Type	Name	Date
Merger agreement	Agreement and Plan of Merger, by and among RCS Capital Corporation, Dolphin Acquisition, LLC and Summit Financial Services Group, Inc	11/18/2013
Voting agreement	Voting Agreement, by and among RCS Capital Corporation and Marshall Leeds	11/18/2013
Merger agreement	Agreement and Plan of Merger, by and among RCS Capital Corporation, Zoe Acquisition, LLC and Investors Capital Holdings, Ltd	10/28/2013
Voting agreement	Voting Agreement, by and among RCS Capital Corporation, Zoe Acquisition, LLC and Timothy Murphy	10/28/2013