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LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Create: Alert

All | News | Filings
Date FiledTypeDescription
04/29/2020 10-K/A Annual Report for the period ended December 31, 2019 [amend]
03/13/2020 10-K Annual Report for the period ended December 31, 2019
03/05/2020 15-12G Form 15-12G - Securities registration termination [Section 12(g)]:
02/25/2020 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
02/24/2020 15-12G Form 15-12G - Securities registration termination [Section 12(g)]:
02/24/2020 25 Form 25 - Notification of the removal from listing and registration of matured, redeemed or retired securities:
02/24/2020 EFFECT Form EFFECT - Notice of Effectiveness:
02/19/2020 4 Kaufman Brett (Senior Vice President and CFO) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Disposed/sold 318,466 shares @ $3.5, valued at $1.1M
Sold 205 shares @ $25, valued at $5.1k
Disposed/sold 125,000 options to buy @ $1.28, valued at $160k
Disposed/sold 125,000 options to buy @ $2.8, valued at $350k
Disposed/sold 62,500 options to buy @ $1.4, valued at $87.5k
Disposed/sold 75,000 options to buy @ $3.25, valued at $243.8k
02/18/2020 SC 13D/A Advisor Group Holdings, Inc. reports a 100% stake in LADENBURG THALMANN FINANCIAL SERVICES INC.
02/14/2020 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
02/14/2020 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
02/14/2020 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
02/14/2020 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
02/14/2020 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
02/14/2020 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
02/14/2020 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
02/14/2020 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
02/14/2020 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
02/14/2020 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
02/14/2020 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
02/14/2020 POS AM Form POS AM - Post-Effective amendments for registration statement:
02/14/2020 8-K Quarterly results
02/14/2020 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
02/14/2020 4 ZEITCHICK MARK (Former Director and Officer) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Sold 4,000 shares @ $25.07, valued at $100.3k
Disposed/sold 531,250 shares @ $3.5, valued at $1.9M
Disposed/sold 3,789,541 shares @ $3.5, valued at $13.3M
Disposed/sold 600,000 options to buy @ $1.28, valued at $768k
Disposed/sold 600,000 options to buy @ $2.8, valued at $1.7M
Disposed/sold 300,000 options to buy @ $1.4, valued at $420k
Disposed/sold 400,000 options to buy @ $3.25, valued at $1.3M
Disposed/sold 200,000 options to buy @ $4.25, valued at $850k
Disposed/sold 200,000 options to buy @ $2.65, valued at $530k
02/14/2020 4 Simkin Jacqueline M (Former Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Sold 8,000 shares @ $25.083, valued at $200.7k
Disposed/sold 45,000 shares @ $3.5, valued at $157.5k
Disposed/sold 1,859,738 shares @ $3.5, valued at $6.5M
Disposed/sold 158,000 shares @ $3.5, valued at $553k
Disposed/sold 20,000 options to buy @ $1.73, valued at $34.6k
Disposed/sold 20,000 options to buy @ $1.79, valued at $35.8k
Disposed/sold 50,000 options to buy @ $1.32, valued at $66k
Disposed/sold 50,000 options to buy @ $1.46, valued at $73k
Disposed/sold 50,000 options to buy @ $3.01, valued at $150.5k
Disposed/sold 50,000 options to buy @ $3.38, valued at $169k
Disposed/sold 50,000 options to buy @ $2.4, valued at $120k
02/14/2020 4 Malamed Adam Scott (Former Director and Officer) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Sold 3,900 shares @ $25.1023, valued at $97.9k
Disposed/sold 1,612,290 shares @ $3.5, valued at $5.6M
Disposed/sold 5,000 shares @ $3.5, valued at $17.5k
Disposed/sold 200,000 options to buy @ $1.28, valued at $256k
Disposed/sold 200,000 options to buy @ $2.8, valued at $560k
Disposed/sold 100,000 options to buy @ $1.4, valued at $140k
Disposed/sold 135,000 options to buy @ $3.25, valued at $438.8k
Disposed/sold 50,000 options to buy @ $4.25, valued at $212.5k
Disposed/sold 50,000 options to buy @ $2.65, valued at $132.5k
02/14/2020 4 LAMPEN RICHARD (Former Director and Officer) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Disposed/sold 3,324,916 shares @ $3.5, valued at $11.6M
Disposed/sold 83,333 shares @ $3.5, valued at $291.7k
Sold 4,000 shares @ $25.114, valued at $100.5k
Disposed/sold 600,000 options to buy @ $1.28, valued at $768k
Disposed/sold 600,000 options to buy @ $2.8, valued at $1.7M
Disposed/sold 300,000 options to buy @ $1.4, valued at $420k
Disposed/sold 400,000 options to buy @ $3.25, valued at $1.3M
Disposed/sold 200,000 options to buy @ $4.25, valued at $850k
Disposed/sold 200,000 options to buy @ $2.65, valued at $530k
02/14/2020 4 KRASNO RICHARD M (Former Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Disposed/sold 65,828 shares @ $3.5, valued at $230.4k
Disposed/sold 383,089 shares @ $3.5, valued at $1.3M
Disposed/sold 50,000 options to buy @ $2.4, valued at $120k
Disposed/sold 50,000 options to buy @ $3.38, valued at $169k
Disposed/sold 50,000 options to buy @ $3.01, valued at $150.5k
Disposed/sold 50,000 options to buy @ $1.46, valued at $73k
Disposed/sold 50,000 options to buy @ $1.32, valued at $66k
Disposed/sold 20,000 options to buy @ $1.79, valued at $35.8k
Disposed/sold 20,000 options to buy @ $1.11, valued at $22.2k
02/14/2020 4 giovanniello joseph (Former Officer) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Sold 2,000 shares @ $25.11, valued at $50.2k
Disposed/sold 473,207 shares @ $3.5, valued at $1.7M
Disposed/sold 50,000 options to buy @ $1.28, valued at $64k
Disposed/sold 50,000 options to buy @ $2.8, valued at $140k
Disposed/sold 25,000 options to buy @ $1.4, valued at $35k
Disposed/sold 30,000 options to buy @ $3.25, valued at $97.5k
02/14/2020 4 Liebowitz Michael (Former Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Disposed/sold 246,498 shares @ $3.5, valued at $862.7k
Disposed/sold 25,000 shares @ $3.5, valued at $87.5k
02/14/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
02/14/2020 4 LORBER HOWARD M (Former Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Disposed/sold 3,085,385 shares @ $3.5, valued at $10.8M
Disposed/sold 522,027 shares @ $3.5, valued at $1.8M
Disposed/sold 67 shares @ $3.5, valued at $234.5
Disposed/sold 20,000 options to buy @ $1.11, valued at $22.2k
Disposed/sold 600,000 options to buy @ $1.28, valued at $768k
Disposed/sold 20,000 options to buy @ $1.79, valued at $35.8k
Disposed/sold 600,000 options to buy @ $2.8, valued at $1.7M
Disposed/sold 50,000 options to buy @ $1.32, valued at $66k
Disposed/sold 300,000 options to buy @ $1.4, valued at $420k
Disposed/sold 50,000 options to buy @ $1.46, valued at $73k
Disposed/sold 400,000 options to buy @ $3.25, valued at $1.3M
02/14/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
02/14/2020 4 BEINSTEIN HENRY C (Former Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Disposed/sold 232,143 shares @ $3.5, valued at $812.5k
Disposed/sold 1,532 shares @ $3.5, valued at $5.4k
Disposed/sold 50,000 options to buy @ $2.4, valued at $120k
Disposed/sold 50,000 options to buy @ $3.38, valued at $169k
Disposed/sold 50,000 options to buy @ $3.01, valued at $150.5k
Disposed/sold 50,000 options to buy @ $1.46, valued at $73k
Disposed/sold 50,000 options to buy @ $1.32, valued at $66k
Disposed/sold 20,000 options to buy @ $1.79, valued at $35.8k
Disposed/sold 20,000 options to buy @ $1.11, valued at $22.2k
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