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PEIERLS E JEFFREY
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All | News | Filings
| Date Filed | Type | Description |
| 02/21/2020 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals: |
| 02/11/2019 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 02/13/2018 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 02/09/2018 |
SC 13G
| PEIERLS E JEFFREY reports a 10% stake in MRI Interventions, Inc. |
| 02/09/2018 |
SC 13G/A
| PEIERLS E JEFFREY reports a 12% stake in Riot Blockchain, Inc., formerly known as Bioptix, Inc. |
| 02/09/2018 |
SC 13G/A
| PEIERLS E JEFFREY reports a 12% stake in Aerogrow International, Inc. |
| 02/24/2017 |
SC 13G/A
| PEIERLS E JEFFREY reports a 12% stake in Miragen Therapeutics, Inc. |
| 02/10/2017 |
SC 13G
| PEIERLS E JEFFREY reports a 8.9% stake in Enumeral Biomedical Holdings, Inc. |
| 02/10/2017 |
SC 13G/A
| PEIERLS E JEFFREY reports a 7.9% stake in Neurotrope, Inc. |
| 02/10/2017 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals: |
| 09/30/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 02/10/2016 |
SC 13G
| PEIERLS E JEFFREY reports a 10% stake in Neurotrope, Inc. |
| 03/20/2015 |
SC 13G
| PEIERLS E JEFFREY reports a 9.1% stake in SIGNAL GENETICS, INC. |
| 02/20/2015 |
SC 13G
| PEIERLS E JEFFREY reports a 7.1% stake in Biocept, Inc. |
| 02/17/2015 |
SC 13G
| PEIERLS E JEFFREY reports a 7.6% stake in Neurotrope, Inc. |
| 03/11/2014 |
4
| PEIERLS E JEFFREY (10% Owner) has filed a Form 4 on AeroGrow International, Inc.|
Txns:
| Sold 20,000 shares
@ $9.55, valued at
$191k
Sold 3,500 shares
@ $10.253, valued at
$35.9k
Sold 14,000 shares
@ $10.253, valued at
$143.5k
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| 09/17/2012 |
4
| PEIERLS E JEFFREY (10% Owner) has filed a Form 4 on AeroGrow International, Inc.|
Txns:
| Acquired 250,000 shares
@ $0
Acquired 1,000,000 shares
@ $0
Acquired 500,000 shares
@ $0 |
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| 06/04/2012 |
4
| PEIERLS E JEFFREY (10% Owner) has filed a Form 4 on AeroGrow International, Inc.|
Txns:
| Converted 3,000,000 shares
@ $0.01, valued at
$30k
Converted 20,000,000 shares
@ $0.01, valued at
$200k
Converted 650,000 shares
@ $0.01, valued at
$6.5k
Converted 425,000 shares
@ $0.01, valued at
$4.3k
Converted 1,750,000 shares
@ $0.01, valued at
$17.5k
Converted 825,000 shares
@ $0.01, valued at
$8.3k
Converted 550,000 shares
@ $0.01, valued at
$5.5k
Converted 375,000 shares
@ $0.01, valued at
$3.8k
Converted 800,000 shares
@ $0.01, valued at
$8k
Converted 3,000,000 warrants
@ $0.01, valued at
$30k
Converted 20,000,000 warrants
@ $0.01, valued at
$200k
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| 04/23/2012 |
3
| Form 3 - Initial statement of beneficial ownership of securities |
| 07/13/2009 |
SC 13D
| Form SC 13D - General statement of acquisition of beneficial ownership: |
| 01/11/2008 |
4
| PEIERLS E JEFFREY (10% Owner) has filed a Form 4 on Security With Advanced Technology, Inc.|
Txns:
| Exercised (in-or-at-the-money) 459,250 options to buy
@ $0.5, valued at
$229.6k
Bought 45,925 preferred shares
@ $0
Exercised (in-or-at-the-money) 62,500 options to buy
@ $0.5, valued at
$31.3k
Bought 6,250 preferred shares
@ $0
Exercised (in-or-at-the-money) 130,750 options to buy
@ $0.5, valued at
$65.4k
Bought 13,075 preferred shares
@ $0
Exercised (in-or-at-the-money) 43,250 options to buy
@ $0.5, valued at
$21.6k
Bought 4,325 preferred shares
@ $0
Exercised (in-or-at-the-money) 43,250 options to buy
@ $0.5, valued at
$21.6k
Bought 4,325 preferred shares
@ $0 |
|
| 09/27/2007 |
4
| PEIERLS E JEFFREY (10% Owner) has filed a Form 4 on Security With Advanced Technology, Inc.|
Txns:
| Converted options to buy
@ $3, valued at
$0
Converted 186,693 preferred shares
@ $0
Converted options to buy
@ $3, valued at
$0
Converted 25,407 preferred shares
@ $0
Converted options to buy
@ $3, valued at
$0
Converted 53,152 preferred shares
@ $0
Converted options to buy
@ $3, valued at
$0
Converted 17,582 preferred shares
@ $0
Converted options to buy
@ $0
Converted 17,582 preferred shares
@ $0 |
|
| 04/18/2007 |
4
| PEIERLS E JEFFREY (10% Owner) has filed a Form 4 on AspenBio Pharma, Inc.|
Txns:
| Exercised (in-or-at-the-money) 115,000 warrants
@ $1.35, valued at
$155.3k
Exercised (in-or-at-the-money) 989,859 warrants
@ $1.35, valued at
$1.3M
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| 03/29/2007 |
4
| PEIERLS E JEFFREY (10% Owner) has filed a Form 4 on Security With Advanced Technology, Inc.|
Txns:
| Bought options to buy
@ $0
Bought 183,700 warrants
@ $4.75, valued at
$872.6k
Bought 91,850 warrants
@ $5, valued at
$459.3k
Bought 183,700 warrants
@ $9, valued at
$1.7M
Bought 25,000 warrants
@ $4.75, valued at
$118.8k
Bought 12,500 warrants
@ $5, valued at
$62.5k
Bought 25,000 warrants
@ $9, valued at
$225k
Bought options to buy
@ $0
Bought 52,300 warrants
@ $4.75, valued at
$248.4k
Bought 26,150 warrants
@ $5, valued at
$130.8k
Bought 52,300 warrants
@ $9, valued at
$470.7k
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| 03/28/2007 |
4
| PEIERLS E JEFFREY (10% Owner) has filed a Form 4 on Security With Advanced Technology, Inc.|
Txns:
| Exercised (in-or-at-the-money) 1,631 warrants
@ $1.66, valued at
$2.7k
Exercised (in-or-at-the-money) 5,435 warrants
@ $1.66, valued at
$9k
Exercised (in-or-at-the-money) 4,076 warrants
@ $1.66, valued at
$6.8k
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| 12/06/2005 |
4
| PEIERLS E JEFFREY (10% Owner) has filed a Form 4 on A4S SECURITY, INC.|
Txns:
| Acquired 1,897 shares
@ $0
Acquired 61,657 shares
@ $0 |
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| 11/28/2005 |
4
| PEIERLS E JEFFREY (10% Owner) has filed a Form 4 on AspenBio Pharma, Inc.|
Txns:
| Acquired 5,396 shares
@ $0
Acquired 45,507 shares
@ $0 |
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| 05/23/2003 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals |
| 05/23/2003 |
SC 13G
| PEIERLS E JEFFREY reports a 9% stake in DOCUMENT SCIENCES CORP. |
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