| Date Filed | Type | Description |
| 03/15/2019 |
SC 13G
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reports a 6.4% stake in ALERIAN ENERGY INFRASTRUCTURE ETF |
| 02/11/2019 |
SC 13G
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reports a 6.8% stake in FRANKLIN UNIVERSAL TRUST |
| 02/11/2019 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals: |
| 01/30/2019 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
| 01/14/2019 |
SC 13G
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reports a 6.5% stake in U.S. Global GO GOLD and Precious Metal Miners ETF |
| 01/14/2019 |
SC 13G
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reports a 7% stake in FRANKLIN UNIVERSAL TRUST |
| 10/18/2018 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
| 10/12/2018 |
SC 13G/A
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reports a 4.8% stake in Global Self Storage, Inc. |
| 10/12/2018 |
SC 13G
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reports a 4.8% stake in Global Self Storage, Inc. |
| 08/09/2018 |
SC 13G
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reports a 4.9% stake in U.S. GLOBAL INVESTORS |
| 07/13/2018 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
| 04/23/2018 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
| 03/09/2018 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals: |
| 02/12/2018 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals: |
| 02/12/2018 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals: |
| 02/12/2018 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals: |
| 01/25/2018 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
| 01/12/2018 |
SC 13G
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reports a 7.8% stake in Global Self Storage, Inc. |
| 01/12/2018 |
SC 13G
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reports a 5.8% stake in U.S. GLOBAL INVESTORS |
| 01/12/2018 |
SC 13G
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reports a 5.8% stake in U.S. GLOBAL INVESTORS |
| 01/12/2018 |
SC 13G
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reports a 8.9% stake in U.S. Global GO GOLD and Precious Metal Miners ETF |
| 12/15/2017 |
SC 13G
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reports a 11% stake in U.S. GLOBAL INVESTORS |
| 11/07/2017 |
SC 13G
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reports a 15% stake in U.S. GLOBAL INVESTORS |
| 10/11/2017 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
| 10/06/2017 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals: |
| 10/06/2017 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals: |
| 10/06/2017 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals: |
| 10/06/2017 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals: |
| 09/18/2017 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals: |
| 09/12/2017 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals: |
| 09/12/2017 |
SC 13G
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reports a 18% stake in U.S. GLOBAL INVESTORS |
| 08/08/2017 |
SC 13G
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reports a 18.1% stake in U.S. GLOBAL INVESTORS |
| 08/08/2017 |
SC 13G
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reports a 11.6% stake in Global Self Storage, Inc. |
| 08/08/2017 |
SC 13G/A
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reports a 24.3% stake in U.S. Global GO GOLD and Precious Metal Miners ETF |
|