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MEDLEY MANAGEMENT INC. (MDLY)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
05/12/2021
Taube Angelic Diaz
10% Owner
Sale
Class A Common Stock
45.4k
$5.92
$268.6k
05/12/2021
05/11/2021
Taube Angelic Diaz
10% Owner
Sale
Class A Common Stock
5.9k
$6.33
$37.4k
05/11/2021
04/23/2021
Taube Angelic Diaz
10% Owner
Sale
Class A Common Stock
18.5k
$5.00
$92.3k
04/23/2021
04/22/2021
Taube Angelic Diaz
10% Owner
Sale
Class A Common Stock
10k
$4.55
$45.5k
04/22/2021
04/19/2021
Taube Angelic Diaz
10% Owner
Sale
Class A Common Stock
2k
$6.33
$12.7k
04/19/2021
04/16/2021
Taube Angelic Diaz
10% Owner
Sale
Class A Common Stock
25k
$7.68
$192k
04/16/2021
04/15/2021
Taube Angelic Diaz
10% Owner
Sale
Class A Common Stock
88.8k
$8.32
$738.7k
04/15/2021
01/19/2021
Taube Angelic Diaz
10% Owner
Conversion
Class A Common Stock
500k
$0.00
$0
01/19/2021
01/19/2021
Taube Angelic Diaz
10% Owner
Conversion
Medley LLC Units
500k
$0.00
$0
01/19/2021
01/19/2021
Taube Brook
Co-CEO and CIO
Conversion
Class A Common Stock
1000k
$0.00
$0
By Sandy Point LLC
01/19/2021
01/19/2021
Taube Brook
Co-CEO and CIO
Conversion
Medley LLC Units
1000k
$0.00
$0
By Sandy Point LLC
01/19/2021
01/19/2021
Sandy Point LLC
10% Owner
Conversion
Class A Common Stock
1000k
$0.00
$0
01/19/2021
01/19/2021
Sandy Point LLC
10% Owner
Conversion
Medley LLC Units
1000k
$0.00
$0
01/19/2021
01/19/2021
Taube Seth
Co-CEO and CIO
Conversion
Class A Common Stock
450k
$0.00
$0
By Freedom 2021 LLC
01/17/2021
01/19/2021
Taube Seth
Co-CEO and CIO
Conversion
Medley LLC Units
450k
$0.00
$0
By Freedom 2021 LLC
01/17/2021
01/19/2021
Allorto Richard T JR
CFO
Conversion
Medley LLC Units
73.5k
$0.00
$0
By New Castle Capital LLC
01/15/2021
01/19/2021
Freedom 2021 LLC
Co-CEO and CIO
Conversion
Class A Common Stock
450k
$0.00
$0
01/19/2021
01/19/2021
Freedom 2021 LLC
Co-CEO and CIO
Conversion
Medley LLC Units
450k
$0.00
$0
01/19/2021
01/19/2021
Allorto Richard T JR
CFO
Conversion
Class A Common Stock
73.5k
$0.00
$0
By New Castle Capital LLC
01/15/2021
01/18/2021
Taube Seth
Co-CEO and CIO
Other (acquisition)
Medley LLC Units
500k
$0.00
$0
By Freedom 2021 LLC
01/17/2021
01/17/2021
Taube Seth
Co-CEO and CIO
Other (disposition)
Medley LLC Units
818.2k
$0.00
$0
By Trust
01/17/2021
01/17/2021
Taube Seth
Co-CEO and CIO
Other (disposition)
Medley LLC Units
90.9k
$0.00
$0
By LLC
01/17/2021
01/17/2021
Taube Seth
Co-CEO and CIO
Other (disposition)
Medley LLC Units
90.9k
$0.00
$0
By LLC
01/17/2021
01/17/2021
Seth & Angie Taube Trust
Other (disposition)
Medley LLC Units
818.2k
$0.00
$0
01/17/2021
01/15/2021
Allorto Richard T JR
CFO
Grant
Class A Common Stock
59.8k
$0.00
$0
01/15/2021
01/15/2021
Allorto Richard T JR
CFO
Disposition
Medley LLC Units
59.8k
$0.00
$0
01/15/2021
08/20/2020
Dyett John
Director
Grant
Restricted Stock Units
94.4k
$0.00
$0
08/20/2020
08/11/2020
LEEDS JEFFREY T
Director
Exercise
Restricted Stock Units
10.5k
$0.00
$0
08/11/2020
07/13/2020
LEEDS JEFFREY T
Director
Grant
Restricted Stock Units
51.6k
$0.00
$0
05/29/2020
07/06/2020
Allorto Richard T JR
CFO
Grant
92.2k
$0.00
$0
07/06/2020
07/06/2020
Fredericks John D.
General Counsel and Secretary
Grant
92.2k
$0.00
$0
07/06/2020
06/30/2020
Rounsaville Guy JR
Director
Grant
Restricted Stock Units
42.5k
$0.00
$0
05/29/2020
06/29/2020
Eaton James George
Director
Grant
Restricted Stock Units
85k
$0.00
$0
05/29/2020
05/29/2020
LEEDS JEFFREY T
Director
Exercise
Restricted Stock Units
30.5k
$0.00
$0
05/29/2020
05/29/2020
Eaton James George
Director
Exercise
Restricted Stock Units
25.1k
$0.00
$0
05/29/2020
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