The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABERDEEN ASIA PACIFIC INCOM COM 003009107 136 32,000 SH   SOLE - 32,000 0 0
ABERDEEN EMRG MRKTS EQT INM COM 00301W105 2,921 383,342 SH   SOLE - 383,342 0 0
ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 369 35,470 SH   SOLE - 35,470 0 0
ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 249 38,379 SH   SOLE - 38,379 0 0
ABERDEEN INCOME CR STRATEGIE COM 003057106 295 25,590 SH   SOLE - 25,590 0 0
ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 432 48,252 SH   SOLE - 48,252 0 0
ACAMAR PARTNERS ACQSITION CO *W EXP 02/26/202 004285110 62 82,741 SH   SOLE - 82,741 0 0
ACAMAR PARTNERS ACQSITION CO UNIT 12/30/2025 004285201 508 49,900 SH   SOLE - 49,900 0 0
ACCELERATE DIAGNOSTICS INC COM 00430H102 110 6,500 SH Call SOLE - 6,500 0 0
ACCELERATE DIAGNOSTICS INC COM 00430H102 507 30,000 SH Put SOLE - 30,000 0 0
ACCELERATE DIAGNOSTICS INC COM 00430H102 331 19,564 SH   SOLE - 19,564 0 0
ACCELERATE DIAGNOSTICS INC NOTE 2.500% 3/1 00430HAB8 774 1,000,000 PRN   SOLE - 1,000,000 0 0
ACHILLION PHARMACEUTICALS IN COM 00448Q201 1,355 224,603 SH   SOLE - 224,603 0 0
ACHILLION PHARMACEUTICALS IN COM 00448Q201 60 10,000 SH Call SOLE - 10,000 0 0
ACHILLION PHARMACEUTICALS IN COM 00448Q201 127 21,000 SH Put SOLE - 21,000 0 0
ACORDA THERAPEUTICS INC COM 00484M106 181 88,615 SH   SOLE - 88,615 0 0
ACORDA THERAPEUTICS INC COM 00484M106 173 84,800 SH Put SOLE - 84,800 0 0
ADAM NAT RES FD INC COM 00548F105 1,057 64,232 SH   SOLE - 64,232 0 0
ADAMS DIVERSIFIED EQUITY FD COM 006212104 944 59,856 SH   SOLE - 59,856 0 0
ADVANCED MICRO DEVICES INC COM 007903107 573 12,500 SH   SOLE - 12,500 0 0
ADVANCED MICRO DEVICES INC COM 007903107 2,987 65,100 SH Put SOLE - 65,100 0 0
AECOM COM 00766T100 1,455 33,737 SH   SOLE - 33,737 0 0
AECOM COM 00766T100 1,527 35,400 SH Put SOLE - 35,400 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 149 702 SH   SOLE - 702 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 424 2,000 SH Call SOLE - 2,000 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2,120 10,000 SH Put SOLE - 10,000 0 0
ALLAKOS INC COM 01671P100 95 1,000 SH   SOLE - 1,000 0 0
ALLAKOS INC COM 01671P100 285 3,000 SH Call SOLE - 3,000 0 0
ALLAKOS INC COM 01671P100 1,582 16,600 SH Put SOLE - 16,600 0 0
ALLEGION PUB LTD CO ORD SHS G0176J109 954 7,663 SH   SOLE - 7,663 0 0
ALPHABET INC CAP STK CL A 02079K305 913 682 SH   SOLE - 682 0 0
ALPHABET INC CAP STK CL C 02079K107 1,376 1,029 SH   SOLE - 1,029 0 0
ALTERYX INC NOTE 0.500% 6/0 02156BAB9 1,333 572,000 PRN   SOLE - 572,000 0 0
AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 844 1,000,000 PRN   SOLE - 1,000,000 0 0
AMARIN CORP PLC SPONS ADR NEW 023111206 372 17,344 SH   SOLE - 17,344 0 0
AMARIN CORP PLC SPONS ADR NEW 023111206 1,099 51,300 SH Call SOLE - 51,300 0 0
AMARIN CORP PLC SPONS ADR NEW 023111206 617 28,800 SH Put SOLE - 28,800 0 0
AMCOR PLC ORD G0250X107 125 11,547 SH   SOLE - 11,547 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 32,105 1,119,400 SH Put SOLE - 1,119,400 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 79,684 2,778,370 SH   SOLE - 2,778,370 0 0
AMERICAN ELEC PWR CO INC UNIT 03/15/2022 025537127 2,702 50,000 SH   SOLE - 50,000 0 0
AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 104 10,686 SH   SOLE - 10,686 0 0
AMGEN INC COM 031162100 579 2,400 SH   SOLE - 2,400 0 0
AMGEN INC COM 031162100 2,411 10,000 SH Call SOLE - 10,000 0 0
AMGEN INC COM 031162100 7,232 30,000 SH Put SOLE - 30,000 0 0
AMICUS THERAPEUTICS INC COM 03152W109 221 22,731 SH   SOLE - 22,731 0 0
AMICUS THERAPEUTICS INC COM 03152W109 333 34,200 SH Put SOLE - 34,200 0 0
AMPLIFY ENERGY CORP NEW COM 03212B103 484 73,232 SH   SOLE - 73,232 0 0
ANGI HOMESERVICES INC COM CL A 00183L102 359 42,400 SH Put SOLE - 42,400 0 0
ANI PHARMACEUTICALS INC COM 00182C103 308 5,000 SH Call SOLE - 5,000 0 0
ANSYS INC COM 03662Q105 1,145 4,450 SH   SOLE - 4,450 0 0
ANTERO RES CORP COM 03674X106 28 10,000 SH Call SOLE - 10,000 0 0
ANTERO RES CORP COM 03674X106 256 90,000 SH   SOLE - 90,000 0 0
ANWORTH MORTGAGE ASSET CP COM 037347101 312 88,621 SH   SOLE - 88,621 0 0
APELLIS PHARMACEUTICALS INC COM 03753U106 245 8,000 SH Call SOLE - 8,000 0 0
APELLIS PHARMACEUTICALS INC COM 03753U106 1,135 37,100 SH Put SOLE - 37,100 0 0
APPLE INC COM 037833100 3,494 11,900 SH   SOLE - 11,900 0 0
APPLIED OPTOELECTRONICS INC COM 03823U102 357 30,100 SH Put SOLE - 30,100 0 0
APTIV PLC SHS G6095L109 265 2,795 SH   SOLE - 2,795 0 0
APTOSE BIOSCIENCES INC COM NEW 03835T200 472 83,100 SH Call SOLE - 83,100 0 0
AQUA AMERICA INC COM 03836W103 122 2,600 SH   SOLE - 2,600 0 0
AQUA AMERICA INC UNIT 04/30/2022 03836W202 5,637 90,080 SH   SOLE - 90,080 0 0
ARCONIC INC COM 03965L100 350 11,351 SH   SOLE - 11,351 0 0
ARMSTRONG FLOORING INC COM 04238R106 145 33,996 SH   SOLE - 33,996 0 0
ARMSTRONG WORLD INDS INC NEW COM 04247X102 789 8,400 SH   SOLE - 8,400 0 0
ARQULE INC COM 04269E107 849 42,500 SH Call SOLE - 42,500 0 0
ARQULE INC COM 04269E107 202 10,100 SH Put SOLE - 10,100 0 0
ARROWHEAD PHARMACEUTICALS IN COM 04280A100 2,175 34,300 SH Put SOLE - 34,300 0 0
ARROWHEAD PHARMACEUTICALS IN COM 04280A100 248 3,906 SH   SOLE - 3,906 0 0
ARROWHEAD PHARMACEUTICALS IN COM 04280A100 425 6,700 SH Call SOLE - 6,700 0 0
ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 1,551 113,815 SH   SOLE - 113,815 0 0
ASHFORD HOSPITALITY TR INC COM SHS 044103109 48 17,381 SH   SOLE - 17,381 0 0
ASSEMBLY BIOSCIENCES INC COM 045396108 317 15,500 SH Call SOLE - 15,500 0 0
ASSERTIO THERAPEUTICS INC NOTE 2.500% 9/0 249908AA2 2,141 2,896,000 PRN   SOLE - 2,896,000 0 0
ASSOCIATED BANC CORP COM 045487105 304 13,787 SH   SOLE - 13,787 0 0
ASSURANT INC 6.50% CONV PFD D 04621X207 9,215 71,637 SH   SOLE - 71,637 0 0
AT&T INC COM 00206R102 1,893 48,430 SH   SOLE - 48,430 0 0
ATLANTICUS HLDGS CORP COM 04914Y102 150 16,631 SH   SOLE - 16,631 0 0
ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 049164BJ4 4,247 5,000,000 PRN   SOLE - 5,000,000 0 0
ATLASSIAN CORP PLC CL A G06242104 253 2,100 SH Put SOLE - 2,100 0 0
AUDENTES THERAPEUTICS INC COM 05070R104 419 7,000 SH Put SOLE - 7,000 0 0
AUDENTES THERAPEUTICS INC COM 05070R104 168 2,800 SH Call SOLE - 2,800 0 0
AUDENTES THERAPEUTICS INC COM 05070R104 419 7,000 SH   SOLE - 7,000 0 0
AURINIA PHARMACEUTICALS INC COM 05156V102 4 222 SH   SOLE - 222 0 0
AURINIA PHARMACEUTICALS INC COM 05156V102 804 39,700 SH Call SOLE - 39,700 0 0
AUTODESK INC COM 052769106 73 400 SH   SOLE - 400 0 0
AUTODESK INC COM 052769106 550 3,000 SH Put SOLE - 3,000 0 0
AVAYA HLDGS CORP NOTE 2.250% 6/1 05351XAB7 3,903 4,380,000 PRN   SOLE - 4,380,000 0 0
AWARE INC MASS COM 05453N100 83 24,737 SH   SOLE - 24,737 0 0
AXSOME THERAPEUTICS INC COM 05464T104 5,788 56,000 SH Call SOLE - 56,000 0 0
AXSOME THERAPEUTICS INC COM 05464T104 13,786 133,400 SH Put SOLE - 133,400 0 0
AXSOME THERAPEUTICS INC COM 05464T104 7,188 69,548 SH   SOLE - 69,548 0 0
BARCLAYS PLC ADR 06738E204 95 10,000 SH   SOLE - 10,000 0 0
BARRICK GOLD CORPORATION COM 067901108 527 28,301 SH   SOLE - 28,301 0 0
BECTON DICKINSON & CO PFD SHS CONV A 075887208 344 5,243 SH   SOLE - 5,243 0 0
BEL FUSE INC CL A 077347201 513 31,650 SH   SOLE - 31,650 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,661 7,333 SH   SOLE - 7,333 0 0
BEYOND MEAT INC COM 08862E109 314 4,148 SH   SOLE - 4,148 0 0
BEYOND MEAT INC COM 08862E109 954 12,600 SH Put SOLE - 12,600 0 0
BHP GROUP PLC SPONSORED ADR 05545E209 660 14,041 SH   SOLE - 14,041 0 0
BILIBILI INC SPONS ADS REP Z 090040106 1,122 60,300 SH Put SOLE - 60,300 0 0
BIO RAD LABS INC CL A 090572207 740 2,000 SH Call SOLE - 2,000 0 0
BIO RAD LABS INC CL B 090572108 5,022 13,588 SH   SOLE - 13,588 0 0
BIOGEN INC COM 09062X103 1,484 5,000 SH Call SOLE - 5,000 0 0
BIOGEN INC COM 09062X103 742 2,500 SH Put SOLE - 2,500 0 0
BLACKROCK DEBT STRAT FD INC COM NEW 09255R202 277 24,712 SH   SOLE - 24,712 0 0
BLACKROCK ENERGY & RES TR COM 09250U101 493 41,467 SH   SOLE - 41,467 0 0
BLACKROCK ENHANCED EQT DIV T COM 09251A104 844 85,093 SH   SOLE - 85,093 0 0
BLACKROCK RES & COMM STRAT T SHS 09257A108 108 13,360 SH   SOLE - 13,360 0 0
BLUEGREEN VACATIONS CORP COM 09629F108 119 11,535 SH   SOLE - 11,535 0 0
BOEING CO COM 097023105 264 809 SH   SOLE - 809 0 0
BOEING CO COM 097023105 652 2,000 SH Put SOLE - 2,000 0 0
BOULDER GROWTH & INCOME FD I COM 101507101 8,642 733,035 SH   SOLE - 733,035 0 0
BRISTOL MYERS SQUIBB CO CALL 110122908 1,407 22,100 SH Call SOLE - 22,100 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 3,271 50,959 SH   SOLE - 50,959 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 1,913 30,000 SH Put SOLE - 30,000 0 0
BRISTOL MYERS SQUIBB CO PUT 110122958 1,771 27,800 SH Put SOLE - 27,800 0 0
BRISTOL MYERS SQUIBB CO RIGHT 99/99/9999 110122157 1,084 360,507 SH   SOLE - 360,507 0 0
BRISTOL MYERS SQUIBB CO RIGHT 99/99/9999 110122157 1,407 22,100 SH Call SOLE - 22,100 0 0
BRISTOL MYERS SQUIBB CO RIGHT 99/99/9999 110122157 1,771 27,800 SH Put SOLE - 27,800 0 0
BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 813 58,273 SH   SOLE - 58,273 0 0
BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 283 15,500 SH   SOLE - 15,500 0 0
BROOKFIELD PROPERTY REIT INC CL A 11282X103 568 30,794 SH   SOLE - 30,794 0 0
BROWN FORMAN CORP CL A 115637100 2,500 39,829 SH   SOLE - 39,829 0 0
CAESARS ENTMT CORP COM 127686103 17,538 1,289,559 SH   SOLE - 1,289,559 0 0
CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 92,359 48,083,412 PRN   SOLE - 48,083,412 0 0
CANNAE HLDGS INC COM 13765N107 271 7,300 SH   SOLE - 7,300 0 0
CARNIVAL PLC ADR 14365C103 1,963 40,761 SH   SOLE - 40,761 0 0
CARS COM INC COM 14575E105 123 10,053 SH   SOLE - 10,053 0 0
CECO ENVIRONMENTAL CORP COM 125141101 80 10,478 SH   SOLE - 10,478 0 0
CENTERPOINT ENERGY INC COM 15189T107 109 4,000 SH   SOLE - 4,000 0 0
CENTERPOINT ENERGY INC COM 15189T107 199 7,300 SH Call SOLE - 7,300 0 0
CENTERPOINT ENERGY INC COM 15189T107 819 30,000 SH Put SOLE - 30,000 0 0
CENTERPOINT ENERGY INC DEP RP PFD CV B 15189T503 3,223 65,985 SH   SOLE - 65,985 0 0
CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 294 10,000 SH   SOLE - 10,000 0 0
CENTRAL SECS CORP COM 155123102 1,215 36,716 SH   SOLE - 36,716 0 0
CERENCE INC COM 156727109 532 23,512 SH   SOLE - 23,512 0 0
CHANGE HEALTHCARE INC COM 15912K100 264 16,100 SH Put SOLE - 16,100 0 0
CHANGE HEALTHCARE INC UNIT 99/99/9999 15912K209 3,110 51,712 SH   SOLE - 51,712 0 0
CHEGG INC COM 163092109 379 10,000 SH Put SOLE - 10,000 0 0
CHEGG INC NOTE 0.250% 5/1 163092AB5 6,429 4,235,000 PRN   SOLE - 4,235,000 0 0
CHESAPEAKE ENERGY CORP COM 165167107 29 35,000 SH Put SOLE - 35,000 0 0
CHESAPEAKE ENERGY CORP COM 165167107 471 570,346 SH   SOLE - 570,346 0 0
CHINA FD INC COM 169373107 3,391 160,808 SH   SOLE - 160,808 0 0
CHURCHILL DOWNS INC COM 171484108 288 2,100 SH   SOLE - 2,100 0 0
CIGNA CORP NEW COM 125523100 3,620 17,705 SH   SOLE - 17,705 0 0
CIGNA CORP NEW COM 125523100 2,004 9,800 SH Put SOLE - 9,800 0 0
CIT GROUP INC COM NEW 125581801 1,258 27,562 SH   SOLE - 27,562 0 0
CITIGROUP INC COM NEW 172967424 1,111 13,901 SH   SOLE - 13,901 0 0
CIVEO CORP CDA COM 17878Y108 15 11,721 SH   SOLE - 11,721 0 0
CLEARWAY ENERGY INC CL A 18539C105 833 43,545 SH   SOLE - 43,545 0 0
CLOUGH GLOBAL DIVND AND INC COM 18913Y103 175 15,966 SH   SOLE - 15,966 0 0
CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 654 69,291 SH   SOLE - 69,291 0 0
CLOVIS ONCOLOGY INC COM 189464100 84 8,100 SH Call SOLE - 8,100 0 0
CLOVIS ONCOLOGY INC COM 189464100 2,335 224,300 SH Put SOLE - 224,300 0 0
COLFAX CORP UNIT 01/15/2022T 194014205 24,724 156,903 SH   SOLE - 156,903 0 0
COMERICA INC COM 200340107 592 8,249 SH   SOLE - 8,249 0 0
CONDUENT INC COM 206787103 101 16,240 SH   SOLE - 16,240 0 0
CONOCOPHILLIPS COM 20825C104 463 7,116 SH   SOLE - 7,116 0 0
CONSTELLATION BRANDS INC CL A 21036P108 380 2,000 SH Put SOLE - 2,000 0 0
CONSTELLATION BRANDS INC CL A 21036P108 380 2,000 SH Call SOLE - 2,000 0 0
CONSTELLATION BRANDS INC CL B 21036P207 681 3,605 SH   SOLE - 3,605 0 0
CONSTELLATION PHARMCETICLS I COM 210373106 80 1,700 SH Call SOLE - 1,700 0 0
CONSTELLATION PHARMCETICLS I COM 210373106 236 5,000 SH Put SOLE - 5,000 0 0
COREPOINT LODGING INC COM 21872L104 107 10,000 SH   SOLE - 10,000 0 0
CORNERSTONE STRATEGIC VALUE COM 21924B302 316 28,168 SH   SOLE - 28,168 0 0
CORTEVA INC COM 22052L104 252 8,540 SH   SOLE - 8,540 0 0
COTY INC COM CL A 222070203 666 59,226 SH   SOLE - 59,226 0 0
COTY INC COM CL A 222070203 11 1,000 SH Put SOLE - 1,000 0 0
COUPA SOFTWARE INC NOTE 0.375% 1/1 22266LAB2 17,327 5,271,000 PRN   SOLE - 5,271,000 0 0
COUSINS PPTYS INC COM NEW 222795502 269 6,520 SH   SOLE - 6,520 0 0
COVETRUS INC COM 22304C100 174 13,145 SH   SOLE - 13,145 0 0
CRAWFORD & CO CL B 224633107 550 54,144 SH   SOLE - 54,144 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 252 1,773 SH   SOLE - 1,773 0 0
CUSHING ENERGY INCOME COM SH BEN INT 23162T102 397 59,109 SH   SOLE - 59,109 0 0
CUSHING RENAISSANCE FD COM 231647108 921 68,014 SH   SOLE - 68,014 0 0
CVR ENERGY INC COM 12662P108 306 7,570 SH   SOLE - 7,570 0 0
CYPRESS SEMICONDUCTOR CORP NOTE 2.000% 2/0 232806AP4 11,447 9,435,000 PRN   SOLE - 9,435,000 0 0
CYPRESS SEMICONDUCTOR CORP NOTE 4.500% 1/1 232806AM1 25,615 14,715,000 PRN   SOLE - 14,715,000 0 0
DANAHER CORPORATION COM 235851102 12,279 80,000 SH Call SOLE - 80,000 0 0
DELAWARE ENHANCED GBL DIV & COM 246060107 138 13,269 SH   SOLE - 13,269 0 0
DELL TECHNOLOGIES INC CL C 24703L202 92 1,800 SH Put SOLE - 1,800 0 0
DELL TECHNOLOGIES INC CL C 24703L202 18,809 366,003 SH   SOLE - 366,003 0 0
DERMIRA INC NOTE 3.000% 5/1 24983LAB0 926 1,000,000 PRN   SOLE - 1,000,000 0 0
DEXCOM INC NOTE 0.750% 5/1 252131AF4 42,351 19,025,000 PRN   SOLE - 19,025,000 0 0
DHT HOLDINGS INC NOTE 4.500% 8/1 23335SAD8 8,275 5,943,000 PRN   SOLE - 5,943,000 0 0
DIAMOND EAGLE ACQUISITION CO *W EXP 06/30/202 25258L117 70 29,247 SH   SOLE - 29,247 0 0
DIAMOND EAGLE ACQUISITION CO COM CL A 25258L109 291 27,150 SH   SOLE - 27,150 0 0
DIAMONDPEAK HLDGS COR *W EXP 02/22/202 25280H118 83 103,400 SH   SOLE - 103,400 0 0
DIAMONDPEAK HLDGS COR COM CL A 25280H100 287 28,865 SH   SOLE - 28,865 0 0
DISCOVERY INC COM SER B 25470F203 91 2,511 SH   SOLE - 2,511 0 0
DISCOVERY INC COM SER C 25470F302 4,533 148,665 SH   SOLE - 148,665 0 0
DISH NETWORK CORP CL A 25470M109 1,264 35,629 SH   SOLE - 35,629 0 0
DISH NETWORK CORP NOTE 3.375% 8/1 25470MAB5 579 597,000 PRN   SOLE - 597,000 0 0
DISNEY WALT CO COM DISNEY 254687106 1,762 12,181 SH   SOLE - 12,181 0 0
DIVIDEND & INCOME FUND COM NEW 25538A204 1,088 80,813 SH   SOLE - 80,813 0 0
DOMINION ENERGY INC COM 25746U109 124 1,500 SH   SOLE - 1,500 0 0
DOMINION ENERGY INC UNIT 99/99/9999 25746U133 13,148 123,029 SH   SOLE - 123,029 0 0
DOW INC COM 260557103 548 10,009 SH   SOLE - 10,009 0 0
DRIVE SHACK INC COM 262077100 50 13,549 SH   SOLE - 13,549 0 0
DTE ENERGY CO UNIT 11/01/2022S 233331842 936 18,201 SH   SOLE - 18,201 0 0
EAGLE CAP GROWTH FD INC COM 269451100 226 28,224 SH   SOLE - 28,224 0 0
ELANCO ANIMAL HEALTH INC COM 28414H103 978 33,208 SH   SOLE - 33,208 0 0
ELANCO ANIMAL HEALTH INC COM 28414H103 551 18,700 SH Put SOLE - 18,700 0 0
ELECTRAMECCANICA VEHS CORP *W EXP 08/03/202 284849114 5 15,216 SH   SOLE - 15,216 0 0
ELECTRAMECCANICA VEHS CORP COM NEW 284849205 4 1,991 SH   SOLE - 1,991 0 0
ENCORE CAP GROUP INC NOTE 3.250% 3/1 292554AK8 1,765 1,700,000 PRN   SOLE - 1,700,000 0 0
ENERGY TRANSFER LP COM UT LTD PTN 29273V100 459 35,800 SH   SOLE - 35,800 0 0
ENPHASE ENERGY INC COM 29355A107 5 200 SH   SOLE - 200 0 0
ENPHASE ENERGY INC COM 29355A107 196 7,500 SH Put SOLE - 7,500 0 0
ENTEGRA FINL CORP COM 29363J108 302 10,000 SH   SOLE - 10,000 0 0
ENVISTA HLDGS CORP COM 29415F104 877 29,600 SH Put SOLE - 29,600 0 0
ETSY INC COM 29786A106 1,737 39,200 SH Put SOLE - 39,200 0 0
ETSY INC COM 29786A106 337 7,600 SH Call SOLE - 7,600 0 0
ETSY INC NOTE 3/0 29786AAC0 2,118 1,500,000 PRN   SOLE - 1,500,000 0 0
EURONET WORLDWIDE INC COM 298736109 275 1,747 SH   SOLE - 1,747 0 0
EVERBRIDGE INC COM 29978A104 1,413 18,100 SH   SOLE - 18,100 0 0
EVOLENT HEALTH INC NOTE 1.500%10/1 30050BAD3 1,462 2,067,000 PRN   SOLE - 2,067,000 0 0
EXACT SCIENCES CORP COM 30063P105 2,246 24,300 SH Put SOLE - 24,300 0 0
EXACT SCIENCES CORP COM 30063P105 4,242 45,867 SH   SOLE - 45,867 0 0
EXACT SCIENCES CORP COM 30063P105 2,293 24,800 SH Call SOLE - 24,800 0 0
EXCHANGE LISTED FDS TR SABA INT RATE 30151E806 418 20,150 SH   SOLE - 20,150 0 0
FACEBOOK INC CL A 30303M102 615 3,000 SH Put SOLE - 3,000 0 0
FELLAZO INC RIGHT 05/26/2026 G3362K146 8 45,060 SH   SOLE - 45,060 0 0
FELLAZO INC UNIT 99/99/9999 G3362K104 141 14,000 SH   SOLE - 14,000 0 0
FIREEYE INC COM 31816Q101 165 10,000 SH Put SOLE - 10,000 0 0
FIRST MAJESTIC SILVER CORP COM 32076V103 258 21,000 SH Call SOLE - 21,000 0 0
FIRST MAJESTIC SILVER CORP COM 32076V103 5,476 446,700 SH Put SOLE - 446,700 0 0
FIRST MAJESTIC SILVER CORP NOTE 1.875% 3/0 32076VAB9 10,787 7,569,000 PRN   SOLE - 7,569,000 0 0
FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 145 12,998 SH   SOLE - 12,998 0 0
FIRSTHAND TECH VALUE FD INC COM 33766Y100 190 29,512 SH   SOLE - 29,512 0 0
FITBIT INC CL A 33812L102 231 35,100 SH   SOLE - 35,100 0 0
FITBIT INC CL A 33812L102 336 51,100 SH Call SOLE - 51,100 0 0
FLEETCOR TECHNOLOGIES INC COM 339041105 259 900 SH   SOLE - 900 0 0
FLEETCOR TECHNOLOGIES INC COM 339041105 2,043 7,100 SH Put SOLE - 7,100 0 0
FLEXION THERAPEUTICS INC NOTE 3.375% 5/0 33938JAB2 3,216 3,000,000 PRN   SOLE - 3,000,000 0 0
FOAMIX PHARMACEUTICALS LTD SHS M46135105 471 141,187 SH   SOLE - 141,187 0 0
FOAMIX PHARMACEUTICALS LTD SHS M46135105 4 1,200 SH Call SOLE - 1,200 0 0
FORD MTR CO DEL COM 345370860 96 10,323 SH   SOLE - 10,323 0 0
FORTIVE CORP COM 34959J108 535 7,000 SH Call SOLE - 7,000 0 0
FORTY SEVEN INC COM 34983P104 197 5,000 SH Put SOLE - 5,000 0 0
FORTY SEVEN INC COM 34983P104 59 1,500 SH Call SOLE - 1,500 0 0
FOX CORP CL A COM 35137L105 3,151 85,004 SH   SOLE - 85,004 0 0
FOX CORP CL B COM 35137L204 56 1,526 SH   SOLE - 1,526 0 0
FRANKLIN LTD DURATION INC TR COM 35472T101 368 38,418 SH   SOLE - 38,418 0 0
FRANKLIN UNVL TR SH BEN INT 355145103 120 15,424 SH   SOLE - 15,424 0 0
FS KKR CAPITAL CORP COM 302635107 61 10,000 SH   SOLE - 10,000 0 0
GABELLI CONV&INCOM SECS FD I COM 36240B109 548 93,700 SH   SOLE - 93,700 0 0
GABELLI DIVD & INCOME TR COM 36242H104 2,889 131,595 SH   SOLE - 131,595 0 0
GABELLI GLB SML & MD CP VAL COM 36249W104 607 51,233 SH   SOLE - 51,233 0 0
GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 2,075 109,885 SH   SOLE - 109,885 0 0
GABELLI HLTHCARE & WELLNESS SHS 36246K103 860 74,616 SH   SOLE - 74,616 0 0
GABELLI UTIL TR COM 36240A101 78 10,000 SH   SOLE - 10,000 0 0
GAMCO INVESTORS INC CL A COM 361438104 271 13,917 SH   SOLE - 13,917 0 0
GAMESTOP CORP NEW CL A 36467W109 130 21,402 SH   SOLE - 21,402 0 0
GAMING & LEISURE PPTYS INC COM 36467J108 288 6,700 SH   SOLE - 6,700 0 0
GANNETT CO INC NEW COM 36472T109 417 65,323 SH   SOLE - 65,323 0 0
GANNETT CO INC NEW COM 36472T109 216 33,800 SH Call SOLE - 33,800 0 0
GANNETT CO INC NEW COM 36472T109 638 100,000 SH Put SOLE - 100,000 0 0
GAP INC COM 364760108 248 14,000 SH   SOLE - 14,000 0 0
GARRETT MOTION INC COM 366505105 655 65,551 SH   SOLE - 65,551 0 0
GCI LIBERTY INC COM CLASS A 36164V305 2,946 41,581 SH   SOLE - 41,581 0 0
GDL FUND COM SH BEN IT 361570104 970 104,263 SH   SOLE - 104,263 0 0
GDS HLDGS LTD NOTE 2.000% 6/0 36165LAB4 3,246 2,700,000 PRN   SOLE - 2,700,000 0 0
GDS HLDGS LTD SPONSORED ADS 36165L108 263 5,100 SH Put SOLE - 5,100 0 0
GENERAL AMERN INVS INC COM 368802104 1,252 33,173 SH   SOLE - 33,173 0 0
GENERAL ELECTRIC CO COM 369604103 8,439 756,222 SH   SOLE - 756,222 0 0
GENERAL ELECTRIC CO COM 369604103 290 26,000 SH Call SOLE - 26,000 0 0
GENERAL ELECTRIC CO COM 369604103 6,397 573,100 SH Put SOLE - 573,100 0 0
GENERAL MOLY INC COM 370373102 3 11,837 SH   SOLE - 11,837 0 0
GENERAL MTRS CO COM 37045V100 183 5,000 SH Call SOLE - 5,000 0 0
GENERAL MTRS CO COM 37045V100 5,490 150,000 SH Put SOLE - 150,000 0 0
GENERAL MTRS CO COM 37045V100 447 12,206 SH   SOLE - 12,206 0 0
GLOBAL PMTS INC COM 37940X102 1,187 6,500 SH   SOLE - 6,500 0 0
GLOBAL X FDS MSCI GREECE ETF 37950E366 1,511 149,198 SH   SOLE - 149,198 0 0
GORDON POINTE ACQUISITION CO COM CLASS A 382788107 588 55,479 SH   SOLE - 55,479 0 0
GOSSAMER BIO INC COM 38341P102 9 600 SH Call SOLE - 600 0 0
GOSSAMER BIO INC COM 38341P102 398 25,500 SH Put SOLE - 25,500 0 0
GRAY TELEVISION INC COM 389375106 236 11,000 SH   SOLE - 11,000 0 0
GREEN PLAINS INC NOTE 4.125% 9/0 393222AF1 5,197 5,500,000 PRN   SOLE - 5,500,000 0 0
GREENHILL & CO INC COM 395259104 199 11,642 SH   SOLE - 11,642 0 0
GRIFOLS S A SP ADR REP B NVT 398438408 229 9,828 SH   SOLE - 9,828 0 0
GSI TECHNOLOGY COM 36241U106 80 11,222 SH   SOLE - 11,222 0 0
GTT COMMUNICATIONS INC COM 362393100 444 39,089 SH   SOLE - 39,089 0 0
GUESS INC COM 401617105 224 10,000 SH Put SOLE - 10,000 0 0
GYRODYNE LLC COM 403829104 613 32,503 SH   SOLE - 32,503 0 0
HARMONIC INC COM 413160102 205 26,276 SH   SOLE - 26,276 0 0
HARMONIC INC NOTE 4.000%12/0 413160AB8 4,408 3,022,000 PRN   SOLE - 3,022,000 0 0
HARTFORD FINL SVCS GROUP INC COM 416515104 12,192 200,606 SH   SOLE - 200,606 0 0
HECLA MNG CO COM 422704106 80 23,744 SH   SOLE - 23,744 0 0
HECLA MNG CO PFD CV SER B 422704205 62 1,200 SH   SOLE - 1,200 0 0
HENNESSY CAP ACQUSTION CORP *W EXP 09/05/202 42589C112 47 58,450 SH   SOLE - 58,450 0 0
HERBALIFE NUTRITION LTD COM SHS G4412G101 268 5,632 SH   SOLE - 5,632 0 0
HERBALIFE NUTRITION LTD COM SHS G4412G101 5,149 108,000 SH Put SOLE - 108,000 0 0
HERTZ GLOBAL HLDGS INC COM 42806J106 466 29,566 SH   SOLE - 29,566 0 0
HERTZ GLOBAL HLDGS INC COM 42806J106 8 500 SH Put SOLE - 500 0 0
HEWLETT PACKARD ENTERPRISE C COM 42824C109 694 43,791 SH   SOLE - 43,791 0 0
HIGHLAND INCOME FUND HIGHLAND INCOME 43010E404 4,277 344,105 SH   SOLE - 344,105 0 0
HILTON GRAND VACATIONS INC COM 43283X105 211 6,150 SH   SOLE - 6,150 0 0
HORIZON PHARMA INVT LTD NOTE 2.500% 3/1 44052TAB7 10,420 7,836,000 PRN   SOLE - 7,836,000 0 0
HORIZON THERAPEUTICS PUB LTD SHS G46188101 445 12,300 SH Put SOLE - 12,300 0 0
HORIZON THERAPEUTICS PUB LTD SHS G46188101 1,474 40,700 SH Call SOLE - 40,700 0 0
HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 858 217,785 SH   SOLE - 217,785 0 0
IHEARTMEDIA INC COM CL A 45174J509 2,255 133,421 SH   SOLE - 133,421 0 0
ILLUMINA INC COM 452327109 332 1,000 SH   SOLE - 1,000 0 0
INDIA FD INC COM 454089103 979 48,641 SH   SOLE - 48,641 0 0
INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN INT 456237106 5,989 267,114 SH   SOLE - 267,114 0 0
INNOVIVA INC COM 45781M101 142 10,000 SH Put SOLE - 10,000 0 0
INSULET CORP COM 45784P101 770 4,500 SH   SOLE - 4,500 0 0
INTELSAT S A COM L5140P101 105 15,000 SH Put SOLE - 15,000 0 0
INTELSAT S A COM L5140P101 212 30,186 SH   SOLE - 30,186 0 0
INTELSAT S A COM L5140P101 70 10,000 SH Call SOLE - 10,000 0 0
INTERCEPT PHARMACEUTICALS IN COM 45845P108 2,676 21,600 SH Put SOLE - 21,600 0 0
INTERCEPT PHARMACEUTICALS IN COM 45845P108 68 547 SH   SOLE - 547 0 0
INTERCEPT PHARMACEUTICALS IN COM 45845P108 1,872 15,100 SH Call SOLE - 15,100 0 0
INTERCEPT PHARMACEUTICALS IN NOTE 2.000% 5/1 45845PAB4 6,304 4,750,000 PRN   SOLE - 4,750,000 0 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 645 5,000 SH Put SOLE - 5,000 0 0
INTERNATIONAL FLAVORS&FRAGRA UNIT 09/15/2021 459506309 5,590 116,491 SH   SOLE - 116,491 0 0
INTRA CELLULAR THERAPIES INC COM 46116X101 399 11,625 SH   SOLE - 11,625 0 0
INTRA CELLULAR THERAPIES INC COM 46116X101 2,260 65,900 SH Call SOLE - 65,900 0 0
INTRA CELLULAR THERAPIES INC COM 46116X101 941 27,400 SH Put SOLE - 27,400 0 0
INVACARE CORP NOTE 4.500% 6/0 461203AH4 926 1,000,000 PRN   SOLE - 1,000,000 0 0
INVESCO DYNAMIC CR OPP FD COM 46132R104 1,514 133,392 SH   SOLE - 133,392 0 0
INVESCO MORTGAGE CAPITAL INC COM 46131B100 816 49,000 SH   SOLE - 49,000 0 0
INVESCO SR INCOME TR COM 46131H107 1,735 404,488 SH   SOLE - 404,488 0 0
IONIS PHARMACEUTICALS INC COM 462222100 5,934 98,235 SH   SOLE - 98,235 0 0
IONIS PHARMACEUTICALS INC COM 462222100 906 15,000 SH Call SOLE - 15,000 0 0
IONIS PHARMACEUTICALS INC COM 462222100 7,677 127,100 SH Put SOLE - 127,100 0 0
IQIYI INC SPONSORED ADS 46267X108 8,704 412,300 SH Put SOLE - 412,300 0 0
IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 266 20,000 SH Call SOLE - 20,000 0 0
IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 8,236 7,044,000 PRN   SOLE - 7,044,000 0 0
ISHARES INC MSCI SWITZERLAND 464286749 207 5,100 SH Put SOLE - 5,100 0 0
ISHARES TR 20 YR TR BD ETF 464287432 10,161 75,000 SH Put SOLE - 75,000 0 0
ISHARES TR 3 7 YR TREAS BD 464288661 440 3,500 SH   SOLE - 3,500 0 0
ISHARES TR BARCLAYS 7 10 YR 464287440 1,102 10,000 SH Put SOLE - 10,000 0 0
ISHARES TR IBOXX HI YD ETF 464288513 2,637 30,000 SH Put SOLE - 30,000 0 0
ISHARES TR IBOXX INV CP ETF 464287242 1,920 15,000 SH Put SOLE - 15,000 0 0
ISHARES TR MSCI UK ETF NEW 46435G334 264 7,750 SH   SOLE - 7,750 0 0
ISHARES TR TIPS BD ETF 464287176 159 1,360 SH   SOLE - 1,360 0 0
ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 9,158 8,000,000 PRN   SOLE - 8,000,000 0 0
ISTAR INC NOTE 3.125% 9/1 45031UCB5 11,830 10,500,000 PRN   SOLE - 10,500,000 0 0
JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 361 40,343 SH   SOLE - 40,343 0 0
JOHNSON & JOHNSON COM 478160104 219 1,500 SH   SOLE - 1,500 0 0
JOYY INC ADS REPSTG COM A 46591M109 528 10,000 SH Put SOLE - 10,000 0 0
JOYY INC ADS REPSTG COM A 46591M109 29 540 SH   SOLE - 540 0 0
KAIXIN AUTO HLDGS SHS G5223X100 282 151,100 SH   SOLE - 151,100 0 0
KALEYRA INC *W EXP 12/12/202 483379111 18 20,000 SH   SOLE - 20,000 0 0
KAR AUCTION SVCS INC COM 48238T109 287 13,162 SH   SOLE - 13,162 0 0
KARYOPHARM THERAPEUTICS INC COM 48576U106 391 20,400 SH Call SOLE - 20,400 0 0
KARYOPHARM THERAPEUTICS INC COM 48576U106 1,487 77,500 SH Put SOLE - 77,500 0 0
KARYOPHARM THERAPEUTICS INC NOTE 3.000%10/1 48576UAA4 4,318 3,000,000 PRN   SOLE - 3,000,000 0 0
KEMET CORP COM NEW 488360207 206 7,600 SH Call SOLE - 7,600 0 0
KINDER MORGAN INC DEL COM 49456B101 434 20,483 SH   SOLE - 20,483 0 0
KONTOOR BRANDS INC COM 50050N103 718 17,100 SH   SOLE - 17,100 0 0
KOREA FD COM NEW 500634209 637 21,371 SH   SOLE - 21,371 0 0
KRAFT HEINZ CO COM 500754106 2,153 67,000 SH   SOLE - 67,000 0 0
KRAFT HEINZ CO COM 500754106 1,077 33,500 SH Put SOLE - 33,500 0 0
LATAM AIRLS GROUP S A SPONSORED ADR 51817R106 1,322 130,109 SH   SOLE - 130,109 0 0
LATAM AIRLS GROUP S A SPONSORED ADR 51817R106 1,594 156,900 SH Put SOLE - 156,900 0 0
LATTICE SEMICONDUCTOR CORP COM 518415104 262 13,700 SH   SOLE - 13,700 0 0
LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 6 11,900 SH   SOLE - 11,900 0 0
LENNAR CORP CL B 526057302 2,816 62,999 SH   SOLE - 62,999 0 0
LIBERTY BROADBAND CORP COM SER A 530307107 1,558 12,511 SH   SOLE - 12,511 0 0
LIBERTY BROADBAND CORP COM SER C 530307305 1,256 9,990 SH   SOLE - 9,990 0 0
LIBERTY GLOBAL PLC SHS CL A G5480U104 408 17,956 SH   SOLE - 17,956 0 0
LIBERTY GLOBAL PLC SHS CL A G5480U104 282 12,400 SH Put SOLE - 12,400 0 0
LIBERTY GLOBAL PLC SHS CL B G5480U112 209 9,194 SH   SOLE - 9,194 0 0
LIBERTY GLOBAL PLC SHS CL C G5480U120 1,205 55,270 SH   SOLE - 55,270 0 0
LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 22,991 26,500,000 PRN   SOLE - 26,500,000 0 0
LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 531229706 1,175 39,633 SH   SOLE - 39,633 0 0
LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 22,889 473,488 SH   SOLE - 473,488 0 0
LIBERTY MEDIA CORP DELAWARE COM B SIRIUSXM 531229508 2,964 60,912 SH   SOLE - 60,912 0 0
LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 1,651 34,297 SH   SOLE - 34,297 0 0
LIBERTY MEDIA CORP DELAWARE COM SER A FRMLA 531229870 2,395 54,693 SH   SOLE - 54,693 0 0
LIBERTY MEDIA CORP DELAWARE NOTE 1.000% 1/3 531229AF9 5,322 4,000,000 PRN   SOLE - 4,000,000 0 0
LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 34 4,687 SH   SOLE - 4,687 0 0
LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 59 8,000 SH Put SOLE - 8,000 0 0
LIBERTY TRIPADVISOR HLDGS IN COM SER B 531465201 121 16,700 SH   SOLE - 16,700 0 0
LILLY ELI & CO COM 532457108 2,221 16,900 SH Call SOLE - 16,900 0 0
LILLY ELI & CO COM 532457108 1,038 7,900 SH Put SOLE - 7,900 0 0
LIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 538034AQ2 1,840 1,500,000 PRN   SOLE - 1,500,000 0 0
LIVEXLIVE MEDIA INC COM NEW 53839L208 28 18,089 SH   SOLE - 18,089 0 0
LULULEMON ATHLETICA INC COM 550021109 232 1,000 SH Call SOLE - 1,000 0 0
LULULEMON ATHLETICA INC COM 550021109 232 1,000 SH Put SOLE - 1,000 0 0
LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 10,219 7,000,000 PRN   SOLE - 7,000,000 0 0
MACQUARIE GLBL INFRA TOTL RE COM 55608D101 3,210 129,340 SH   SOLE - 129,340 0 0
MADISON SQUARE GARDEN CO NEW CL A 55825T103 798 2,712 SH   SOLE - 2,712 0 0
MARRIOTT VACTINS WORLDWID CO NOTE 1.500% 9/1 57164YAB3 5,348 5,000,000 PRN   SOLE - 5,000,000 0 0
MATCH GROUP INC COM 57665R106 1,394 17,000 SH Put SOLE - 17,000 0 0
MCDERMOTT INTL INC COM 580037703 37 54,526 SH   SOLE - 54,526 0 0
MCDERMOTT INTL INC COM 580037703 86 129,480 SH Call SOLE - 129,480 0 0
MCDERMOTT INTL INC COM 580037703 166 246,950 SH Put SOLE - 246,950 0 0
MCDONALDS CORP COM 580135101 99 500 SH   SOLE - 500 0 0
MCDONALDS CORP COM 580135101 890 4,500 SH Put SOLE - 4,500 0 0
MEDICINES CO COM 584688105 3,431 40,400 SH Call SOLE - 40,400 0 0
MEDICINES CO COM 584688105 37,688 443,700 SH Put SOLE - 443,700 0 0
MEDICINES CO COM 584688105 1,869 22,000 SH   SOLE - 22,000 0 0
MEDICINES CO NOTE 2.750% 7/1 584688AG0 60,408 34,679,000 PRN   SOLE - 34,679,000 0 0
MEDICINES CO NOTE 3.500% 1/1 584688AJ4 25,150 7,361,000 PRN   SOLE - 7,361,000 0 0
MERCADOLIBRE INC COM 58733R102 1,144 2,000 SH Put SOLE - 2,000 0 0
MEREO BIOPHARMA GROUP PLC ADS 589492107 171 52,199 SH   SOLE - 52,199 0 0
MESA LABS INC NOTE 1.375% 8/1 59064RAA7 4,922 4,500,000 PRN   SOLE - 4,500,000 0 0
MEXICO EQUITY & INCOME FD COM 592834105 262 22,540 SH   SOLE - 22,540 0 0
MICROCHIP TECHNOLOGY INC COM 595017104 1,047 10,000 SH Put SOLE - 10,000 0 0
MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 23,434 10,879,000 PRN   SOLE - 10,879,000 0 0
MIDATECH PHARMA PLC SPONSORED ADR 59564R203 13 18,323 SH   SOLE - 18,323 0 0
MIRATI THERAPEUTICS INC COM 60468T105 2,797 21,700 SH Call SOLE - 21,700 0 0
MOHAWK INDS INC COM 608190104 977 7,163 SH   SOLE - 7,163 0 0
MOMO INC ADR 60879B107 1,340 40,000 SH Put SOLE - 40,000 0 0
MOMO INC NOTE 1.250% 7/0 60879BAB3 464 500,000 PRN   SOLE - 500,000 0 0
MONGODB INC CL A 60937P106 132 1,000 SH Call SOLE - 1,000 0 0
MONGODB INC CL A 60937P106 197 1,500 SH Put SOLE - 1,500 0 0
MONGODB INC NOTE 0.750% 6/1 60937PAB2 4,048 2,000,000 PRN   SOLE - 2,000,000 0 0
MORGAN STANLEY INDIA INVS FD COM 61745C105 325 16,352 SH   SOLE - 16,352 0 0
MOSAIC ACQUISITION CORP *W EXP 10/23/202 61946M118 66 68,341 SH   SOLE - 68,341 0 0
MPLX LP COM UNIT REP LTD 55336V100 1,257 49,395 SH   SOLE - 49,395 0 0
MUSTANG BIO INC COM 62818Q104 43 10,604 SH   SOLE - 10,604 0 0
MVC CAPITAL INC COM 553829102 491 53,582 SH   SOLE - 53,582 0 0
MYOKARDIA INC COM 62857M105 146 2,000 SH Call SOLE - 2,000 0 0
MYOKARDIA INC COM 62857M105 401 5,500 SH Put SOLE - 5,500 0 0
NABORS INDUSTRIES LTD 6% PFD CNV SR A G6359F129 6,531 288,316 SH   SOLE - 288,316 0 0
NABORS INDUSTRIES LTD SHS G6359F103 605 210,300 SH Put SOLE - 210,300 0 0
NEUROCRINE BIOSCIENCES INC COM 64125C109 645 6,000 SH Call SOLE - 6,000 0 0
NEUROCRINE BIOSCIENCES INC COM 64125C109 204 1,900 SH Put SOLE - 1,900 0 0
NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 8,978 5,850,000 PRN   SOLE - 5,850,000 0 0
NEW GERMANY FD INC COM 644465106 684 43,638 SH   SOLE - 43,638 0 0
NEW IRELAND FUND INC COM 645673104 2,807 283,208 SH   SOLE - 283,208 0 0
NEW YORK CMNTY BANCORP INC COM 649445103 214 17,837 SH   SOLE - 17,837 0 0
NEWMONT GOLDCORP CORPORATION COM 651639106 1,912 44,000 SH   SOLE - 44,000 0 0
NEWPARK RES INC NOTE 4.000%12/0 651718AE8 5,646 5,450,000 PRN   SOLE - 5,450,000 0 0
NEWS CORP NEW CL A 65249B109 1,051 74,300 SH   SOLE - 74,300 0 0
NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 1,981 111,881 SH   SOLE - 111,881 0 0
NII HLDGS INC COM PAR 62913F508 2,766 1,274,576 SH   SOLE - 1,274,576 0 0
NIO INC SPON ADS 62914V106 791 197,000 SH Put SOLE - 197,000 0 0
NIO INC SPON ADS 62914V106 491 122,051 SH   SOLE - 122,051 0 0
NIO INC SPON ADS 62914V106 490 122,200 SH Call SOLE - 122,200 0 0
NOVAVAX INC NOTE 3.750% 2/0 670002AB0 235 594,000 PRN   SOLE - 594,000 0 0
NUTANIX INC CL A 67059N108 290 9,280 SH   SOLE - 9,280 0 0
NUVASIVE INC NOTE 2.250% 3/1 670704AG0 7,861 5,893,000 PRN   SOLE - 5,893,000 0 0
NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 602 36,759 SH   SOLE - 36,759 0 0
NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 257 17,550 SH   SOLE - 17,550 0 0
NUVEEN REAL ASSET INM AND GW COM 67074Y105 969 52,770 SH   SOLE - 52,770 0 0
NXP SEMICONDUCTORS N V COM N6596X109 343 2,692 SH   SOLE - 2,692 0 0
NXP SEMICONDUCTORS N V COM N6596X109 1,743 13,700 SH Put SOLE - 13,700 0 0
NXP SEMICONDUCTORS N V COM N6596X109 980 7,700 SH Call SOLE - 7,700 0 0
OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 5,971 185,778 SH   SOLE - 185,778 0 0
OI S A SPONSORED ADR NE 670851500 945 1,014,187 SH   SOLE - 1,014,187 0 0
OKTA INC CL A 679295105 288 2,500 SH Put SOLE - 2,500 0 0
OKTA INC NOTE 0.250% 2/1 679295AB1 25,443 10,470,000 PRN   SOLE - 10,470,000 0 0
OMEROS CORP COM 682143102 1,106 78,500 SH Put SOLE - 78,500 0 0
OMEROS CORP NOTE 6.250%11/1 682143AE2 1,923 2,000,000 PRN   SOLE - 2,000,000 0 0
ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 5,367 3,936,000 PRN   SOLE - 3,936,000 0 0
ONCOSEC MED INC COM 68234L306 77 42,358 SH   SOLE - 42,358 0 0
OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 0 100 SH   SOLE - 100 0 0
OPES ACQUISITION CORP COM 68373P100 105 10,000 SH   SOLE - 10,000 0 0
OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 2,191 2,000,000 PRN   SOLE - 2,000,000 0 0
PAN AMERICAN SILVER CORP COM 697900108 128 5,400 SH   SOLE - 5,400 0 0
PAN AMERICAN SILVER CORP COM 697900108 242 10,241 SH Call SOLE - 10,241 0 0
PAN AMERICAN SILVER CORP COM 697900108 45 1,900 SH Put SOLE - 1,900 0 0
PATTERN ENERGY GROUP INC NOTE 4.000% 7/1 70338PAB6 7,240 7,150,000 PRN   SOLE - 7,150,000 0 0
PENNANTPARK FLOATING RATE CA COM 70806A106 1,169 95,954 SH   SOLE - 95,954 0 0
PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 5 15,000 SH   SOLE - 15,000 0 0
PEOPLES UTD FINL INC COM 712704105 278 16,454 SH   SOLE - 16,454 0 0
PERSPECTA INC COM 715347100 1,722 65,131 SH   SOLE - 65,131 0 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 410 25,700 SH   SOLE - 25,700 0 0
PG&E CORP COM 69331C108 17,347 1,595,947 SH   SOLE - 1,595,947 0 0
PG&E CORP COM 69331C108 2,677 246,200 SH Call SOLE - 246,200 0 0
PG&E CORP COM 69331C108 4,975 457,900 SH Put SOLE - 457,900 0 0
PHUNWARE INC *W EXP 12/26/202 71948P118 28 40,011 SH   SOLE - 40,011 0 0
PHUNWARE INC COM 71948P100 24 20,191 SH   SOLE - 20,191 0 0
PIMCO INCOME STRATEGY FUND I COM 72201J104 273 25,755 SH   SOLE - 25,755 0 0
POTLATCHDELTIC CORPORATION COM 737630103 372 8,593 SH   SOLE - 8,593 0 0
PROFICIENT ALPHA ACQUSTN COR *W EXP 04/30/202 74317H113 4 25,000 SH   SOLE - 25,000 0 0
PROFICIENT ALPHA ACQUSTN COR RIGHT 04/30/2026 74317H121 5 500 SH   SOLE - 500 0 0
PTC THERAPEUTICS INC COM 69366J200 739 15,400 SH Call SOLE - 15,400 0 0
PTC THERAPEUTICS INC COM 69366J200 1,441 30,000 SH Put SOLE - 30,000 0 0
PTC THERAPEUTICS INC COM 69366J200 346 7,196 SH   SOLE - 7,196 0 0
PURE STORAGE INC CL A 74624M102 34 2,001 SH   SOLE - 2,001 0 0
PURE STORAGE INC CL A 74624M102 171 10,000 SH Put SOLE - 10,000 0 0
QAD INC CL B 74727D207 2,210 58,081 SH   SOLE - 58,081 0 0
QTS RLTY TR INC 6.50% CON PFD B 74736A301 2,359 18,297 SH   SOLE - 18,297 0 0
QURATE RETAIL INC COM SER A 74915M100 351 41,663 SH   SOLE - 41,663 0 0
QURATE RETAIL INC COM SER B 74915M209 442 52,110 SH   SOLE - 52,110 0 0
RA PHARMACEUTICALS INC COM 74933V108 544 11,600 SH Call SOLE - 11,600 0 0
RADIUS HEALTH INC COM NEW 750469207 202 10,000 SH Put SOLE - 10,000 0 0
RADIUS HEALTH INC NOTE 3.000% 9/0 750469AA6 5,096 6,000,000 PRN   SOLE - 6,000,000 0 0
RAMBUS INC DEL NOTE 1.375% 2/0 750917AG1 5,888 5,795,000 PRN   SOLE - 5,795,000 0 0
RANGE RES CORP COM 75281A109 221 45,500 SH Call SOLE - 45,500 0 0
REDFIN CORP NOTE 1.750% 7/1 75737FAA6 2,317 2,337,000 PRN   SOLE - 2,337,000 0 0
REGENCY CTRS CORP COM 758849103 1,024 16,227 SH   SOLE - 16,227 0 0
REGENERON PHARMACEUTICALS COM 75886F107 3,755 10,000 SH Put SOLE - 10,000 0 0
RENREN INC SPON ADR A NEW 759892201 39 47,534 SH   SOLE - 47,534 0 0
RESIDEO TECHNOLOGIES INC COM 76118Y104 1,076 90,187 SH   SOLE - 90,187 0 0
RESTORATION HARDWARE HLDGS I DBCV 7/1 761283AC4 1,807 1,000,000 PRN   SOLE - 1,000,000 0 0
RETROPHIN INC NOTE 2.500% 9/1 761299AB2 2,769 3,536,000 PRN   SOLE - 3,536,000 0 0
RH COM 74967X103 14,839 69,500 SH Put SOLE - 69,500 0 0
RH NOTE 6/1 74967XAA1 20,320 16,000,000 PRN   SOLE - 16,000,000 0 0
RITE AID CORP COM 767754872 1,878 121,404 SH   SOLE - 121,404 0 0
RITE AID CORP COM 767754872 9 600 SH Call SOLE - 600 0 0
RITE AID CORP COM 767754872 47 3,020 SH Put SOLE - 3,020 0 0
RIVERNORTH OPPRTUNITIES FD I COM 76881Y109 7,164 438,965 SH   SOLE - 438,965 0 0
RLJ LODGING TR CUM CONV PFD A 74965L200 357 12,400 SH   SOLE - 12,400 0 0
RMG ACQUISITION CORP *W EXP 02/21/202 749641114 71 122,697 SH   SOLE - 122,697 0 0
RMR REAL ESTATE INCOME FUND COM 76970B101 1,612 79,798 SH   SOLE - 79,798 0 0
ROSEHILL RES INC *W EXP 04/27/202 777385113 1 16,200 SH   SOLE - 16,200 0 0
ROYCE GLOBAL VALUE TR INC COM 78081T104 149 12,752 SH   SOLE - 12,752 0 0
ROYCE VALUE TR INC COM 780910105 274 18,542 SH   SOLE - 18,542 0 0
RPT REALTY SH BEN INT 74971D101 1,435 95,400 SH Put SOLE - 95,400 0 0
RYANAIR HLDGS PLC SPONSORED ADS 783513203 2,380 27,157 SH   SOLE - 27,157 0 0
SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 178 22,822 SH   SOLE - 22,822 0 0
SANDISK CORP NOTE 0.500%10/1 80004CAF8 494 549,000 PRN   SOLE - 549,000 0 0
SANOFI RIGHT 12/31/2020 80105N113 1,007 1,170,626 SH   SOLE - 1,170,626 0 0
SAREPTA THERAPEUTICS INC COM 803607100 929 7,200 SH Put SOLE - 7,200 0 0
SAREPTA THERAPEUTICS INC COM 803607100 5,315 41,200 SH Call SOLE - 41,200 0 0
SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 7,893 4,054,000 PRN   SOLE - 4,054,000 0 0
SCHOLASTIC CORP COM 807066105 475 12,363 SH   SOLE - 12,363 0 0
SCORPIO TANKERS INC NOTE 3.000% 5/1 80918TAB5 15,629 12,747,000 PRN   SOLE - 12,747,000 0 0
SCORPIO TANKERS INC SHS Y7542C130 1,825 46,400 SH Put SOLE - 46,400 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 600 10,000 SH Put SOLE - 10,000 0 0
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 25 400 SH   SOLE - 400 0 0
SEMPRA ENERGY 6% PFD CONV A 816851406 25,666 213,571 SH   SOLE - 213,571 0 0
SEMPRA ENERGY COM 816851109 3,650 24,100 SH Put SOLE - 24,100 0 0
SERITAGE GROWTH PPTYS CL A 81752R100 307 7,662 SH   SOLE - 7,662 0 0
SERVICENOW INC COM 81762P102 847 3,000 SH Call SOLE - 3,000 0 0
SERVICENOW INC COM 81762P102 565 2,000 SH Put SOLE - 2,000 0 0
SERVICENOW INC NOTE 6/0 81762PAC6 6,964 3,295,000 PRN   SOLE - 3,295,000 0 0
SHIP FINANCE INTERNATIONAL L NOTE 5.750%10/1 G81075AF3 6,396 6,000,000 PRN   SOLE - 6,000,000 0 0
SIBANYE STILLWATER SPONSORED ADR 825724206 2,073 208,728 SH   SOLE - 208,728 0 0
SIGNATURE BK NEW YORK N Y COM 82669G104 492 3,603 SH   SOLE - 3,603 0 0
SILICON LABORATORIES INC NOTE 1.375% 3/0 826919AB8 2,224 1,672,000 PRN   SOLE - 1,672,000 0 0
SINA CORP ORD G81477104 5,153 129,055 SH   SOLE - 129,055 0 0
SIRIUS XM HLDGS INC COM 82968B103 643 89,940 SH Put SOLE - 89,940 0 0
SLM CORP COM 78442P106 165 18,510 SH   SOLE - 18,510 0 0
SNAP INC CL A 83304A106 1,949 119,328 SH   SOLE - 119,328 0 0
SOCKET MOBILE INC COM NEW 83368E200 90 55,858 SH   SOLE - 55,858 0 0
SOGOU INC ADR REPSTG A 83409V104 46 10,000 SH Put SOLE - 10,000 0 0
SOHU COM LTD SPONSORED ADS 83410S108 2,478 221,615 SH   SOLE - 221,615 0 0
SOHU COM LTD SPONSORED ADS 83410S108 335 30,000 SH Put SOLE - 30,000 0 0
SOLARCITY CORP NOTE 12/0 83416TAE0 10,607 7,500,000 PRN   SOLE - 7,500,000 0 0
SOURCE CAP INC COM 836144105 565 14,594 SH   SOLE - 14,594 0 0
SPARTAN ENERGY ACQUISITON CO *W EXP 08/27/202 846784122 9 16,371 SH   SOLE - 16,371 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 1,000 7,000 SH   SOLE - 7,000 0 0
SPDR SERIES TRUST S&P BIOTECH 78464A870 2,378 25,000 SH Put SOLE - 25,000 0 0
SPDR SERIES TRUST S&P BIOTECH 78464A870 1,427 15,000 SH Call SOLE - 15,000 0 0
SPECIAL OPPORTUNITIES FD INC COM 84741T104 3,217 218,426 SH   SOLE - 218,426 0 0
SPECIAL OPPORTUNITIES FD INC PFD CONV SE B 84741T302 1,464 57,549 SH   SOLE - 57,549 0 0
SPECTRUM PHARMACEUTICALS INC COM 84763A108 18 5,000 SH Call SOLE - 5,000 0 0
SPECTRUM PHARMACEUTICALS INC COM 84763A108 18 5,000 SH Put SOLE - 5,000 0 0
SPLUNK INC COM 848637104 231 1,542 SH   SOLE - 1,542 0 0
SPRINT CORPORATION COM 85207U105 813 156,028 SH   SOLE - 156,028 0 0
SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 650 44,353 SH   SOLE - 44,353 0 0
SQUARE INC CL A 852234103 857 13,700 SH Put SOLE - 13,700 0 0
SQUARE INC CL A 852234103 856 13,681 SH   SOLE - 13,681 0 0
SQUARE INC CL A 852234103 188 3,000 SH Call SOLE - 3,000 0 0
STANLEY BLACK & DECKER INC COM 854502101 3,154 19,028 SH   SOLE - 19,028 0 0
STEREOTAXIS INC COM NEW 85916J409 63 11,925 SH   SOLE - 11,925 0 0
STEWART INFORMATION SVCS COR COM 860372101 839 20,577 SH   SOLE - 20,577 0 0
SUNCOR ENERGY INC NEW COM 867224107 466 14,220 SH   SOLE - 14,220 0 0
SUNPOWER CORP COM 867652406 141 18,106 SH   SOLE - 18,106 0 0
SWISS HELVETIA FD INC COM 870875101 4,347 516,863 SH   SOLE - 516,863 0 0
SYNAPTICS INC NOTE 0.500% 6/1 87157DAD1 4,839 4,350,000 PRN   SOLE - 4,350,000 0 0
SYNOVUS FINL CORP COM NEW 87161C501 436 11,120 SH   SOLE - 11,120 0 0
T MOBILE US INC COM 872590104 289 3,682 SH   SOLE - 3,682 0 0
TAIWAN FD INC COM 874036106 1,665 80,921 SH   SOLE - 80,921 0 0
TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 2,375 120,361 SH   SOLE - 120,361 0 0
TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 639 32,400 SH Put SOLE - 32,400 0 0
TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 4,038 204,625 SH Call SOLE - 204,625 0 0
TEEKAY CORPORATION COM Y8564W103 126 23,600 SH   SOLE - 23,600 0 0
TEEKAY CORPORATION COM Y8564W103 107 20,000 SH Put SOLE - 20,000 0 0
TEMPLETON DRAGON FD INC COM 88018T101 548 28,182 SH   SOLE - 28,182 0 0
TERADYNE INC COM 880770102 628 9,201 SH   SOLE - 9,201 0 0
TERADYNE INC COM 880770102 518 7,600 SH Call SOLE - 7,600 0 0
TERADYNE INC COM 880770102 702 10,300 SH Put SOLE - 10,300 0 0
TESLA INC COM 88160R101 67,646 161,700 SH Put SOLE - 161,700 0 0
TESLA INC COM 88160R101 1,004 2,400 SH Call SOLE - 2,400 0 0
TESLA INC NOTE 2.375% 3/1 88160RAD3 24,722 17,409,000 PRN   SOLE - 17,409,000 0 0
TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 2,113 2,215,000 PRN   SOLE - 2,215,000 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 30 3,039 SH   SOLE - 3,039 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 294 30,000 SH Put SOLE - 30,000 0 0
THE CENTRAL AND EASTERN EU I COM 153436100 774 27,359 SH   SOLE - 27,359 0 0
THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 1,575 1,500,000 PRN   SOLE - 1,500,000 0 0
THERAVANCE INC NOTE 2.125% 1/1 88338TAB0 6,267 6,234,000 PRN   SOLE - 6,234,000 0 0
TIFFANY & CO NEW COM 886547108 1,257 9,400 SH Call SOLE - 9,400 0 0
TILRAY INC COM CL 2 88688T100 1,617 94,400 SH Put SOLE - 94,400 0 0
TILRAY INC COM CL 2 88688T100 26 1,545 SH   SOLE - 1,545 0 0
TKK SYMPHONY ACQUISITION COR ORD SHS G88950103 307 30,026 SH   SOLE - 30,026 0 0
TORTOISE ENERGY INDEPENDENC COM 89148K101 1,415 326,380 SH   SOLE - 326,380 0 0
TRIP COM GROUP LTD ADS 89677Q107 618 18,419 SH   SOLE - 18,419 0 0
TRIP COM GROUP LTD ADS 89677Q107 3,769 112,400 SH Put SOLE - 112,400 0 0
TRUIST FINL CORP COM 89832Q109 4,112 73,018 SH   SOLE - 73,018 0 0
TURQUOISE HILL RES LTD COM 900435108 28 37,601 SH   SOLE - 37,601 0 0
TWILIO INC CL A 90138F102 884 9,000 SH Put SOLE - 9,000 0 0
TWILIO INC NOTE 0.250% 6/0 90138FAB8 6,756 4,408,000 PRN   SOLE - 4,408,000 0 0
TWIN RIV WORLDWIDE HLDGS INC COM 90171V204 1,253 48,834 SH   SOLE - 48,834 0 0
TWITTER INC COM 90184L102 480 15,000 SH Call SOLE - 15,000 0 0
TWITTER INC COM 90184L102 640 20,000 SH Put SOLE - 20,000 0 0
TWO RIV BANCORP COM 90207C105 400 17,872 SH   SOLE - 17,872 0 0
UNISYS CORP NOTE 5.500% 3/0 909214BS6 6,157 4,520,000 PRN   SOLE - 4,520,000 0 0
UNITED AIRLINES HLDGS INC COM 910047109 250 2,843 SH   SOLE - 2,843 0 0
UNITED TECHNOLOGIES CORP COM 913017109 6,300 42,067 SH   SOLE - 42,067 0 0
UNITI GROUP INC COM 91325V108 13 1,600 SH   SOLE - 1,600 0 0
UNITI GROUP INC COM 91325V108 82 10,000 SH Put SOLE - 10,000 0 0
URSTADT BIDDLE PPTYS INC COM 917286106 1,387 69,791 SH   SOLE - 69,791 0 0
US ECOLOGY INC *W EXP 10/17/202 91734M111 216 18,609 SH   SOLE - 18,609 0 0
VERSO CORP CL A 92531L207 689 38,207 SH   SOLE - 38,207 0 0
VERSO CORP CL A 92531L207 561 31,100 SH Put SOLE - 31,100 0 0
VIACOMCBS INC CL A 92556H107 104 2,313 SH   SOLE - 2,313 0 0
VIACOMCBS INC CL B 92556H206 473 11,271 SH   SOLE - 11,271 0 0
VICI PPTYS INC COM 925652109 641 25,099 SH   SOLE - 25,099 0 0
VIKING THERAPEUTICS INC COM 92686J106 44 5,500 SH   SOLE - 5,500 0 0
VIKING THERAPEUTICS INC COM 92686J106 60 7,500 SH Call SOLE - 7,500 0 0
VIPSHOP HLDGS LTD SPONSORED ADS A 92763W103 21 1,510 SH   SOLE - 1,510 0 0
VIPSHOP HLDGS LTD SPONSORED ADS A 92763W103 142 10,000 SH Put SOLE - 10,000 0 0
VIRTUS INVT PARTNERS INC PFD CV SER D 92828Q208 1,897 18,740 SH   SOLE - 18,740 0 0
VORNADO RLTY TR SH BEN INT 929042109 206 3,100 SH   SOLE - 3,100 0 0
VOYA NAT RES EQUITY INCOME F COM 92913C106 114 27,618 SH   SOLE - 27,618 0 0
WABTEC CORP COM 929740108 535 6,882 SH   SOLE - 6,882 0 0
WATSCO INC CL B CONV 942622101 720 3,971 SH   SOLE - 3,971 0 0
WAYFAIR INC CL A 94419L101 678 7,500 SH Put SOLE - 7,500 0 0
WAYFAIR INC NOTE 0.375% 9/0 94419LAB7 10,221 9,388,000 PRN   SOLE - 9,388,000 0 0
WAYFAIR INC NOTE 1.125%11/0 94419LAD3 3,116 3,000,000 PRN   SOLE - 3,000,000 0 0
WEIBO CORP SPONSORED ADR 948596101 440 9,500 SH   SOLE - 9,500 0 0
WEIBO CORP SPONSORED ADR 948596101 1,159 25,000 SH Put SOLE - 25,000 0 0
WELLCARE HEALTH PLANS INC COM 94946T106 958 2,900 SH   SOLE - 2,900 0 0
WENDYS CO COM 95058W100 313 14,102 SH   SOLE - 14,102 0 0
WESTERN ASSET EMRG MKT DEBT COM 95766A101 485 34,020 SH   SOLE - 34,020 0 0
WESTERN AST INFL LKD OPP & I COM 95766R104 158 13,682 SH   SOLE - 13,682 0 0
WILEY JOHN & SONS INC CL B 968223305 256 5,244 SH   SOLE - 5,244 0 0
WINTRUST FINL CORP COM 97650W108 864 12,184 SH   SOLE - 12,184 0 0
WORKDAY INC NOTE 0.250%10/0 98138HAF8 7,318 5,723,000 PRN   SOLE - 5,723,000 0 0
WPX ENERGY INC COM 98212B103 172 12,500 SH Call SOLE - 12,500 0 0
WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 3,985 2,750,000 PRN   SOLE - 2,750,000 0 0
WRIGHT MED GROUP N V ORD SHS N96617118 335 11,000 SH   SOLE - 11,000 0 0
WRIGHT MED GROUP N V ORD SHS N96617118 91 3,000 SH Call SOLE - 3,000 0 0
XPERI CORP COM 98421B100 296 16,004 SH   SOLE - 16,004 0 0
YAMANA GOLD INC COM 98462Y100 52 13,100 SH   SOLE - 13,100 0 0
ZAYO GROUP HLDGS INC COM 98919V105 2,145 61,900 SH Call SOLE - 61,900 0 0
ZENDESK INC COM 98936J101 77 1,000 SH Call SOLE - 1,000 0 0
ZENDESK INC NOTE 0.250% 3/1 98936JAB7 9,442 6,900,000 PRN   SOLE - 6,900,000 0 0
ZILLOW GROUP INC CL A 98954M101 641 14,017 SH   SOLE - 14,017 0 0
ZILLOW GROUP INC CL C CAP STK 98954M200 3,261 71,000 SH Put SOLE - 71,000 0 0
ZILLOW GROUP INC NOTE 1.500% 7/0 98954MAC5 3,827 4,000,000 PRN   SOLE - 4,000,000 0 0
ZILLOW GROUP INC NOTE 2.000%12/0 98954MAB7 794 708,000 PRN   SOLE - 708,000 0 0
ZIONS BANCORPORATION N A *W EXP 05/21/202 989701115 99,448 5,508,390 SH   SOLE - 5,508,390 0 0
ZIONS BANCORPORATION N A COM 989701107 6,797 130,900 SH Put SOLE - 130,900 0 0
ZYNGA INC CL A 98986T108 174 28,400 SH   SOLE - 28,400 0 0