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PEIERLS E JEFFREY

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
12/31/2007PepperBall Technologies, Inc.PBALExercise (in-the-money or at-the-money) 459.2k$0.50$229.6kBy The Peierls Foundation, Inc.12/31/2007
12/31/2007PepperBall Technologies, Inc.PBALPurchaseSeries B Preferred Stock45.9k$0.00$0By The Peierls Foundation, Inc.12/31/2007
12/31/2007PepperBall Technologies, Inc.PBALExercise (in-the-money or at-the-money) 62.5k$0.50$31.2kBy The U.D. Ethel F. Peierls Charitable Lead Unitrust12/31/2007
12/31/2007PepperBall Technologies, Inc.PBALPurchaseSeries B Preferred Stock6.2k$0.00$0By The U.D. Ethel F. Peierls Charitable Lead Unitrust12/31/2007
12/31/2007PepperBall Technologies, Inc.PBALExercise (in-the-money or at-the-money) 130.8k$0.50$65.4k 12/31/2007
12/31/2007PepperBall Technologies, Inc.PBALPurchaseSeries B Preferred Stock13.1k$0.00$0 12/31/2007
12/31/2007PepperBall Technologies, Inc.PBALExercise (in-the-money or at-the-money) 43.2k$0.50$21.6kBy B.E. Peierls Trust12/31/2007
12/31/2007PepperBall Technologies, Inc.PBALPurchaseSeries B Preferred Stock4.3k$0.00$0By B.E. Peierls Trust12/31/2007
12/31/2007PepperBall Technologies, Inc.PBALExercise (in-the-money or at-the-money) 43.2k$0.50$21.6kBy E.J. Peierls Trust12/31/2007
12/31/2007PepperBall Technologies, Inc.PBALPurchaseSeries B Preferred Stock4.3k$0.00$0By E.J. Peierls Trust12/31/2007
07/19/2007PepperBall Technologies, Inc.PBALConversion 0$3.00$0By The Peierls Foundation Inc.07/19/2007
07/19/2007PepperBall Technologies, Inc.PBALConversion 0$3.00$0 07/19/2007
07/19/2007PepperBall Technologies, Inc.PBALConversionSeries A Preferred Stock53.2k$0.00$0 07/19/2007
07/19/2007PepperBall Technologies, Inc.PBALConversion 0$3.00$0By B.E. Peierls Trust07/19/2007
07/19/2007PepperBall Technologies, Inc.PBALConversionSeries A Preferred Stock17.6k$0.00$0By B.E. Peierls Trust07/19/2007
07/19/2007PepperBall Technologies, Inc.PBALConversion 0$0.00$0By E.J. Peierls Trust07/19/2007
07/19/2007PepperBall Technologies, Inc.PBALConversionSeries A Preferred Stock17.6k$0.00$0By E. J. Peierls Trust07/19/2007
07/19/2007PepperBall Technologies, Inc.PBALConversionSeries A Preferred Stock25.4k$0.00$0By The U.D. Ethel F. Peierls Charitable Lead Unitrust07/19/2007
07/19/2007PepperBall Technologies, Inc.PBALConversion 0$3.00$0By The U.D. Ethel F. Peierls Charitable Lead Unitrust07/19/2007
07/19/2007PepperBall Technologies, Inc.PBALConversionSeries A Preferred Stock186.7k$0.00$0By The Peierls Foundation, Inc.07/19/2007
04/17/2007Riot Platforms, Inc.RIOTExercise (in-the-money or at-the-money)Common Stock Warrants (right to buy)989.9k$1.35$1.3MBy The Peierls Foundation, Inc.04/17/2007
04/17/2007Riot Platforms, Inc.RIOTExercise (in-the-money or at-the-money)Common Stock Warrants (right to buy)115k$1.35$155.2k 04/17/2007
03/27/2007PepperBall Technologies, Inc.PBALPurchase 0$0.00$0By The Peierls Foundation, Inc.03/27/2007
03/27/2007PepperBall Technologies, Inc.PBALPurchaseWarrant (right to buy)25k$4.75$118.8kBy The U.D. Ethel F. Peierls Charitable Lead Unitrust03/27/2007
03/27/2007PepperBall Technologies, Inc.PBALPurchaseWarrant (right to buy)183.7k$9.00$1.7MBy The Peierls Foundation, Inc.03/27/2007
03/27/2007PepperBall Technologies, Inc.PBALPurchaseWarrant (right to buy)91.8k$5.00$459.2kBy The Peierls Foundation, Inc.03/27/2007
03/27/2007PepperBall Technologies, Inc.PBALPurchaseWarrant (right to buy)17.3k$9.00$155.7kBy B.E. Peierls Trust03/27/2007
03/27/2007PepperBall Technologies, Inc.PBALPurchaseWarrant (right to buy)8.6k$5.00$43.2kBy B.E. Peierls Trust03/27/2007
03/27/2007PepperBall Technologies, Inc.PBALPurchaseWarrant (right to buy)17.3k$4.75$82.2kBy B.E. Peierls Trust03/27/2007
03/27/2007PepperBall Technologies, Inc.PBALPurchaseWarrant (right to buy)52.3k$9.00$470.7k 03/27/2007
03/27/2007PepperBall Technologies, Inc.PBALPurchaseWarrant (right to buy)26.2k$5.00$130.8k 03/27/2007
03/27/2007PepperBall Technologies, Inc.PBALPurchaseWarrant (right to buy)52.3k$4.75$248.4k 03/27/2007
03/27/2007PepperBall Technologies, Inc.PBALPurchase 0$0.00$0 03/27/2007
03/27/2007PepperBall Technologies, Inc.PBALPurchaseWarrant (right to buy)25k$9.00$225kBy The U.D. Ethel F. Peierls Charitable Lead Unitrust03/27/2007
03/27/2007PepperBall Technologies, Inc.PBALPurchaseWarrant (right to buy)12.5k$5.00$62.5kBy The U.D. Ethel F. Peierls Charitable Lead Unitrust03/27/2007
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