The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
26 CAPITAL ACQUISITION CORP COM CL A 90138P100 99 10,000 SH   SOLE   10,000 0 0
7GC & CO HOLDINGS INC COM CL A 81786A107 98 10,000 SH   SOLE   10,000 0 0
ABBOTT LABS COM 002824100 964 8,025 SH   SOLE   8,025 0 0
ABBVIE INC COM 00287Y109 2,441 23,096 SH   SOLE   23,096 0 0
ACTIVISION BLIZZARD INC COM 00507V109 896 9,255 SH   SOLE   9,255 0 0
ADIT EDTECH ACQUISITION CORP COMMON STOCK 007024102 281 29,000 SH   SOLE   29,000 0 0
ADOBE SYSTEMS INCORPORATED COM 00724F101 1,697 3,440 SH   SOLE   3,440 0 0
ADVANCED MICRO DEVICES INC COM 007903107 1,421 17,350 SH   SOLE   17,350 0 0
AIR PRODS & CHEMS INC COM 009158106 584 2,075 SH   SOLE   2,075 0 0
AIRBNB INC COM CL A 009066101 3,511 19,467 SH   SOLE   19,467 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 518 3,400 SH   SOLE   3,400 0 0
ALNYLAM PHARMACEUTICALS INC COM 02043Q107 492 3,500 SH   SOLE   3,500 0 0
ALPHABET INC CAP STK CL A 02079K305 301 146 SH   SOLE   146 0 0
ALPHABET INC CAP STK CL C 02079K107 2,393 1,068 SH   SOLE   1,068 0 0
ALTRIA GROUP INC COM 02209S103 4,687 91,618 SH   SOLE   91,618 0 0
AMAZON COM INC COM 023135106 8,292 2,542 SH   SOLE   2,542 0 0
AMDOCS LTD SHS G02602103 401 5,500 SH   SOLE   5,500 0 0
AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 218 39,500 SH   SOLE   39,500 0 0
AMERICAN ELEC PWR CO INC COM 025537101 238 2,813 SH   SOLE   2,813 0 0
AMERICAN EXPRESS CO COM 025816109 448 3,042 SH   SOLE   3,042 0 0
AMGEN INC COM 031162100 1,065 4,292 SH   SOLE   4,292 0 0
ANTERO RESOURCES CORP COM 03674X106 199 19,500 SH   SOLE   19,500 0 0
ANTHEM INC COM 036752103 669 1,900 SH   SOLE   1,900 0 0
APPLE INC COM 037833100 12,384 99,527 SH   SOLE   99,527 0 0
APTOSE BIOSCIENCES INC COM NEW 03835T200 144 25,415 SH   SOLE   25,415 0 0
ARES ACQUISITION CORPORATION COM CL A G33032106 345 35,000 SH   SOLE   35,000 0 0
ARGENX SE SPONSORED ADR 04016X101 507 1,830 SH   SOLE   1,830 0 0
ARK ETF TR INNOVATION ETF 00214Q104 4,237 35,323 SH   SOLE   35,323 0 0
ASTRAZENECA PLC SPONSORED ADR 046353108 472 9,500 SH   SOLE   9,500 0 0
ASTREA ACQUISITION CORP COM CL A 04637C106 204 21,000 SH   SOLE   21,000 0 0
AT&T INC COM 00206R102 5,559 182,786 SH   SOLE   182,786 0 0
ATLASSIAN CORP PLC CL A G06242104 594 2,730 SH   SOLE   2,730 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 456 2,450 SH   SOLE   2,450 0 0
AUTONATION INC COM 05329W102 466 5,000 SH   SOLE   5,000 0 0
AVALARA INC COM 05338G106 3,891 27,703 SH   SOLE   27,703 0 0
AVNET INC COM 053807103 397 9,570 SH   SOLE   9,570 0 0
BARRICK GOLD CORP COM 067901108 1,148 58,000 SH   SOLE   58,000 0 0
BAUSCH HEALTH COS INC COM 071734107 1,105 35,013 SH   SOLE   35,013 0 0
BAXTER INTL INC COM 071813109 432 5,100 SH   SOLE   5,100 0 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 3,563 9 SH   SOLE   9 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 246 964 SH   SOLE   964 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 312 4,000 SH   SOLE   4,000 0 0
BK OF AMERICA CORP COM 060505104 330 8,519 SH   SOLE   8,519 0 0
BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 367 25,500 SH   SOLE   25,500 0 0
BLACKROCK CORE BD TR SHS BEN INT 09249E101 612 38,955 SH   SOLE   38,955 0 0
BLACKROCK INC COM 09247X101 713 946 SH   SOLE   946 0 0
BLACKSTONE GROUP INC COM 09260D107 26,968 361,680 SH   SOLE   361,680 0 0
BOEING CO COM 097023105 851 3,360 SH   SOLE   3,360 0 0
BOQII HLDG LTD SPONSORED ADS 09950L104 3,176 570,192 SH   SOLE   570,192 0 0
BOWX ACQUISITION CORP CL A 103085106 128 10,242 SH   SOLE   10,242 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 2,567 40,884 SH   SOLE   40,884 0 0
BROADCOM INC COM 11135F101 998 2,073 SH   SOLE   2,073 0 0
BROADMARK RLTY CAP INC COM 11135B100 157 15,000 SH   SOLE   15,000 0 0
CADENCE BANCORPORATION CL A 12739A100 207 10,000 SH   SOLE   10,000 0 0
CAPITAL SOUTHWEST CORP COM 140501107 18,249 823,517 SH   SOLE   823,517 0 0
CAPSTAR SPL PURP ACQUISITION COM CL A 14070Y101 235 23,962 SH   SOLE   23,962 0 0
CATCHMARK TIMBER TR INC CL A 14912Y202 197 19,400 SH   SOLE   19,400 0 0
CATERPILLAR INC COM 149123101 319 1,375 SH   SOLE   1,375 0 0
CELANESE CORP DEL COM 150870103 755 5,000 SH   SOLE   5,000 0 0
CERNER CORP COM 156782104 332 4,600 SH   SOLE   4,600 0 0
CHARTER COMMUNICATIONS INC N CL A 16119P108 758 1,239 SH   SOLE   1,239 0 0
CHEVRON CORP NEW COM 166764100 1,090 10,400 SH   SOLE   10,400 0 0
CIGNA CORP NEW COM 125523100 1,079 4,493 SH   SOLE   4,493 0 0
CINTAS CORP COM 172908105 4,329 12,357 SH   SOLE   12,357 0 0
CISCO SYS INC COM 17275R102 351 6,775 SH   SOLE   6,775 0 0
CLOROX CO DEL COM 189054109 443 2,283 SH   SOLE   2,283 0 0
CLOUDFLARE INC CL A COM 18915M107 453 6,443 SH   SOLE   6,443 0 0
COCA COLA CO COM 191216100 932 17,681 SH   SOLE   17,681 0 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 475 6,000 SH   SOLE   6,000 0 0
COLGATE PALMOLIVE CO COM 194162103 392 4,920 SH   SOLE   4,920 0 0
COLLABORATIVE INVESTMNT SER RAREVIEW DYNAMIC 19423L722 315 10,991 SH   SOLE   10,991 0 0
COMCAST CORP NEW CL A 20030N101 594 10,877 SH   SOLE   10,877 0 0
CONOCOPHILLIPS COM 20825C104 342 6,458 SH   SOLE   6,458 0 0
CRINETICS PHARMACEUTICALS IN COM 22663K107 306 18,600 SH   SOLE   18,600 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 308 1,787 SH   SOLE   1,787 0 0
CROWN ELECTROKINETICS CORP COM NEW 228339206 275 63,758 SH   SOLE   63,758 0 0
CSX CORP COM 126408103 727 7,500 SH   SOLE   7,500 0 0
CUE BIOPHARMA INC COM 22978P106 4,385 352,534 SH   SOLE   352,534 0 0
CULLEN FROST BANKERS INC COM 229899109 218 2,000 SH   SOLE   2,000 0 0
CUMMINS INC COM 231021106 301 1,161 SH   SOLE   1,161 0 0
CVS HEALTH CORP COM 126650100 1,803 24,024 SH   SOLE   24,024 0 0
CYTOKINETICS INC COM NEW 23282W605 508 21,755 SH   SOLE   21,755 0 0
DATADOG INC CL A COM 23804L103 805 9,290 SH   SOLE   9,290 0 0
DELL TECHNOLOGIES INC CL C 24703L202 201 2,200 SH   SOLE   2,200 0 0
DEXCOM INC COM 252131107 369 1,000 SH   SOLE   1,000 0 0
DIAGEO PLC SPON ADR NEW 25243Q205 218 1,325 SH   SOLE   1,325 0 0
DISH NETWORK CORPORATION CL A 25470M109 411 10,900 SH   SOLE   10,900 0 0
DISNEY WALT CO COM 254687106 3,235 17,282 SH   SOLE   17,282 0 0
DOCUSIGN INC COM 256163106 6,544 31,814 SH   SOLE   31,814 0 0
DPCM CAP INC COM CL A 23344P101 302 29,995 SH   SOLE   29,995 0 0
DROPBOX INC CL A 26210C104 441 15,970 SH   SOLE   15,970 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 303 3,142 SH   SOLE   3,142 0 0
E L F BEAUTY INC COM 26856L103 268 10,000 SH   SOLE   10,000 0 0
EARTHSTONE ENERGY INC CL A 27032D304 1,075 150,300 SH   SOLE   150,300 0 0
EAST STONE ACQUISITION CORP RIGHT 12/31/2026 G2911D132 3 10,000 SH   SOLE   10,000 0 0
EATON CORP PLC SHS G29183103 332 2,400 SH   SOLE   2,400 0 0
ECOLAB INC COM 278865100 1,201 5,597 SH   SOLE   5,597 0 0
EDWARDS LIFESCIENCES CORP COM 28176E108 388 4,620 SH   SOLE   4,620 0 0
ELANCO ANIMAL HEALTH INC COM 28414H103 9,325 316,640 SH   SOLE   316,640 0 0
ELECTRONIC ARTS INC COM 285512109 760 5,350 SH   SOLE   5,350 0 0
ENERGY TRANSFER LP COM UT LTD PTN 29273V100 915 118,580 SH   SOLE   118,580 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 16,210 735,947 SH   SOLE   735,947 0 0
EQUIFAX INC COM 294429105 380 2,100 SH   SOLE   2,100 0 0
ESPERION THERAPEUTICS INC NE COM 29664W105 336 12,200 SH   SOLE   12,200 0 0
EXACT SCIENCES CORP COM 30063P105 620 4,800 SH   SOLE   4,800 0 0
EXXON MOBIL CORP COM 30231G102 4,533 81,191 SH   SOLE   81,191 0 0
EZCORP INC CL A NON VTG 302301106 509 102,500 SH   SOLE   102,500 0 0
FACEBOOK INC CL A 30303M102 1,703 5,530 SH   SOLE   5,530 0 0
FAST ACQUISITION CORP COM CL A 311875108 557 44,923 SH   SOLE   44,923 0 0
FEDEX CORP COM 31428X106 893 3,200 SH   SOLE   3,200 0 0
FORD MTR CO DEL COM 345370860 6,974 569,300 SH   SOLE   569,300 0 0
GALILEO ACQUISITION CORP SHS G3770A102 338 33,780 SH   SOLE   33,780 0 0
GENERAL DYNAMICS CORP COM 369550108 591 3,200 SH   SOLE   3,200 0 0
GENERAL ELECTRIC CO COM 369604103 386 28,877 SH   SOLE   28,877 0 0
GENERAL MTRS CO COM 37045V100 321 5,590 SH   SOLE   5,590 0 0
GENESIS ENERGY L P UNIT LTD PARTN 371927104 334 35,700 SH   SOLE   35,700 0 0
GIGCAPITAL2 INC COM 375036100 100 10,000 SH   SOLE   10,000 0 0
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 739 20,700 SH   SOLE   20,700 0 0
GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 285 6,750 SH   SOLE   6,750 0 0
GLOBAL PARTNERS LP COM UNITS 37946R109 789 36,950 SH   SOLE   36,950 0 0
GLOBAL X FDS US INFR DEV ETF 37954Y673 6,260 249,310 SH   SOLE   249,310 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 1,946 5,960 SH   SOLE   5,960 0 0
GRAN TIERRA ENERGY INC COM 38500T101 87 123,667 SH   SOLE   123,667 0 0
HALLADOR ENERGY COMPANY COM 40609P105 25 13,165 SH   SOLE   13,165 0 0
HCA HEALTHCARE INC COM 40412C101 678 3,631 SH   SOLE   3,631 0 0
HEWLETT PACKARD ENTERPRISE C COM 42824C109 451 28,372 SH   SOLE   28,372 0 0
HOME DEPOT INC COM 437076102 1,743 5,710 SH   SOLE   5,710 0 0
HORMEL FOODS CORP COM 440452100 251 5,250 SH   SOLE   5,250 0 0
HP INC COM 40434L105 545 16,872 SH   SOLE   16,872 0 0
INCYTE CORP COM 45337C102 407 5,000 SH   SOLE   5,000 0 0
INSIGHT SELECT INCOME FD COM 45781W109 404 19,734 SH   SOLE   19,734 0 0
INTEL CORP COM 458140100 1,038 15,695 SH   SOLE   15,695 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 1,786 13,400 SH   SOLE   13,400 0 0
INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 300 18,700 SH   SOLE   18,700 0 0
INTUIT COM 461202103 1,762 4,396 SH   SOLE   4,396 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 50,016 156,725 SH   SOLE   156,725 0 0
INVESCO TR INVT GRADE NEW YO COM 46131T101 379 29,000 SH   SOLE   29,000 0 0
IOVANCE BIOTHERAPEUTICS INC COM 462260100 502 16,200 SH   SOLE   16,200 0 0
ISHARES GOLD TR ISHARES 464285105 163 10,000 SH   SOLE   10,000 0 0
ISHARES TR CORE S&P500 ETF 464287200 18,627 45,660 SH   SOLE   45,660 0 0
ISHARES TR INTRM GOV CR ETF 464288612 459 4,000 SH   SOLE   4,000 0 0
ISHARES TR PFD AND INCM SEC 464288687 269 7,000 SH   SOLE   7,000 0 0
ISHARES TR SHORT TREAS BD 464288679 1,207 10,925 SH   SOLE   10,925 0 0
ISLEWORTH HEALTHCARE ACQU CO COM 46468P102 513 52,500 SH   SOLE   52,500 0 0
JACK CREEK INVESTMENT CORP CL A SHS G4989X115 98 10,000 SH   SOLE   10,000 0 0
JAZZ PHARMACEUTICALS PLC SHS USD G50871105 599 3,700 SH   SOLE   3,700 0 0
JOHNSON & JOHNSON COM 478160104 1,438 8,770 SH   SOLE   8,770 0 0
JPMORGAN CHASE & CO COM 46625H100 1,124 7,254 SH   SOLE   7,254 0 0
KANSAS CITY SOUTHERN COM NEW 485170302 1,406 5,324 SH   SOLE   5,324 0 0
KAYNE ANDERSON ENERGY INFRST COM 486606106 439 61,200 SH   SOLE   61,200 0 0
KINDER MORGAN INC DEL COM 49456B101 1,152 68,620 SH   SOLE   68,620 0 0
KINS TECHNOLOGY GROUP INC COM CL A 49714K109 247 25,000 SH   SOLE   25,000 0 0
KINSALE CAP GROUP INC COM 49714P108 495 3,000 SH   SOLE   3,000 0 0
KLA CORP COM NEW 482480100 609 1,750 SH   SOLE   1,750 0 0
KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 481 8,162 SH   SOLE   8,162 0 0
KROGER CO COM 501044101 557 15,000 SH   SOLE   15,000 0 0
KURA ONCOLOGY INC COM 50127T109 421 14,900 SH   SOLE   14,900 0 0
LADDER CAP CORP CL A 505743104 402 34,100 SH   SOLE   34,100 0 0
LAM RESEARCH CORP COM 512807108 2,795 4,242 SH   SOLE   4,242 0 0
LANDMARK INFRASTRCTUR PARTR COM UNIT LTD 51508J108 212 17,960 SH   SOLE   17,960 0 0
LILLY ELI & CO COM 532457108 1,887 10,179 SH   SOLE   10,179 0 0
LINDE PLC SHS G5494J103 756 2,700 SH   SOLE   2,700 0 0
LIONHEART ACQUISITION CORP I COM CL A 53625R104 2,785 282,163 SH   SOLE   282,163 0 0
LISTED FD TR TRUESHS ESG ACTV 53656F813 2,788 76,330 SH   SOLE   76,330 0 0
LISTED FD TR TRUESHS TECH AI 53656F821 3,395 81,250 SH   SOLE   81,250 0 0
LITTELFUSE INC COM 537008104 534 2,000 SH   SOLE   2,000 0 0
LOCKHEED MARTIN CORP COM 539830109 524 1,389 SH   SOLE   1,389 0 0
LOEWS CORP COM 540424108 292 5,494 SH   SOLE   5,494 0 0
LOWES COS INC COM 548661107 1,104 5,706 SH   SOLE   5,706 0 0
LULULEMON ATHLETICA INC COM 550021109 964 3,150 SH   SOLE   3,150 0 0
LUMEN TECHNOLOGIES INC COM 550241103 237 17,720 SH   SOLE   17,720 0 0
LYFT INC CL A COM 55087P104 316 5,000 SH   SOLE   5,000 0 0
MACROGENICS INC COM 556099109 659 20,915 SH   SOLE   20,915 0 0
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 251 5,550 SH   SOLE   5,550 0 0
MAIN STR CAP CORP COM 56035L104 8,288 211,696 SH   SOLE   211,696 0 0
MARATHON OIL CORP COM 565849106 481 45,000 SH   SOLE   45,000 0 0
MARLIN TECHNOLOGY CORP CL A SHS G58411102 121 12,495 SH   SOLE   12,495 0 0
MASTERCARD INCORPORATED CL A 57636Q104 1,699 4,621 SH   SOLE   4,621 0 0
MAXAR TECHNOLOGIES INC COM 57778K105 3,174 83,899 SH   SOLE   83,899 0 0
MCDONALDS CORP COM 580135101 560 2,500 SH   SOLE   2,500 0 0
MCKESSON CORP COM 58155Q103 651 3,370 SH   SOLE   3,370 0 0
MEDICAL PPTYS TRUST INC COM 58463J304 421 19,800 SH   SOLE   19,800 0 0
MEDTRONIC PLC SHS G5960L103 572 4,744 SH   SOLE   4,744 0 0
MERCK & CO. INC COM 58933Y105 1,642 21,544 SH   SOLE   21,544 0 0
MERIDA MERGER CORP I COM 58953M106 149 15,000 SH   SOLE   15,000 0 0
MERUS N V COM N5749R100 554 24,870 SH   SOLE   24,870 0 0
MICROSOFT CORP COM 594918104 3,456 14,143 SH   SOLE   14,143 0 0
MINERVA NEUROSCIENCES INC COM 603380106 32 12,000 SH   SOLE   12,000 0 0
MISSION PRODUCE INC COM 60510V108 190 10,000 SH   SOLE   10,000 0 0
MODERNA INC COM 60770K107 786 6,000 SH   SOLE   6,000 0 0
MOLINA HEALTHCARE INC COM 60855R100 548 2,370 SH   SOLE   2,370 0 0
MONDELEZ INTL INC CL A 609207105 1,484 25,126 SH   SOLE   25,126 0 0
MOTIVE CAPITAL CORP SHS CL A G6293A103 239 24,000 SH   SOLE   24,000 0 0
MOTOROLA SOLUTIONS INC COM NEW 620076307 899 4,735 SH   SOLE   4,735 0 0
MPLX LP COM UNIT REP LTD 55336V100 203 7,823 SH   SOLE   7,823 0 0
MURPHY USA INC COM 626755102 288 2,000 SH   SOLE   2,000 0 0
NEW BEGINNINGS ACQUISITION C COM 64222H100 407 39,600 SH   SOLE   39,600 0 0
NEW MTN FIN CORP COM 647551100 271 21,875 SH   SOLE   21,875 0 0
NEW YORK CMNTY BANCORP INC COM 649445103 196 15,500 SH   SOLE   15,500 0 0
NEXTERA ENERGY INC COM 65339F101 323 4,268 SH   SOLE   4,268 0 0
NIKE INC CL B 654106103 550 4,030 SH   SOLE   4,030 0 0
NOKIA CORP SPONSORED ADR 654902204 48 12,031 SH   SOLE   12,031 0 0
NORFOLK SOUTHN CORP COM 655844108 584 2,175 SH   SOLE   2,175 0 0
NOVAVAX INC COM NEW 670002401 308 1,700 SH   SOLE   1,700 0 0
NUCOR CORP COM 670346105 479 6,000 SH   SOLE   6,000 0 0
NUVEEN AMT FREE QLTY MUN INC COM 670657105 522 35,007 SH   SOLE   35,007 0 0
NUVEEN NEW YORK AMT QLT MUNI COM 670656107 222 16,270 SH   SOLE   16,270 0 0
NUVEEN NEW YORK QLT MUN INC COM 67066X107 152 10,600 SH   SOLE   10,600 0 0
NUVEEN QUALITY MUNCP INCOME COM 67066V101 494 32,372 SH   SOLE   32,372 0 0
NVIDIA CORPORATION COM 67066G104 2,815 5,020 SH   SOLE   5,020 0 0
OMNICHANNEL ACQUISITION CORP COM CL A 68218L108 139 14,000 SH   SOLE   14,000 0 0
ONEOK INC NEW COM 682680103 719 14,199 SH   SOLE   14,199 0 0
ORACLE CORP COM 68389X105 1,378 18,610 SH   SOLE   18,610 0 0
OYSTER ENTERPRISES ACQ CORP COM CL A 69242M104 338 35,000 SH   SOLE   35,000 0 0
PALANTIR TECHNOLOGIES INC CL A 69608A108 536 23,000 SH   SOLE   23,000 0 0
PAYPAL HLDGS INC COM 70450Y103 6,215 24,336 SH   SOLE   24,336 0 0
PEPSICO INC COM 713448108 546 3,815 SH   SOLE   3,815 0 0
PFIZER INC COM 717081103 1,832 50,838 SH   SOLE   50,838 0 0
PHILIP MORRIS INTL INC COM 718172109 4,649 52,463 SH   SOLE   52,463 0 0
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1,048 10,280 SH   SOLE   10,280 0 0
PMV CONSUMER ACQUISITION COR COM 693486102 490 50,000 SH   SOLE   50,000 0 0
PNC FINL SVCS GROUP INC COM 693475105 655 3,676 SH   SOLE   3,676 0 0
PRA GROUP INC COM 69354N106 490 13,421 SH   SOLE   13,421 0 0
PRECIGEN INC COM 74017N105 241 35,000 SH   SOLE   35,000 0 0
PROCTER AND GAMBLE CO COM 742718109 1,249 9,170 SH   SOLE   9,170 0 0
PROGRESS ACQUISITION CORP COM CL A 74327P105 307 31,500 SH   SOLE   31,500 0 0
PROPERTY SOLUTIONS ACQUISITI COM 74348Q108 281 20,000 SH   SOLE   20,000 0 0
PROSHARES TR ULTRA FNCLS NEW 74347X633 211 4,000 SH   SOLE   4,000 0 0
RAYTHEON TECHNOLOGIES CORP COM 75513E101 740 9,545 SH   SOLE   9,545 0 0
REDFIN CORP COM 75737F108 534 8,300 SH   SOLE   8,300 0 0
RELIANCE GLOBAL GROUP INC COM NEW 75946W207 65 15,000 SH   SOLE   15,000 0 0
REMARK HLDGS INC COM 75955K102 2,041 895,300 SH   SOLE   895,300 0 0
RESMED INC COM 761152107 907 4,600 SH   SOLE   4,600 0 0
RESTAURANT BRANDS INTL INC COM 76131D103 787 11,824 SH   SOLE   11,824 0 0
RIVERNORTH MANAGED DUR MUN I COM 76882H105 195 10,300 SH   SOLE   10,300 0 0
ROCKET PHARMACEUTICALS INC COM 77313F106 1,163 27,709 SH   SOLE   27,709 0 0
ROTH CH ACQUISITION II CO *W EXP 09/16/202 778673111 344 271,150 SH   SOLE   271,150 0 0
ROTH CH ACQUISITION II CO COM 778673103 5,374 542,300 SH   SOLE   542,300 0 0
ROTH CH ACQUISITION III CO UNIT 02/26/2026 77867Q201 8,730 873,035 SH   SOLE   873,035 0 0
SALESFORCE COM INC COM 79466L302 1,276 5,781 SH   SOLE   5,781 0 0
SCHWAB CHARLES CORP COM 808513105 268 4,000 SH   SOLE   4,000 0 0
SEABOARD CORP DEL COM 811543107 922 250 SH   SOLE   250 0 0
SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 330 4,500 SH   SOLE   4,500 0 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 354 2,108 SH   SOLE   2,108 0 0
SERVICE CORP INTL COM 817565104 408 8,000 SH   SOLE   8,000 0 0
SERVICENOW INC COM 81762P102 4,631 9,069 SH   SOLE   9,069 0 0
SIGMATRON INTL INC COM 82661L101 259 48,314 SH   SOLE   48,314 0 0
SILVER CREST ACQUISITION COR CL A SHS G81355102 194 20,000 SH   SOLE   20,000 0 0
SOUTHWESTERN ENERGY CO COM 845467109 367 79,008 SH   SOLE   79,008 0 0
SPARK ENERGY INC CL A COM 846511103 1,511 141,500 SH   SOLE   141,500 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 285 720 SH   SOLE   720 0 0
SPDR SER TR S&P OILGAS EXP 78468R556 305 3,750 SH   SOLE   3,750 0 0
SPRING VY ACQUISITION CORP CL A G8377A108 1,305 130,419 SH   SOLE   130,419 0 0
SPRINGWORKS THERAPEUTICS INC COM 85205L107 787 11,200 SH   SOLE   11,200 0 0
SQUARE INC CL A 852234103 1,258 5,163 SH   SOLE   5,163 0 0
STARBUCKS CORP COM 855244109 606 5,363 SH   SOLE   5,363 0 0
STELLUS CAP INVT CORP COM 858568108 286 22,509 SH   SOLE   22,509 0 0
STRYKER CORPORATION COM 863667101 561 2,266 SH   SOLE   2,266 0 0
TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 893 4,860 SH   SOLE   4,860 0 0
TARGA RES CORP COM 87612G101 344 10,840 SH   SOLE   10,840 0 0
TARGET CORP COM 87612E106 637 3,121 SH   SOLE   3,121 0 0
TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 204 14,150 SH   SOLE   14,150 0 0
TELA BIO INC COM 872381108 1,826 122,558 SH   SOLE   122,558 0 0
TEXAS INSTRS INC COM 882508104 1,187 6,167 SH   SOLE   6,167 0 0
TFF PHARMACEUTICALS INC COM 87241J104 278 21,326 SH   SOLE   21,326 0 0
THERAPEUTICSMD INC COM 88338N107 4,719 3,521,816 SH   SOLE   3,521,816 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 793 1,700 SH   SOLE   1,700 0 0
TRACTOR SUPPLY CO COM 892356106 243 1,375 SH   SOLE   1,375 0 0
TWILIO INC CL A 90138F102 917 2,600 SH   SOLE   2,600 0 0
TWITTER INC COM 90184L102 1,359 19,700 SH   SOLE   19,700 0 0
TYLER TECHNOLOGIES INC COM 902252105 425 1,000 SH   SOLE   1,000 0 0
UNION ACQUISITION CORP II SHS G9402Q100 102 10,188 SH   SOLE   10,188 0 0
UNION PAC CORP COM 907818108 465 2,100 SH   SOLE   2,100 0 0
UNIQURE NV SHS N90064101 2,522 73,070 SH   SOLE   73,070 0 0
UNITEDHEALTH GROUP INC COM 91324P102 513 1,400 SH   SOLE   1,400 0 0
UNIVERSAL HLTH SVCS INC CL B 913903100 395 2,890 SH   SOLE   2,890 0 0
US BANCORP DEL COM NEW 902973304 452 7,960 SH   SOLE   7,960 0 0
VECTOR ACQUISITION CORP COM CL A G9442R126 201 17,000 SH   SOLE   17,000 0 0
VERITEX HLDGS INC COM 923451108 327 10,000 SH   SOLE   10,000 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 1,431 24,444 SH   SOLE   24,444 0 0
VIRTU FINL INC CL A 928254101 219 7,050 SH   SOLE   7,050 0 0
VISA INC COM CL A 92826C839 7,662 35,055 SH   SOLE   35,055 0 0
VISTAS MEDIA ACQUISITION CO COM CL A 92840T107 496 49,800 SH   SOLE   49,800 0 0
VY GLOBAL GROWTH COM CL A G9444H100 12,243 1,207,632 SH   SOLE   1,207,632 0 0
WAITR HLDGS INC COM 930752100 117 40,000 SH   SOLE   40,000 0 0
WALGREENS BOOTS ALLIANCE INC COM 931427108 1,375 24,748 SH   SOLE   24,748 0 0
WALMART INC COM 931142103 626 4,608 SH   SOLE   4,608 0 0
WASHINGTON TR BANCORP COM 940610108 242 4,685 SH   SOLE   4,685 0 0
WASTE MGMT INC DEL COM 94106L109 973 7,542 SH   SOLE   7,542 0 0
WINGSTOP INC COM 974155103 318 2,500 SH   SOLE   2,500 0 0
WORKDAY INC CL A 98138H101 1,323 5,250 SH   SOLE   5,250 0 0
XENON PHARMACEUTICALS INC COM 98420N105 432 24,500 SH   SOLE   24,500 0 0
XILINX INC COM 983919101 758 5,775 SH   SOLE   5,775 0 0
ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 1,299 2,677 SH   SOLE   2,677 0 0
ZOGENIX INC COM NEW 98978L204 240 12,420 SH   SOLE   12,420 0 0
ZSCALER INC COM 98980G102 3,989 22,158 SH   SOLE   22,158 0 0