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ROTH GORDON J

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
05/23/2023TIGO ENERGY, INC. SaleWarrants to purchase common stock3.9k$11.50$45.3kSee footnote05/23/2023
05/23/2023TIGO ENERGY, INC. SaleWarrants to purchase common stock48.5k$11.50$557.2kSee footnote05/23/2023
05/23/2023TIGO ENERGY, INC. SaleWarrants to purchase common stock6.3k$11.50$72.2k 05/23/2023
05/23/2023TIGO ENERGY, INC. SaleCommon Stock7.9k$0.00$0See footnote05/23/2023
05/23/2023TIGO ENERGY, INC. SaleCommon Stock472.9k$0.00$0See footnote05/23/2023
05/23/2023TIGO ENERGY, INC. SaleCommon Stock61.3k$0.00$0 05/23/2023
12/03/2021Roth CH Acquisition V Co. PurchaseCommon Stock13.8k$10.00$138.1k 12/03/2021
12/03/2021Roth CH Acquisition V Co. PurchaseCommon Stock106.6k$10.00$1.1MSee Footnote12/03/2021
12/03/2021Roth CH Acquisition V Co. PurchaseWarrants to purchase Common Stock6.9k$11.50$79.4k 12/03/2021
12/03/2021Roth CH Acquisition V Co. PurchaseWarrants to purchase Common Stock53.3k$11.50$612.7kSee Footnote12/03/2021
08/10/2021TIGO ENERGY, INC. PurchaseCommon Stock13.7k$10.00$136.7k 08/10/2021
08/10/2021TIGO ENERGY, INC. PurchaseCommon Stock105.5k$10.00$1.1MSee Footnote08/10/2021
08/10/2021TIGO ENERGY, INC. PurchaseWarrants to purchase Common Stock6.8k$11.50$78.6k 08/10/2021
08/10/2021TIGO ENERGY, INC. PurchaseWarrants to purchase Common Stock52.7k$11.50$606.5kSee Footnote08/10/2021
03/05/2021QualTek Services Inc. PurchaseWarrants to purchase Common Stock3.2k$11.50$36.4kSee Footnote03/05/2021
03/05/2021QualTek Services Inc. PurchaseWarrants to purchase Common Stock17.6k$11.50$202.9kSee Footnote03/05/2021
03/05/2021QualTek Services Inc. PurchaseWarrants to purchase Common Stock2.9k$11.50$33k 03/05/2021
03/05/2021QualTek Services Inc. PurchaseCommon Stock12.6k$10.00$126.4kSee Footnote03/05/2021
03/05/2021QualTek Services Inc. PurchaseCommon Stock70.6k$10.00$705.8kSee Footnote03/05/2021
03/05/2021QualTek Services Inc. PurchaseCommon Stock11.5k$10.00$114.8k 03/05/2021
12/15/2020Reservoir Media, Inc. PurchaseCommon Stock2.1k$10.00$20.8k 12/15/2020
12/15/2020Reservoir Media, Inc. PurchaseCommon Stock180.6k$10.00$1.8MSee Footnote12/15/2020
12/15/2020Reservoir Media, Inc. PurchaseWarrants to purchase Common Stock1k$11.50$11.9k 12/15/2020
12/15/2020Reservoir Media, Inc. PurchaseWarrants to purchase Common Stock90.3k$11.50$1MSee Footnote12/15/2020
05/26/2020Roth CH Acquisition I CoROCHUPurchaseCommon Stock115$10.00$1.2k 05/26/2020
05/26/2020Roth CH Acquisition I CoROCHUOther (disposition)Common Stock9.4k$0.00$0 05/26/2020
05/26/2020Roth CH Acquisition I CoROCHUPurchaseCommon Stock794$10.00$7.9kSee footnote05/26/2020
05/26/2020Roth CH Acquisition I CoROCHUOther (disposition)Common Stock45.4k$0.00$0See footnote05/26/2020
05/26/2020Roth CH Acquisition I CoROCHUPurchaseWarrants to purchase Common Stock595$11.50$6.8kSee footnote05/26/2020
05/26/2020Roth CH Acquisition I CoROCHUPurchaseWarrants to purchase Common Stock86$11.50$989 05/26/2020
05/07/2020Roth CH Acquisition I CoROCHUPurchaseCommon Stock9.1k$10.00$91.4k 05/07/2020
05/07/2020Roth CH Acquisition I CoROCHUPurchaseCommon Stock62.8k$10.00$628kSee footnote05/07/2020
05/07/2020Roth CH Acquisition I CoROCHUPurchaseWarrants to purchase Common Stock6.9k$11.50$78.8k 05/07/2020
05/07/2020Roth CH Acquisition I CoROCHUPurchaseWarrants to purchase Common Stock47.1k$11.50$541.6kSee footnote05/07/2020
05/07/2020Roth CH Acquisition I CoROCHUPurchaseCommon Stock10k$10.00$100k 05/07/2020
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