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NATIONAL HOLDINGS CORP (NHLD)
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Securities
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Security holder agreements
Type
Name
Date
Securities purchase agreement
Securities Purchase Agreement, by and among the Company and the Purchasers
01/31/2013
Registration rights agreement
Registration Rights Agreement, by and among the Company and the Purchasers
01/31/2013
Securities purchase agreement
Securities Purchase Agreement, by and among the Company and the Purchasers
01/25/2013
Registration rights agreement
Registration Rights Agreement, by and among the Company and the Purchasers
01/25/2013
Employment agreements
Type
Name
Date
Employment agreement
Employment Agreement between Michael Mullen and National Holdings Corporation
01/06/2017
Employment agreement
Amendment to Employment Agreement, between National Holdings Corporation and Mark H. Goldwasser
03/30/2016
Employment agreement
Amendment to Employment Agreement, between National Holdings Corporation and Mark Goldwasser
10/07/2015
Stock option agreement
Stock Option Agreement, between National Holdings Corporation and Glenn S. Worman
05/13/2015
Employment agreement
Employment Agreement, between National Holdings Corporation and Glenn S. Worman
05/13/2015
Employment agreement
Amendment to Employment Agreement, between National Holdings Corporation and Alan B. Levin
04/03/2015
Employment agreement
Amendment to Employment Agreement, between National Holdings Corporation and Mark Goldwasser
06/26/2013
Employment agreement
Amendment No. 2 to the Employment Agreement, by and between National Holdings Corporation and Leonard J. Sokolow
07/25/2012
M&A agreements
Type
Name
Date
Merger agreement
Agreement and Plan of Merger, by and among Parent, Merger Sub and the Company
01/11/2021
Merger agreement
Agreement and Plan of Merger, by and among National Holdings Corporation, Fortress Biotech, Inc., and FBIO Acquisition, Inc
04/28/2016
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