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DELTA ASSET MANAGEMENT LLC
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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | CATERPILLAR INC | CAT | 64,354 | 864 | 15,834,319,000 | 1,305,154,000 | $246,050.27 |
| 03/31/2023 | CATERPILLAR INC | CAT | 63,490 | -1,179 | 14,529,165,000 | 14,518,554,000 | $228,841.79 |
| 09/30/2022 | CATERPILLAR INC | CAT | 64,669 | -703 | 10,611,000 | -1,075,000 | $164.08 |
| 06/30/2022 | CATERPILLAR INC | CAT | 65,372 | -1,199 | 11,686,000 | -3,147,000 | $178.76 |
| 03/31/2022 | CATERPILLAR INC | CAT | 66,571 | -198 | 14,833,000 | 1,029,000 | $222.81 |
| 12/31/2021 | CATERPILLAR INC | CAT | 66,769 | 127 | 13,804,000 | 1,011,000 | $206.74 |
| 09/30/2021 | CATERPILLAR INC | CAT | 66,642 | 606 | 12,793,000 | -1,578,000 | $191.97 |
| 06/30/2021 | CATERPILLAR INC | CAT | 66,036 | -231 | 14,371,000 | 2,309,000 | $217.62 |
| 12/31/2020 | CATERPILLAR INC | CAT | 66,267 | -481 | 12,062,000 | 2,107,000 | $182.02 |
| 09/30/2020 | CATERPILLAR INC | CAT | 66,748 | -113 | 9,955,000 | 1,497,000 | $149.14 |
| 06/30/2020 | CATERPILLAR INC | CAT | 66,861 | 823 | 8,458,000 | 795,000 | $126.50 |
| 03/31/2020 | CATERPILLAR INC | CAT | 66,038 | 1,049 | 7,663,000 | -1,935,000 | $116.04 |
| 12/31/2019 | CATERPILLAR INC | CAT | 64,989 | -192 | 9,598,000 | 1,365,000 | $147.69 |
| 09/30/2019 | CATERPILLAR INC | CAT | 65,181 | 1,052 | 8,233,000 | -507,000 | $126.31 |
| 06/30/2019 | CATERPILLAR INC | CAT | 64,129 | 1,778 | 8,740,000 | 292,000 | $136.29 |
| 03/31/2019 | CATERPILLAR INC | CAT | 62,351 | -884 | 8,448,000 | 413,000 | $135.49 |
| 12/31/2018 | CATERPILLAR INC | CAT | 63,235 | -1,773 | 8,035,000 | -1,878,000 | $127.07 |
| 09/30/2018 | CATERPILLAR INC | CAT | 65,008 | 1,695 | 9,913,000 | 1,323,000 | $152.49 |
| 06/30/2018 | CATERPILLAR INC | CAT | 63,313 | 659 | 8,590,000 | -644,000 | $135.68 |
| 03/31/2018 | CATERPILLAR INC | CAT | 62,654 | -493 | 9,234,000 | -716,000 | $147.38 |
| 12/31/2017 | CATERPILLAR INC | CAT | 63,147 | -600 | 9,950,000 | 2,000,000 | $157.57 |
| 09/30/2017 | CATERPILLAR INC | CAT | 63,747 | 992 | 7,950,000 | 1,206,000 | $124.71 |
| 06/30/2017 | CATERPILLAR INC | CAT | 62,755 | 556 | 6,744,000 | 974,000 | $107.47 |
| 03/31/2017 | CATERPILLAR INC | CAT | 62,199 | 310 | 5,770,000 | 30,000 | $92.77 |
| 12/31/2016 | CATERPILLAR INC | CAT | 61,889 | -490 | 5,740,000 | 203,000 | $92.75 |
| 09/30/2016 | CATERPILLAR INC | CAT | 62,379 | 256 | 5,537,000 | 828,000 | $88.76 |
| 06/30/2016 | CATERPILLAR INC | CAT | 62,123 | 1,973 | 4,709,000 | 105,000 | $75.80 |
| 03/31/2016 | CATERPILLAR INC | CAT | 60,150 | 13,613 | 4,604,000 | 765,000 | $76.54 |
| 12/31/2015 | CATERPILLAR INC | CAT | 61,081 | 431 | 4,151,000 | 187,000 | $67.96 |
| 09/30/2015 | CATERPILLAR INC | CAT | 60,650 | 14,113 | 3,964,000 | 125,000 | $65.36 |
| 06/30/2015 | CATERPILLAR INC | CAT | 58,066 | 1,578 | 4,926,000 | 405,000 | $84.83 |
| 03/31/2015 | CATERPILLAR INC | CAT | 56,488 | 9,951 | 4,521,000 | 682,000 | $80.03 |
| 12/31/2014 | CATERPILLAR INC | CAT | 52,400 | 51,073 | 4,796,000 | 4,665,000 | $91.53 |
| 09/30/2014 | CATERPILLAR INC | CAT | 1,327 | -48,227 | 131,000 | -4,369,000 | $98.72 |
| 06/30/2014 | CATERPILLAR INC | CAT | 1,327 | -48,227 | 144,000 | -4,356,000 | $108.52 |
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