| Date Filed | Type | Description |
| 06/17/2020 |
4/A
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 1,580 shares
@ $14.1905, valued at
$22.4k
|
|
| 06/17/2020 |
4/A
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 2,886 shares
@ $14.15, valued at
$40.8k
|
|
| 06/17/2020 |
4/A
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 200 shares
@ $14.15, valued at
$2.8k
|
|
| 06/17/2020 |
4/A
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Gifted 1,066,223 shares
@ $0
Gifted 67,456 shares
@ $0
Sold 200 shares
@ $14.2, valued at
$2.8k
Sold 200 shares
@ $14.2, valued at
$2.8k
|
|
| 06/25/2019 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 1,580 shares
@ $14.1905, valued at
$22.4k
|
|
| 06/20/2019 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 2,886 shares
@ $14.15, valued at
$40.8k
|
|
| 06/19/2019 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 200 shares
@ $14.15, valued at
$2.8k
|
|
| 06/17/2019 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 200 shares
@ $14.2, valued at
$2.8k
Sold 200 shares
@ $14.2, valued at
$2.8k
|
|
| 03/28/2019 |
3
| Sternberg David A (CEO of adviser) has filed a Form 3 on Vivaldi Opportunities Fund |
| 03/28/2019 |
3
| Golden Randal L (CFO of adviser) has filed a Form 3 on Vivaldi Opportunities Fund |
| 03/28/2019 |
4
| PECK MICHAEL P (President) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Bought 1,000 shares
@ $13.74, valued at
$13.7k
|
|
| 03/28/2019 |
3
| Vivaldi Holdings LLC (100% owner of adviser) has filed a Form 3 on Vivaldi Opportunities Fund |
| 03/28/2019 |
3
| Vivaldi Asset Management, LLC (Adviser) has filed a Form 3 on Vivaldi Opportunities Fund |
| 01/08/2019 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 100 shares
@ $14.15, valued at
$1.4k
|
|
| 01/04/2019 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 400 shares
@ $14.145, valued at
$5.7k
|
|
| 01/03/2019 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 2,600 shares
@ $14.2112, valued at
$36.9k
|
|
| 12/26/2018 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 200 shares
@ $14.3, valued at
$2.9k
Sold 1,441 shares
@ $14.457, valued at
$20.8k
|
|
| 12/19/2018 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 700 shares
@ $14.2786, valued at
$10k
Sold 100 shares
@ $14.4, valued at
$1.4k
|
|
| 12/14/2018 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 200 shares
@ $14.55, valued at
$2.9k
|
|
| 12/12/2018 |
3
| Seidenberg Perpetua (Chief Compliance Officer) has filed a Form 3 on Vivaldi Opportunities Fund |
| 12/04/2018 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 100 shares
@ $14.7, valued at
$1.5k
|
|
| 11/28/2018 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 1,000 shares
@ $14.755, valued at
$14.8k
Sold 200 shares
@ $14.7, valued at
$2.9k
|
|
| 11/21/2018 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 1,588 shares
@ $14.7036, valued at
$23.3k
Sold 1,100 shares
@ $14.7, valued at
$16.2k
|
|
| 10/23/2018 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 1 shares
@ $14.95, valued at
$15 |
|
| 10/18/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/16/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/11/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 09/19/2018 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 2,200 shares
@ $15.0227, valued at
$33k
|
|
| 09/14/2018 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 300 shares
@ $15.0367, valued at
$4.5k
Sold 600 shares
@ $15.05, valued at
$9k
|
|
| 08/15/2018 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 300 shares
@ $14.95, valued at
$4.5k
|
|
| 08/14/2018 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 1,500 shares
@ $14.95, valued at
$22.4k
|
|
| 07/12/2018 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 100 shares
@ $15.0975, valued at
$1.5k
|
|
| 07/05/2018 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 100 shares
@ $15.1237, valued at
$1.5k
Sold 900 shares
@ $15.11, valued at
$13.6k
|
|
| 07/02/2018 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 1,000 shares
@ $15, valued at
$15k
Sold 100 shares
@ $15.41, valued at
$1.5k
Sold 1,000 shares
@ $15.1, valued at
$15.1k
|
|
|