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LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Create: Alert

All | News | Filings
Date FiledTypeDescription
02/19/2020 4 Kaufman Brett (Senior Vice President and CFO) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Disposed/sold 318,466 shares @ $3.5, valued at $1.1M
Sold 205 shares @ $25, valued at $5.1k
Disposed/sold 125,000 options to buy @ $1.28, valued at $160k
Disposed/sold 125,000 options to buy @ $2.8, valued at $350k
Disposed/sold 62,500 options to buy @ $1.4, valued at $87.5k
Disposed/sold 75,000 options to buy @ $3.25, valued at $243.8k
02/14/2020 4 ZEITCHICK MARK (Former Director and Officer) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Sold 4,000 shares @ $25.07, valued at $100.3k
Disposed/sold 531,250 shares @ $3.5, valued at $1.9M
Disposed/sold 3,789,541 shares @ $3.5, valued at $13.3M
Disposed/sold 600,000 options to buy @ $1.28, valued at $768k
Disposed/sold 600,000 options to buy @ $2.8, valued at $1.7M
Disposed/sold 300,000 options to buy @ $1.4, valued at $420k
Disposed/sold 400,000 options to buy @ $3.25, valued at $1.3M
Disposed/sold 200,000 options to buy @ $4.25, valued at $850k
Disposed/sold 200,000 options to buy @ $2.65, valued at $530k
02/14/2020 4 Simkin Jacqueline M (Former Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Sold 8,000 shares @ $25.083, valued at $200.7k
Disposed/sold 45,000 shares @ $3.5, valued at $157.5k
Disposed/sold 1,859,738 shares @ $3.5, valued at $6.5M
Disposed/sold 158,000 shares @ $3.5, valued at $553k
Disposed/sold 20,000 options to buy @ $1.73, valued at $34.6k
Disposed/sold 20,000 options to buy @ $1.79, valued at $35.8k
Disposed/sold 50,000 options to buy @ $1.32, valued at $66k
Disposed/sold 50,000 options to buy @ $1.46, valued at $73k
Disposed/sold 50,000 options to buy @ $3.01, valued at $150.5k
Disposed/sold 50,000 options to buy @ $3.38, valued at $169k
Disposed/sold 50,000 options to buy @ $2.4, valued at $120k
02/14/2020 4 Malamed Adam Scott (Former Director and Officer) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Sold 3,900 shares @ $25.1023, valued at $97.9k
Disposed/sold 1,612,290 shares @ $3.5, valued at $5.6M
Disposed/sold 5,000 shares @ $3.5, valued at $17.5k
Disposed/sold 200,000 options to buy @ $1.28, valued at $256k
Disposed/sold 200,000 options to buy @ $2.8, valued at $560k
Disposed/sold 100,000 options to buy @ $1.4, valued at $140k
Disposed/sold 135,000 options to buy @ $3.25, valued at $438.8k
Disposed/sold 50,000 options to buy @ $4.25, valued at $212.5k
Disposed/sold 50,000 options to buy @ $2.65, valued at $132.5k
02/14/2020 4 LAMPEN RICHARD (Former Director and Officer) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Disposed/sold 3,324,916 shares @ $3.5, valued at $11.6M
Disposed/sold 83,333 shares @ $3.5, valued at $291.7k
Sold 4,000 shares @ $25.114, valued at $100.5k
Disposed/sold 600,000 options to buy @ $1.28, valued at $768k
Disposed/sold 600,000 options to buy @ $2.8, valued at $1.7M
Disposed/sold 300,000 options to buy @ $1.4, valued at $420k
Disposed/sold 400,000 options to buy @ $3.25, valued at $1.3M
Disposed/sold 200,000 options to buy @ $4.25, valued at $850k
Disposed/sold 200,000 options to buy @ $2.65, valued at $530k
02/14/2020 4 KRASNO RICHARD M (Former Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Disposed/sold 65,828 shares @ $3.5, valued at $230.4k
Disposed/sold 383,089 shares @ $3.5, valued at $1.3M
Disposed/sold 50,000 options to buy @ $2.4, valued at $120k
Disposed/sold 50,000 options to buy @ $3.38, valued at $169k
Disposed/sold 50,000 options to buy @ $3.01, valued at $150.5k
Disposed/sold 50,000 options to buy @ $1.46, valued at $73k
Disposed/sold 50,000 options to buy @ $1.32, valued at $66k
Disposed/sold 20,000 options to buy @ $1.79, valued at $35.8k
Disposed/sold 20,000 options to buy @ $1.11, valued at $22.2k
02/14/2020 4 giovanniello joseph (Former Officer) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Sold 2,000 shares @ $25.11, valued at $50.2k
Disposed/sold 473,207 shares @ $3.5, valued at $1.7M
Disposed/sold 50,000 options to buy @ $1.28, valued at $64k
Disposed/sold 50,000 options to buy @ $2.8, valued at $140k
Disposed/sold 25,000 options to buy @ $1.4, valued at $35k
Disposed/sold 30,000 options to buy @ $3.25, valued at $97.5k
02/14/2020 4 Liebowitz Michael (Former Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Disposed/sold 246,498 shares @ $3.5, valued at $862.7k
Disposed/sold 25,000 shares @ $3.5, valued at $87.5k
02/14/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
02/14/2020 4 LORBER HOWARD M (Former Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Disposed/sold 3,085,385 shares @ $3.5, valued at $10.8M
Disposed/sold 522,027 shares @ $3.5, valued at $1.8M
Disposed/sold 67 shares @ $3.5, valued at $234.5
Disposed/sold 20,000 options to buy @ $1.11, valued at $22.2k
Disposed/sold 600,000 options to buy @ $1.28, valued at $768k
Disposed/sold 20,000 options to buy @ $1.79, valued at $35.8k
Disposed/sold 600,000 options to buy @ $2.8, valued at $1.7M
Disposed/sold 50,000 options to buy @ $1.32, valued at $66k
Disposed/sold 300,000 options to buy @ $1.4, valued at $420k
Disposed/sold 50,000 options to buy @ $1.46, valued at $73k
Disposed/sold 400,000 options to buy @ $3.25, valued at $1.3M
02/14/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
02/14/2020 4 BEINSTEIN HENRY C (Former Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Disposed/sold 232,143 shares @ $3.5, valued at $812.5k
Disposed/sold 1,532 shares @ $3.5, valued at $5.4k
Disposed/sold 50,000 options to buy @ $2.4, valued at $120k
Disposed/sold 50,000 options to buy @ $3.38, valued at $169k
Disposed/sold 50,000 options to buy @ $3.01, valued at $150.5k
Disposed/sold 50,000 options to buy @ $1.46, valued at $73k
Disposed/sold 50,000 options to buy @ $1.32, valued at $66k
Disposed/sold 20,000 options to buy @ $1.79, valued at $35.8k
Disposed/sold 20,000 options to buy @ $1.11, valued at $22.2k
01/09/2020 4 Kaufman Brett (Senior Vice President and CFO) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Exercised 50,000 options to buy @ $0.9, valued at $45k
01/09/2020 4 giovanniello joseph (Senior Vice President) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Exercised 50,000 options to buy @ $0.9, valued at $45k
07/02/2019 4 giovanniello joseph (Senior Vice President) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Granted 1,342 shares @ $3.2585, valued at $4.4k
06/19/2019 4 KRASNO RICHARD M (Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Paid exercise price by delivering 4,172 shares @ $3.5, valued at $14.6k
Exercised 20,000 options to buy @ $0.73, valued at $14.6k
06/14/2019 4 Simkin Jacqueline M (Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Granted 30,000 shares @ $0
06/14/2019 4 LORBER HOWARD M (Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Granted 30,000 shares @ $0
06/14/2019 4 Liebowitz Michael (Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Granted 30,000 shares @ $0
06/14/2019 4 KRASNO RICHARD M (Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Granted 30,000 shares @ $0
06/14/2019 4 GENSON BRIAN S (Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Granted 30,000 shares @ $0
06/14/2019 4 Davis Glenn C (Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Granted 30,000 shares @ $0
06/14/2019 4 BEINSTEIN HENRY C (Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Granted 30,000 shares @ $0
06/04/2019 4 LAMPEN RICHARD (CEO, President & Chairman) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Bought 10,000 shares @ $3.1326, valued at $31.3k
06/03/2019 4 LAMPEN RICHARD (CEO, President & Chairman) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Bought 10,000 shares @ $3.2295, valued at $32.3k
06/03/2019 4 Malamed Adam Scott (Executive VP and COO) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Bought 10,000 shares @ $3.2011, valued at $32k
05/31/2019 4 LAMPEN RICHARD (CEO, President & Chairman) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Bought 10,000 shares @ $3.3668, valued at $33.7k
05/24/2019 4 LAMPEN RICHARD (CEO, President & Chairman) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Bought 10,000 shares @ $3.3399, valued at $33.4k
05/23/2019 4 LAMPEN RICHARD (CEO, President & Chairman) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Bought 10,000 shares @ $3.3515, valued at $33.5k
05/23/2019 4 Malamed Adam Scott (Executive VP and COO) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Bought 10,000 shares @ $3.3459, valued at $33.5k
05/17/2019 4 Malamed Adam Scott (Executive VP and COO) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Paid exercise price by delivering 111,251 shares @ $3.39, valued at $377.1k
Exercised 200,000 options to buy @ $0.9, valued at $180k
05/17/2019 4 ZEITCHICK MARK (Executive Vice President) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Paid exercise price by delivering 333,755 shares @ $3.39, valued at $1.1M
Exercised 600,000 options to buy @ $0.9, valued at $540k
05/17/2019 4 LORBER HOWARD M (Director) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Paid exercise price by delivering 407,956 shares @ $3.39, valued at $1.4M
Exercised 20,000 options to buy @ $0.73, valued at $14.6k
Exercised 600,000 options to buy @ $0.9, valued at $540k
05/17/2019 4 LAMPEN RICHARD (CEO, President & Chairman) has filed a Form 4 on LADENBURG THALMANN FINANCIAL SERVICES INC.
Txns: Paid exercise price by delivering 333,755 shares @ $3.39, valued at $1.1M
Exercised 600,000 options to buy @ $0.9, valued at $540k
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