Type	Name	Date
Credit agreement	Amendment No. 1, to the First Lien Credit Agreement, among RCS Capital Corporation, as borrower, Barclays Bank PLC, as administrative agent and collateral agent, and the other lender and guarantor parties thereto	06/30/2015
Indenture	Indenture, by and between RCS Capital Corporation and Wilmington Trust, National Association	05/02/2014
Credit agreement	First Lien Credit Agreement, by and among RCS Capital Corporation, RCS Capital Management, LLC, RCAP Holdings, LLC, the Lenders, Barclays Bank PLC, as Administrative Agent and Collateral Agent, Merrill Lynch, Pierce, Fenner & Smith Incorporated, as Syndication Agent, and Barclays Bank PLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated, as Joint Lead Arrangers and Bookrunners	05/02/2014
Credit agreement	Second Lien Credit Agreement, by and among RCS Capital Corporation, RCS Capital Management, LLC, RCAP Holdings, LLC, the Lenders, Bank of America, N.A., as Administrative Agent and Collateral Agent, Barclays Bank PLC, as Syndication Agent, and Bank of America, N.A. and Barclays Bank PLC, as Joint Lead Arrangers and Bookrunners	05/02/2014

Type	Name	Date
Severance agreement	Agreement, between RCS Capital Corporation and Edward M. Weil, Jr	11/12/2015

Type	Name	Date
Merger agreement	Agreement and Plan of Merger, by and among RCS Capital Corporation, Dolphin Acquisition, LLC and Summit Financial Services Group, Inc	11/18/2013
Voting agreement	Voting Agreement, by and among RCS Capital Corporation and Marshall Leeds	11/18/2013
Merger agreement	Agreement and Plan of Merger, by and among RCS Capital Corporation, Zoe Acquisition, LLC and Investors Capital Holdings, Ltd	10/28/2013
Voting agreement	Voting Agreement, by and among RCS Capital Corporation, Zoe Acquisition, LLC and Timothy Murphy	10/28/2013