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> RIV
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 33,003 | 1,325 | 377,554,000 | -11,452,000 | $11,439.99 |
| 12/31/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 31,678 | 19,178 | 389,006,000 | 388,854,000 | $12,280.01 |
| 09/30/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 12,500 | -10,500 | 152,000 | -172,000 | $12.16 |
| 06/30/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 23,000 | -14,321 | 324,000 | -272,000 | $14.09 |
| 03/31/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 37,321 | -3,000 | 596,000 | -47,000 | $15.97 |
| 12/31/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 40,321 | 40,321 | 643,000 | 643,000 | $15.95 |
| 06/30/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 0 | -10,186 | 0 | -177,000 | |
| 03/31/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 10,186 | -10,914 | 177,000 | -163,000 | $17.38 |
| 12/31/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 21,100 | -242 | 340,000 | 34,000 | $16.11 |
| 09/30/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 21,342 | -19,987 | 306,000 | -308,000 | $14.34 |
| 06/30/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 41,329 | -18,335 | 614,000 | -127,000 | $14.86 |
| 03/31/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 59,664 | -379,301 | 741,000 | -6,423,000 | $12.42 |
| 12/31/2019 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 438,965 | 328,359 | 7,164,000 | 5,252,000 | $16.32 |
| 09/30/2019 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 110,606 | -6,947 | 1,912,000 | -92,000 | $17.29 |
| 06/30/2019 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 117,553 | 1,177 | 2,004,000 | 84,000 | $17.05 |
| 03/31/2019 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 116,376 | -3,000 | 1,920,000 | -20,000 | $16.50 |
| 12/31/2018 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 119,376 | 119,376 | 1,940,000 | 1,940,000 | $16.25 |
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