 SH DEFINED 1,2,5,8 457,610 RENT A CTR INC NEW COM 76009N10 47,685 2,691,022 SH DEFINED 1,2,5,6,18,8 2,691,022 RENTECH INC COM 76011210 363 294,822 SH DEFINED 1,2,5,8 294,822 RENTRAK CORP COM 76017410 3,353 189,761 SH DEFINED 1,2,5 189,761 REPLIGEN CORP COM 75991610 2,252 547,983 SH DEFINED 1,2,5 547,983 REPROS THERAPEUTICS COM 76028H10 146 183,505 SH DEFINED 1,2 183,505 REPSOL YPF S A SPONSORED 76026T20 852 31,951 SH DEFINED 1 31,951 REPUBLIC AWYS HLDGS COM 76027610 5,837 790,934 SH DEFINED 1,2,5 790,934 REPUBLIC BANCORP KY CL A 76028120 6,151 298,593 SH DEFINED 1,2,5 298,593 REPUBLIC FIRST BANCO COM 76041610 483 113,118 SH DEFINED 1,2 113,118
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- REPUBLIC SVCS INC COM 76075910 331,352 11,704,414 SH DEFINED 1,2,5,6,18,8,10,12,13 11,704,414 RES-CARE INC COM 76094310 7,492 668,929 SH DEFINED 1,2,5,8 668,929 RESEARCH FRONTIERS I COM 76091110 62 16,343 SH DEFINED 1 16,343 RESEARCH IN MOTION L COM 76097510 16,763 248,194 SH DEFINED 1,2,5 248,194 RESMED INC COM 76115210 81,240 1,554,231 SH DEFINED 1,2,5,6,8,10 1,554,231 RESOLUTE ENERGY CORP COM 76116A10 438 37,994 SH DEFINED 1,2 37,994 RESOURCE AMERICA INC CL A 76119520 997 246,804 SH DEFINED 1,2 246,804 RESOURCE CAP CORP COM 76120W30 2,629 534,255 SH DEFINED 1,2 534,255 RESOURCES CONNECTION COM 76122Q10 19,920 938,716 SH DEFINED 1,2,5,6,8 938,716 RETAIL VENTURES INC COM 76128Y10 5,158 580,212 SH DEFINED 1,2,6 580,212 RETRACTABLE TECHNOLO COM 76129W10 33 20,339 SH DEFINED 1 20,339 REVLON INC CL A NEW 76152560 5,830 342,713 SH DEFINED 1,2,6,8 342,713 REWARDS NETWORK INC COM NEW 76155720 2,157 170,624 SH DEFINED 1,2 170,624 REX ENERGY CORPORATI COM 76156510 7,266 605,497 SH DEFINED 1,2,5,6 605,497 REX STORES CORP COM 76162410 2,442 173,676 SH DEFINED 1,2 173,676 REYNOLDS AMERICAN IN COM 76171310 360,620 6,808,008 SH DEFINED 1,2,5,6,18,8,10,12,13 6,808,008 RF MICRODEVICES INC COM 74994110 45,597 9,559,034 SH DEFINED 1,2,5,6,8 9,559,034 RICHARDSON ELECTRS L COM 76316510 70 11,844 SH DEFINED 1 11,844 RIGEL PHARMACEUTICAL COM NEW 76655960 9,192 966,523 SH DEFINED 1,2,5,6,8 966,523 RIGHTNOW TECHNOLOGIE COM 76657R10 7,918 455,840 SH DEFINED 1,2,6,8 455,840 RIMAGE CORP COM 76672110 3,292 189,827 SH DEFINED 1,2 189,827 RIO TINTO PLC SPONSORED 76720410 818 3,800 SH DEFINED 1 3,800 RISKMETRICS GROUP IN COM 76773510 7,115 447,230 SH DEFINED 1,2,5,6,8 447,230 RITCHIE BROS AUCTION COM 76774410 931 41,515 SH DEFINED 1 41,515 RITE AID CORP COM 76775410 11,103 7,352,814 SH DEFINED 1,2,5,6,8,10 7,352,814 RIVERBED TECHNOLOGY COM 76857310 28,803 1,253,944 SH DEFINED 1,2,5,6,8 1,253,944 RIVERVIEW BANCORP IN COM 76939710 30 13,577 SH DEFINED 1 13,577 RLI CORP COM 74960710 118,482 2,225,005 SH DEFINED 1,2,5,8 2,225,005 ROBBINS & MYERS INC COM 77019610 17,728 753,732 SH DEFINED 1,2,5,6,8 753,732 ROBERT HALF INTL INC COM 77032310 142,725 5,339,495 SH DEFINED 1,2,5,6,18,8,10,12,13 5,339,495 ROCHESTER MED CORP COM 77149710 1,726 155,116 SH DEFINED 1,2 155,116 ROCK OF AGES CORP VT CL A 77263210 34 11,657 SH DEFINED 1 11,657 ROCK-TENN CO CL A 77273920 49,245 976,887 SH DEFINED 1,2,5,18,8 976,887 ROCKVILLE FINL INC COM 77418610 1,807 172,110 SH DEFINED 1,2,5 172,110 ROCKWELL AUTOMATION COM 77390310 234,009 4,981,039 SH DEFINED 1,2,5,6,18,8,10,12,13 4,981,039 ROCKWELL COLLINS INC COM 77434110 304,051 5,492,242 SH DEFINED 1,2,5,6,18,8,10,12,13 5,492,242 ROCKWELL MEDICAL TEC COM 77437410 2,082 270,722 SH DEFINED 1,2 270,722 ROCKWOOD HLDGS INC COM 77441510 24,483 1,039,176 SH DEFINED 1,2,5,8 1,039,176 RODMAN & RENSHAW CAP COM 77487R10 51 12,600 SH DEFINED 1 12,600 ROFIN SINAR TECHNOLO COM 77504310 14,164 599,923 SH DEFINED 1,2,5,6,8 599,923 ROGERS COMMUNICATION CL B 77510920 1,335 43,077 SH DEFINED 1,2 43,077 ROGERS CORP COM 77513310 10,979 362,230 SH DEFINED 1,2,5,6,8 362,230 ROLLINS INC COM 77571110 26,034 1,350,305 SH DEFINED 1,2,5,6,8 1,350,305 ROMA FINANCIAL CORP COM 77581P10 2,165 175,143 SH DEFINED 1,2,6 175,143 ROPER INDS INC NEW COM 77669610 155,904 2,976,976 SH DEFINED 1,2,5,6,18,8,10,12,13 2,976,976 ROSETTA RESOURCES IN COM 77777930 25,815 1,295,909 SH DEFINED 1,2,5,6,8 1,295,909 ROSETTA STONE INC COM 77778010 2,303 128,312 SH DEFINED 1,2 128,312 ROSS STORES INC COM 77829610 236,075 5,527,387 SH DEFINED 1,2,5,6,18,8,10,12,13 5,527,387 ROSTELECOM OPEN JT S SPONSORED 77852910 3,784 138,348 SH DEFINED 1,2,5,6 138,348 ROVI CORP COM 77937610 66,943 2,100,496 SH DEFINED 1,2,5,6,8,10 2,100,496 ROWAN COS INC COM 77938210 133,755 5,907,895 SH DEFINED 1,2,5,6,18,8,10,12,13 5,907,895 ROYAL BK CDA MONTREA COM 78008710 1,599 29,853 SH DEFINED 1,2 29,853 ROYAL CARIBBEAN CRUI COM V7780T10 53,215 2,105,017 SH DEFINED 1,2,5,6,18,8,10,12,13 2,105,017 ROYAL DUTCH SHELL PL SPON ADR B 78025910 3,387 58,270 SH DEFINED 1 58,270 ROYAL DUTCH SHELL PL SPONS ADR 78025920 2,261 37,622 SH DEFINED 1,2 37,622 ROYAL GOLD INC COM 78028710 51,556 1,094,832 SH DEFINED 1,2,5,6,8,10 1,094,832 RPC INC COM 74966010 6,472 622,331 SH DEFINED 1,2,5,6,8 622,331 RPM INTL INC COM 74968510 85,034 4,182,662 SH DEFINED 1,2,5,6,8,10 4,182,662 RRI ENERGY INC COM 74971X10 29,724 5,196,538 SH DEFINED 1,2,5,6,18,8,10,12 5,196,538 RSC HOLDINGS INC COM 74972L10 6,891 978,768 SH DEFINED 1,2,5,6 978,768
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- RTI BIOLOGICS INC COM 74975N10 4,169 1,085,732 SH DEFINED 1,2,5,8 1,085,732 RTI INTL METALS INC COM 74973W10 18,184 722,443 SH DEFINED 1,2,5,6,8 722,443 RUBICON TECHNOLOGY I COM 78112T10 4,776 235,173 SH DEFINED 1,2,6 235,173 RUBY TUESDAY INC COM 78118210 11,506 1,598,108 SH DEFINED 1,2,5,8 1,598,108 RUDDICK CORP COM 78125810 39,774 1,545,820 SH DEFINED 1,2,5,6,8 1,545,820 RUDOLPH TECHNOLOGIES COM 78127010 4,616 686,949 SH DEFINED 1,2,5,6 686,949 RUE21 INC COM 78129510 2,831 100,776 SH DEFINED 1,2 100,776 RURAL / METRO CORP COM 78174810 152 25,339 SH DEFINED 1 25,339 RUSH ENTERPRISES INC CL A 78184620 8,052 677,169 SH DEFINED 1,2,5,8 677,169 RUTHS HOSPITALITY GR COM 78333210 874 418,354 SH DEFINED 1,2 418,354 RYANAIR HLDGS PLC SPONSORED 78351310 7,216 269,159 SH DEFINED 1,2,5,6 269,159 RYDER SYS INC COM 78354910 84,133 2,043,560 SH DEFINED 1,2,5,6,8,10,12,13 2,043,560 RYDEX ETF RUS TOP 50 ETF 78355W20 802 9,600 SH DEFINED 1 9,600 RYLAND GROUP INC COM 78376410 55,312 2,807,696 SH DEFINED 1,2,5,6,8 2,807,696 S & T BANCORP INC COM 78385910 16,945 996,184 SH DEFINED 1,2,5,8 996,184 S Y BANCORP INC COM 78506010 5,463 255,885 SH DEFINED 1,2,5,8 255,885 S1 CORPORATION COM 78463B10 8,310 1,274,480 SH DEFINED 1,2,5,6,8 1,274,480 SABA SOFTWARE INC COM NEW 78493260 1,692 408,726 SH DEFINED 1,2,5 408,726 SAFEGUARD SCIENTIFIC COM NEW 78644920 4,425 429,164 SH DEFINED 1,2,5 429,164 SAFETY INS GROUP INC COM 78648T10 12,492 344,792 SH DEFINED 1,2,5,8 344,792 SAFEWAY INC COM NEW 78651420 323,138 15,177,921 SH DEFINED 1,2,5,6,18,8,10,12,13 15,177,921 SAIA INC COM 78709Y10 4,951 334,102 SH DEFINED 1,2,5,6 334,102 SAIC INC COM 78390X10 210,708 11,125,034 SH DEFINED 1,2,5,6,18,8,10,12,13 11,125,034 SAKS INC COM 79377W10 29,133 4,441,028 SH DEFINED 1,2,5,6,8 4,441,028 SALARY COM INC COM 79400610 24 10,171 SH DEFINED 1 10,171 SALEM COMMUNICATIONS CL A 79409310 71 11,782 SH DEFINED 1 11,782 SALESFORCE COM INC COM 79466L30 293,149 3,973,829 SH DEFINED 1,2,5,6,18,8,10,12,13 3,973,829 SALIX PHARMACEUTICAL COM 79543510 32,144 1,265,995 SH DEFINED 1,2,5,6,8 1,265,995 SALLY BEAUTY HLDGS I COM 79546E10 16,254 2,124,641 SH DEFINED 1,2,5,6,8 2,124,641 SANDERS MORRIS HARRI COM 80000Q10 2,256 410,271 SH DEFINED 1,2 410,271 SANDERSON FARMS INC COM 80001310 18,947 449,398 SH DEFINED 1,2,5,8 449,398 SANDISK CORP NOTE 1.00 80004CAC 1,976 2,370,000 SH DEFINED 1,2 2,370,000 SANDISK CORP COM 80004C10 228,320 7,875,815 SH DEFINED 1,2,5,6,18,8,10,12,13 7,875,815 SANDRIDGE ENERGY INC COM 80007P30 16,208 1,718,774 SH DEFINED 1,2,5,18,8,10 1,718,774 SANDY SPRING BANCORP COM 80036310 3,109 349,678 SH DEFINED 1,2,5,8 349,678 SANGAMO BIOSCIENCES COM 80067710 4,955 836,976 SH DEFINED 1,2,5,6,8 836,976 SANMINA SCI CORP COM NEW 80090720 7,021 636,538 SH DEFINED 1,2,5,6,18,8 636,538 SANOFI AVENTIS SPONSORED 80105N10 2,303 58,651 SH DEFINED 1,2 58,651 SANTANDER BANCORP COM 80280910 2,093 170,402 SH DEFINED 1,2,5 170,402 SANTARUS INC COM 80281730 5,032 1,089,203 SH DEFINED 1,2 1,089,203 SAP AG SPON ADR 80305420 7,299 155,921 SH DEFINED 1,2 155,921 SAPIENT CORP COM 80306210 15,073 1,822,612 SH DEFINED 1,2,5,6,8 1,822,612 SAPPI LTD SPON ADR N 80306920 143 29,946 SH DEFINED 1,6 29,946 SARA LEE CORP COM 80311110 336,976 27,666,313 SH DEFINED 1,2,5,6,18,8,10,12,13 27,666,313 SASOL LTD SPONSORED 80386630 685 17,158 SH DEFINED 1,6 17,158 SATCON TECHNOLOGY CO COM 80389310 3,869 1,371,888 SH DEFINED 1,2 1,371,888 SATYAM COMPUTER SERV ADR 80409810 1,601 347,292 SH DEFINED 1,2,5,6 347,292 SAUER-DANFOSS INC COM 80413710 3,993 332,509 SH DEFINED 1,2,5 332,509 SAUL CTRS INC COM 80439510 8,154 248,887 SH DEFINED 1,2,3,5,6,8 248,887 SAVIENT PHARMACEUTIC COM 80517Q10 35,867 2,635,314 SH DEFINED 1,2,5,6,8 2,635,314 SAVVIS INC COM NEW 80542330 13,512 961,723 SH DEFINED 1,2,5,6,8 961,723 SBA COMMUNICATIONS C COM 78388J10 56,005 1,639,496 SH DEFINED 1,2,5,6,18,8,10,12,13 1,639,496 SCANA CORP NEW COM 80589M10 184,214 4,888,909 SH DEFINED 1,2,5,6,18,8,10,12,13 4,888,909 SCANSOURCE INC COM 80603710 19,062 713,918 SH DEFINED 1,2,5,6,8 713,918 SCBT FINANCIAL CORP COM 78401V10 7,280 262,915 SH DEFINED 1,2,5,8 262,915 SCHAWK INC CL A 80637310 4,186 307,808 SH DEFINED 1,2,5,8 307,808 SCHEIN HENRY INC COM 80640710 119,236 2,266,847 SH DEFINED 1,2,5,6,18,8,10,12,13 2,266,847 SCHIFF NUTRITION INT COM 80669310 1,700 217,331 SH DEFINED 1,2 217,331 SCHLUMBERGER LTD COM 80685710 2,892,327 44,435,813 SH DEFINED 1,2,5,6,18,8,10,12,13 44,435,813 SCHNITZER STL INDS CL A 80688210 47,575 997,375 SH DEFINED 1,2,5,6,8,10 997,375
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- SCHOLASTIC CORP COM 80706610 29,324 983,046 SH DEFINED 1,2,5,6,18,8 983,046 SCHOOL SPECIALTY INC COM 80786310 9,882 422,315 SH DEFINED 1,2,5,8 422,315 SCHULMAN A INC COM 80819410 17,749 879,530 SH DEFINED 1,2,5,8 879,530 SCHWAB CHARLES CORP COM 80851310 680,053 36,134,612 SH DEFINED 1,2,5,6,18,8,10,12,13 36,134,612 SCHWEITZER-MAUDUIT I COM 80854110 29,247 415,741 SH DEFINED 1,2,5,8 415,741 SCICLONE PHARMACEUTI COM 80862K10 1,734 744,363 SH DEFINED 1,2 744,363 SCIENTIFIC GAMES COR CL A 80874P10 20,498 1,408,791 SH DEFINED 1,2,5,6,8,10 1,408,791 SCM MICROSYSTEMS INC COM 78401810 34 14,231 SH DEFINED 1 14,231 SCOLR PHARMA INC COM 78402X10 9 18,140 SH DEFINED 1 18,140 SCOTTS MIRACLE GRO C CL A 81018610 37,607 956,681 SH DEFINED 1,2,5,6,8,10 956,681 SCRIPPS E W CO OHIO CL A NEW 81105440 5,580 801,795 SH DEFINED 1,2,6,18,8 801,795 SCRIPPS NETWORKS INT CL A COM 81106510 133,141 3,208,224 SH DEFINED 1,2,5,6,18,8,10,12,13 3,208,224 SEABOARD CORP COM 81154310 11,377 8,434 SH DEFINED 1,2,5,8 8,434 SEABRIGHT INSURANCE COM 81165610 6,311 549,228 SH DEFINED 1,2,8 549,228 SEACHANGE INTL INC COM 81169910 4,517 688,547 SH DEFINED 1,2,5,6 688,547 SEACOAST BKG CORP FL COM 81170730 50 30,662 SH DEFINED 1 30,662 SEACOR HOLDINGS INC COM 81190410 35,474 465,238 SH DEFINED 1,2,5,6,8,10 465,238 SEAGATE TECHNOLOGY SHS G7945J10 164,959 9,068,677 SH DEFINED 1,2,5,6,18,8,10,12,13 9,068,677 SEAHAWK DRILLING INC COM 81201R10 3,188 141,423 SH DEFINED 1,2,5,6,8,10 141,423 SEALED AIR CORP NEW COM 81211K10 140,291 6,417,693 SH DEFINED 1,2,5,6,18,8,10,12,13 6,417,693 SEALY CORP COM 81213930 2,792 883,554 SH DEFINED 1,2,5 883,554 SEARS HLDGS CORP COM 81235010 328,635 3,938,107 SH DEFINED 1,2,5,6,18,8,10,12,13 3,938,107 SEASPAN CORP SHS Y7563810 154 16,658 SH DEFINED 1,5 16,658 SEATTLE GENETICS INC COM 81257810 35,279 3,472,344 SH DEFINED 1,2,5,6,8 3,472,344 SEI INVESTMENTS CO COM 78411710 64,991 3,709,555 SH DEFINED 1,2,5,6,18,8,10,12,13 3,709,555 SELECT COMFORT CORP COM 81616X10 359 55,092 SH DEFINED 1 55,092 SELECT MED HLDGS COR COM 81619Q10 5,564 523,879 SH DEFINED 1,2 523,879 SELECT SECTOR SPDR T SBI HEALTH 81369Y20 13,600 437,722 SH DEFINED 1,5 437,722 SELECT SECTOR SPDR T SBI INT-UT 81369Y88 2,400 77,368 SH DEFINED 1 77,368 SELECTICA INC COM 81628810 15 66,920 SH DEFINED 1 66,920 SELECTIVE INS GROUP COM 81630010 22,150 1,346,481 SH DEFINED 1,2,5,8 1,346,481 SEMPRA ENERGY COM 81685110 598,329 10,688,271 SH DEFINED 1,2,5,6,18,8,10,12,13 10,688,271 SEMTECH CORP COM 81685010 36,585 2,150,814 SH DEFINED 1,2,5,6,8 2,150,814 SENECA FOODS CORP NE CL A 81707050 4,387 183,800 SH DEFINED 1,2 183,800 SENIOR HSG PPTYS TR SH BEN INT 81721M10 98,059 4,483,725 SH DEFINED 1,2,3,5,6,8,10 4,483,725 SENOMYX INC COM 81724Q10 135 35,718 SH DEFINED 1 35,718 SENSIENT TECHNOLOGIE COM 81725T10 45,010 1,711,420 SH DEFINED 1,2,5,6,8 1,711,420 SEQUENOM INC COM NEW 81733740 4,963 1,198,898 SH DEFINED 1,2,5,6,8 1,198,898 SERVICE CORP INTL COM 81756510 47,992 5,859,868 SH DEFINED 1,2,5,6,8,10 5,859,868 SEVERN BANCORP ANNA COM 81811M10 34 13,689 SH DEFINED 1 13,689 SHANDA INTERACTIVE E SPONSORED 81941Q20 2,577 48,986 SH DEFINED 1,2,6 48,986 SHAW COMMUNICATIONS CL B CONV 82028K20 701 34,094 SH DEFINED 1 34,094 SHAW GROUP INC COM 82028010 48,878 1,700,093 SH DEFINED 1,2,5,6,8,10 1,700,093 SHENANDOAH TELECOMMU COM 82312B10 9,790 481,085 SH DEFINED 1,2,5,6,8 481,085 SHENGDA TECH INC COM 82321310 3,328 542,978 SH DEFINED 1,2 542,978 SHERWIN WILLIAMS CO COM 82434810 246,581 3,999,693 SH DEFINED 1,2,5,6,18,8,10,12,13 3,999,693 SHINHAN FINANCIAL GR SPN ADR RE 82459610 4,158 55,976 SH DEFINED 1,6 55,976 SHIP FINANCE INTERNA SHS G8107510 12,819 940,482 SH DEFINED 1,2,5,6 940,482 SHIRE PLC SPONSORED 82481R10 3,610 61,500 SH DEFINED 1 61,500 SHOE CARNIVAL INC COM 82488910 3,730 182,195 SH DEFINED 1,2,5 182,195 SHORE BANCSHARES INC COM 82510710 2,363 162,938 SH DEFINED 1,2,5 162,938 SHORETEL INC COM 82521110 4,601 796,075 SH DEFINED 1,2,6,8 796,075 SHUFFLE MASTER INC COM 82554910 10,737 1,302,991 SH DEFINED 1,2,5,6,8 1,302,991 SHUTTERFLY INC COM 82568P30 7,363 413,415 SH DEFINED 1,2,5,6,8 413,415 SIEMENS A G SPONSORED 82619750 2,048 22,334 SH DEFINED 1,2 22,334 SIERRA BANCORP COM 82620P10 1,130 148,107 SH DEFINED 1,2 148,107 SIGA TECHNOLOGIES IN COM 82691710 3,120 537,848 SH DEFINED 1,2,6 537,848 SIGMA ALDRICH CORP COM 82655210 230,996 4,569,653 SH DEFINED 1,2,5,6,18,8,10,12,13 4,569,653 SIGMA DESIGNS INC COM 82656510 6,651 621,544 SH DEFINED 1,2,5,6,8 621,544 SIGMATRON INTL INC COM 82661L10 61 12,110 SH DEFINED 1 12,110
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- SIGNATURE BK NEW YOR COM 82669G10 40,000 1,253,907 SH DEFINED 1,2,5,6,8 1,253,907 SIGNET JEWELERS LIMI SHS G8127610 29,931 1,120,169 SH DEFINED 1,2,5,8,10 1,120,169 SILGAN HOLDINGS INC COM 82704810 51,714 893,465 SH DEFINED 1,2,5,6,8 893,465 SILICON GRAPHICS INT COM 82706L10 4,514 643,935 SH DEFINED 1,2,5,6 643,935 SILICON IMAGE INC COM 82705T10 4,451 1,725,387 SH DEFINED 1,2,5 1,725,387 SILICON LABORATORIES COM 82691910 52,530 1,085,772 SH DEFINED 1,2,5,6,8,10 1,085,772 SILICON MOTION TECHN SPONSORED 82706C10 107 31,368 SH DEFINED 2 31,368 SILICON STORAGE TECH COM 82705710 5,537 2,163,067 SH DEFINED 1,2,5,6 2,163,067 SILICONWARE PRECISIO SPONSD ADR 82708486 48,628 6,936,899 SH DEFINED 1,4,5,6,8 6,936,899 SIMMONS 1ST NATL COR CL A $1 PA 82873020 10,607 381,558 SH DEFINED 1,2,5,8 381,558 SIMON PPTY GROUP INC COM 82880610 1,089,839 13,657,136 SH DEFINED 1,2,3,5,6,18,8,10,12,13 13,657,136 SIMON PPTY GROUP INC PFD CONV I 82880680 1,977 29,080 SH DEFINED 1,2 29,080 SIMPSON MANUFACTURIN COM 82907310 50,209 1,867,198 SH DEFINED 1,2,5,6,8 1,867,198 SIMS METAL MANAGEMEN SPONS ADR 82916010 310 15,914 SH DEFINED 1 15,914 SINA CORP ORD G8147710 6,369 140,974 SH DEFINED 1,2,5,6 140,974 SINCLAIR BROADCAST G CL A 82922610 4,505 1,117,818 SH DEFINED 1,2 1,117,818 SINOPEC SHANGHAI PET SPON ADR H 82935M10 211 5,409 SH DEFINED 1,6 5,409 SIRIUS XM RADIO INC COM 82967N10 7,619 12,697,880 SH DEFINED 1,2,5,6,8,12 12,697,880 SIRONA DENTAL SYSTEM COM 82966C10 12,330 388,470 SH DEFINED 1,2,5,6,8 388,470 SJW CORP COM 78430510 6,249 276,893 SH DEFINED 1,2,5,8 276,893 SK TELECOM LTD SPONSORED 78440P10 4,210 258,916 SH DEFINED 1,2,6,12 258,916 SKECHERS U S A INC CL A 83056610 22,043 749,510 SH DEFINED 1,2,5,6,8 749,510 SKILLED HEALTHCARE G CL A 83066R10 3,212 431,179 SH DEFINED 1,2,8 431,179 SKILLSOFT PLC SPONSORED 83092810 579 55,280 SH DEFINED 1,5,6 55,280 SKYLINE CORP COM 83083010 3,068 166,758 SH DEFINED 1,2,5 166,758 SKYWEST INC COM 83087910 32,510 1,921,397 SH DEFINED 1,2,5,8 1,921,397 SKYWORKS SOLUTIONS I COM 83088M10 58,978 4,156,324 SH DEFINED 1,2,5,8 4,156,324 SL GREEN RLTY CORP COM 78440X10 129,335 2,574,349 SH DEFINED 1,2,3,5,6,8,10 2,574,349 SLM CORP COM 78442P10 224,505 19,920,602 SH DEFINED 1,2,5,6,18,8,10,12,13 19,920,602 SMART BALANCE INC COM 83169Y10 8,042 1,340,288 SH DEFINED 1,2,6,8 1,340,288 SMART MODULAR TECHNO ORD SHS G8224510 6,563 1,043,323 SH DEFINED 1,2,5 1,043,323 SMARTHEAT INC COM 83172F10 2,610 179,762 SH DEFINED 1,2 179,762 SMITH & NEPHEW PLC SPDN ADR N 83175M20 370 7,217 SH DEFINED 1 7,217 SMITH & WESSON HLDG COM 83175610 5,029 1,229,494 SH DEFINED 1,2,5,6,8 1,229,494 SMITH A O COM 83186520 26,824 618,200 SH DEFINED 1,2,5,8 618,200 SMITH INTL INC COM 83211010 277,357 10,208,192 SH DEFINED 1,2,5,6,18,8,10,12,13 10,208,192 SMITH MICRO SOFTWARE COM 83215410 6,155 672,642 SH DEFINED 1,2,5,6,8 672,642 SMITHFIELD FOODS INC COM 83224810 49,647 3,268,413 SH DEFINED 1,2,5,6,8,10,12 3,268,413 SMITHTOWN BANCORP IN COM 83244910 1,583 266,090 SH DEFINED 1,2,8 266,090 SMUCKER J M CO COM NEW 83269640 251,118 4,066,689 SH DEFINED 1,2,5,6,18,8,10,12,13 4,066,689 SNAP ON INC COM 83303410 92,005 2,177,116 SH DEFINED 1,2,5,6,8,10,12,13 2,177,116 SOCIEDAD QUIMICA MIN SPON ADR S 83363510 13,644 363,166 SH DEFINED 1,2,5,6,8 363,166 SOHU COM INC COM 83408W10 19,036 332,327 SH DEFINED 1,2,5,6,8,10 332,327 SOLARWINDS INC COM 83416B10 7,180 312,046 SH DEFINED 1,2,8 312,046 SOLERA HOLDINGS INC COM 83421A10 80,780 2,243,273 SH DEFINED 1,2,5,6,8 2,243,273 SOLITARIO EXPL & RTY COM 8342EP10 24 10,585 SH DEFINED 1 10,585 SOLTA MED INC COM 83438K10 62 30,500 SH DEFINED 1 30,500 SOLUTIA INC COM NEW 83437650 38,292 3,015,129 SH DEFINED 1,2,5,6,8 3,015,129 SOMANETICS CORP COM NEW 83444540 5,320 303,113 SH DEFINED 1,2,5,6 303,113 SONIC AUTOMOTIVE INC CL A 83545G10 9,999 962,375 SH DEFINED 1,2,5,8 962,375 SONIC CORP COM 83545110 13,451 1,335,730 SH DEFINED 1,2,5,6,8 1,335,730 SONIC SOLUTIONS COM 83546010 943 79,955 SH DEFINED 1 79,955 SONICWALL INC COM 83547010 10,497 1,379,400 SH DEFINED 1,2,5,6,8 1,379,400 SONOCO PRODS CO COM 83549510 151,611 5,183,288 SH DEFINED 1,2,5,6,8,10 5,183,288 SONOSITE INC COM 83568G10 8,299 351,194 SH DEFINED 1,2,5,6,8 351,194 SONUS NETWORKS INC COM 83591610 11,529 5,463,985 SH DEFINED 1,2,5,6,8 5,463,985 SONY CORP ADR NEW 83569930 8,663 298,738 SH DEFINED 1,2 298,738 SOTHEBYS COM 83589810 51,620 2,296,274 SH DEFINED 1,2,5,6,8 2,296,274 SOURCEFIRE INC COM 83616T10 11,059 413,593 SH DEFINED 1,2,6,8 413,593 SOUTH FINL GROUP INC COM 83784110 2,887 4,483,198 SH DEFINED 1,2,5,6 4,483,198
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- SOUTH JERSEY INDS IN COM 83851810 30,045 786,920 SH DEFINED 1,2,5,8 786,920 SOUTHERN CMNTY FINL COM 84263210 81 35,900 SH DEFINED 1 35,900 SOUTHERN CO COM 84258710 1,107,875 33,249,537 SH DEFINED 1,2,5,6,18,8,10,12,13 33,249,537 SOUTHERN COPPER CORP COM 84265V10 177,038 5,379,445 SH DEFINED 1,2,5,6,18,8,10,12 5,379,445 SOUTHERN UN CO NEW COM 84403010 56,300 2,480,186 SH DEFINED 1,2,5,6,8,10 2,480,186 SOUTHSIDE BANCSHARES COM 84470P10 6,826 347,902 SH DEFINED 1,2,8 347,902 SOUTHWEST AIRLS CO COM 84474110 267,626 23,414,388 SH DEFINED 1,2,5,6,18,8,10,12,13 23,414,388 SOUTHWEST BANCORP IN COM 84476710 2,369 341,293 SH DEFINED 1,2,8 341,293 SOUTHWEST GAS CORP COM 84489510 36,624 1,283,694 SH DEFINED 1,2,5,8 1,283,694 SOUTHWEST WTR CO COM 84533110 2,885 489,872 SH DEFINED 1,2 489,872 SOUTHWESTERN ENERGY COM 84546710 644,126 13,363,620 SH DEFINED 1,2,5,6,18,8,10,12,13 13,363,620 SOVRAN SELF STORAGE COM 84610H10 32,860 919,667 SH DEFINED 1,2,3,5,8 919,667 SPANISH BROADCASTING CL A 84642588 8 10,888 SH DEFINED 1 10,888 SPARTAN MTRS INC COM 84681910 5,466 970,870 SH DEFINED 1,2,6,8 970,870 SPARTAN STORES INC COM 84682210 7,241 506,724 SH DEFINED 1,2,5,8 506,724 SPARTECH CORP COM NEW 84722020 9,160 892,784 SH DEFINED 1,2,5,8 892,784 SP BA CA IN TE BO ET ETF 78464A37 428 13,527 SH DEFINED 1 13,527 SP BA CA IN TE TREAS ETF 78464A67 4,197 73,536 SH DEFINED 1 73,536 SP DJ WI LA CA GR ET ETF 78464A40 672 13,647 SH DEFINED 1 13,647 SPDR GOLD TRUST GOLD SHS 78463V10 30,229 281,700 SH DEFINED 2,18 281,700 SPDR INDEX SHS FDS SPDR DJ EU 78463X20 7,180 173,090 SH DEFINED 10 173,090 SPDR INDEX SHS FDS ASIA PACIF 78463X30 7,492 101,000 SH DEFINED 5 101,000 SPDR INDEX SHS FDS EMERG MKTS 78463X50 1,862 28,997 SH DEFINED 5,18 28,997 SPDR INDEX SHS FDS DJ GLB RL 78463X74 244 7,595 SH DEFINED 5 7,595 SPDR INDEX SHS FDS MACQU GLBI 78463X85 978 23,008 SH DEFINED 5 23,008 SPDR INDEX SHS FDS DJ INTL RL 78463X86 11,046 316,600 SH DEFINED 2 316,600 SPDR INDEX SHS FDS S&P INTL S 78463X87 27,177 1,072,900 SH DEFINED 2 1,072,900 SP MSCI AW ex-US ETF ETF 78463X84 27,174 870,959 SH DEFINED 1 870,959 SPDR SERIES TRUST BARCLY CNV 78464A35 19,854 525,371 SH DEFINED 1,5,18 525,371 SPDR SERIES TRUST BRCLYS YLD 78464A41 99,883 2,573,634 SH DEFINED 1,2,5 2,573,634 SPDR SERIES TRUST DJ REIT ET 78464A60 779 15,830 SH DEFINED 8 15,830 SPDR SERIES TRUST BRCLYS AGG 78464A64 8,835 161,539 SH DEFINED 2 161,539 SPDR SERIES TRUST BRCLYS 1-3 78464A68 5,120 111,625 SH DEFINED 1 111,625 SPDR TR UNIT SER 1 78462F10 449,705 4,035,399 SH DEFINED 1,2,5,10 4,035,399 SPECTRA ENERGY CORP COM 84756010 543,241 26,486,665 SH DEFINED 1,2,5,6,18,8,10,12,13 26,486,665 SPECTRANETICS CORP COM 84760C10 4,043 580,884 SH DEFINED 1,2 580,884 SPECTRUM CTL INC COM 84761510 2,181 230,319 SH DEFINED 1,2 230,319 SPECTRUM PHARMACEUTI COM 84763A10 3,763 847,588 SH DEFINED 1,2 847,588 SPEEDWAY MOTORSPORTS COM 84778810 5,555 315,257 SH DEFINED 1,2,5,8 315,257 SPHERION CORP COM 84842010 9,434 1,678,629 SH DEFINED 1,2,5,8 1,678,629 SPHERIX INC COM 84842R10 19 16,667 SH DEFINED 1 16,667 SPIRIT AEROSYSTEMS H COM CL A 84857410 25,538 1,285,887 SH DEFINED 1,2,5,6,8,10 1,285,887 SPORT CHALET INC CL A 84916320 24 13,343 SH DEFINED 1 13,343 SPORT SUPPLY GROUP I COM 84916A10 2,173 172,626 SH DEFINED 1,2 172,626 SPRINT NEXTEL CORP COM SER 1 85206110 385,632 105,363,887 SH DEFINED 1,2,5,6,18,8,10,12,13 105,363,887 SPX CORP COM 78463510 69,922 1,278,284 SH DEFINED 1,2,5,6,18,8,10,12,13 1,278,284 SRA INTL INC CL A 78464R10 25,145 1,316,489 SH DEFINED 1,2,5,6,8 1,316,489 SRS LABS INC COM 78464M10 1,376 187,701 SH DEFINED 1,2 187,701 ST JOE CO COM 79014810 36,551 1,265,180 SH DEFINED 1,2,5,6,8,10,12 1,265,180 ST JUDE MED INC COM 79084910 429,755 11,684,464 SH DEFINED 1,2,5,6,18,8,10,12,13 11,684,464 ST MARY LD & EXPL CO COM 79222810 44,783 1,307,926 SH DEFINED 1,2,5,6,8,10 1,307,926 STAAR SURGICAL CO COM PAR $0 85231230 113 36,455 SH DEFINED 1 36,455 STAGE STORES INC COM NEW 85254C30 13,554 1,096,575 SH DEFINED 1,2,5,8 1,096,575 STAMPS COM INC COM NEW 85285720 2,754 306,012 SH DEFINED 1,2,6 306,012 STANCORP FINL GROUP COM 85289110 45,811 1,144,714 SH DEFINED 1,2,5,6,8,10 1,144,714 STANDARD MICROSYSTEM COM 85362610 10,528 506,641 SH DEFINED 1,2,5,6,8 506,641 STANDARD MTR PRODS I COM 85366610 4,083 479,232 SH DEFINED 1,2 479,232 STANDARD PAC CORP NE COM 85375C10 9,326 2,493,666 SH DEFINED 1,2,5,6,8 2,493,666 STANDARD PARKING COR COM 85379010 3,216 202,547 SH DEFINED 1,2,6 202,547 STANDARD REGISTER CO COM 85388710 2,282 447,442 SH DEFINED 1,2 447,442
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- STANDEX INTL CORP COM 85423110 6,602 328,602 SH DEFINED 1,2,5,6 328,602 STANLEY FURNITURE IN COM NEW 85430520 1,772 174,613 SH DEFINED 1,2 174,613 STANLEY INC COM 85453210 6,732 245,620 SH DEFINED 1,2,5,6,8 245,620 STANLEY WKS COM 85461610 164,843 3,200,216 SH DEFINED 1,2,5,6,18,8,10,12,13 3,200,216 STAPLES INC COM 85503010 608,536 24,747,301 SH DEFINED 1,2,5,6,18,8,10,12,13 24,747,301 STAR SCIENTIFIC INC COM 85517P10 806 1,151,792 SH DEFINED 1,2 1,151,792 STARBUCKS CORP COM 85524410 597,562 25,913,344 SH DEFINED 1,2,5,6,18,8,10,12,13 25,913,344 STARTEK INC COM 85569C10 1,738 232,313 SH DEFINED 1,2 232,313 STARWOOD HOTELS&RESO COM 85590A40 292,334 7,993,811 SH DEFINED 1,2,5,6,18,8,10,12,13 7,993,811 STARWOOD PPTY TR INC COM 85571B10 16,270 861,314 SH DEFINED 1,2 861,314 STATE AUTO FINL CORP COM 85570710 5,870 317,314 SH DEFINED 1,2,5,8 317,314 STATE BANCORP INC N. COM 85571610 2,015 283,349 SH DEFINED 1,2 283,349 STATE STR CORP COM 85747710 1,019,271 23,409,992 SH DEFINED 1,2,5,6,18,8,10,12,13 23,409,992 STEAK N SHAKE COM NEW 85787320 9,436 29,113 SH DEFINED 1 29,113 STEC INC COM 78477410 9,253 566,298 SH DEFINED 1,2,5,6,8 566,298 STEEL DYNAMICS INC COM 85811910 113,274 6,392,410 SH DEFINED 1,2,5,6,8,10 6,392,410 STEELCASE INC CL A 85815520 9,884 1,554,062 SH DEFINED 1,2,5,8 1,554,062 STEIN MART INC COM 85837510 6,629 621,874 SH DEFINED 1,2,8 621,874 STEINER LEISURE LTD ORD P8744Y10 15,170 381,536 SH DEFINED 1,2,5,6,8 381,536 STEINWAY MUSICAL INS COM 85849510 2,298 144,430 SH DEFINED 1,2 144,430 STELLARONE CORP COM 85856G10 4,605 462,321 SH DEFINED 1,2,8 462,321 STEMCELLS INC COM 85857R10 2,894 2,296,843 SH DEFINED 1,2,5 2,296,843 STEPAN CO COM 85858610 12,444 192,010 SH DEFINED 1,2,5,6,8 192,010 STEREOTAXIS INC COM 85916J10 2,305 586,547 SH DEFINED 1,2,6 586,547 STERICYCLE INC COM 85891210 157,063 2,846,889 SH DEFINED 1,2,5,6,18,8,10,12,13 2,846,889 STERIS CORP COM 85915210 58,180 2,080,081 SH DEFINED 1,2,5,6,8 2,080,081 STERLING BANCORP COM 85915810 3,040 425,756 SH DEFINED 1,2,8 425,756 STERLING BANCSHARES COM 85890710 16,668 3,249,068 SH DEFINED 1,2,5,8 3,249,068 STERLING CONSTRUCTIO COM 85924110 5,731 299,408 SH DEFINED 1,2,6,8 299,408 STERLING FINL CORP W COM 85931910 797 1,286,210 SH DEFINED 1,2 1,286,210 STERLITE INDS INDIA NOTE 4.00 859737AB 998 950,000 SH DEFINED 1,2 950,000 STERLITE INDS INDIA ADS 85973720 5,359 294,115 SH DEFINED 1,6,8 294,115 STEWART ENTERPRISES CL A 86037010 10,109 1,962,962 SH DEFINED 1,2,5,8 1,962,962 STEWART INFORMATION COM 86037210 4,431 392,779 SH DEFINED 1,2,5,8 392,779 STIFEL FINL CORP COM 86063010 44,046 743,524 SH DEFINED 1,2,5,6,8 743,524 STILLWATER MNG CO COM 86074Q10 10,196 1,075,500 SH DEFINED 1,2,5,6,8 1,075,500 STONE ENERGY CORP COM 86164210 18,620 1,031,581 SH DEFINED 1,2,5,8 1,031,581 STONERIDGE INC COM 86183P10 3,293 365,491 SH DEFINED 1,2 365,491 STR HLDGS INC COM 78478V10 2,827 179,945 SH DEFINED 1,2 179,945 STRATASYS INC COM 86268510 7,891 457,715 SH DEFINED 1,2,5,6,8 457,715 STRATEGIC HOTELS & R COM 86272T10 3,129 1,682,174 SH DEFINED 1,2,3 1,682,174 STRAYER ED INC COM 86323610 61,121 287,600 SH DEFINED 1,2,5,6,8,10 287,600 STRYKER CORP COM 86366710 506,742 10,060,391 SH DEFINED 1,2,5,6,18,8,10,12,13 10,060,391 STUDENT LN CORP COM 86390210 2,935 63,034 SH DEFINED 1,2,5,10 63,034 STURM RUGER & CO INC COM 86415910 7,561 779,470 SH DEFINED 1,2,6 779,470 SUCAMPO PHARMACEUTIC CL A 86490910 653 161,715 SH DEFINED 1,2 161,715 SUCCESSFACTORS INC COM 86459610 15,094 910,390 SH DEFINED 1,2,5,6,8 910,390 SUFFOLK BANCORP COM 86473910 7,196 242,278 SH DEFINED 1,2,5,6,8 242,278 SULPHCO INC COM 86537810 717 1,070,841 SH DEFINED 1,2,6 1,070,841 SUN BANCORP INC COM 86663B10 1,116 297,580 SH DEFINED 1,2,8 297,580 SUN COMMUNITIES INC COM 86667410 13,824 699,964 SH DEFINED 1,2,3,5,8 699,964 SUN HEALTHCARE GROUP COM NEW 86693340 8,726 951,541 SH DEFINED 1,2,5,8 951,541 SUN HYDRAULICS CORP COM 86694210 6,262 238,559 SH DEFINED 1,2,6,8 238,559 SUN LIFE FINL INC COM 86679610 8,171 284,502 SH DEFINED 1 284,502 SUN MICROSYSTEMS INC COM NEW 86681020 321,845 34,348,412 SH DEFINED 1,2,5,6,18,8,10,12,13 34,348,412 SUNCOR ENERGY INC NE COM 86722410 1,542 43,669 SH DEFINED 1 43,669 SUNLINK HEALTH SYSTE COM 86737U10 25 13,400 SH DEFINED 1 13,400 SUNOCO INC COM 86764P10 218,160 8,358,618 SH DEFINED 1,2,5,6,18,8,10,12,13 8,358,618 SUNOCO LOGISTICS PRT COM UNITS 86764L10 395 5,900 SH DEFINED 1,8 5,900 SUNPOWER CORP COM CL A 86765210 25,860 1,092,054 SH DEFINED 1,2,5,6,18,8,10,12,13 1,092,054
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- SUNPOWER CORP COM CL B 86765230 4,665 222,659 SH DEFINED 1,2,5,18,8,10,12 222,659 SUNRISE SENIOR LIVIN COM 86768K10 3,047 946,243 SH DEFINED 1,2 946,243 SUNSTONE HOTEL INVS COM 86789210 30,709 3,458,245 SH DEFINED 1,2,3,5,6,8 3,458,245 SUNTECH PWR HLDGS CO NOTE 0.25 86800CAC 494 500,000 SH DEFINED 1 500,000 SUNTECH PWR HLDGS CO NOTE 3.00 86800CAE 713 900,000 SH DEFINED 2 900,000 SUNTECH PWR HLDGS CO ADR 86800C10 4,390 263,994 SH DEFINED 1,2,6 263,994 SUNTRUST BKS INC COM 86791410 416,268 20,515,908 SH DEFINED 1,2,5,6,18,8,10,12,13 20,515,908 SUPER MICRO COMPUTER COM 86800U10 5,018 451,266 SH DEFINED 1,2,6 451,266 SUPERGEN INC COM 86805910 3,239 1,236,266 SH DEFINED 1,2 1,236,266 SUPERIOR ENERGY SVCS COM 86815710 56,889 2,342,064 SH DEFINED 1,2,5,6,8,10 2,342,064 SUPERIOR INDS INTL I COM 86816810 8,270 540,528 SH DEFINED 1,2,5,8 540,528 SUPERIOR UNIFORM GP COM 86835810 231 23,702 SH DEFINED 1 23,702 SUPERIOR WELL SVCS I COM 86837X10 5,279 370,230 SH DEFINED 1,2,5,6 370,230 SUPERTEX INC COM 86853210 6,913 231,982 SH DEFINED 1,2,5,6,8 231,982 SUPERVALU INC COM 86853610 189,669 14,922,789 SH DEFINED 1,2,5,6,18,8,10,12,13 14,922,789 SUPPORT COM INC COM 86858W10 2,255 854,287 SH DEFINED 1,2,5 854,287 SUPREME INDS INC CL A 86860710 41 20,930 SH DEFINED 1 20,930 SUREWEST COMMUNICATI COM 86873310 3,137 314,918 SH DEFINED 1,2 314,918 SURMODICS INC COM 86887310 9,528 420,462 SH DEFINED 1,2,5,6,8 420,462 SUSQUEHANNA BANCSHAR COM 86909910 20,199 3,429,329 SH DEFINED 1,2,5,8 3,429,329 SUSSER HLDGS CORP COM 86923310 1,535 178,669 SH DEFINED 1,2 178,669 SUTOR TECH GROUP LTD COM 86936210 254 95,433 SH DEFINED 1,2 95,433 SVB FINL GROUP COM 78486Q10 64,332 1,544,225 SH DEFINED 1,2,5,6,8 1,544,225 SWIFT ENERGY CO COM 87073810 22,104 922,528 SH DEFINED 1,2,5,8 922,528 SWITCH & DATA FACILI COM 87104310 7,935 392,612 SH DEFINED 1,2,5,6,8 392,612 SWS GROUP INC COM 78503N10 7,294 602,789 SH DEFINED 1,2,5,8 602,789 SYBASE INC COM 87113010 85,859 1,978,320 SH DEFINED 1,2,5,6,18,8,10 1,978,320 SYCAMORE NETWORDS COM 87120640 9,361 447,661 SH DEFINED 1 447,661 SYKES ENTERPRISES IN COM 87123710 19,980 784,468 SH DEFINED 1,2,5,6,8 784,468 SYMANTEC CORP NOTE 0.75 871503AD 2,664 2,450,000 SH DEFINED 1,2 2,450,000 SYMANTEC CORP NOTE 1.00 871503AF 2,243 2,000,000 SH DEFINED 1,2 2,000,000 SYMANTEC CORP COM 87150310 542,863 30,344,503 SH DEFINED 1,2,5,6,18,8,10,12,13 30,344,503 SYMMETRICOM INC COM 87154310 7,632 1,467,781 SH DEFINED 1,2,5 1,467,781 SYMMETRY MED INC COM 87154620 7,026 871,681 SH DEFINED 1,2,5,6,8 871,681 SYMS CORP COM 87155110 822 113,666 SH DEFINED 1,2 113,666 SYMYX TECHNOLOGIES COM 87155S10 3,624 658,874 SH DEFINED 1,2,5,6 658,874 SYNAPTICS INC COM 87157D10 24,589 802,263 SH DEFINED 1,2,5,6,8 802,263 SYNCHRONOSS TECHNOLO COM 87157B10 5,974 377,846 SH DEFINED 1,2,5,6,8 377,846 SYNERON MEDICAL LTD ORD SHS M8724510 381 36,489 SH DEFINED 1,2,5 36,489 SYNGENTA AG SPONSORED 87160A10 1,209 21,487 SH DEFINED 1 21,487 SYNIVERSE HLDGS INC COM 87163F10 40,240 2,302,081 SH DEFINED 1,2,5,6,18,8 2,302,081 SYNNEX CORP COM 87162W10 17,313 564,687 SH DEFINED 1,2,5,8 564,687 SYNOPSYS INC COM 87160710 102,859 4,616,674 SH DEFINED 1,2,5,6,18,8,10,12,13 4,616,674 SYNOVIS LIFE TECHNOL COM 87162G10 2,894 224,191 SH DEFINED 1,2,6 224,191 SYNOVUS FINL CORP COM 87161C10 27,630 13,477,815 SH DEFINED 1,2,5,6,18,8,10,12 13,477,815 SYNTA PHARMACEUTICAL COM 87162T20 1,488 294,062 SH DEFINED 1,2 294,062 SYNTEL INC COM 87162H10 10,612 279,049 SH DEFINED 1,2,5,6,8 279,049 SYNTHESIS ENERGY SYS COM 87162810 20 21,500 SH DEFINED 1 21,500 SYNTROLEUM CORP COM 87163010 3,512 1,320,320 SH DEFINED 1,2,5 1,320,320 SYNUTRA INTL INC COM 87164C10 4,100 303,461 SH DEFINED 1,2 303,461 SYSCO CORP COM 87182910 581,807 20,823,449 SH DEFINED 1,2,5,6,18,8,10,12,13 20,823,449 SYSTEMAX INC COM 87185110 3,493 222,353 SH DEFINED 1,2,5,6 222,353 T-3 ENERGY SRVCS INC COM 87306E10 6,582 258,111 SH DEFINED 1,2,6,8 258,111 TAIWAN SEMICONDUCTOR SPONSORED 87403910 131,922 11,531,657 SH DEFINED 1,2,4,5,6,18,8 11,531,657 TAKE-TWO INTERACTIVE COM 87405410 22,765 2,265,195 SH DEFINED 1,2,5,8 2,265,195 TAL INTL GROUP INC COM 87408310 5,561 420,365 SH DEFINED 1,2,5 420,365 TALBOTS INC COM 87416110 4,635 520,207 SH DEFINED 1,2,5,6,8 520,207 TALECRIS BIOTHERAPEU COM 87422710 9,116 409,342 SH DEFINED 1,2,5,6,10 409,342 TALEO CORP CL A 87424N10 19,076 811,041 SH DEFINED 1,2,5,6,8 811,041 TAM SA SP ADR REP 87484D10 1,022 45,979 SH DEFINED 1,2,5,6,8,10 45,979
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- TANGER FACTORY OUTLE COM 87546510 57,098 1,464,416 SH DEFINED 1,2,3,5,8 1,464,416 TARGACEPT INC COM 87611R30 248 11,882 SH DEFINED 1,2 11,882 TARGET CORP COM 87612E10 3,202,936 66,217,399 SH DEFINED 1,2,5,6,18,8,10,12,13 66,217,399 TASER INTL INC COM 87651B10 5,526 1,261,577 SH DEFINED 1,2,5,6,8 1,261,577 TATA COMMUNICATIONS SPONS ADR 87656410 1,001 69,274 SH DEFINED 1,2,5,6,8 69,274 TATA MTRS LTD SPONSORED 87656850 6,491 385,009 SH DEFINED 1,2,5,6,8 385,009 TAUBMAN CTRS INC COM 87666410 46,274 1,288,612 SH DEFINED 1,2,3,5,6,8,10 1,288,612 TBS INTERNATIONAL LI COM CL A G8697515 260 35,311 SH DEFINED 1,2 35,311 TCF FINL CORP COM 87227510 41,993 3,083,153 SH DEFINED 1,2,5,6,8,10 3,083,153 TD AMERITRADE HLDG C COM 87236Y10 105,993 5,469,209 SH DEFINED 1,2,5,6,18,8,10,12,13 5,469,209 TEAM INC COM 87815510 7,018 373,118 SH DEFINED 1,2,5,6,8 373,118 TECH DATA CORP COM 87823710 73,498 1,575,176 SH DEFINED 1,2,5,6,18,8,10 1,575,176 TECH OPS SEVCON INC COM 87829310 26 11,300 SH DEFINED 1 11,300 TECHNE CORP COM 87837710 55,530 809,950 SH DEFINED 1,2,5,6,8,10 809,950 TECHNITROL INC COM 87855510 5,295 1,208,873 SH DEFINED 1,2,5,8 1,208,873 TECHTARGET INC COM 87874R10 1,177 209,010 SH DEFINED 1,2,5 209,010 TECHWELL INC COM 87874D10 3,845 291,051 SH DEFINED 1,2 291,051 TECO ENERGY INC COM 87237510 138,097 8,514,005 SH DEFINED 1,2,5,6,8,10,12,13 8,514,005 TECUMSEH PRODS CO CL A 87889520 5,100 436,265 SH DEFINED 1,2,5 436,265 TEEKAY CORPORATION COM Y8564W10 11,992 516,672 SH DEFINED 1,2,5,6,10 516,672 TEEKAY TANKERS LTD CL A Y8565N10 1,915 224,456 SH DEFINED 1,2 224,456 TEJON RANCH CO DEL COM 87908010 6,388 218,607 SH DEFINED 1,2,5,6,8 218,607 TEKELEC COM 87910110 27,473 1,797,951 SH DEFINED 1,2,5,6,8 1,797,951 TELE NORTE LESTE PAR SPON ADR P 87924610 9,608 448,572 SH DEFINED 1,2,5,6,18,8,10 448,572 TELECOM ARGENTINA S SPON ADR R 87927320 207 12,307 SH DEFINED 1,2 12,307 TELECOMMUNICATION SY CL A 87929J10 7,334 757,670 SH DEFINED 1,2,6,8 757,670 TELEDYNE TECHNOLOGIE COM 87936010 33,810 881,393 SH DEFINED 1,2,5,6,8 881,393 TELEFLEX INC COM 87936910 63,479 1,177,930 SH DEFINED 1,2,5,6,8,10 1,177,930 TELEFONICA S A SPONSORED 87938220 4,290 51,364 SH DEFINED 1,2,8 51,364 TELEFONOS DE MEXICO SPON ADR O 87940378 3,266 196,995 SH DEFINED 1,6 196,995 TELEPHONE & DATA SYS COM 87943310 77,873 2,295,778 SH DEFINED 1,2,5,6,18,8,10,12,13 2,295,778 TELEPHONE & DATA SYS SPL COM 87943386 1,023 33,880 SH DEFINED 1,2 33,880 TELETECH HOLDINGS IN COM 87993910 23,124 1,154,463 SH DEFINED 1,2,5,6,8 1,154,463 TELIK INC COM 87959M10 42 53,237 SH DEFINED 1 53,237 TELLABS INC COM 87966410 71,145 12,525,613 SH DEFINED 1,2,5,6,8,10,12,13 12,525,613 TELMEX INTERNACIONAL SPONS ADR 87969010 554 31,212 SH DEFINED 1,6,8 31,212 TELULAR CORP COM NEW 87970T20 61 16,333 SH DEFINED 1 16,333 TELUS CORP NON-VTG SH 87971M20 569 18,270 SH DEFINED 1,2 18,270 TELVENT GIT SA SHS E9021510 578 14,838 SH DEFINED 1 14,838 TEMPLE INLAND INC COM 87986810 51,592 2,443,949 SH DEFINED 1,2,5,6,8,10 2,443,949 TEMPUR PEDIC INTL IN COM 88023U10 79,850 3,379,161 SH DEFINED 1,2,5,6,18,8 3,379,161 TENARIS S A SPONSORED 88031M10 46,813 1,097,597 SH DEFINED 1,4 1,097,597 TENET HEALTHCARE COR COM 88033G10 80,384 14,913,468 SH DEFINED 1,2,5,6,8,10,12,13 14,913,468 TENNANT CO COM 88034510 9,565 365,212 SH DEFINED 1,2,5,8 365,212 TENNECO INC COM 88034910 22,753 1,283,294 SH DEFINED 1,2,5,6,8 1,283,294 TERADATA CORP DEL COM 88076W10 202,350 6,438,121 SH DEFINED 1,2,5,6,18,8,10,12,13 6,438,121 TERADYNE INC COM 88077010 60,333 5,622,799 SH DEFINED 1,2,5,6,8,10,12,13 5,622,799 TEREX CORP NEW COM 88077910 46,904 2,367,700 SH DEFINED 1,2,5,6,18,8,10,12 2,367,700 TERNIUM SA SPON ADR 88089010 19,741 557,338 SH DEFINED 1,2,4,5 557,338 TERRA INDS INC COM 88091510 70,445 2,188,402 SH DEFINED 1,2,5,6,8,10 2,188,402 TERREMARK WORLDWIDE COM NEW 88144820 7,822 1,143,581 SH DEFINED 1,2,5,6,8 1,143,581 TERRESTAR CORP COM 88145110 72 76,866 SH DEFINED 1,2 76,866 TERRITORIAL BANCORP COM 88145X10 4,172 231,113 SH DEFINED 1,2 231,113 TESCO CORP COM 88157K10 583 45,187 SH DEFINED 1,2,5,6,8 45,187 TESORO CORP COM 88160910 97,239 7,176,340 SH DEFINED 1,2,5,6,18,8,10,12,13 7,176,340 TESSERA TECHNOLOGIES COM 88164L10 35,217 1,513,415 SH DEFINED 1,2,5,6,18,8 1,513,415 TETRA TECH INC NEW COM 88162G10 38,320 1,410,372 SH DEFINED 1,2,5,6,8 1,410,372 TETRA TECHNOLOGIES I COM 88162F10 22,365 2,018,501 SH DEFINED 1,2,5,6,8 2,018,501 TEVA PHARMACEUTICAL ADR 88162420 101,595 1,808,389 SH DEFINED 1,2,5,6,18,8,10 1,808,389 TEVA PHARMACEUTICAL DBCV 0.25 88163VAE 1,821 1,500,000 SH DEFINED 1,2 1,500,000
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- TEVA PHARMACEUTICAL NOTE 1.75 88165FAA 2,219 1,800,000 SH DEFINED 1,2 1,800,000 TEXAS CAPITAL BANCSH COM 88224Q10 19,661 1,408,383 SH DEFINED 1,2,5,6,8 1,408,383 TEXAS INDS INC COM 88249110 19,258 550,400 SH DEFINED 1,2,5,8 550,400 TEXAS INSTRS INC COM 88250810 1,189,732 45,653,587 SH DEFINED 1,2,5,6,18,8,10,12,13 45,653,587 TEXAS ROADHOUSE INC COM 88268110 12,788 1,138,703 SH DEFINED 1,2,5,6,8 1,138,703 TEXTAINER GROUP HOLD SHS G8766E10 3,381 200,078 SH DEFINED 1,2 200,078 TEXTRON INC NOTE 4.50 883203BN 1,980 1,229,000 SH DEFINED 1,2 1,229,000 TEXTRON INC COM 88320310 177,392 9,430,712 SH DEFINED 1,2,5,6,18,8,10,12,13 9,430,712 TFS FINL CORP COM 87240R10 14,100 1,161,427 SH DEFINED 1,2,5,18,8,10,12 1,161,427 TGC INDS INC COM NEW 87241730 944 241,378 SH DEFINED 1,2 241,378 THERAGENICS CORP COM 88337510 162 121,079 SH DEFINED 1 121,079 THERAVANCE INC COM 88338T10 14,575 1,115,146 SH DEFINED 1,2,5,6,8 1,115,146 THERMO FISHER SCIENT COM 88355610 691,374 14,497,252 SH DEFINED 1,2,5,6,18,8,10,12,13 14,497,252 THERMOGENESIS CORP COM NEW 88362320 37 64,298 SH DEFINED 1 64,298 THESTREET COM COM 88368Q10 50 20,835 SH DEFINED 1 20,835 THOMAS & BETTS CORP COM 88431510 47,120 1,316,570 SH DEFINED 1,2,5,6,18,8,10 1,316,570 THOMAS PPTYS GROUP I COM 88445310 44 14,800 SH DEFINED 1 14,800 THOMAS WEISEL PARTNE COM 88448110 1,505 398,185 SH DEFINED 1,2 398,185 THOMPSON CREEK METAL COM 88476810 646 55,100 SH DEFINED 1 55,100 THOMSON SPONSORED 88511810 27 21,570 SH DEFINED 1 21,570 THOMSON REUTERS CORP COM 88490310 451 13,999 SH DEFINED 1,5 13,999 THOR INDS INC COM 88516010 21,796 694,138 SH DEFINED 1,2,5,6,8,10 694,138 THORATEC CORP COM NEW 88517530 48,091 1,786,445 SH DEFINED 1,2,5,6,8 1,786,445 THQ INC COM NEW 87244340 7,651 1,517,995 SH DEFINED 1,2,5,8 1,517,995 TIBCO SOFTWARE INC COM 88632Q10 48,779 5,065,355 SH DEFINED 1,2,5,6,18,8 5,065,355 TICC CAPITAL CORP COM 87244T10 2,778 459,155 SH DEFINED 1,2 459,155 TICKETMASTER ENTMT I COM 88633P30 13,295 1,087,960 SH DEFINED 1,2,5,6,8 1,087,960 TIDEWATER INC COM 88642310 64,271 1,340,367 SH DEFINED 1,2,5,6,8,10 1,340,367 TIER TECHNOLOGIES IN CL B 88650Q10 2,791 348,922 SH DEFINED 1,2 348,922 TIERONE CORP COM 88650R10 9 14,534 SH DEFINED 1 14,534 TIFFANY & CO NEW COM 88654710 190,410 4,428,131 SH DEFINED 1,2,5,6,18,8,10,12,13 4,428,131 TIM HORTONS INC COM 88706M10 4,863 159,404 SH DEFINED 1,5,18,8,13 159,404 TIM PARTICIPACOES S SPONS ADR 88706P10 1,773 59,689 SH DEFINED 1,2,5,6,8,10 59,689 TIMBERLAND BANCORP I COM 88709810 46 10,283 SH DEFINED 1 10,283 TIMBERLAND CO CL A 88710010 29,050 1,620,206 SH DEFINED 1,2,5,6,8 1,620,206 TIME WARNER CABLE IN COM 88732J20 507,814 12,268,996 SH DEFINED 1,2,5,6,18,8,10,12,13 12,268,996 TIME WARNER INC COM NEW 88731730 1,223,916 42,001,233 SH DEFINED 1,2,5,6,18,8,10,12,13 42,001,233 TIMKEN CO COM 88738910 65,352 2,756,313 SH DEFINED 1,2,5,6,8,10 2,756,313 TITAN INTL INC ILL COM 88830M10 6,229 768,079 SH DEFINED 1,2,5,8 768,079 TITAN MACHY INC COM 88830R10 2,796 242,289 SH DEFINED 1,2,6 242,289 TITANIUM METALS CORP COM NEW 88833920 77,944 6,225,524 SH DEFINED 1,2,5,6,8,10,12,13 6,225,524 TIVO INC COM 88870610 22,070 2,167,989 SH DEFINED 1,2,5,6,8 2,167,989 TJX COS INC NEW COM 87254010 567,101 15,515,770 SH DEFINED 1,2,5,6,18,8,10,12,13 15,515,770 TNS INC COM 87296010 16,614 646,729 SH DEFINED 1,2,5,6,18,8 646,729 TODD SHIPYARDS CORP COM 88903910 1,627 97,094 SH DEFINED 1,2 97,094 TOLL BROTHERS INC COM 88947810 88,769 4,719,219 SH DEFINED 1,2,5,6,18,8,10,12,13 4,719,219 TOLLGRADE COMMUNICAT COM 88954210 309 50,509 SH DEFINED 1 50,509 TOMKINS PLC SPONSORED 89003020 199 15,940 SH DEFINED 1 15,940 TOMOTHERAPY INC COM 89008810 3,928 1,007,150 SH DEFINED 1,2,6 1,007,150 TOMPKINS FINANCIAL C COM 89011010 7,678 189,574 SH DEFINED 1,2,5,8 189,574 TOOTSIE ROLL INDS IN COM 89051610 20,216 738,350 SH DEFINED 1,2,5,6,8 738,350 TORCHMARK CORP COM 89102710 136,689 3,110,107 SH DEFINED 1,2,5,6,18,8,10,12,13 3,110,107 TOREADOR RES CORP COM 89105010 4,066 410,756 SH DEFINED 1,2 410,756 TORO CO COM 89109210 29,139 696,927 SH DEFINED 1,2,5,6,18,8,10 696,927 TORONTO DOMINION BK COM NEW 89116050 4,128 65,813 SH DEFINED 1,5,18,10 65,813 TOTAL S A SPONSORED 89151E10 4,301 67,164 SH DEFINED 1,2 67,164 TOTAL SYS SVCS INC COM 89190610 114,785 6,646,518 SH DEFINED 1,2,5,6,18,8,10,12,13 6,646,518 TOWER BANCORP INC COM 89170910 1,928 84,361 SH DEFINED 1,2 84,361 TOWER GROUP INC COM 89177710 23,994 1,024,926 SH DEFINED 1,2,5,6,8 1,024,926 TOWN SPORTS INTL HLD COM 89214A10 909 390,141 SH DEFINED 1,2 390,141
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- TOWNEBANK PORTSMOUTH COM 89214P10 5,724 490,086 SH DEFINED 1,2,8 490,086 TOYOTA MOTOR CORP SP ADR REP 89233130 3,541 42,070 SH DEFINED 1,2 42,070 TRACTOR SUPPLY CO COM 89235610 52,969 999,985 SH DEFINED 1,2,5,6,8 999,985 TRADESTATION GROUP I COM 89267P10 7,056 894,250 SH DEFINED 1,2,5,6,8 894,250 TRANS WORLD ENTMT CO COM 89336Q10 19 12,640 SH DEFINED 1 12,640 TRANS1 INC COM 89385X10 913 231,250 SH DEFINED 1,2 231,250 TRANSACT TECHNOLOGIE COM 89291810 80 11,469 SH DEFINED 1 11,469 TRANSALTA CORP COM 89346D10 216 9,710 SH DEFINED 1 9,710 TRANSATLANTIC HLDGS COM 89352110 47,923 919,643 SH DEFINED 1,2,5,6,18,8,10,12,13 919,643 TRANSCEND SERVICES I COM NEW 89392920 2,218 103,811 SH DEFINED 1,2 103,811 TRANSCONTINENTAL RLT COM NEW 89361720 176 14,794 SH DEFINED 1,2 14,794 TRANSDIGM GROUP INC COM 89364110 19,474 410,069 SH DEFINED 1,2,5,6,8,10 410,069 TRANSOCEAN INC NOTE 1.62 893830AU 3,663 3,700,000 SH DEFINED 2 3,700,000 TRANSOCEAN INC NOTE 1.50 893830AV 5,935 6,150,000 SH DEFINED 1,2 6,150,000 TRANSOCEAN INC NOTE 1.50 893830AW 3,898 4,050,000 SH DEFINED 2 4,050,000 TRANSOCEAN LTD REG SHS H8817H10 182,000 2,198,069 SH DEFINED 1,2,5,6,18,8,10,12,13 2,198,069 TRANSWITCH CORP COM NEW 89406530 27 12,649 SH DEFINED 1 12,649 TRAVELCENTERS OF AME COM 89417410 81 18,386 SH DEFINED 1 18,386 TRAVELERS COMPANIES COM 89417E10 1,394,096 27,960,202 SH DEFINED 1,2,5,6,18,8,10,12,13 27,960,202 TRAVELZOO INC COM 89421Q10 1,129 91,838 SH DEFINED 1,2 91,838 TRC COS INC COM 87262510 44 14,676 SH DEFINED 1 14,676 TREDEGAR CORP COM 89465010 12,332 779,517 SH DEFINED 1,2,5,8 779,517 TREE COM INC COM 89467510 1,368 149,496 SH DEFINED 1,2,8 149,496 TREEHOUSE FOODS INC COM 89469A10 31,852 819,668 SH DEFINED 1,2,5,6,8 819,668 TREX CO INC COM 89531P10 6,002 306,219 SH DEFINED 1,2 306,219 TRI VY CORP COM 89573510 46 23,312 SH DEFINED 1 23,312 TRIAD GTY INC COM 89592510 4 14,889 SH DEFINED 1 14,889 TRIANGLE CAP CORP COM 89584810 1,794 148,361 SH DEFINED 1,2 148,361 TRICO BANCSHARES COM 89609510 4,623 277,641 SH DEFINED 1,2 277,641 TRICO MARINE SERVICE COM NEW 89610620 150 32,942 SH DEFINED 1 32,942 TRIDENT MICROSYSTEMS COM 89591910 2,488 1,337,522 SH DEFINED 1,2,6 1,337,522 TRIMAS CORP COM NEW 89621520 1,835 271,032 SH DEFINED 1,2 271,032 TRIMBLE NAVIGATION L COM 89623910 61,779 2,451,543 SH DEFINED 1,2,5,6,8,10 2,451,543 TRIMERIS INC COM 89626310 62 23,528 SH DEFINED 1 23,528 TRINITY INDS INC COM 89652210 34,414 1,973,308 SH DEFINED 1,2,5,6,8,10 1,973,308 TRIPLE-S MGMT CORP CL B 89674910 8,276 470,228 SH DEFINED 1,2,8 470,228 TRIQUINT SEMICONDUCT COM 89674K10 22,248 3,707,985 SH DEFINED 1,2,5,6,8 3,707,985 TRIUMPH GROUP INC NE COM 89681810 20,133 417,257 SH DEFINED 1,2,5,8 417,257 TRUE RELIGION APPARE COM 89784N10 11,583 626,470 SH DEFINED 1,2,5,6,8 626,470 TRUEBLUE INC COM 89785X10 15,425 1,041,550 SH DEFINED 1,2,5,6,8 1,041,550 TRUSTCO BK CORP N Y COM 89834910 12,487 1,982,087 SH DEFINED 1,2,5,8 1,982,087 TRUSTMARK CORP COM 89840210 54,521 2,418,868 SH DEFINED 1,2,5,6,8 2,418,868 TRW AUTOMOTIVE HLDGS COM 87264S10 41,522 1,738,775 SH DEFINED 1,2,5,6,8,10 1,738,775 TSAKOS ENERGY NAVIGA SHS G9108L10 193 13,139 SH DEFINED 1,5,6 13,139 TTM TECHNOLOGIES IN COM 87305R10 13,786 1,195,622 SH DEFINED 1,2,6,8 1,195,622 TUESDAY MORNING CORP COM NEW 89903550 1,624 629,540 SH DEFINED 1,2 629,540 TUPPERWARE BRANDS CO COM 89989610 100,264 2,152,976 SH DEFINED 1,2,5,6,8 2,152,976 TURKCELL ILETISIM HI SPON ADR N 90011120 1,268 72,516 SH DEFINED 1,2,6,8 72,516 TUTOR PERINI CORP COM 90110910 10,726 593,226 SH DEFINED 1,2,5,8 593,226 TW TELECOM INC COM 87311L10 58,589 3,416,257 SH DEFINED 1,2,5,6,18,8,10 3,416,257 TWIN DISC INC COM 90147610 2,780 266,303 SH DEFINED 1,2 266,303 TYCO ELECTRONICS LTD SHS H8912P10 80,907 3,295,581 SH DEFINED 1,2,5,6,18,8,10,12,13 3,295,581 TYCO INTERNATIONAL L SHS H8912810 138,288 3,875,787 SH DEFINED 1,2,5,6,18,8,10,12,13 3,875,787 TYLER TECHNOLOGIES I COM 90225210 15,246 765,753 SH DEFINED 1,2,5,6,8 765,753 TYSON FOODS INC CL A 90249410 144,280 11,758,766 SH DEFINED 1,2,5,6,18,8,10,12,13 11,758,766 U M H PROPERTIES INC COM 90300210 1,385 163,368 SH DEFINED 1,2 163,368 U S AIRWAYS GROUP IN COM 90341W10 16,370 3,382,185 SH DEFINED 1,2,5,6,8 3,382,185 U S CONCRETE INC COM 90333L10 605 664,359 SH DEFINED 1,2 664,359 U S ENERGY CORP WYO COM 91180510 113 19,041 SH DEFINED 1 19,041 U S G CORP COM NEW 90329340 34,806 2,477,308 SH DEFINED 1,2,5,6,8,10 2,477,308
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- U S GEOTHERMAL INC COM 90338S10 1,627 1,063,372 SH DEFINED 1,2 1,063,372 U S GLOBAL INVS INC CL A 90295210 2,745 223,026 SH DEFINED 1,2 223,026 U S PHYSICAL THERAPY COM 90337L10 4,150 245,103 SH DEFINED 1,2,5 245,103 U STORE IT TR COM 91274F10 19,434 2,654,940 SH DEFINED 1,2,3,5,8 2,654,940 U.S. AUTO PARTS NETW COM 90343C10 673 129,388 SH DEFINED 1,2 129,388 UAL CORP NOTE 4.50 902549AH 1,287 1,450,000 SH DEFINED 1,2 1,450,000 UAL CORP COM NEW 90254980 48,189 3,732,675 SH DEFINED 1,2,5,6,8 3,732,675 UBS AG SHS NEW H8923133 48,258 3,111,380 SH DEFINED 1 3,111,380 UDR INC COM 90265310 76,992 4,683,230 SH DEFINED 1,2,3,5,6,18,8,10 4,683,230 UGI CORP NEW COM 90268110 52,597 2,174,310 SH DEFINED 1,2,5,6,8,10 2,174,310 UIL HLDG CORP COM 90274810 20,768 739,602 SH DEFINED 1,2,5,8 739,602 ULTA SALON COSMETCS COM 90384S30 10,437 574,728 SH DEFINED 1,2,5,6,8 574,728 ULTIMATE SOFTWARE GR COM 90385D10 15,300 520,948 SH DEFINED 1,2,5,6,8 520,948 ULTRA CLEAN HLDGS IN COM 90385V10 112 16,038 SH DEFINED 1 16,038 ULTRA PETROLEUM CORP COM 90391410 65,194 1,307,544 SH DEFINED 1,2,5,6,18,8,10,12,13 1,307,544 ULTRALIFE CORP COM 90389910 903 209,015 SH DEFINED 1,2 209,015 ULTRAPAR PARTICIPACO SP ADR REP 90400P10 320 6,826 SH DEFINED 5,6,10 6,826 ULTRAPETROL BAHAMAS COM P9439810 1,845 387,701 SH DEFINED 1,2 387,701 ULTRATECH INC COM 90403410 7,547 508,540 SH DEFINED 1,2,6,8 508,540 ULURU INC COM 90403T10 5 24,385 SH DEFINED 1 24,385 UMB FINL CORP COM 90278810 40,875 1,038,746 SH DEFINED 1,2,5,8 1,038,746 UMPQUA HLDGS CORP COM 90421410 38,557 2,875,232 SH DEFINED 1,2,5,8 2,875,232 UNDER ARMOUR INC CL A 90431110 31,287 1,147,300 SH DEFINED 1,2,5,6,8 1,147,300 UNICA CORP COM 90458310 1,689 217,948 SH DEFINED 1,2 217,948 UNIFI INC COM 90467710 3,726 960,322 SH DEFINED 1,2 960,322 UNIFIRST CORP MASS COM 90470810 17,932 372,723 SH DEFINED 1,2,5,8 372,723 UNILEVER N V N Y SHS NE 90478470 643 19,902 SH DEFINED 1 19,902 UNILEVER PLC SPON ADR N 90476770 4,907 153,818 SH DEFINED 1 153,818 UNION BANKSHARES COR COM 90539910 4,521 364,872 SH DEFINED 1,2 364,872 UNION DRILLING INC COM 90653P10 2,048 327,663 SH DEFINED 1,2 327,663 UNION PAC CORP COM 90781810 1,108,789 17,351,943 SH DEFINED 1,2,5,6,18,8,10,12,13 17,351,943 UNISOURCE ENERGY COR COM 90920510 34,297 1,065,450 SH DEFINED 1,2,5,8 1,065,450 UNISYS CORP COM NEW 90921430 43,791 1,135,648 SH DEFINED 1,2,5,6,8 1,135,648 UNIT CORP COM 90921810 48,476 1,140,614 SH DEFINED 1,2,5,6,8,10 1,140,614 UNITED AMER INDEMNIT CL A 90933T10 6,257 790,024 SH DEFINED 1,2,5,8 790,024 UNITED BANKSHARES IN COM 90990710 28,610 1,432,628 SH DEFINED 1,2,5,8 1,432,628 UNITED CAPITAL CORP COM 90991210 699 29,340 SH DEFINED 1,2 29,340 UNITED CMNTY BKS BLA CAP STK 90984P10 6,662 1,965,060 SH DEFINED 1,2,5,6,8 1,965,060 UNITED CMNTY FINL CO COM 90983910 73 50,629 SH DEFINED 1 50,629 UNITED FINANCIAL BAN COM 91030T10 5,114 390,109 SH DEFINED 1,2 390,109 UNITED FIRE & CAS CO COM 91033110 9,257 507,813 SH DEFINED 1,2,5,8 507,813 UNITED MICROELECTRON SPON ADR N 91087340 12,351 3,183,224 SH DEFINED 1,2,6,8 3,183,224 UNITED NAT FOODS INC COM 91116310 28,688 1,072,841 SH DEFINED 1,2,5,6,8 1,072,841 UNITED ONLINE INC COM 91126810 16,052 2,232,498 SH DEFINED 1,2,5,8 2,232,498 UNITED PARCEL SERVIC CL B 91131210 1,756,644 30,619,564 SH DEFINED 1,2,5,6,18,8,10,12,13 30,619,564 UNITED RENTALS INC COM 91136310 21,784 2,220,563 SH DEFINED 1,2,5,6,8 2,220,563 UNITED SEC BANCSHARE SHS 91145910 1,831 106,825 SH DEFINED 1,2 106,825 UNITED STATES CELLUL COM 91168410 7,051 166,255 SH DEFINED 1,2,5,8,10 166,255 UNITED STATES LIME & COM 91192210 1,090 31,558 SH DEFINED 1,2,6 31,558 UNITED STATES STL CO NOTE 4.00 912909AE 3,654 1,950,000 SH DEFINED 1,2 1,950,000 UNITED STATES STL CO COM 91290910 344,174 6,244,090 SH DEFINED 1,2,5,6,18,8,10,12,13 6,244,090 UNITED STATIONERS IN COM 91300410 36,020 633,216 SH DEFINED 1,2,5,8 633,216 UNITED TECHNOLOGIES COM 91301710 6,833,309 98,448,481 SH DEFINED 1,2,5,6,18,8,10,12,13 98,448,481 UNITED THERAPEUTICS COM 91307C10 76,109 1,445,572 SH DEFINED 1,2,5,6,8,10 1,445,572 UNITEDHEALTH GROUP I COM 91324P10 1,267,327 41,578,982 SH DEFINED 1,2,5,6,18,8,10,12,13 41,578,982 UNITIL CORP COM 91325910 4,844 210,800 SH DEFINED 1,2 210,800 UNITRIN INC COM 91327510 22,898 1,038,458 SH DEFINED 1,2,5,6,8,10 1,038,458 UNIVERSAL AMERICAN C COM 91337710 8,178 698,934 SH DEFINED 1,2,5,8 698,934 UNIVERSAL CORP VA COM 91345610 63,571 1,393,805 SH DEFINED 1,2,5,6,8 1,393,805 UNIVERSAL DISPLAY CO COM 91347P10 7,141 577,787 SH DEFINED 1,2,5,6,8 577,787
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- UNIVERSAL ELECTRS IN COM 91348310 6,678 287,586 SH DEFINED 1,2,5,6,8 287,586 UNIVERSAL FST PRODS COM 91354310 41,548 1,128,702 SH DEFINED 1,2,5,8 1,128,702 UNIVERSAL HEALTH RLT SH BEN INT 91359E10 11,501 359,062 SH DEFINED 1,2,3,5,8 359,062 UNIVERSAL HLTH SVCS CL B 91390310 64,702 2,121,378 SH DEFINED 1,2,5,6,8,10,12 2,121,378 UNIVERSAL INS HLDGS COM 91359V10 1,492 254,122 SH DEFINED 1,2 254,122 UNIVERSAL STAINLESS COM 91383710 2,642 140,094 SH DEFINED 1,2,5 140,094 UNIVERSAL TECHNICAL COM 91391510 8,884 439,800 SH DEFINED 1,2,5,6,8 439,800 UNIVERSAL TRAVEL GRO COM NEW 91388Q20 1,869 184,274 SH DEFINED 1,2 184,274 UNIVERSAL TRUCKLOAD COM 91388P10 2,274 125,648 SH DEFINED 1,2 125,648 UNIVEST CORP PA COM 91527110 5,789 330,209 SH DEFINED 1,2,8 330,209 UNUM GROUP COM 91529Y10 278,776 14,281,559 SH DEFINED 1,2,5,6,18,8,10,12,13 14,281,559 UQM TECHNOLOGIES INC COM 90321310 125 18,319 SH DEFINED 1 18,319 URANERZ ENERGY CORPO COM 91688T10 956 735,553 SH DEFINED 1,2 735,553 URANIUM ENERGY CORP COM 91689610 4,107 1,086,575 SH DEFINED 1,2,6 1,086,575 URANIUM RES INC COM PAR $0 91690150 24 31,070 SH DEFINED 1 31,070 URBAN OUTFITTERS INC COM 91704710 123,753 3,536,809 SH DEFINED 1,2,5,6,18,8,10,12,13 3,536,809 UROLOGIX INC COM 91727310 27 14,851 SH DEFINED 1 14,851 URS CORP NEW COM 90323610 85,612 1,922,993 SH DEFINED 1,2,5,6,18,8,10,12,13 1,922,993 URSTADT BIDDLE PPTYS CL A 91728620 7,452 488,005 SH DEFINED 1,2,3,5,8 488,005 US BANCORP DEL COM NEW 90297330 1,688,109 74,993,743 SH DEFINED 1,2,5,6,18,8,10,12,13 74,993,743 US GOLD CORPORATION COM PAR $0 91202320 4,115 1,659,440 SH DEFINED 1,2,8 1,659,440 USA MOBILITY INC COM 90341G10 9,174 833,277 SH DEFINED 1,2,5,6,8 833,277 USA TECHNOLOGIES INC COM NO PAR 90328S50 19 11,800 SH DEFINED 1 11,800 USA TRUCK INC COM 90292510 1,629 130,125 SH DEFINED 1,2 130,125 USANA HEALTH SCIENCE COM 90328M10 4,550 142,633 SH DEFINED 1,2,5,6 142,633 USEC INC NOTE 3.00 90333EAC 553 850,000 SH DEFINED 2 850,000 USEC INC COM 90333E10 9,878 2,565,604 SH DEFINED 1,2,5,8 2,565,604 UTAH MED PRODS INC COM 91748810 1,492 50,902 SH DEFINED 1,2 50,902 UTI WORLDWIDE INC ORD G8721010 15,037 1,050,078 SH DEFINED 1,2,5,6,8,10 1,050,078 UTSTARCOM INC COM 91807610 5,228 2,387,042 SH DEFINED 1,2,5 2,387,042 V F CORP COM 91820410 251,454 3,433,291 SH DEFINED 1,2,5,6,18,8,10,12,13 3,433,291 VAALCO ENERGY INC COM NEW 91851C20 5,697 1,252,124 SH DEFINED 1,2,6,8 1,252,124 VAIL RESORTS INC COM 91879Q10 26,409 698,663 SH DEFINED 1,2,5,6,8 698,663 VALASSIS COMMUNICATI COM 91886610 20,334 1,113,571 SH DEFINED 1,2,5,6,18,8 1,113,571 VALE CAP II VALEP 6.75 91912F30 2,027 24,500 SH DEFINED 2 24,500 VALE S A ADR 91912E10 411,352 14,169,908 SH DEFINED 1,2,4,5,6,18,8,10 14,169,908 VALE S A ADR REPSTG 91912E20 51,834 2,088,387 SH DEFINED 1,2,5,6,8,10 2,088,387 VALEANT PHARMACEUTIC COM 91911X10 55,397 1,742,586 SH DEFINED 1,2,5,6,8,10 1,742,586 VALENCE TECHNOLOGY I COM 91891410 847 931,214 SH DEFINED 1,2,6 931,214 VALERO ENERGY CORP N COM 91913Y10 378,891 22,620,385 SH DEFINED 1,2,5,6,18,8,10,12,13 22,620,385 VALHI INC NEW COM 91890510 1,065 76,268 SH DEFINED 1,2,5,10 76,268 VALIDUS HOLDINGS LTD COM SHS G9319H10 45,477 1,688,096 SH DEFINED 1,2,5,18,8,10,12,13 1,688,096 VALLEY NATL BANCORP COM 91979410 55,711 3,942,750 SH DEFINED 1,2,5,6,8,10,12 3,942,750 VALMONT INDS INC COM 92025310 33,047 421,244 SH DEFINED 1,2,5,6,8,10 421,244 VALSPAR CORP COM 92035510 69,423 2,557,955 SH DEFINED 1,2,5,6,8,10 2,557,955 VALUE LINE INC COM 92043710 597 23,787 SH DEFINED 1,2 23,787 VALUECLICK INC COM 92046N10 34,083 3,367,856 SH DEFINED 1,2,5,6,8 3,367,856 VALUEVISION MEDIA IN CL A 92047K10 336 69,962 SH DEFINED 1 69,962 VANCEINFO TECHNOLOGI ADR 92156410 275 14,325 SH DEFINED 1 14,325 VANDA PHARMACEUTICAL COM 92165910 5,798 515,374 SH DEFINED 1,2 515,374 VANGUARD BD INDEX FD TOTAL BND 92193783 150,618 1,916,500 SH DEFINED 2 1,916,500 VNGRD ETF TO STK MRK ETF 92290876 6,375 112,456 SH DEFINED 1 112,456 VANGUARD INDEX FDS REIT ETF 92290855 23,542 526,200 SH DEFINED 2 526,200 VANGUARD INTL EQUITY ALLWRLD EX 92204277 12,846 294,565 SH DEFINED 1 294,565 VANGUARD INTL EQUITY EMR MKT ET 92204285 132,249 3,225,593 SH DEFINED 1,2,18,10 3,225,593 VNGRD TOTAL WORL STK ETF 92204274 1,817 42,163 SH DEFINED 1 42,163 VANTAGE DRILLING COM ORD SHS G9320511 1,984 1,232,333 SH DEFINED 1,2 1,232,333 VARIAN INC COM 92220610 48,106 933,381 SH DEFINED 1,2,5,6,8 933,381 VARIAN MED SYS INC COM 92220P10 205,350 4,383,145 SH DEFINED 1,2,5,6,18,8,10,12,13 4,383,145 VARIAN SEMICONDUCTOR COM 92220710 36,318 1,012,214 SH DEFINED 1,2,5,6,8,10 1,012,214
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- VASCO DATA SEC INTL COM 92230Y10 3,491 555,963 SH DEFINED 1,2,5,6 555,963 VASCULAR SOLUTIONS I COM 92231M10 2,664 317,573 SH DEFINED 1,2 317,573 VCA ANTECH INC COM 91819410 45,440 1,823,415 SH DEFINED 1,2,5,6,8,10 1,823,415 VECTOR GROUP LTD COM 92240M10 9,268 662,013 SH DEFINED 1,2 662,013 VECTREN CORP COM 92240G10 82,493 3,342,519 SH DEFINED 1,2,5,6,8,10 3,342,519 VEECO INSTRS INC DEL COM 92241710 27,575 834,605 SH DEFINED 1,2,5,6,8 834,605 VENOCO INC COM 92275P30 5,148 394,747 SH DEFINED 1,2,5,6,8 394,747 VENTAS INC COM 92276F10 333,555 7,625,847 SH DEFINED 1,2,3,5,6,18,8,10,12,13 7,625,847 VERIFONE HLDGS INC COM 92342Y10 24,849 1,517,036 SH DEFINED 1,2,5,6,18,8 1,517,036 VERIGY LTD SHS Y9369110 2,125 165,217 SH DEFINED 1,2,5,6,8 165,217 VERISIGN INC SDCV 3.25 92343EAD 2,577 2,900,000 SH DEFINED 1,2 2,900,000 VERISIGN INC COM 92343E10 167,075 6,892,513 SH DEFINED 1,2,5,6,18,8,10,12,13 6,892,513 VERISK ANALYTICS INC CL A 92345Y10 25,027 826,513 SH DEFINED 1,2,5,6,10 826,513 VERIZON COMMUNICATIO COM 92343V10 3,566,462 107,650,526 SH DEFINED 1,2,5,6,18,8,10,12,13 107,650,526 VERTEX PHARMACEUTICA COM 92532F10 216,572 5,054,186 SH DEFINED 1,2,5,6,18,8,10,12,13 5,054,186 VERTRO INC COM 92535G10 12 29,129 SH DEFINED 1 29,129 VIACOM INC NEW CL A 92553P10 280 8,883 SH DEFINED 1 8,883 VIACOM INC NEW CL B 92553P20 614,568 20,671,658 SH DEFINED 1,2,5,6,18,8,10,12,13 20,671,658 VIAD CORP COM NEW 92552R40 10,563 512,022 SH DEFINED 1,2,5,6,8 512,022 VIASAT INC COM 92552V10 17,581 553,201 SH DEFINED 1,2,5,6,8 553,201 VICAL INC COM 92560210 3,123 949,257 SH DEFINED 1,2 949,257 VICOR CORP COM 92581510 3,925 422,044 SH DEFINED 1,2,5,6 422,044 VIEWPOINT FINL GROUP COM 92672710 2,663 184,791 SH DEFINED 1,2,6 184,791 VILLAGE SUPER MKT IN CL A NEW 92710740 3,640 133,243 SH DEFINED 1,2 133,243 VINA CONCHA Y TORO S SPONSORED 92719110 2,054 49,144 SH DEFINED 1,2,6 49,144 VIRAGE LOGIC CORP COM 92763R10 1,517 275,776 SH DEFINED 1,2 275,776 VIRCO MFG CO COM 92765110 46 12,730 SH DEFINED 1 12,730 VIRGIN MEDIA INC COM 92769L10 81,730 4,856,198 SH DEFINED 1,2,5,6,18,8,10,12,13 4,856,198 VIRGINIA COMM BANCOR COM 92778Q10 102 27,285 SH DEFINED 1 27,285 VIRNETX HOLDING CORP COM 92823T10 42 14,400 SH DEFINED 1 14,400 VIROPHARMA INC COM 92824110 20,533 2,447,304 SH DEFINED 1,2,5,6,8 2,447,304 VIRTUAL RADIOLOGIC C COM 92826B10 1,557 121,992 SH DEFINED 1,2,6 121,992 VIRTUS INVT PARTNERS COM 92828Q10 2,156 135,594 SH DEFINED 1,2,5 135,594 VIRTUSA CORP COM 92827P10 2,408 265,818 SH DEFINED 1,2 265,818 VISA INC COM CL A 92826C83 1,353,163 15,471,794 SH DEFINED 1,2,5,6,18,8,10,12,13 15,471,794 VISHAY INTERTECHNOLO COM 92829810 55,894 6,693,921 SH DEFINED 1,2,5,6,8,10 6,693,921 VISTA GOLD CORP COM NEW 92792630 66 26,900 SH DEFINED 1 26,900 VISTAPRINT N V SHS N9354010 7,803 137,720 SH DEFINED 1,2,5,6,8 137,720 VITACOST COM INC COM 92847A20 1,277 122,506 SH DEFINED 1,2 122,506 VITAL IMAGES INC COM 92846N10 3,712 292,494 SH DEFINED 1,2,5,6,8 292,494 VITAMIN SHOPPE INC COM 92849E10 3,084 138,683 SH DEFINED 1,2 138,683 VITRAN CORP INC COM 92850E10 198 18,252 SH DEFINED 1 18,252 VIVO PARTICIPACOES S SPON ADR P 92855S20 15,824 510,462 SH DEFINED 1,2,6,18,10 510,462 VIVUS INC COM 92855110 17,606 1,913,705 SH DEFINED 1,2,5,6,8 1,913,705 VMWARE INC CL A COM 92856340 31,003 731,545 SH DEFINED 1,2,5,6,18,8,10,12,13 731,545 VOCUS INC COM 92858J10 6,107 339,277 SH DEFINED 1,2,5,6,8 339,277 VODAFONE GROUP PLC N SPONS ADR 92857W20 10,119 438,234 SH DEFINED 1,2,5 438,234 VOLCANO CORPORATION COM 92864510 16,491 948,827 SH DEFINED 1,2,5,6,8 948,827 VOLCOM INC COM 92864N10 6,479 387,038 SH DEFINED 1,2,5,6,8 387,038 VOLT INFORMATION SCI COM 92870310 3,095 309,488 SH DEFINED 1,2,5,8 309,488 VOLTERRA SEMICONDUCT COM 92870810 8,886 464,723 SH DEFINED 1,2,6,8 464,723 VONAGE HLDGS CORP COM 92886T20 143 102,426 SH DEFINED 1,2,6 102,426 VORNADO RLTY L P DEB 3.87 929043AC 1,314 1,200,000 SH DEFINED 1,2 1,200,000 VORNADO RLTY TR SH BEN INT 92904210 558,739 7,988,837 SH DEFINED 1,2,3,5,6,18,8,10,12,13 7,988,837 VSE CORP COM 91828410 4,028 89,355 SH DEFINED 1,2 89,355 VULCAN MATLS CO COM 92916010 250,669 4,759,243 SH DEFINED 1,2,5,6,18,8,10,12,13 4,759,243 W & T OFFSHORE INC COM 92922P10 8,586 733,846 SH DEFINED 1,2,5,6,8 733,846 W P CAREY & CO LLC COM 92930Y10 287 10,376 SH DEFINED 1 10,376 WABASH NATL CORP COM 92956610 61 32,439 SH DEFINED 1 32,439 WABCO HLDGS INC COM 92927K10 20,291 786,766 SH DEFINED 1,2,5,6,8,10 786,766
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- WABTEC CORP COM 92974010 40,441 990,226 SH DEFINED 1,2,5,6,8,10 990,226 WADDELL & REED FINL CL A 93005910 57,503 1,882,887 SH DEFINED 1,2,5,6,8,10 1,882,887 WAL MART STORES INC COM 93114210 4,545,473 85,041,590 SH DEFINED 1,2,5,6,18,8,10,12,13 85,041,590 WALGREEN CO COM 93142210 1,261,824 34,363,408 SH DEFINED 1,2,5,6,18,8,10,12,13 34,363,408 WALTER ENERGY INC COM 93317Q10 85,746 1,138,575 SH DEFINED 1,2,5,6,8,10 1,138,575 WALTER INVT MGMT COR COM 93317W10 6,776 472,837 SH DEFINED 1,2,8 472,837 WARNACO GROUP INC COM NEW 93439040 62,574 1,483,138 SH DEFINED 1,2,5,6,8 1,483,138 WARNER CHILCOTT PLC SHS A G9436810 22,516 790,865 SH DEFINED 1,2,5,6,18,8,10,12,13 790,865 WARNER MUSIC GROUP C COM 93455010 3,609 637,548 SH DEFINED 1,2,5,6,8,10 637,548 WARREN RES INC COM 93564A10 3,225 1,316,311 SH DEFINED 1,2,6 1,316,311 WASHINGTON BKG CO OA COM 93730310 2,866 240,029 SH DEFINED 1,2 240,029 WASHINGTON FED INC COM 93882410 46,849 2,422,369 SH DEFINED 1,2,5,6,8,10 2,422,369 WASHINGTON POST CO CL B 93964010 89,412 203,395 SH DEFINED 1,2,5,6,18,8,10,12,13 203,395 WASHINGTON REAL ESTA SH BEN INT 93965310 54,019 1,960,763 SH DEFINED 1,2,3,5,8 1,960,763 WASHINGTON TR BANCOR COM 94061010 4,554 292,329 SH DEFINED 1,2,5,8 292,329 WASTE CONNECTIONS IN COM 94105310 55,088 1,652,303 SH DEFINED 1,2,5,6,8,10 1,652,303 WASTE MGMT INC DEL COM 94106L10 696,728 20,607,152 SH DEFINED 1,2,5,6,18,8,10,12,13 20,607,152 WASTE SERVICES INC D COM NEW 94107520 4,555 499,993 SH DEFINED 1,2 499,993 WATERS CORP COM 94184810 215,048 3,470,760 SH DEFINED 1,2,5,6,18,8,10,12,13 3,470,760 WATERSTONE FINANCIAL COM 94188810 309 150,970 SH DEFINED 1,2 150,970 WATSCO INC COM 94262220 30,235 617,289 SH DEFINED 1,2,5,8 617,289 WATSON PHARMACEUTICA COM 94268310 163,626 4,130,917 SH DEFINED 1,2,5,6,18,8,10,12,13 4,130,917 WATSON WYATT WORLDWI CL A 94271210 66,774 1,405,168 SH DEFINED 1,2,5,6,8 1,405,168 WATTS WATER TECHNOLO CL A 94274910 23,311 753,916 SH DEFINED 1,2,5,8 753,916 WAUSAU PAPER CORP COM 94331510 12,961 1,117,325 SH DEFINED 1,2,5,8 1,117,325 WAVE SYSTEMS CORP COM NEW 94352630 35 24,674 SH DEFINED 1 24,674 WCA WASTE CORP COM 92926K10 54 12,600 SH DEFINED 1 12,600 WD-40 CO COM 92923610 11,736 362,669 SH DEFINED 1,2,5,8 362,669 WEATHERFORD INTERNAT REG H2701310 79,414 4,434,035 SH DEFINED 1,2,5,6,18,8,10,12,13 4,434,035 WEB COM GROUP INC COM 94733A10 4,388 672,044 SH DEFINED 1,2 672,044 WEBMD HEALTH CORP COM 94770V10 18,394 477,891 SH DEFINED 1,2,5,6,8,10,12 477,891 WEBMEDIABRANDS INC COM 94770W10 22 25,152 SH DEFINED 1 25,152 WEBSENSE INC COM 94768410 19,445 1,113,663 SH DEFINED 1,2,5,6,8 1,113,663 WEBSTER FINL CORP CO COM 94789010 37,805 3,184,962 SH DEFINED 1,2,5,6,8 3,184,962 WEIGHT WATCHERS INTL COM 94862610 11,604 397,929 SH DEFINED 1,2,5,6,8,10,12 397,929 WEINGARTEN RLTY INVS SH BEN INT 94874110 71,604 3,618,192 SH DEFINED 1,2,3,5,6,8,10,12 3,618,192 WEIS MKTS INC COM 94884910 9,309 256,035 SH DEFINED 1,2,5,8 256,035 WELLCARE HEALTH PLAN COM 94946T10 55,750 1,516,595 SH DEFINED 1,2,5,6,8 1,516,595 WELLPOINT INC COM 94973V10 1,100,931 18,887,133 SH DEFINED 1,2,5,6,18,8,10,12,13 18,887,133 WELLS FARGO & CO NEW COM 94974610 5,164,729 191,357,147 SH DEFINED 1,2,5,6,18,8,10,12,13 191,357,147 WELLS FARGO & CO NEW PERP PFD C 94974680 7,711 8,400 SH DEFINED 1,2 8,400 WENDYS ARBYS GROUP I COM 95058710 38,432 8,194,389 SH DEFINED 1,2,5,6,8,10,12 8,194,389 WERNER ENTERPRISES I COM 95075510 30,792 1,555,170 SH DEFINED 1,2,5,6,8 1,555,170 WESBANCO INC COM 95081010 7,128 577,621 SH DEFINED 1,2,5,8 577,621 WESCO FINL CORP COM 95081710 5,975 17,419 SH DEFINED 1,2,5,8,10,12 17,419 WESCO INTL INC COM 95082P10 12,521 463,555 SH DEFINED 1,2,5,6,8,10 463,555 WEST BANCORPORATION CAP STK 95123P10 1,446 293,205 SH DEFINED 1,2 293,205 WEST COAST BANCORP O COM 95214510 55 26,240 SH DEFINED 1 26,240 WEST MARINE INC COM 95423510 2,140 265,478 SH DEFINED 1,2 265,478 WEST PHARMACEUTICAL COM 95530610 29,622 755,652 SH DEFINED 1,2,5,6,8 755,652 WESTAMERICA BANCORPO COM 95709010 60,414 1,091,093 SH DEFINED 1,2,5,6,8 1,091,093 WESTAR ENERGY INC COM 95709T10 51,922 2,390,505 SH DEFINED 1,2,5,6,8,10 2,390,505 WESTELL TECHNOLOGIES CL A 95754110 62 51,412 SH DEFINED 1 51,412 WESTERN ALLIANCE BAN COM 95763810 3,748 991,640 SH DEFINED 1,2,5,8 991,640 WESTERN DIGITAL CORP COM 95810210 414,787 9,394,942 SH DEFINED 1,2,5,6,18,8,10,12,13 9,394,942 WESTERN REFNG INC COM 95931910 4,030 855,655 SH DEFINED 1,2,5,8 855,655 WESTERN UN CO COM 95980210 476,896 25,299,531 SH DEFINED 1,2,5,6,18,8,10,12,13 25,299,531 WESTFIELD FINANCIAL COM 96008P10 4,932 597,797 SH DEFINED 1,2 597,797 WESTLAKE CHEM CORP COM 96041310 10,381 416,422 SH DEFINED 1,2,5,8 416,422 WESTMORELAND COAL CO COM 96087810 2,009 225,521 SH DEFINED 1,2,5 225,521
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- WESTPAC BKG CORP SPONSORED 96121430 2,761 24,427 SH DEFINED 1 24,427 WESTWOOD HLDGS GROUP COM 96176510 4,320 118,887 SH DEFINED 1,2,6 118,887 WET SEAL INC CL A 96184010 6,817 1,976,023 SH DEFINED 1,2,6,8 1,976,023 WEYCO GROUP INC COM 96214910 3,094 130,889 SH DEFINED 1,2 130,889 WEYERHAEUSER CO COM 96216610 342,560 7,940,658 SH DEFINED 1,2,5,6,18,8,10,12,13 7,940,658 WGL HLDGS INC COM 92924F10 111,476 3,323,688 SH DEFINED 1,2,5,6,8 3,323,688 WHIRLPOOL CORP COM 96332010 224,449 2,782,652 SH DEFINED 1,2,5,6,18,8,10,12,13 2,782,652 WHITE ELECTR DESIGNS COM 96380110 874 187,156 SH DEFINED 1,2,5 187,156 WHITE MTNS INS GROUP COM G9618E10 42,414 127,501 SH DEFINED 1,2,5,6,18,8,10,12,13 127,501 WHITING PETE CORP NE COM 96638710 58,806 823,044 SH DEFINED 1,2,5,6,8,10 823,044 WHITNEY HLDG CORP COM 96661210 22,073 2,422,988 SH DEFINED 1,2,5,6,8,10 2,422,988 WHOLE FOODS MKT INC COM 96683710 133,930 4,879,056 SH DEFINED 1,2,5,6,18,8,10,12,13 4,879,056 WILBER CORP COM 96779710 624 86,671 SH DEFINED 1,2 86,671 WILEY JOHN & SONS IN CL A 96822320 40,554 968,344 SH DEFINED 1,2,5,6,18,8,10 968,344 WILLBROS GROUP INC D COM 96920310 14,961 886,853 SH DEFINED 1,2,5,6,8 886,853 WILLIAMS CLAYTON ENE COM 96949010 4,846 138,346 SH DEFINED 1,2,5,6,8 138,346 WILLIAMS COS INC DEL COM 96945710 525,188 24,914,031 SH DEFINED 1,2,5,6,18,8,10,12,13 24,914,031 WILLIAMS SONOMA INC COM 96990410 71,900 3,460,073 SH DEFINED 1,2,5,6,8,10 3,460,073 WILLIS GROUP HOLDING SHS G9665510 26,277 996,108 SH DEFINED 1,2,5,6,18,8,10,12,13 996,108 WILLIS LEASE FINANCE COM 97064610 1,372 91,498 SH DEFINED 1,2 91,498 WILMINGTON TRUST COR COM 97180710 26,565 2,152,774 SH DEFINED 1,2,5,6,8,10 2,152,774 WILSHIRE BANCORP INC COM 97186T10 4,500 549,504 SH DEFINED 1,2,5,8 549,504 WIMM BILL DANN FOODS SPONSORED 97263M10 13,678 573,968 SH DEFINED 1,2,5,6,18,8,10,12 573,968 WINDSTREAM CORP COM 97381W10 170,327 15,498,382 SH DEFINED 1,2,5,6,18,8,10,12,13 15,498,382 WINN DIXIE STORES IN COM NEW 97428030 11,988 1,194,025 SH DEFINED 1,2,5,8 1,194,025 WINNEBAGO INDS INC COM 97463710 8,141 667,284 SH DEFINED 1,2,5,8 667,284 WINTHROP RLTY TR SH BEN INT 97639130 2,622 241,471 SH DEFINED 1,2,3 241,471 WINTRUST FINANCIAL C COM 97650W10 31,032 1,007,847 SH DEFINED 1,2,5,8 1,007,847 WIPRO LTD SPON ADR 1 97651M10 14,200 637,629 SH DEFINED 1,2,5,6,8 637,629 WIRELESS TELECOM GRO COM 97652410 7 10,100 SH DEFINED 1 10,100 WISCONSIN ENERGY COR COM 97665710 249,508 5,007,190 SH DEFINED 1,2,5,6,18,8,10,12,13 5,007,190 WMS INDS INC COM 92929710 46,153 1,153,813 SH DEFINED 1,2,5,6,8,10 1,153,813 WOLVERINE WORLD WIDE COM 97809710 32,414 1,190,801 SH DEFINED 1,2,5,8 1,190,801 WONDER AUTO TECHNOLO COM 97816610 3,763 320,550 SH DEFINED 1,2,6 320,550 WOODWARD GOVERNOR CO COM 98074510 47,966 1,861,328 SH DEFINED 1,2,5,6,8 1,861,328 WOORI FIN HLDGS CO L ADR 98106310 257 7,151 SH DEFINED 1,6 7,151 WORLD ACCEP CORP DEL COM 98141910 15,134 422,386 SH DEFINED 1,2,5,8 422,386 WORLD FUEL SVCS CORP COM 98147510 87,406 3,262,622 SH DEFINED 1,2,5,6,18,8 3,262,622 WORLD WRESTLING ENTM CL A 98156Q10 6,720 438,383 SH DEFINED 1,2,8 438,383 WORTHINGTON INDS INC COM 98181110 27,790 2,126,217 SH DEFINED 1,2,5,6,8 2,126,217 WPP PLC ADR 92933H10 778 15,987 SH DEFINED 1 15,987 WRIGHT EXPRESS CORP COM 98233Q10 48,843 1,533,065 SH DEFINED 1,2,5,6,18,8 1,533,065 WRIGHT MED GROUP INC COM 98235T10 17,246 910,542 SH DEFINED 1,2,5,6,8 910,542 WSFS FINL CORP COM 92932810 3,904 152,331 SH DEFINED 1,2,5,8 152,331 WUXI PHARMATECH CAYM SPONS ADR 92935210 598 37,476 SH DEFINED 1,2,6 37,476 WYNDHAM WORLDWIDE CO COM 98310W10 116,511 5,776,469 SH DEFINED 1,2,5,6,8,10,12,13 5,776,469 WYNN RESORTS LTD COM 98313410 141,432 2,428,848 SH DEFINED 1,2,5,6,18,8,10,12,13 2,428,848 XCEL ENERGY INC COM 98389B10 426,190 20,084,371 SH DEFINED 1,2,5,6,18,8,10,12,13 20,084,371 XENOPORT INC COM 98411C10 14,589 786,455 SH DEFINED 1,2,5,6,8 786,455 XERIUM TECHNOLOGIES COM 98416J10 18 23,300 SH DEFINED 1 23,300 XEROX CORP COM 98412110 539,604 63,783,023 SH DEFINED 1,2,5,6,18,8,10,12,13 63,783,023 XILINX INC SDCV 3.12 983919AD 1,619 1,750,000 SH DEFINED 1,2 1,750,000 XILINX INC COM 98391910 246,525 9,837,378 SH DEFINED 1,2,5,6,18,8,10,12,13 9,837,378 XL CAP LTD CL A G9825510 244,845 13,357,585 SH DEFINED 1,2,5,6,18,8,10,12,13 13,357,585 XOMA LTD ORD G9825R10 108 154,648 SH DEFINED 1,6 154,648 X-RITE INC COM 98385710 940 430,969 SH DEFINED 1,2 430,969 XTO ENERGY INC COM 98385X10 1,062,718 22,839,414 SH DEFINED 1,2,5,6,18,8,10,12,13 22,839,414 YADKIN VALLEY FINANC COM 98431410 1,001 273,459 SH DEFINED 1,2 273,459 YAHOO INC COM 98433210 747,315 44,536,053 SH DEFINED 1,2,5,6,18,8,10,12,13 44,536,053 YAMANA GOLD INC COM 98462Y10 549 48,222 SH DEFINED 1 48,222
STATE STREET CORPORATION (STT) FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009 TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE - -------------------- ---------- -------- ----------- ----------- --- ---- ---------- ----------------------- ----------- ------ ---- YANZHOU COAL MNG CO SPON ADR H 98484610 456 20,891 SH DEFINED 1,6 20,891 YORK WTR CO COM 98718410 3,651 251,633 SH DEFINED 1,2,5 251,633 YOUBET COM INC COM 98741310 1,397 486,899 SH DEFINED 1,2 486,899 YOUNG INNOVATIONS IN COM 98752010 2,949 119,007 SH DEFINED 1,2 119,007 YRC WORLDWIDE INC COM 98424910 1,139 1,357,085 SH DEFINED 1,2,5,6,8 1,357,085 YUM BRANDS INC COM 98849810 744,306 21,284,125 SH DEFINED 1,2,5,6,18,8,10,12,13 21,284,125 ZALE CORP NEW COM 98885810 1,604 589,654 SH DEFINED 1,2 589,654 ZAREBA SYSTEMS INC COM 98913110 75 16,900 SH DEFINED 1 16,900 ZEBRA TECHNOLOGIES C CL A 98920710 34,766 1,226,311 SH DEFINED 1,2,5,6,8,10 1,226,311 ZENITH NATL INS CORP COM 98939010 27,943 938,960 SH DEFINED 1,2,5,8 938,960 ZEP INC COM 98944B10 7,891 455,604 SH DEFINED 1,2,5,6,8 455,604 ZHONE TECHNOLOGIES I COM 98950P10 41 99,284 SH DEFINED 1 99,284 ZHONGPIN INC COM 98952K10 6,373 408,234 SH DEFINED 1,2,6,8 408,234 ZIMMER HLDGS INC COM 98956P10 438,384 7,416,417 SH DEFINED 1,2,5,6,18,8,10,12,13 7,416,417 ZION OIL & GAS INC COM 98969610 1,548 216,470 SH DEFINED 1,2 216,470 ZIONS BANCORPORATION COM 98970110 80,969 6,310,897 SH DEFINED 1,2,5,6,18,8,10,12,13 6,310,897 ZIOPHARM ONCOLOGY IN COM 98973P10 31 10,600 SH DEFINED 1 10,600 ZIX CORP COM 98974P10 2,164 1,265,684 SH DEFINED 1,2,5 1,265,684 ZOLL MED CORP COM 98992210 12,145 454,524 SH DEFINED 1,2,5,6,8 454,524 ZOLTEK COS INC COM 98975W10 5,896 620,600 SH DEFINED 1,2,5,6,8 620,600 ZORAN CORP COM 98975F10 12,056 1,091,013 SH DEFINED 1,2,5,6,8 1,091,013 ZUMIEZ INC COM 98981710 5,461 429,319 SH DEFINED 1,2,5,6,8 429,319 ZYGO CORP COM 98985510 1,965 292,036 SH DEFINED 1,2 292,036 ZYMOGENETICS INC COM 98985T10 4,635 725,402 SH DEFINED 1,2,5,6 725,402 TOTAL MARKET VALUE 479,393,121
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