| Date Filed | Type | Description |
| 11/01/2021 |
N-8F ORDR
| Form N-8F ORDR - N-8F Order: |
| 10/12/2021 |
N-8F NTC
| Form N-8F NTC - N-8F Notice: |
| 09/13/2021 |
N-8F/A
| Form N-8F/A - Application for Deregistration: [Amend] |
| 07/12/2021 |
N-8F
| Form N-8F - Application for Deregistration: |
| 08/12/2020 |
N-PX
| Form N-PX - Annual Report of proxy voting record of management investment companies: |
| 07/13/2020 |
N-CEN/A
| Form N-CEN/A - Annual Report for Registered Investment Companies: [Amend] |
| 07/10/2020 |
NT N-CEN
| Form NT N-CEN - EDGAR generated form type for late filing of Annual Report for Registered Investment Companies: |
| 07/06/2020 |
N-CSR
| Form N-CSR - Certified Shareholder Report: |
| 06/18/2020 |
SC 13G/A
| ASHER DANIEL reports a 0% stake in Vivaldi Opportunities Fund |
| 06/17/2020 |
4/A
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 1,580 shares
@ $14.1905, valued at
$22.4k
|
|
| 06/17/2020 |
4/A
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 2,886 shares
@ $14.15, valued at
$40.8k
|
|
| 06/17/2020 |
4/A
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 200 shares
@ $14.15, valued at
$2.8k
|
|
| 06/17/2020 |
4/A
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Gifted 1,066,223 shares
@ $0
Gifted 67,456 shares
@ $0
Sold 200 shares
@ $14.2, valued at
$2.8k
Sold 200 shares
@ $14.2, valued at
$2.8k
|
|
| 06/08/2020 |
25-NSE
| Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities: |
| 05/28/2020 |
NPORT-P
| Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public): |
| 05/18/2020 |
8-K
| Resignation/termination of a director |
| 02/24/2020 |
40-17G
| Form 40-17G - Fidelity Bond [Rule 17G-1(g)]: |
| 02/14/2020 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 02/07/2020 |
425
| Form 425 - Prospectuses and communications, business combinations: |
| 02/06/2020 |
425
| Form 425 - Prospectuses and communications, business combinations: |
| 01/28/2020 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
| 01/10/2020 |
AW
| Form AW - Amendment Withdrawal Request: |
| 12/04/2019 |
POS 8C
| Form POS 8C - Post-effective amendments filed by certain investment companies [Section 8(c)]: |
| 12/04/2019 |
N-CSRS
| Form N-CSRS - Certified Shareholder Report, Semi-Annual: |
| 08/29/2019 |
N-PX
| Form N-PX - Annual Report of proxy voting record of management investment companies: |
| 06/25/2019 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 1,580 shares
@ $14.1905, valued at
$22.4k
|
|
| 06/20/2019 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 2,886 shares
@ $14.15, valued at
$40.8k
|
|
| 06/19/2019 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 200 shares
@ $14.15, valued at
$2.8k
|
|
| 06/17/2019 |
4
| ASHER DANIEL (10% Owner) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Sold 200 shares
@ $14.2, valued at
$2.8k
Sold 200 shares
@ $14.2, valued at
$2.8k
|
|
| 06/07/2019 |
N-CSR
| Form N-CSR - Certified Shareholder Report: |
| 04/04/2019 |
SC 13G
| ASHER DANIEL reports a 42.3% stake in Vivaldi Opportunities Fund |
| 03/28/2019 |
3
| Sternberg David A (CEO of adviser) has filed a Form 3 on Vivaldi Opportunities Fund |
| 03/28/2019 |
3
| Golden Randal L (CFO of adviser) has filed a Form 3 on Vivaldi Opportunities Fund |
| 03/28/2019 |
4
| PECK MICHAEL P (President) has filed a Form 4 on Vivaldi Opportunities Fund|
Txns:
| Bought 1,000 shares
@ $13.74, valued at
$13.7k
|
|
|