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NEW YORK LIFE INVESTMENT MANAGEMENT LLC
> CSML
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2023 | IndexIQ ETF Trust | CSML | 5,960,894 | -211,454 | 189,019,949,000 | 188,841,629,000 | $31,710.00 |
| 09/30/2022 | IndexIQ ETF Trust | CSML | 6,172,348 | 573,927 | 178,320,000 | 10,080,000 | $28.89 |
| 06/30/2022 | IndexIQ ETF Trust | CSML | 5,598,421 | 873,676 | 168,240,000 | -5,009,000 | $30.05 |
| 12/31/2021 | IndexIQ ETF Trust | CSML | 4,724,745 | -512,054 | 173,249,000 | -9,149,000 | $36.67 |
| 09/30/2021 | IndexIQ ETF Trust | CSML | 5,236,799 | 538,752 | 182,398,000 | 15,125,000 | $34.83 |
| 06/30/2021 | IndexIQ ETF Trust | CSML | 4,698,047 | 108,432 | 167,273,000 | 8,824,000 | $35.60 |
| 03/31/2021 | IndexIQ ETF Trust | CSML | 4,589,615 | -20,181 | 158,449,000 | 23,906,000 | $34.52 |
| 12/31/2020 | IndexIQ ETF Trust | CSML | 4,609,796 | 697,947 | 134,543,000 | 47,785,000 | $29.19 |
| 09/30/2020 | IndexIQ ETF Trust | CSML | 3,911,849 | 399,185 | 86,758,000 | 10,774,000 | $22.18 |
| 06/30/2020 | IndexIQ ETF Trust | CSML | 3,512,664 | -29,255 | 75,984,000 | 14,903,000 | $21.63 |
| 03/31/2020 | IndexIQ ETF Trust | CSML | 3,541,919 | -3,266,455 | 61,081,000 | -110,694,000 | $17.25 |
| 12/31/2019 | IndexIQ ETF Trust | CSML | 6,808,374 | 0 | 171,775,000 | 0 | $25.23 |
| 09/30/2019 | IndexIQ ETF Trust | CSML | 6,808,374 | -1,077,184 | 171,775,000 | -24,260,000 | $25.23 |
| 06/30/2019 | IndexIQ ETF Trust | CSML | 7,885,558 | -2,090,878 | 196,035,000 | -51,580,000 | $24.86 |
| 03/31/2019 | IndexIQ ETF Trust | CSML | 9,976,436 | -1,775,545 | 247,615,000 | -14,689,000 | $24.82 |
| 12/31/2018 | IndexIQ ETF Trust | CSML | 11,751,981 | 1,237,075 | 262,304,000 | -34,847,000 | $22.32 |
| 09/30/2018 | IndexIQ ETF Trust | CSML | 10,514,906 | 403,416 | 297,151,000 | 7,861,000 | $28.26 |
| 06/30/2018 | IndexIQ ETF Trust | CSML | 10,111,490 | 1,318,920 | 289,290,000 | 49,429,000 | $28.61 |
| 03/31/2018 | IndexIQ ETF Trust | CSML | 8,792,570 | 2,139,880 | 239,861,000 | 53,253,000 | $27.28 |
| 12/31/2017 | IndexIQ ETF Trust | CSML | 6,652,690 | 6,652,690 | 186,608,000 | 186,608,000 | $28.05 |
| 09/30/2017 | IndexIQ ETF Trust | CSML | 0 | -2,474,018 | 0 | -63,063,000 | |
| 06/30/2017 | IndexIQ ETF Trust | CSML | 2,474,018 | 2,474,018 | 63,063,000 | 63,063,000 | $25.49 |
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