Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
03/15/2019 | PDS Biotechnology Corp | EDGE | Exercise | Restricted Stock Units | 10k | $0.00 | $0 | | 03/15/2019 |
03/15/2019 | PDS Biotechnology Corp | EDGE | Exercise | Restricted Stock Units | 10k | $0.00 | $0 | | 03/15/2019 |
03/13/2019 | X4 Pharmaceuticals, Inc | XFOR | Grant | Stock Option (right to buy) | 70.8k | $6.84 | $484.2k | | 03/13/2019 |
03/13/2019 | X4 Pharmaceuticals, Inc | XFOR | Grant | Stock Option (right to buy) | 70.8k | $6.84 | $484.2k | | 03/13/2019 |
03/13/2019 | X4 Pharmaceuticals, Inc | XFOR | Grant | Stock Option (right to buy) | 6.9k | $18.66 | $127.9k | | 03/13/2019 |
12/31/2018 | Avalo Therapeutics, Inc. | CERC | Grant | Stock Option (Right to Buy) | 8.5k | $3.23 | $27.5k | | 12/31/2018 |
09/28/2018 | Avalo Therapeutics, Inc. | CERC | Grant | Employee Stock Option (Right to Buy) | 6k | $4.67 | $28.2k | | 09/28/2018 |
08/14/2018 | PDS Biotechnology Corp | EDGE | Grant | Restricted Stock Units | 10k | $0.00 | $0 | | 08/14/2018 |
06/29/2018 | Avalo Therapeutics, Inc. | CERC | Grant | Employee Stock Option (Right to Buy) | 6.9k | $4.34 | $29.9k | | 06/29/2018 |
06/19/2018 | PDS Biotechnology Corp | EDGE | Grant | Stock Option (Right To Purchase) | 20k | $1.10 | $22k | | 06/19/2018 |
05/15/2018 | Avalo Therapeutics, Inc. | CERC | Grant | Stock Option (Right to Buy) | 8.4k | $3.71 | $31k | | 05/15/2018 |
04/16/2018 | Adhera Therapeutics, Inc. | ATRX | Grant | Warrants to Purchase Common Stock | 16.9k | $0.55 | $9.3k | | 04/16/2018 |
04/16/2018 | Adhera Therapeutics, Inc. | ATRX | Grant | Series E Convertible Preferred Stock | 2.25 | $0.50 | $1.1 | | 04/16/2018 |
04/16/2018 | Adhera Therapeutics, Inc. | ATRX | Conversion | Series E Convertible Preferred Stock | 103.7 | $0.50 | $51.8 | By trust | 04/16/2018 |
04/16/2018 | Adhera Therapeutics, Inc. | ATRX | Conversion | Warrants to Purchase Common Stock | 777.8k | $0.55 | $427.8k | By trust | 04/16/2018 |
04/16/2018 | Adhera Therapeutics, Inc. | ATRX | Conversion | Convertible Promissory Note | 0 | $5,000.00 | $0 | By trust | 04/16/2018 |
03/31/2018 | Avalo Therapeutics, Inc. | CERC | Grant | Employee Stock Option (Right to Buy) | 6.1k | $4.29 | $26.2k | | 03/31/2018 |
01/03/2018 | Adhera Therapeutics, Inc. | ATRX | Grant | Options to purchase common stock | 3.8k | $1.56 | $5.9k | | 01/03/2018 |
12/31/2017 | Avalo Therapeutics, Inc. | CERC | Grant | Employee Stock Option (Right to Buy) | 8.3k | $3.20 | $26.5k | | 12/31/2017 |
11/22/2017 | Adhera Therapeutics, Inc. | ATRX | Grant | | 473.5k | $1.80 | $852.2k | | 11/22/2017 |
07/25/2017 | CONTRAFECT Corp | CFRX | Purchase | Common Stock, par value $0.0001 per share | 16k | $1.24 | $19.8k | | 07/25/2017 |
07/25/2017 | CONTRAFECT Corp | CFRX | Purchase | Warrants (Right to Buy) | 8k | $1.55 | $12.4k | | 07/25/2017 |
06/30/2017 | Avalo Therapeutics, Inc. | CERC | Grant | Employee Stock Option (Right to Buy) | 8.4k | $0.57 | $4.8k | | 06/30/2017 |
06/30/2017 | Avalo Therapeutics, Inc. | CERC | Grant | Employee Stock Option (Right to Buy) | 37k | $0.57 | $21.1k | | 06/30/2017 |
06/20/2017 | PDS Biotechnology Corp | EDGE | Grant | Stock Option (right To Purchase) | 15k | $10.15 | $152.2k | | 06/20/2017 |
03/31/2017 | Avalo Therapeutics, Inc. | CERC | Grant | Employee Stock Option (Right to Buy) | 26.3k | $0.68 | $17.9k | | 03/31/2017 |
12/31/2016 | Avalo Therapeutics, Inc. | CERC | Grant | Employee Stock Option (Right to Buy) | 17.8k | $0.88 | $15.7k | | 12/31/2016 |
09/30/2016 | Avalo Therapeutics, Inc. | CERC | Grant | Employee Stock Option (Right to Buy) | 3.7k | $4.23 | $15.7k | | 09/30/2016 |
06/30/2016 | Avalo Therapeutics, Inc. | CERC | Grant | Employee Stock Option (Right to Buy) | 6.9k | $2.20 | $15.1k | | 06/30/2016 |
05/18/2016 | Avalo Therapeutics, Inc. | CERC | Grant | Employee Stock Option (Right to Buy) | 8.4k | $3.52 | $29.4k | | 05/18/2016 |
12/08/2015 | root9B Holdings, Inc. | RTNB | Grant | Options (Right to Buy) | 75k | $1.30 | $97.5k | | 12/08/2015 |
11/13/2015 | SPENDSMART NETWORKS, INC. | SSPC | Disposition | Warrant (right to buy) | 125k | $6.00 | $750k | | 11/13/2015 |
11/13/2015 | SPENDSMART NETWORKS, INC. | SSPC | Grant | Warrant (right to buy) | 125k | $6.00 | $750k | | 11/13/2015 |
11/13/2015 | SPENDSMART NETWORKS, INC. | SSPC | Grant | Convertible Promissary Note (right to buy) | 231.1k | $0.75 | $173.3k | By Trust | 11/13/2015 |
11/13/2015 | SPENDSMART NETWORKS, INC. | SSPC | Grant | Convertible Promissary Note (right to buy) | 45.3k | $0.75 | $34k | | 11/13/2015 |
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