HARBERT MANAGEMENT CORP [Rocket]

Holdings

HARBERT MANAGEMENT CORP

Changes: All | New | Increased | Decreased | Sold Out

Portfolio as of:

Name	Ticker	Class	Shares	Change	Value	Change	% Port	% OS	Hist	Date
NEWS CORP	NWSA	CL A	450,000	175,000	7,749,000	2,793,000	8.54		Hist	03/31/2014
CLEVELAND-CLIFFS INC.	CLF	PUT	350,000	350,000	7,161,000	7,161,000	7.89		Hist	03/31/2014
ORACLE CORP	ORCL	Common	170,000	-30,000	6,955,000	-697,000	7.67		Hist	03/31/2014
MICROSOFT CORP	MSFT	Common	165,000	-60,000	6,763,000	-1,659,000	7.45	0.00	Hist	03/31/2014
MICROSOFT CORP	MSFT	COM	150,000	150,000	6,149,000	6,149,000	6.78		Hist	03/31/2014
PFIZER INC	PFE	Common	175,000	175,000	5,621,000	5,621,000	6.20		Hist	03/31/2014
UNITED STATES STEEL CORP	X	Put	200,000	200,000	5,522,000	5,522,000	6.09		Hist	03/31/2014
Exelis Inc.	XLS	Common	250,000	-110,000	4,753,000	-2,109,000	5.24		Hist	03/31/2014
HESS CORP	HES	Common	57,000	-3,000	4,724,000	-256,000	5.21		Hist	03/31/2014
URS CORP /NEW/	URS	Common	100,000	0	4,706,000	-593,000	5.19	0.13	Hist	03/31/2014
DEAN FOODS CO	DF	Common	265,000	-35,000	4,097,000	-1,060,000	4.52		Hist	03/31/2014
National Bank Holdings Corp	NBHC	CL A	175,000	25,000	3,512,000	302,000	3.87		Hist	03/31/2014
SSGA FUNDS MANAGEMENT INC	XLF	Common	150,000	0	3,351,000	72,000	3.69		Hist	03/31/2014
XURA, INC.	MESG	COM	90,000	34,000	3,112,000	939,000	3.43		Hist	03/31/2014
MARATHON OIL CORP	MRO	Common	85,000	-15,000	3,019,000	-511,000	3.33		Hist	03/31/2014
CHARTER FINANCIAL CORP	CHFN	Common	260,000	25,000	2,811,000	280,000	3.10	1.14	Hist	03/31/2014
AMERICAN INTERNATIONAL GROUP, INC.	AIG	COM	50,000	-25,000	2,501,000	-1,328,000	2.76		Hist	03/31/2014
MICRON TECHNOLOGY INC	MU	Call	100,000	-70,000	2,366,000	-1,333,000	2.61		Hist	03/31/2014
CIT GROUP INC	CIT	COM	47,000	-15,000	2,304,000	-928,000	2.54		Hist	03/31/2014
MSG NETWORKS INC.	MSG	STOCK	20,000	20,000	1,136,000	1,136,000	1.25		Hist	03/31/2014
MARTHA STEWART LIVING OMNIMEDIA INC	MSO	Common	200,000	200,000	906,000	906,000	1.00		Hist	03/31/2014
FTD Companies, Inc.	FTD	COM	27,161	27,161	864,000	864,000	0.95		Hist	03/31/2014
MAGICJACK VOCALTEC LTD	CALL	Common	30,000	30,000	637,000	637,000	0.70		Hist	03/31/2014
AMERICAN INTERNATIONAL GROUP, INC.	AIG/WS	WTS	0	-224,000	0	-4,536,000	0.00	0.00	Hist	03/31/2014
ASTRAZENECA PLC	AZN	SPONSORED ADR	0	-105,000	0	-6,234,000	0.00	0.00	Hist	03/31/2014
BARRICK GOLD CORP	ABX	CALL	0	-140,000	0	-2,468,000	0.00	0.00	Hist	03/31/2014
CHICO'S FAS, INC.	CHS	Common	0	-165,000	0	-3,109,000	0.00	0.00	Hist	03/31/2014
iSHARES TRUST	IWM	Put	0	-200,000	0	-23,062,000	0.00	0.00	Hist	03/31/2014
LOEWS CORP	LTR	Common	0	-160,000	0	-7,718,000	0.00	0.00	Hist	03/31/2014
Tesla, Inc.	TSLA	PUT	0	-30,000	0	-4,511,000	0.00	0.00	Hist	03/31/2014