Easterly Acquisition Corp. (EACQ) [Rocket]

Date	Name	Title	Type	Security	Shares	Price	Value	Ownership	Reported
11/05/2018	Cody David	10% Owner	Disposition	Warrants to purchase Common Stock	6.8M	$11.50	$77.6M	See footnote (2).	11/05/2018
11/05/2018	Cody David	10% Owner	Disposition	Common Stock	3.4M	$0.00	$0	See footnote (2).	11/05/2018
11/05/2018	Easterly Acquisition Sponsor, LLC	10% Owner	Disposition	Warrants to purchase Common Stock	6.8M	$11.50	$77.6M		11/05/2018
11/05/2018	Easterly Acquisition Sponsor, LLC	10% Owner	Disposition	Common Stock	3.4M	$0.00	$0		11/05/2018
11/05/2018	Crate Darrell W	10% Owner	Disposition	Common Stock	3.4M	$0.00	$0	See footnote (2).	11/05/2018
11/05/2018	Crate Darrell W	10% Owner	Disposition	Warrants to acquire common stock	6.8M	$11.50	$77.6M	See footnote (2).	11/05/2018
11/05/2018	Kalichstein Avshalom Y	CEO	Disposition	Common Stock	3.4M	$0.00	$0	See footnote (2).	11/05/2018
11/05/2018	Kalichstein Avshalom Y	CEO	Disposition	Warrants to purchase common stock	6.8M	$11.50	$77.6M	See footnote (2).	11/05/2018
11/02/2018	Polar Asset Management Partners Inc.	10% Owner	Other (disposition)	Common stock, par value $0.0001 per share	1.9M	$10.49	$20.4M	See footnote	11/02/2018
11/02/2018	Polar Asset Management Partners Inc.	10% Owner	Sale	Common stock, par value $0.0001 per share	367k	$10.50	$3.9M	See footnote	11/02/2018
10/30/2018	Polar Asset Management Partners Inc.	10% Owner	Sale	Common stock, par value $0.0001 per share	97.5k	$10.51	$1M	See footnote	10/30/2018
10/26/2018	Polar Asset Management Partners Inc.	10% Owner	Sale	Common stock, par value $0.0001 per share	249k	$10.50	$2.6M	See footnote	10/26/2018
10/19/2018	Polar Asset Management Partners Inc.	10% Owner	Sale	Common stock, par value $0.0001 per share	500k	$10.50	$5.2M	See footnote	10/19/2018
09/04/2018	Crate Darrell W	10% Owner	Purchase	Warrants	84.1k	$11.50	$967.2k		08/31/2018
08/31/2018	Crate Darrell W	10% Owner	Purchase	Warrants	37.4k	$11.50	$430k		08/31/2018
06/25/2018	JEFFERIES LLC	10% Owner	Sale	Common Stock	500k	$10.30	$5.2M		06/25/2018
12/12/2017	Polar Asset Management Partners Inc.	10% Owner	Sale	Ordinary shares, par value $0.0001 per share	300k	$10.06	$3M	See footnote	12/12/2017
07/26/2017	Polar Asset Management Partners Inc.	10% Owner	Sale	Ordinary shares, par value $0.0001 per share	2M	$10.00	$20M	See footnote	07/26/2017