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Great Elm Group, Inc. Create: Alert

All | News | Filings
Date FiledTypeDescription
01/03/2023 8-K Investor presentation
Docs: "STOCK PURCHASE AGREEMENT by and among GREAT ELM FM ACQUISITION, INC., GREAT ELM GROUP, INC., and J.P. MORGAN BROKER-DEALER HOLDINGS INC. Dated as of December 30, 2022",
"MEMBERSHIP INTEREST PURCHASE AGREEMENT THIS MEMBERSHIP INTEREST PURCHASE AGREEMENT dated as of January 3, 2023, by and among Great Elm Healthcare, LLC, a Delaware limited liability company , Great Elm DME Holdings, Inc., a Delaware corporation , Great Elm DME, Inc., a Delaware corporation , Corbel Capital Partners SBIC, L.P., a Delaware limited partnership , and Valley Healthcare Group, LLC, an Arizona limited liability company , DME Holdings, in its capacity as the Sellers’ Representative , QHM Holdings Inc., a Delaware corporation and, solely for purposes of Sections 2.7 and 9.17, QUIPT Home Medical Corp., a company amalgamated under the laws of the Province of British Columbia . Throughout the remainder of this Agreement, the Purchaser, the Company and the Sellers shall each be referred...",
"Each of the undersigned consents to the exclusive jurisdiction and venue of the federal courts located in the City of New York, Borough of Manhattan and any appellate court from any thereof in any action or proceeding arising out of or relating to this Note or any loan evidenced hereby; provided that a final judgment in any such action or proceeding shall be conclusive and may be enforced in other jurisdictions by suit on the judgment or in any other manner provided by law. Service of process by Seller in connection with any dispute shall be binding on the undersigned if sent to the undersigned by registered mail at the address specified below. Nothing herein will affect the right of Seller to serve process in any other manner permitted by law. EACH OF SELLER AND THE UNDERSIGNED HEREBY WAI...",
"AMENDED AND RESTATED STOCKHOLDERS AGREEMENT among Forest Investments, Inc. and the Stockholders named herein dated as of December 30, 2022 Execution Version",
"Great Elm Group, Inc. January 3, 2023 NASDAQ: GEG Exhibit 99.1 GEG Announced Two Transformative Deals",
"Great Elm Group Sells a Majority Interest in Forest Investments, Inc. to an Affiliate of JPMorgan Chase & Co. The sale of a majority of its ownership interest in Forest Investments, Inc. is expected to ultimately raise approximately $45 million of cash on Great Elm Group’s Balance Sheet, enhancing its ability to focus exclusively on Investment Management.",
"Great Elm Group Sells Durable Medical Equipment Business For $80 million The Sale of its DME Business Allows Great Elm to Focus Primarily on Investment Management with Additional Cash on its Balance Sheet Available to Fund Strategic Growth Initiatives",
"Great Elm Group, Inc. Pro Forma Financial Statements INTRODUCTION Transactions with JPM On December 30, 2022, Great Elm Group, Inc. and its wholly-owned subsidiary, Great Elm FM Acquisition, Inc. , entered into a stock purchase agreement with J.P. Morgan Broker-Dealer Holdings Inc. to sell 61 shares of the common stock, $0.001 par value per share, of Forest Investments, Inc. owned by FM Acquisition and GEG, which shares constitute 61% of the issued and outstanding shares of Forest’s common stock, to JPM for approximately $18.4 million in cash. In connection with the Stock Purchase Agreement, GEG, JPM and Forest entered into an amended and restated stockholders’ agreement . Pursuant to the Stockholders Agreement, from January 17, 2023 until February 17, 2023, GEG may sell the remaining shar..."
11/15/2022 8-K Investor presentation, Quarterly results
Docs: "AMENDED AND RESTATED BYLAWS OF GREAT ELM GROUP, INC.",
"Company to Host Conference Call at 9:00 a.m. ET on November 15, 2022",
"AK, AZ, KS, IA, MO, NE, OR, WA"
09/12/2022 8-K Investor presentation, Quarterly results
Docs: "Company to Host Conference Call at 9:00 a.m. ET on September 13, 2022",
"AK, AZ, KS, IA, MO, NE, OR, WA"
02/10/2022 8-K Investor presentation, Quarterly results
Docs: "Great Elm Group Reports FISCAL 2022 SECOND QUARTER financial resulTs Company to Host Conference Call at 9:00 a.m. ET on February 11, 2022",
"Presentation"
11/12/2021 8-K Investor presentation, Quarterly results
Docs: "Great Elm Group Reports FISCAL 2022 FIRST QUARTER financial resulTs Company to Host Conference Call at 9:00 a.m. ET on November 12, 2021",
"Presentation"
09/20/2021 8-K Investor presentation
Docs: "Great Elm Group Reports FISCAL 2021 FOURTH quarter AND YEAR END financial resulTs Company to Host Conference Call at 8:30 AM ET on Tuesday, September 21, 2021",
"Presentation"
05/14/2021 8-K Quarterly results
02/16/2021 8-K Investor presentation
Docs: "Great Elm Group, Inc. Reports FISCAL 2021 second quarter financial resulTs Company to Host Quarterly Conference Call at 8:30 AM ET Today",
"Presentation"
12/29/2020 8-K Investor presentation
Docs: "Presentation",
"Certificate of Designation of Series A Preferred Stock of Forest Investments, Inc"

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