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Roth CH Acquisition I Co (ROCHU)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
05/26/2020
ROTH CAPITAL PARTNERS, LLC
10% Owner
Purchase
Warrants to purchase Common Stock
595
$11.50
$6.8k
05/26/2020
05/26/2020
CRAIG-HALLUM CAPITAL GROUP LLC
10% Owner
Purchase
Common Stock
491
$10.00
$4.9k
05/26/2020
05/26/2020
CRAIG-HALLUM CAPITAL GROUP LLC
10% Owner
Other (disposition)
Common Stock
39.8k
$0.00
$0
05/26/2020
05/26/2020
CRAIG-HALLUM CAPITAL GROUP LLC
10% Owner
Purchase
Warrants to purchase Common Stock
368
$11.50
$4.2k
05/26/2020
05/26/2020
Gurewitz Aaron
Co-President
Purchase
Common Stock
115
$10.00
$1.2k
05/26/2020
05/26/2020
Gurewitz Aaron
Co-President
Other (disposition)
Common Stock
15.1k
$0.00
$0
See footnote
05/26/2020
05/26/2020
Gurewitz Aaron
Co-President
Purchase
Warrants to purchase Common Stock
86
$11.50
$989
05/26/2020
05/26/2020
Roth Byron
CEO
Purchase
Common Stock
418
$10.00
$4.2k
05/26/2020
05/26/2020
Roth Byron
CEO
Other (disposition)
Common Stock
60.3k
$0.00
$0
05/26/2020
05/26/2020
Roth Byron
CEO
Purchase
Common Stock
794
$10.00
$7.9k
See footnote
05/26/2020
05/26/2020
Roth Byron
CEO
Other (disposition)
Common Stock
45.4k
$0.00
$0
See footnote
05/26/2020
05/26/2020
Roth Byron
CEO
Purchase
Warrants to purchase Common Stock
313
$11.50
$3.6k
05/26/2020
05/26/2020
Roth Byron
CEO
Purchase
Warrants to purchase Common Stock
595
$11.50
$6.8k
See footnote
05/26/2020
05/26/2020
ROTH GORDON J
CFO
Purchase
Common Stock
115
$10.00
$1.2k
05/26/2020
05/26/2020
ROTH GORDON J
CFO
Other (disposition)
Common Stock
9.4k
$0.00
$0
05/26/2020
05/26/2020
ROTH GORDON J
CFO
Purchase
Common Stock
794
$10.00
$7.9k
See footnote
05/26/2020
05/26/2020
ROTH GORDON J
CFO
Other (disposition)
Common Stock
45.4k
$0.00
$0
See footnote
05/26/2020
05/26/2020
ROTH GORDON J
CFO
Purchase
Warrants to purchase Common Stock
86
$11.50
$989
05/26/2020
05/26/2020
ROTH GORDON J
CFO
Purchase
Warrants to purchase Common Stock
595
$11.50
$6.8k
See footnote
05/26/2020
05/26/2020
ROTH CAPITAL PARTNERS, LLC
10% Owner
Purchase
Common Stock
794
$10.00
$7.9k
05/26/2020
05/26/2020
ROTH CAPITAL PARTNERS, LLC
10% Owner
Other (disposition)
Common Stock
45.4k
$0.00
$0
05/26/2020
05/26/2020
LIPMAN JOHN C
COO
Purchase
Common Stock
404
$10.00
$4k
05/26/2020
05/26/2020
LIPMAN JOHN C
COO
Other (disposition)
Common Stock
32.8k
$0.00
$0
05/26/2020
05/26/2020
LIPMAN JOHN C
COO
Purchase
Warrants to purchase Common Stock
303
$11.50
$3.5k
05/26/2020
05/26/2020
HARTFIEL RICK
Co-President
Purchase
Common Stock
115
$10.00
$1.2k
05/26/2020
05/26/2020
HARTFIEL RICK
Co-President
Other (disposition)
Common Stock
9.4k
$0.00
$0
05/26/2020
05/26/2020
HARTFIEL RICK
Co-President
Purchase
Warrants to purchase Common Stock
86
$11.50
$989
05/26/2020
05/07/2020
Gurewitz Aaron
Co-President
Purchase
Common Stock
10k
$10.00
$100k
05/07/2020
05/07/2020
Gurewitz Aaron
Co-President
Purchase
Warrants to purchase Common Stock
7.5k
$11.50
$86.2k
05/07/2020
05/07/2020
ROTH CAPITAL PARTNERS, LLC
10% Owner
Purchase
Warrants to purchase Common Stock
39.7k
$11.50
$456.5k
05/07/2020
05/07/2020
Hampstead Park Capital Management, LLC
Director
Purchase
Warrants to purchase Common Stock
7.5k
$11.50
$86.2k
05/07/2020
05/07/2020
Hampstead Park Capital Management, LLC
Director
Purchase
Common Stock
10k
$10.00
$100k
05/07/2020
05/07/2020
Roth Byron
CEO
Purchase
Common Stock
36.2k
$10.00
$362.5k
05/07/2020
05/07/2020
Roth Byron
CEO
Purchase
Common Stock
52.9k
$10.00
$529.2k
See footnote
05/07/2020
05/07/2020
Roth Byron
CEO
Purchase
Warrants to purchase Common Stock
27.2k
$11.50
$312.7k
05/07/2020
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