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S&W Seed Co (SANW)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
08/16/2023Wong MarkDirectorGrantCommon Stock24.1k$0.00$0 08/16/2023
04/01/2023Wong MarkDirectorPayment of ExerciseCommon Stock2.7k$1.45$4k 04/01/2023
04/01/2023Panter Donald M. Jr.Executive VP, AmericasPayment of ExerciseCommon Stock900$1.45$1.3k 04/01/2023
04/01/2023Horton ElizabethCFOPayment of ExerciseCommon Stock1.8k$1.45$2.6k 04/01/2023
03/22/2023MFP PARTNERS LP10% OwnerGrantCommon Stock Purchase Warrant1.3M$2.15$2.8M 03/22/2023
02/07/2023WYNNEFIELD PARTNERS SMALL CAP VALUE LP10% OwnerSaleCommon Stock, par value $0.0001 per share119.2k$1.71$204.1k 02/07/2023
02/07/2023WYNNEFIELD PARTNERS SMALL CAP VALUE LP10% OwnerSaleCommon Stock, par value $0.0001 per share260.8k$1.71$446.3kSee footnotes02/07/2023
01/01/2023Wong MarkDirectorPayment of ExerciseCommon Stock2.9k$1.49$4.4k 01/01/2023
01/01/2023Panter Donald M. Jr.Executive VP, AmericasPayment of ExerciseCommon Stock900$1.49$1.3k 01/01/2023
01/01/2023Horton ElizabethCFOPayment of ExerciseCommon Stock1.8k$1.49$2.7k 01/01/2023
12/22/2022MFP PARTNERS LP10% OwnerGrantCommon Stock Purchase Warrant666.7k$1.60$1.1M 12/22/2022
12/14/2022WILLITS ALAN DDirectorGrantCommon Stock74.4k$0.00$0 12/14/2022
12/14/2022Matina Alexander CDirectorGrantCommon Stock59.6k$0.00$0 12/14/2022
12/14/2022Herrmann MarkCEOGrantCommon Stock56.5k$0.00$0 12/14/2022
10/01/2022Panter Donald M. Jr.Executive VP, AmericasPayment of ExerciseCommon Stock1.2k$0.73$873.1 10/01/2022
10/01/2022Wong MarkDirectorPayment of ExerciseCommon Stock4.5k$0.73$3.3k 10/01/2022
09/22/2022MFP PARTNERS LP10% OwnerGrantCommon Stock Purchase Warrant500k$1.60$800k 09/22/2022
07/01/2022Wong MarkDirectorPayment of ExerciseCommon Stock4.5k$1.04$4.7k 07/01/2022
07/01/2022Panter Donald M. Jr.Executive VP, AmericasPayment of ExerciseCommon Stock1.2k$1.04$1.2k 07/01/2022
05/20/2022Wong MarkDirectorPurchaseCommon Stock7.6k$1.32$10.1k 05/20/2022
04/01/2022Wong MarkDirectorPayment of ExerciseCommon Stock4.5k$2.10$9.4k 04/01/2022
04/01/2022Panter Donald M. Jr.Executive VP, AmericasPayment of ExerciseCommon Stock1.4k$2.10$3k 04/01/2022
03/16/2022MFP PARTNERS LP10% OwnerGrantCommon Stock, par value $0.001 per share5.5k$1.82$10k 03/16/2022
02/18/2022MFP PARTNERS LP10% OwnerGrantSeries B Redeemable Convertible Non-Voting Preferred Stock1.7k$2.95$5k 02/18/2022
02/18/2022MFP PARTNERS LP10% OwnerGrantCommon Stock Purchase Warrant559.4k$5.00$2.8M 02/18/2022
12/15/2021Madere Consuelo E.DirectorGrantCommon Stock22k$0.00$0 12/15/2021
12/15/2021WILLITS ALAN DDirectorGrantCommon Stock22.8k$0.00$0 12/15/2021
12/15/2021Matina Alexander CDirectorGrantCommon Stock25.7k$0.00$0 12/15/2021
12/15/2021Fischhoff David ADirectorGrantCommon Stock22.8k$0.00$0 12/15/2021
12/15/2021Straus Robert DDirectorGrantCommon Stock22k$0.00$0 12/15/2021
12/15/2021Harvey Mark JamesChairman of the BoardGrantCommon Stock1.3k$0.00$0 12/15/2021
12/15/2021Seidler Charles BDirectorGrantCommon Stock22.8k$0.00$0 12/15/2021
11/15/2021Horton ElizabethCFOGrantCommon Stock7.6k$0.00$0 11/15/2021
11/15/2021Horton ElizabethCFOPayment of ExerciseCommon Stock2.7k$3.31$9k 11/15/2021
11/15/2021Horton ElizabethCFOGrantStock option (right to buy)15.7k$3.31$52.1k 11/15/2021
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