FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD [Rocket]

Holdings

FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD

Changes: All | New | Increased | Decreased | Sold Out

Portfolio as of:

Name	Ticker	Class	Shares	Change	Value	Change	% Port	% OS	Hist	Date
BLACKROCK CREDIT ALLOCATION INCOME TRUST	BTZ	MUTUAL	1,499,442	656,708	16,764,000	6,449,000	6.11		Hist	12/31/2018
Apollo Senior Floating Rate Fund Inc.	AFT	COM	230,008	178,219	3,310,000	2,482,000	1.21		Hist	12/31/2018
WESTERN ASSET GLOBAL CP DEFI	GDO	COM	195,555	133,718	2,929,000	1,927,000	1.07		Hist	12/31/2018
TEMPLETON GLOBAL INCOME FUND	GIM	Common	1,620,989	262,167	9,775,000	1,459,000	3.57		Hist	12/31/2018
NUCOR CORP	NUE	Common	51,668	31,606	2,677,000	1,404,000	0.98	0.02	Hist	12/31/2018
ABRDN ASIA-PACIFIC INCOME FUND, INC.	FAX	Com	476,377	311,545	1,844,000	1,162,000	0.67		Hist	12/31/2018
KONINKLIJKE PHILIPS NV	PHG	NY REG SH NEW	137,882	56,561	4,841,000	1,140,000	1.77		Hist	12/31/2018
BrandywineGLOBAL-Global Income Opportunities Fund Inc	BWG	Common	623,997	128,669	6,477,000	1,068,000	2.36		Hist	12/31/2018
Apple Inc.	AAPL	Common	9,788	7,435	1,544,000	1,013,000	0.56	0.00	Hist	12/31/2018
Invesco Dynamic Credit Opportunities Fund	VTA	Common	574,519	127,092	5,900,000	768,000	2.15		Hist	12/31/2018
VODAFONE GROUP PUBLIC LTD CO	VOD	Common	199,888	57,474	3,854,000	764,000	1.41		Hist	12/31/2018
NUVEEN MICHIGAN QLT MUN INC	NUM	COM	173,036	48,379	2,156,000	616,000	0.79		Hist	12/31/2018
Invesco Senior Income Trust	VVR	Common	1,239,806	252,602	4,848,000	603,000	1.77		Hist	12/31/2018
EATON VANCE SENIOR INCOME TRUST	EVF	Common	124,869	82,093	749,000	473,000	0.27		Hist	12/31/2018
FRANKLIN UNIVERSAL TRUST	FT	Common	1,755,395	140,393	11,147,000	407,000	4.07		Hist	12/31/2018
Gabelli Healthcare & WellnessRx Trust	GRX	SHS	69,331	31,522	641,000	224,000	0.23		Hist	12/31/2018
BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC.	BFK	Common	36,900	18,400	450,000	220,000	0.16		Hist	12/31/2018
Saba Capital Income & Opportunities Fund	PPR	SH BEN INT	1,416,299	166,191	6,359,000	133,000	2.32		Hist	12/31/2018
EVERSOURCE ENERGY	ES	Common	28,272	156	1,839,000	112,000	0.67	0.01	Hist	12/31/2018
MFS INTERMEDIATE INCOME TRUST	MIN	Common	333,460	17,819	1,224,000	37,000	0.45		Hist	12/31/2018
DTE ENERGY CO	DTE	Common	7,471	36	824,000	13,000	0.30	0.00	Hist	12/31/2018
CONSOLIDATED EDISON INC	ED	Common	7,966	48	609,000	6,000	0.22	0.00	Hist	12/31/2018
SRH Total Return Fund, Inc.	BIF	Common	42,831	850	447,000	-24,000	0.16		Hist	12/31/2018
SPECIAL OPPORTUNITIES FUND, INC.	SPE	Common	56,589	10,284	670,000	-26,000	0.24		Hist	12/31/2018
BERKSHIRE HATHAWAY INC	BRK/B	Common	7,320	70	1,495,000	-57,000	0.55		Hist	12/31/2018
Primo Water Corp /CN/	COT	Common	244,721	12,977	3,411,000	-332,000	1.24	0.18	Hist	12/31/2018
NXP Semiconductors N.V.	NXPI	COM	44,011	1,549	3,225,000	-406,000	1.18		Hist	12/31/2018