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SANDERS MORRIS HARRIS LLC
> ARKK
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2023 | Ark ETF Trust | ARKK | 15,842 | 15,842 | 628,453,000 | 628,453,000 | $39,670.05 |
| 12/31/2022 | Ark ETF Trust | ARKK | 0 | -250,957 | 0 | -9,469,000 | |
| 09/30/2022 | Ark ETF Trust | ARKK | 250,957 | 45,582 | 9,469,000 | 1,278,000 | $37.73 |
| 06/30/2022 | Ark ETF Trust | ARKK | 205,375 | 10,302 | 8,191,000 | -4,740,000 | $39.88 |
| 03/31/2022 | Ark ETF Trust | ARKK | 195,073 | 14,451 | 12,931,000 | -4,155,000 | $66.29 |
| 12/31/2021 | Ark ETF Trust | ARKK | 180,622 | 121,063 | 17,086,000 | 9,297,000 | $94.60 |
| 06/30/2021 | Ark ETF Trust | ARKK | 59,559 | 24,236 | 7,789,000 | 3,552,000 | $130.78 |
| 03/31/2021 | Ark ETF Trust | ARKK | 35,323 | 35,323 | 4,237,000 | 4,237,000 | $119.95 |
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