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Great Elm Group, Inc.
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 09/27/2023 |
4
| Reese Jason W. (CEO) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Granted 132,850 shares
@ $0 |
|
| 09/27/2023 |
4
| Davis Keri (CFO) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Granted 12,319 shares
@ $0 |
|
| 09/27/2023 |
4
| Kleinman Adam M (President) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Granted 60,386 shares
@ $0 |
|
| 09/27/2023 |
4
| Milz Nichole (COO) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Granted 72,464 shares
@ $0 |
|
| 08/18/2023 |
40-APP
| Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940: |
| 06/08/2023 |
SC 13D/A
| Northern Right Capital Management, L.P. reports a 18.8% stake in Great Elm Group, Inc. |
| 06/07/2023 |
SC 13D/A
| Imperial Capital Asset Management, LLC reports a 27.1% stake in Great Elm Group, Inc. |
| 06/06/2023 |
4
| Northern Right Capital Management, L.P. (10% Owner) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Bought 3,005 shares
@ $2.1034, valued at
$6.3k
Bought 8,850 shares
@ $2.0783, valued at
$18.4k
Bought 2,970 shares
@ $2.1, valued at
$6.2k
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| 06/06/2023 |
4
| Drapkin Matthew A (10% Owner) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Bought 2,578 shares
@ $2.1034, valued at
$5.4k
Bought 427 shares
@ $2.1034, valued at
$898.2
Bought 7,591 shares
@ $2.0783, valued at
$15.8k
Bought 1,259 shares
@ $2.0783, valued at
$2.6k
Bought 2,547 shares
@ $2.1, valued at
$5.3k
Bought 423 shares
@ $2.1, valued at
$888.3 |
|
| 06/06/2023 |
4
| Reese Jason W. (CEO) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Bought 3,005 shares
@ $2.1, valued at
$6.3k
Bought 8,851 shares
@ $2.08, valued at
$18.4k
Bought 2,970 shares
@ $2.1, valued at
$6.2k
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| 05/31/2023 |
4
| Reese Jason W. (10% Owner) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Bought 4,491 shares
@ $2.05, valued at
$9.2k
Bought 4,678 shares
@ $2.06, valued at
$9.6k
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| 05/31/2023 |
4
| Drapkin Matthew A (10% Owner) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Bought 3,852 shares
@ $2.0499, valued at
$7.9k
Bought 639 shares
@ $2.0499, valued at
$1.3k
Bought 4,012 shares
@ $2.0578, valued at
$8.3k
Bought 666 shares
@ $2.0578, valued at
$1.4k
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| 05/31/2023 |
4
| Northern Right Capital Management, L.P. (10% Owner) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Bought 4,491 shares
@ $2.0499, valued at
$9.2k
Bought 4,678 shares
@ $2.0578, valued at
$9.6k
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| 05/23/2023 |
4
| Great Elm Group, Inc. (10% Owner) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Disposed of 37,268 shares
@ $0 |
|
| 05/22/2023 |
4
| Northern Right Capital Management, L.P. (10% Owner) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Bought 50,000 shares
@ $1.97, valued at
$98.5k
Bought 243,991 shares
@ $2.0018, valued at
$488.4k
Bought 2,612 shares
@ $2.06, valued at
$5.4k
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| 05/22/2023 |
4
| Drapkin Matthew A (10% Owner) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Bought 42,887 shares
@ $1.97, valued at
$84.5k
Bought 7,113 shares
@ $1.97, valued at
$14k
Bought 209,280 shares
@ $2.0018, valued at
$418.9k
Bought 34,711 shares
@ $2.0018, valued at
$69.5k
Bought 2,240 shares
@ $2.06, valued at
$4.6k
Bought 372 shares
@ $2.06, valued at
$766.3 |
|
| 05/22/2023 |
4
| Reese Jason W. (CEO) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Bought 50,000 shares
@ $1.97, valued at
$98.5k
Bought 243,990 shares
@ $2, valued at
$488k
Bought 2,613 shares
@ $2.06, valued at
$5.4k
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| 05/15/2023 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...|
Docs:
|
"RECITALS WHEREAS, Executive is currently employed as Chief Financial Officer and Chief Accounting Officer of GEG; WHEREAS, Executive has tendered his resignation effective as of the date hereof from his role as CFO and CAO of GEG and as an officer and director, as applicable, from each subsidiary of GEG; provided, Executive shall remain an active non-executive employee of GEG until the Separation Date ; and WHEREAS, the Company has agreed to accept Executive’s resignation under the terms and conditions set forth in this Agreement in exchange for Executive’s execution of this Agreement, including the general release of claims provided herein. NOW, THEREFORE, for and in consideration of the mutual promises and covenants in this Agreement, and for other good and valuable consideration, the re...",
"c/o Olivia Pine Vice President, HR 3801 PGA Boulevard, Suite 603 Palm Beach Gardens, Florida 33410 Email: [email protected] Fax: 561.214.7998",
"GREAT ELM GROUP, INC. ANNOUNCES CFO TRANSITION" |
|
| 05/05/2023 |
8-K
| Quarterly results|
Docs:
|
"RECITALS WHEREAS, Executive is currently employed as Chief Executive Officer of GEG and the Chief Investment Officer of GECM; WHEREAS, Executive intends to tender his resignation effective May 5, 2023 from his role as CEO and CIO; and WHEREAS, the Company has agreed to accept Executive’s resignation under the terms and conditions set forth in this Agreement in exchange for Executive’s execution of this Agreement, including the general release of claims provided herein. NOW, THEREFORE, for and in consideration of the mutual promises and covenants in this Agreement, and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Parties agree as follows: 1. Resignation. The Parties agree that, except as set forth in paragraph 10 below, this Agr...",
"Consulting Agreement",
"Stock Price Milestone Table Performance Range Stock Price Vesting Triggers 5-Year Annual Stock Price Appreciation Cumulative Number of Shares Subject to Stock-Price Based Option that Will Be Vested Below $4.02 0 Threshold $4.02 15% 400,000 Target $6.00 25% 800,000 Upside $8.00 32% 1,200,000 Stretch $10.00 38% 1,600,000 Outperform $12.00 43% 2,000,000 a. General Terms. The exercise price per share of the Option will be equal to the Reference Price as of the date the Option is granted, as determined by the Compensation Committee when the Option is granted. The Option will be subject to the terms and conditions applicable to options granted under the Plan, as described in the Plan and the applicable Stock Option Agreement. Upon a Change of Control, the Service-Based Vesting Requirement and al...",
"Company to Host Conference Call at 9:00 a.m., ET on May 5, 2023",
"GREAT ELM GROUP, INC. APPOINTS JASON REESE AS CEO" |
|
| 05/05/2023 |
10-Q
| Quarterly Report for the period ended March 31, 2023 |
| 04/05/2023 |
4
| Drapkin Matthew A (10% Owner) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Acquired 21,763 shares
@ $0 |
|
| 03/20/2023 |
4
| Northern Right Capital Management, L.P. (10% Owner) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Bought 23,630 shares
@ $2.3694, valued at
$56k
|
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| 03/20/2023 |
4
| Drapkin Matthew A (10% Owner) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Bought 20,364 shares
@ $2.3694, valued at
$48.3k
Bought 3,266 shares
@ $2.3694, valued at
$7.7k
|
|
| 03/20/2023 |
4
| Reese Jason W. (10% Owner) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Bought 23,638 shares
@ $2.37, valued at
$56k
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| 03/14/2023 |
4
| NRC Partners I, LP (10% Owner) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Disposed of 152,315 shares
@ $0 |
|
| 03/13/2023 |
4
| Northern Right Capital Management, L.P. (10% Owner) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Acquired 152,315 shares
@ $0
Bought 28,613 shares
@ $2.3107, valued at
$66.1k
Bought 16,816 shares
@ $2.2369, valued at
$37.6k
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| 03/13/2023 |
4
| Drapkin Matthew A (10% Owner) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Bought 24,564 shares
@ $2.3107, valued at
$56.8k
Bought 4,049 shares
@ $2.3107, valued at
$9.4k
Bought 14,437 shares
@ $2.2369, valued at
$32.3k
Bought 2,379 shares
@ $2.2369, valued at
$5.3k
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| 03/13/2023 |
4
| Reese Jason W. (10% Owner) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Bought 28,616 shares
@ $2.31, valued at
$66.1k
Bought 16,820 shares
@ $2.24, valued at
$37.7k
|
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| 02/27/2023 |
4
| Northern Right Capital Management, L.P. (10% Owner) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Bought 15,062 shares
@ $2.1499, valued at
$32.4k
Bought 13,276 shares
@ $2.141, valued at
$28.4k
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| 02/24/2023 |
4
| Drapkin Matthew A (10% Owner) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Bought 9,756 shares
@ $2.1499, valued at
$21k
Bought 3,172 shares
@ $2.1499, valued at
$6.8k
Bought 2,134 shares
@ $2.1499, valued at
$4.6k
Bought 8,605 shares
@ $2.141, valued at
$18.4k
Bought 2,795 shares
@ $2.141, valued at
$6k
Bought 1,876 shares
@ $2.141, valued at
$4k
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| 02/24/2023 |
4
| Hugar James H (Director) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Bought 15,000 shares
@ $2.1499, valued at
$32.2k
Bought 800 shares
@ $2.0875, valued at
$1.7k
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| 02/24/2023 |
4
| Reese Jason W. (10% Owner) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Bought 15,138 shares
@ $2.15, valued at
$32.5k
Bought 13,277 shares
@ $2.14, valued at
$28.4k
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| 02/13/2023 |
8-K
| Quarterly results |
| 02/13/2023 |
10-Q
| Quarterly Report for the period ended December 31, 2022 |
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