Harvey Mark James [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
12/15/2021	S&W Seed Co	SANW	Grant	Common Stock	1.3k	$0.00	$0	12/15/2021
12/23/2020	S&W Seed Co	SANW	Grant	Common Stock	1.4k	$0.00	$0	12/23/2020
02/04/2020	S&W Seed Co	SANW	Grant	Common Stock	27.2k	$0.00	$0	02/04/2020
02/04/2020	S&W Seed Co	SANW	Grant	Common Stock	1.7k	$0.00	$0	02/04/2020
07/01/2018	S&W Seed Co	SANW	Exercise	Restricted Stock Units	780	$0.00	$0	07/01/2018
04/01/2018	S&W Seed Co	SANW	Exercise	Restricted Stock Units	772	$0.00	$0	04/01/2018
01/01/2018	S&W Seed Co	SANW	Exercise	Restricted Stock Units	772	$0.00	$0	01/01/2018
12/22/2017	S&W Seed Co	SANW	Exercise	Subscription Rights (right to buy)	8.6k	$3.50	$30k	12/22/2017
04/01/2017	S&W Seed Co	SANW	Exercise	Restricted Stock Units	772	$0.00	$0	04/01/2017
01/01/2017	S&W Seed Co	SANW	Exercise	Restricted Stock Units	772	$0.00	$0	01/01/2017
10/01/2016	S&W Seed Co	SANW	Exercise	Restricted Stock Units	1.1k	$0.00	$0	10/01/2016
10/01/2016	S&W Seed Co	SANW	Exercise	Restricted Stock Units	772	$0.00	$0	10/01/2016