| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 04/17/2019 | MEDLEY MANAGEMENT INC. | MDLY | Sale | Class A Common Stock, $.01 par value | 300 | $3.40 | $1k | See Footnote | 04/17/2019 |
| 04/05/2019 | MEDLEY MANAGEMENT INC. | MDLY | Sale | Class A Common Stock, $.01 par value | 4.2k | $3.39 | $14.3k | See Footnote | 04/05/2019 |
| 03/28/2019 | MEDLEY MANAGEMENT INC. | MDLY | Sale | Class A Common Stock, $.01 par value | 6.9k | $3.56 | $24.4k | See Footnote | 03/27/2019 |
| 03/27/2019 | MEDLEY MANAGEMENT INC. | MDLY | Sale | Class A Common Stock, $.01 par value | 25.9k | $3.32 | $85.9k | See Footnote | 03/27/2019 |
| 02/15/2019 | MEDLEY MANAGEMENT INC. | MDLY | Sale | Class A Common Stock, $.01 par value | 10.4k | $4.05 | $42.2k | See Footnote | 02/13/2019 |
| 02/14/2019 | MEDLEY MANAGEMENT INC. | MDLY | Sale | Class A Common Stock, $.01 par value | 1000 | $4.05 | $4k | See Footnote | 02/13/2019 |
| 02/13/2019 | MEDLEY MANAGEMENT INC. | MDLY | Sale | Class A Common Stock, $.01 par value | 396 | $4.05 | $1.6k | See Footnote | 02/13/2019 |
| 02/12/2019 | MEDLEY MANAGEMENT INC. | MDLY | Sale | Class A Common Stock, $.01 par value | 17.9k | $4.05 | $72.5k | See Footnote | 02/08/2019 |
| 02/11/2019 | MEDLEY MANAGEMENT INC. | MDLY | Sale | Class A Common Stock, $.01 par value | 13.1k | $4.01 | $52.7k | See Footnote | 02/08/2019 |
| 02/08/2019 | MEDLEY MANAGEMENT INC. | MDLY | Sale | Class A Common Stock, $.01 par value | 47.4k | $4.02 | $190.5k | See Footnote | 02/08/2019 |
| 01/02/2019 | MEDLEY MANAGEMENT INC. | MDLY | Purchase | Class A Common Stock, $.01 par value | 3.7k | $3.74 | $13.8k | See Footnote | 01/02/2019 |
| 12/31/2018 | MEDLEY MANAGEMENT INC. | MDLY | Purchase | Class A Common Stock, $.01 par value | 6.4k | $3.84 | $24.6k | See Footnote | 12/27/2018 |
| 12/28/2018 | MEDLEY MANAGEMENT INC. | MDLY | Purchase | Class A Common Stock, $.01 par value | 23.7k | $3.89 | $92.2k | See Footnote | 12/27/2018 |
| 12/27/2018 | MEDLEY MANAGEMENT INC. | MDLY | Purchase | Class A Common Stock, $.01 par value | 24.4k | $3.79 | $92.3k | See Footnote | 12/27/2018 |
| 11/28/2018 | MEDLEY MANAGEMENT INC. | MDLY | Purchase | Class A Common Stock, $.01 par value | 50k | $5.23 | $261.5k | See Footnote | 11/28/2018 |
| 11/09/2018 | MEDLEY MANAGEMENT INC. | MDLY | Purchase | Class A Common Stock, $.01 par value | 6.8k | $5.41 | $36.9k | See Footnote | 11/08/2018 |
| 11/08/2018 | MEDLEY MANAGEMENT INC. | MDLY | Purchase | Class A Common Stock, $.01 par value | 14.3k | $5.41 | $77.1k | See Footnote | 11/08/2018 |
| 10/26/2018 | MEDLEY MANAGEMENT INC. | MDLY | Purchase | Class A Common Stock, $.01 par value | 3 | $5.15 | $15.4 | See Footnote | 10/19/2018 |
| 10/25/2018 | MEDLEY MANAGEMENT INC. | MDLY | Purchase | Class A Common Stock, $.01 par value | 180 | $5.15 | $927 | See Footnote | 10/19/2018 |
| 10/24/2018 | MEDLEY MANAGEMENT INC. | MDLY | Purchase | Class A Common Stock, $.01 par value | 470 | $5.15 | $2.4k | See Footnote | 10/19/2018 |
| 10/19/2018 | MEDLEY MANAGEMENT INC. | MDLY | Purchase | Class A Common Stock, $.01 par value | 49.9k | $5.20 | $259.5k | See Footnote | 10/19/2018 |