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PENWEST PHARMACEUTICALS CO (PPCO)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
09/20/2010
Muscolo Frank P
Controller & CAO
Other
Common Stock
3.5k
$0.00
$0
09/20/2010
09/20/2010
Muscolo Frank P
Controller & CAO
Other
Stock Option (Right-to-Buy)
6.3k
$2.62
$16.5k
09/20/2010
09/20/2010
Muscolo Frank P
Controller & CAO
Other
Stock Option (Right-to-Buy)
2.7k
$3.05
$8.2k
09/20/2010
09/20/2010
Muscolo Frank P
Controller & CAO
Other
Stock Option (Right-to-Buy)
10k
$1.56
$15.6k
09/20/2010
09/20/2010
Muscolo Frank P
Controller & CAO
Other
Stock Option (Right-to-Buy)
25k
$3.04
$76k
09/20/2010
09/20/2010
PERCEPTIVE LIFE SCIENCES MASTER FUND LTD
10% Owner
Other
6.5M
$5.00
$32.4M
See footnotes
09/20/2010
09/20/2010
Meeker David P
Director
Other
Stock Option (Right-to-Buy)
12k
$1.67
$20k
09/20/2010
09/20/2010
Meeker David P
Director
Other
Common Stock
38.4k
$0.00
$0
09/20/2010
09/20/2010
DRAKE PETER F
Director
Other
Common Stock
100.3k
$0.00
$0
09/20/2010
09/20/2010
VANLENT ANNE
Director
Other
Stock Options (Right-to-Buy)
12k
$1.67
$20k
09/20/2010
09/20/2010
VANLENT ANNE
Director
Other
Common Stock
50.5k
$0.00
$0
09/20/2010
09/20/2010
GOOD JENNIFER L
President & CEO
Other
Common Stock
61k
$0.00
$0
09/20/2010
09/20/2010
GOOD JENNIFER L
President & CEO
Other
Stock Option (Right-to-Buy
70k
$2.62
$183.4k
09/20/2010
09/20/2010
GOOD JENNIFER L
President & CEO
Other
Stock Option (Right-to-Buy)
30k
$3.05
$91.5k
09/20/2010
09/20/2010
GOOD JENNIFER L
President & CEO
Other
Stock Option (Right-to-Buy)
100k
$1.56
$156k
09/20/2010
09/20/2010
GOOD JENNIFER L
President & CEO
Other
Stock Option (right-to-Buy)
140k
$3.04
$425.6k
09/20/2010
09/20/2010
BAICHWAL ANAND
SVP Licensing & BD
Other
Common Stock
27.9k
$0.00
$0
09/20/2010
09/20/2010
BAICHWAL ANAND
SVP Licensing & BD
Other
Stock Option (Right-to-Buy)
31.5k
$2.62
$82.5k
09/20/2010
09/20/2010
BAICHWAL ANAND
SVP Licensing & BD
Other
Stock Option (Right-to_Buy)
13.5k
$3.05
$41.2k
09/20/2010
09/20/2010
BAICHWAL ANAND
SVP Licensing & BD
Other
Stock Option (Right-to-Buy)
50k
$1.56
$78k
09/20/2010
09/20/2010
BAICHWAL ANAND
SVP Licensing & BD
Other
Stock Option (Right-to-Buy)
65k
$3.04
$197.6k
09/20/2010
09/20/2010
Hawi Amale
SVP, Pharmaceutical Dev.
Other
Common Stock
6.5k
$0.00
$0
09/20/2010
09/20/2010
Hawi Amale
SVP, Pharmaceutical Dev.
Other
Stock Option (Right-to-Buy)
35k
$2.62
$91.7k
09/20/2010
09/20/2010
Hawi Amale
SVP, Pharmaceutical Dev.
Other
Stock Option (Right-to-Buy)
15k
$3.05
$45.8k
09/20/2010
09/20/2010
Hawi Amale
SVP, Pharmaceutical Dev.
Other
Stock Option (Right-to-Buy)
65k
$1.56
$101.4k
09/20/2010
09/20/2010
Hawi Amale
SVP, Pharmaceutical Dev.
Other
Stock Option (Right-to-Buy)
75k
$3.04
$228k
09/20/2010
09/20/2010
SCIASCIA THOMAS
SVP Clin Dev & Reg Aff & CMO
Other
Stock Option (Right-to-Buy)
19.5k
$3.05
$59.5k
09/20/2010
09/20/2010
SCIASCIA THOMAS
SVP Clin Dev & Reg Aff & CMO
Other
Stock Option (Right-to-Buy)
65k
$1.56
$101.4k
09/20/2010
09/20/2010
SCIASCIA THOMAS
SVP Clin Dev & Reg Aff & CMO
Other
Stock Option (Right-to-Buy)
75k
$3.04
$228k
09/20/2010
09/20/2010
SCIASCIA THOMAS
SVP Clin Dev & Reg Aff & CMO
Other
Common Stock
40.5k
$0.00
$0
09/20/2010
09/20/2010
SCIASCIA THOMAS
SVP Clin Dev & Reg Aff & CMO
Other
Stock Option (right-to-Buy)
45.5k
$2.62
$119.2k
09/20/2010
09/20/2010
WONG RODERICK
Director
Other
Common Stock
20k
$0.00
$0
09/20/2010
09/20/2010
Zarrabian Saiid
Director
Other
Common Stock
20k
$0.00
$0
09/20/2010
06/30/2010
Zarrabian Saiid
Director
Grant
Common Stock
20k
$0.00
$0
06/30/2010
06/30/2010
WONG RODERICK
Director
Grant
Common Stock
20k
$0.00
$0
06/30/2010
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