| Date Filed | Type | Description |
| 03/10/2021 |
15-12B
| Form 15-12B - Securities registration termination [Section 12(b)]: |
| 03/05/2021 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 03/05/2021 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 03/05/2021 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 03/05/2021 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 03/05/2021 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 03/05/2021 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 03/05/2021 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 03/05/2021 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 03/02/2021 |
SC 13D/A
| NHC Holdings, LLC reports a 100% stake in National Holdings Corporation |
| 02/25/2021 |
4
| Creagh Barbara (Director) has filed a Form 4 on NATIONAL HOLDINGS CORP|
Txns:
| Unknown transaction of 16,667 shares
@ $3.25, valued at
$54.2k
Disposed/sold 66,013 restricted stock units
@ $3.25, valued at
$214.5k
|
|
| 02/25/2021 |
4
| DeSena John C. (COO) has filed a Form 4 on NATIONAL HOLDINGS CORP|
Txns:
| Unknown transaction of 75,626 shares
@ $3.25, valued at
$245.8k
Disposed/sold 332,465 restricted stock units
@ $3.25, valued at
$1.1M
|
|
| 02/25/2021 |
4
| Gary Jeff (Director) has filed a Form 4 on NATIONAL HOLDINGS CORP|
Txns:
| Unknown transaction of 16,667 shares
@ $3.25, valued at
$54.2k
Disposed/sold 66,013 restricted stock units
@ $3.25, valued at
$214.5k
|
|
| 02/25/2021 |
4
| HUME DANIEL (Director) has filed a Form 4 on NATIONAL HOLDINGS CORP|
Txns:
| Unknown transaction of 62,151 shares
@ $3.25, valued at
$202k
Disposed/sold 46,602 restricted stock units
@ $3.25, valued at
$151.5k
|
|
| 02/25/2021 |
4
| Singer Michael Evan (Director) has filed a Form 4 on NATIONAL HOLDINGS CORP|
Txns:
| Unknown transaction of 33,397 shares
@ $3.25, valued at
$108.5k
Disposed/sold 3,602 restricted stock units
@ $3.25, valued at
$11.7k
|
|
| 02/25/2021 |
4
| Mullen Michael A (CEO and Chairman of the Board) has filed a Form 4 on NATIONAL HOLDINGS CORP|
Txns:
| Unknown transaction of 236,045 shares
@ $3.25, valued at
$767.1k
Disposed/sold 127,035 shares
@ $3.25, valued at
$412.9k
Disposed/sold 960,833 restricted stock units
@ $3.25, valued at
$3.1M
|
|
| 02/25/2021 |
4
| Worman Glenn C. (President and CFO) has filed a Form 4 on NATIONAL HOLDINGS CORP|
Txns:
| Unknown transaction of 118,502 shares
@ $3.25, valued at
$385.1k
Disposed/sold 531,251 restricted stock units
@ $3.25, valued at
$1.7M
|
|
| 02/25/2021 |
4
| FAGENSON ROBERT B (Director) has filed a Form 4 on NATIONAL HOLDINGS CORP|
Txns:
| Unknown transaction of 407,010 shares
@ $3.25, valued at
$1.3M
Disposed/sold 46,602 restricted stock units
@ $3.25, valued at
$151.5k
|
|
| 02/25/2021 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/25/2021 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/25/2021 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/25/2021 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/25/2021 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/25/2021 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/25/2021 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 02/25/2021 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 02/25/2021 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 02/25/2021 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 02/25/2021 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 02/25/2021 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 02/25/2021 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 02/25/2021 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 02/25/2021 |
25-NSE
| Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities: |
| 02/25/2021 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
|