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Great Elm Group, Inc.
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 05/05/2023 |
8-K
| Quarterly results|
Docs:
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"RECITALS WHEREAS, Executive is currently employed as Chief Executive Officer of GEG and the Chief Investment Officer of GECM; WHEREAS, Executive intends to tender his resignation effective May 5, 2023 from his role as CEO and CIO; and WHEREAS, the Company has agreed to accept Executive’s resignation under the terms and conditions set forth in this Agreement in exchange for Executive’s execution of this Agreement, including the general release of claims provided herein. NOW, THEREFORE, for and in consideration of the mutual promises and covenants in this Agreement, and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Parties agree as follows: 1. Resignation. The Parties agree that, except as set forth in paragraph 10 below, this Agr...",
"Consulting Agreement",
"Stock Price Milestone Table Performance Range Stock Price Vesting Triggers 5-Year Annual Stock Price Appreciation Cumulative Number of Shares Subject to Stock-Price Based Option that Will Be Vested Below $4.02 0 Threshold $4.02 15% 400,000 Target $6.00 25% 800,000 Upside $8.00 32% 1,200,000 Stretch $10.00 38% 1,600,000 Outperform $12.00 43% 2,000,000 a. General Terms. The exercise price per share of the Option will be equal to the Reference Price as of the date the Option is granted, as determined by the Compensation Committee when the Option is granted. The Option will be subject to the terms and conditions applicable to options granted under the Plan, as described in the Plan and the applicable Stock Option Agreement. Upon a Change of Control, the Service-Based Vesting Requirement and al...",
"Company to Host Conference Call at 9:00 a.m., ET on May 5, 2023",
"GREAT ELM GROUP, INC. APPOINTS JASON REESE AS CEO" |
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| 11/15/2022 |
8-K
| Investor presentation, Quarterly results|
Docs:
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"AMENDED AND RESTATED BYLAWS OF GREAT ELM GROUP, INC.",
"Company to Host Conference Call at 9:00 a.m. ET on November 15, 2022",
"AK, AZ, KS, IA, MO, NE, OR, WA" |
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| 09/12/2022 |
8-K
| Investor presentation, Quarterly results |
| 05/05/2022 |
8-K
| Quarterly results |
| 02/10/2022 |
8-K
| Investor presentation, Quarterly results |
| 11/12/2021 |
8-K
| Investor presentation, Quarterly results |
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