Cody David [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
11/05/2018	Easterly Acquisition Corp.	EACQ	Disposition	Common Stock	3.4M	$0.00	$0	See footnote (2).	11/05/2018
11/05/2018	Easterly Acquisition Corp.	EACQ	Disposition	Warrants to purchase Common Stock	6.8M	$11.50	$77.6M	See footnote (2).	11/05/2018