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BROADWOOD PARTNERS, L.P.

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
10/06/2023STAAR SURGICAL COSTAAPurchaseCommon Stock75.3k$37.62$2.8M 10/04/2023
10/05/2023STAAR SURGICAL COSTAAPurchaseCommon Stock97.5k$37.92$3.7M 10/04/2023
10/04/2023STAAR SURGICAL COSTAAPurchaseCommon Stock32.5k$37.93$1.2M 10/04/2023
04/03/2023Oncocyte CorpOCXPurchaseCommon Stock, no par value26.8M$0.30$8.1M 04/03/2023
12/29/2022STAAR SURGICAL COSTAAPurchaseCommon Stock39.1k$47.93$1.9M 12/27/2022
12/28/2022STAAR SURGICAL COSTAAPurchaseCommon Stock100k$46.98$4.7M 12/27/2022
12/27/2022STAAR SURGICAL COSTAAPurchaseCommon Stock52k$47.91$2.5M 12/27/2022
04/14/2022Oncocyte CorpOCXPurchaseCommon Stock, no par value6M$1.33$8M 04/13/2022
04/14/2022Oncocyte CorpOCXGrantWarrant to Purchase Common Stock6M$1.53$9.2M 04/13/2022
04/14/2022Oncocyte CorpOCXGrantWarrant to Purchase Common Stock0$1.53$0Footnote04/13/2022
04/13/2022Oncocyte CorpOCXGrantSeries A Convertible Preferred Stock5.9k$1.53$9k 04/13/2022
04/13/2022Oncocyte CorpOCXGrantSeries A Convertible Preferred Stock0$1.53$0Footnote04/13/2022
03/25/2022Lineage Cell Therapeutics, Inc.BTXPurchaseCommon Shares470k$1.44$678k 03/23/2022
03/24/2022Lineage Cell Therapeutics, Inc.BTXPurchaseCommon Shares200k$1.42$284.3k 03/23/2022
03/23/2022Lineage Cell Therapeutics, Inc.BTXPurchaseCommon Shares260.1k$1.37$355.3k 03/23/2022
10/01/2021STAAR SURGICAL COSTAAOther (disposition)Common Stock71.6k$0.00$0 10/01/2021
09/23/2021Oncocyte CorpOCXExercise (in-the-money or at-the-money)Common Stock, no par value0$0.00$0Footnote09/23/2021
09/23/2021Oncocyte CorpOCXDispositionWarrant to Purchase Common Stock573.5k$3.25$1.9M 09/23/2021
09/23/2021Oncocyte CorpOCXDispositionWarrant to Purchase Common Stock0$3.25$0Footnote09/23/2021
09/23/2021Oncocyte CorpOCXGrantWarrant to Purchase Common Stock573.5k$3.15$1.8M 09/23/2021
09/23/2021Oncocyte CorpOCXGrantWarrant to Purchase Common Stock0$3.15$0Footnote09/23/2021
09/23/2021Oncocyte CorpOCXExercise (in-the-money or at-the-money)Warrant to Purchase Common Stock573.5k$3.15$1.8M 09/23/2021
09/23/2021Oncocyte CorpOCXExercise (in-the-money or at-the-money)Warrant to Purchase Common Stock0$3.15$0Footnote09/23/2021
07/01/2021STAAR SURGICAL COSTAAOther (disposition)Common Stock655$0.00$0 07/01/2021
06/28/2021STAAR SURGICAL COSTAASaleCommon Stock130k$155.19$20.2M 06/24/2021
06/25/2021STAAR SURGICAL COSTAASaleCommon Stock30.7k$155.84$4.8M 06/24/2021
06/24/2021STAAR SURGICAL COSTAASaleCommon Stock67.7k$157.83$10.7M 06/24/2021
06/18/2021STAAR SURGICAL COSTAASaleCommon Stock13.2k$152.59$2M 06/16/2021
06/17/2021STAAR SURGICAL COSTAASaleCommon Stock63.9k$150.31$9.6M 06/16/2021
06/16/2021STAAR SURGICAL COSTAASaleCommon Stock30.5k$148.79$4.5M 06/16/2021
06/15/2021STAAR SURGICAL COSTAASaleCommon Stock35.4k$147.46$5.2M 06/11/2021
06/14/2021STAAR SURGICAL COSTAASaleCommon Stock21.9k$147.79$3.2M 06/11/2021
06/11/2021STAAR SURGICAL COSTAASaleCommon Stock2.3k$147.05$334.5k 06/11/2021
06/01/2021STAAR SURGICAL COSTAASaleCommon Stock1k$146.36$148.4k 05/27/2021
05/28/2021STAAR SURGICAL COSTAASaleCommon Stock217.7k$147.43$32.1M 05/27/2021
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