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Adhera Therapeutics, Inc. (ATRX)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
11/01/2019
Stanley Rhonda L.
SVP Finance & Accounting
Grant
Options to purchase common stock
350k
$0.09
$31.5k
11/01/2019
04/04/2019
Phelan Nancy R.
CEO and Secretary
Grant
Options to purchase common stock
1.5M
$0.37
$555k
04/04/2019
01/15/2019
Teague Robert Eric
CFO
Grant
Options to purchase common stock
100k
$0.32
$32k
01/15/2019
10/01/2018
Trieu Vuong
10% Owner
Disposition
Common Stock
500k
$0.50
$250k
10/01/2018
09/24/2018
Teague Robert Eric
CFO
Grant
Options to purchase common stock
450k
$0.55
$247.5k
09/24/2018
07/12/2018
Moscato Robert Jr.
CEO
Purchase
Series F Convertible Preferred Stock
40
$0.50
$20
See footnote
07/12/2018
07/12/2018
Moscato Robert Jr.
CEO
Purchase
Warrants to Purchase Common Stock
300k
$0.55
$165k
See footnote
07/12/2018
07/10/2018
Moscato Robert Jr.
CEO
Grant
Options to purchase common stock
1.5M
$0.66
$990k
07/10/2018
07/10/2018
Emerson Erik
Chief Commercial Officer
Grant
Options to purchase common stock
1.1M
$0.66
$742.5k
07/10/2018
07/10/2018
Hacksell Uli
Director
Grant
Options to purchase common stock
1000k
$0.66
$660k
07/10/2018
05/02/2018
Ranker Philip C
Grant
Options to purchase common stock
200k
$0.98
$196k
05/02/2018
05/02/2018
Ramelli Joseph W.
Grant
Options to purchase common stock
100k
$0.98
$98k
05/02/2018
05/02/2018
Calais Philippe
Grant
Options to purchase common stock
80k
$0.98
$78.4k
05/02/2018
04/16/2018
Trieu Vuong
10% Owner
Grant
Series E Convertible Preferred Stock
2.25
$0.50
$1.1
04/16/2018
04/16/2018
Trieu Vuong
10% Owner
Grant
Warrants to Purchase Common Stock
16.9k
$0.55
$9.3k
04/16/2018
04/16/2018
Trieu Vuong
10% Owner
Conversion
Series E Convertible Preferred Stock
34.51
$0.50
$17.3
04/16/2018
04/16/2018
Trieu Vuong
10% Owner
Conversion
Warrants to Purchase Common Stock
258.8k
$0.55
$142.4k
04/16/2018
04/16/2018
Trieu Vuong
10% Owner
Conversion
5% Convertible Promissory Note
0
$5,000.00
$0
04/16/2018
04/16/2018
Trieu Vuong
10% Owner
Conversion
Series E Convertible Preferred Stock
114.63
$0.50
$57.3
04/16/2018
04/16/2018
Trieu Vuong
10% Owner
Conversion
Warrants to Purchase Common Stock
859.7k
$0.55
$472.8k
04/16/2018
04/16/2018
Trieu Vuong
10% Owner
Conversion
5% Demand Line of Credit
0
$5,000.00
$0
04/16/2018
04/16/2018
Trieu Vuong
10% Owner
Conversion
Series E Convertible Preferred Stock
19
$0.50
$9.5
By Autotelic Inc.
04/16/2018
04/16/2018
Trieu Vuong
10% Owner
Conversion
Warrants to Purchase Common Stock
142.5k
$0.55
$78.4k
By Autotelic Inc.
04/16/2018
04/16/2018
Trieu Vuong
10% Owner
Conversion
5% Demand Line of Credit
0
$5,000.00
$0
By Autotelic Inc.
04/16/2018
04/16/2018
Trieu Vuong
10% Owner
Purchase
Series E Convertible Preferred Stock
162.59
$0.50
$81.3
By Autotelic Inc.
04/16/2018
04/16/2018
Trieu Vuong
10% Owner
Purchase
Warrants to Purchase Common Stock
2.6M
$0.55
$1.4M
By Autotelic Inc.
04/16/2018
04/16/2018
Williams Donald Allen
Director
Grant
Series E Convertible Preferred Stock
18
$0.50
$9
04/16/2018
04/16/2018
Williams Donald Allen
Director
Grant
Warrants to Purchase Common Stock
135k
$0.55
$74.2k
04/16/2018
04/16/2018
Hwang Larn
Chief Scientific Officer
Conversion
Series E Convertible Preferred Stock
10.44
$0.50
$5.2
04/16/2018
04/16/2018
Hwang Larn
Chief Scientific Officer
Conversion
Warrants to Purchase Common Stock
78.3k
$0.55
$43.1k
04/16/2018
04/16/2018
Hwang Larn
Chief Scientific Officer
Conversion
5% Convertible Promissory Note
0
$5,000.00
$0
04/16/2018
04/16/2018
BLECH ISAAC
Director
Grant
Series E Convertible Preferred Stock
2.25
$0.50
$1.1
04/16/2018
04/16/2018
BLECH ISAAC
Director
Grant
Warrants to Purchase Common Stock
16.9k
$0.55
$9.3k
04/16/2018
04/16/2018
BLECH ISAAC
Director
Conversion
Series E Convertible Preferred Stock
103.7
$0.50
$51.8
By trust
04/16/2018
04/16/2018
BLECH ISAAC
Director
Conversion
Warrants to Purchase Common Stock
777.8k
$0.55
$427.8k
By trust
04/16/2018
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