Date | Name | Title | Type | Security | Shares | Price | Value | Ownership | Reported |
08/15/2023 | Riggs Josh | CEO and President | Grant | Option to Purchase Common Stock | 40k | $3.34 | $133.6k | | 08/15/2023 |
06/30/2023 | Gutfreund John Peter | | Other (disposition) | Common Stock, no par value | 3.1M | $0.00 | $0 | See Footnotes | 06/30/2023 |
06/30/2023 | Gutfreund John Peter | | Other (disposition) | Warrants to Purchase Common Stock | 3.6M | $1.53 | $5.5M | See Footnotes | 06/30/2023 |
06/14/2023 | KINGSLEY ALFRED D | Director | Purchase | Common Stock, no par value | 30k | $0.21 | $6.4k | | 06/14/2023 |
04/03/2023 | BROADWOOD PARTNERS, L.P. | 10% Owner | Purchase | Common Stock, no par value | 26.8M | $0.30 | $8.1M | | 04/03/2023 |
04/03/2023 | Arno Andrew | Director | Grant | Common Stock, no par value | 141.1k | $0.35 | $50k | | 04/03/2023 |
04/03/2023 | Arno Andrew | Director | Grant | Common Stock, no par value | 141.1k | $0.35 | $50k | See footnote | 04/03/2023 |
04/03/2023 | Arno Andrew | Director | Grant | Common Stock, no par value | 141.1k | $0.35 | $50k | See footnote | 04/03/2023 |
04/03/2023 | Gutfreund John Peter | | Grant | Common Stock, no par value | 705k | $0.35 | $249.9k | | 04/03/2023 |
04/03/2023 | Gutfreund John Peter | | Grant | Common Stock, no par value | 1000k | $0.35 | $354.4k | See footnote | 04/03/2023 |
04/03/2023 | Gutfreund John Peter | | Disposition | Series A Convertible Preferred Stock | 588.2353 | $0.00 | $0 | | 04/03/2023 |
03/06/2023 | PURA VIDA INVESTMENTS, LLC | 10% Owner | Other (disposition) | Common Stock | 3.9M | $0.00 | $0 | By the Managed Accounts. | 03/06/2023 |
02/24/2023 | Riggs Josh | CEO and President | Grant | Option to Purchase Common Stock | 116.4k | $0.39 | $45.4k | | 02/24/2023 |
02/24/2023 | John Anish M. | CFO | Grant | Option to Purchase Common Stock | 121.4k | $0.39 | $47.3k | | 02/24/2023 |
01/17/2023 | John Anish M. | CFO | Grant | Option to Purchase Common Stock | 250.5k | $0.46 | $115.9k | | 01/17/2023 |
01/17/2023 | Liu James Yang | Controller, PAO | Grant | Option to Purchase Common Stock | 57.1k | $0.46 | $26.4k | | 01/17/2023 |
01/17/2023 | Riggs Josh | CEO and President | Grant | Option to Purchase Common Stock | 257.5k | $0.46 | $119.2k | | 01/17/2023 |
12/23/2022 | Gutfreund John Peter | | Purchase | Common Stock, no par value | 75k | $0.33 | $24.7k | see footnote | 12/23/2022 |
12/23/2022 | Arno Andrew | Director | Purchase | Common Stock, no par value | 250k | $0.35 | $87.9k | | 12/23/2022 |
12/21/2022 | Ross Douglas T. | Former CSO | Grant | | 213.8k | $0.00 | $0 | | 12/21/2022 |
12/16/2022 | Ross Douglas T. | Former CSO | Disposition | Option to Purchase Common Stock | 83.3k | $1.93 | $160.8k | | 12/16/2022 |
12/16/2022 | Ross Douglas T. | Former CSO | Disposition | Option to Purchase Common Stock | 143.4k | $5.34 | $766k | | 12/16/2022 |
12/16/2022 | Ross Douglas T. | Former CSO | Disposition | Option to Purchase Common Stock | 100k | $1.15 | $115k | | 12/16/2022 |
12/16/2022 | Paulsen Gisela | Former President and COO | Disposition | Option to Purchase Common Stock | 171.9k | $3.42 | $587.8k | | 12/16/2022 |
12/16/2022 | Paulsen Gisela | Former President and COO | Disposition | Option to Purchase Common Stock | 70.3k | $1.15 | $80.9k | | 12/16/2022 |
12/16/2022 | Paulsen Gisela | Former President and COO | Disposition | Option to Purchase Common Stock | 125k | $1.15 | $143.8k | | 12/16/2022 |
12/07/2022 | ANDREWS RONALD ASBURY | Former CEO | Grant | Option to Purchase Common Stock | 50k | $0.46 | $23.2k | | 12/01/2022 |
12/01/2022 | ANDREWS RONALD ASBURY | Former CEO | Disposition | Option to Purchase Common Stock | 20k | $2.10 | $42k | | 12/01/2022 |
12/01/2022 | ANDREWS RONALD ASBURY | Former CEO | Disposition | Option to Purchase Common Stock | 45k | $2.40 | $108k | | 12/01/2022 |
12/01/2022 | ANDREWS RONALD ASBURY | Former CEO | Disposition | Option to Purchase Common Stock | 950k | $2.51 | $2.4M | | 12/01/2022 |
12/01/2022 | ANDREWS RONALD ASBURY | Former CEO | Disposition | Option to Purchase Common Stock | 50k | $1.68 | $84k | | 12/01/2022 |
12/01/2022 | ANDREWS RONALD ASBURY | Former CEO | Disposition | Option to Purchase Common Stock | 500k | $5.34 | $2.7M | | 12/01/2022 |
12/01/2022 | ANDREWS RONALD ASBURY | Former CEO | Disposition | Option to Purchase Common Stock | 300k | $1.15 | $345k | | 12/01/2022 |
12/01/2022 | ANDREWS RONALD ASBURY | Former CEO | Disposition | Option to Purchase Common Stock | 93.8k | $1.15 | $107.8k | | 12/01/2022 |
12/01/2022 | ANDREWS RONALD ASBURY | Former CEO | Disposition | Restricted Stock Units | 35k | $0.00 | $0 | | 12/01/2022 |
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