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CAROLINA FINANCIAL CORP (CARO) Create: Alert

All | News | Filings
Date FiledTypeDescription
02/11/2021 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
05/11/2020 15-12B Form 15-12B - Securities registration termination [Section 12(b)]:
05/07/2020 EFFECT Form EFFECT - Notice of Effectiveness:
05/07/2020 EFFECT Form EFFECT - Notice of Effectiveness:
05/07/2020 EFFECT Form EFFECT - Notice of Effectiveness:
05/07/2020 EFFECT Form EFFECT - Notice of Effectiveness:
05/07/2020 EFFECT Form EFFECT - Notice of Effectiveness:
05/05/2020 4 REXROAD JERRY L (President and CEO) has filed a Form 4 on CAROLINA FINANCIAL CORP
Txns: Exercised 4,449 shares @ $16.56, valued at $73.7k
Paid exercise price by delivering 4,276 shares @ $0
Disposed/sold 4,949 shares @ $0
Disposed/sold 239,803 shares @ $0
Disposed/sold 11,040 shares @ $0
Disposed/sold 78,902 options to buy @ $4.1667, valued at $328.8k
Disposed/sold 24,590 options to buy @ $11.5833, valued at $284.8k
Disposed/sold 16,613 options to buy @ $16.56, valued at $275.1k
Disposed/sold 4,000 options to buy @ $16.83, valued at $67.3k
Disposed/sold 8,441 options to buy @ $30.9, valued at $260.8k
Disposed/sold 4,960 restricted stock units @ $0
05/05/2020 4 Williams Fowler C. (CEO, Crescent Mortgage Company) has filed a Form 4 on CAROLINA FINANCIAL CORP
Txns: Paid exercise price by delivering 1,247 shares @ $32.88, valued at $41k
Exercised 2,321 shares @ $0
Disposed/sold 36,588 shares @ $0
Disposed/sold 828 options to buy @ $30.9, valued at $25.6k
Disposed/sold 3,321 restricted stock units @ $0
05/05/2020 4 GEHMAN WILLIAM A III (Executive VP and CFO) has filed a Form 4 on CAROLINA FINANCIAL CORP
Txns: Paid exercise price by delivering 1,447 shares @ $32.88, valued at $47.6k
Exercised 1,355 shares @ $0
Disposed/sold 43,817 shares @ $0
Disposed/sold 1,000 options to buy @ $16.83, valued at $16.8k
Disposed/sold 1,324 options to buy @ $30.9, valued at $40.9k
Disposed/sold 2,525 restricted stock units @ $0
05/05/2020 4 MORROW DAVID L. (Executive VP and Director) has filed a Form 4 on CAROLINA FINANCIAL CORP
Txns: Paid exercise price by delivering 598 shares @ $28.99, valued at $17.3k
Disposed/sold 1,308 shares @ $0
Disposed/sold 102,509 shares @ $0
Disposed/sold 5,904 shares @ $0
Disposed/sold 26,299 options to buy @ $4.1667, valued at $109.6k
Disposed/sold 14,052 options to buy @ $11.5833, valued at $162.8k
Disposed/sold 9,229 options to buy @ $16.56, valued at $152.8k
Disposed/sold 5,611 options to buy @ $30.9, valued at $173.4k
05/05/2020 4 HUGGINS M. J. III (Executive VP and Secretary) has filed a Form 4 on CAROLINA FINANCIAL CORP
Txns: Paid exercise price by delivering 674 shares @ $28.99, valued at $19.5k
Disposed/sold 1,475 shares @ $0
Disposed/sold 53,507 shares @ $0
Disposed/sold 6,576 options to buy @ $4.1667, valued at $27.4k
Disposed/sold 6,576 options to buy @ $8.54, valued at $56.2k
Disposed/sold 5,621 options to buy @ $11.5833, valued at $65.1k
Disposed/sold 3,584 options to buy @ $16.56, valued at $59.4k
Disposed/sold 2,483 options to buy @ $30.9, valued at $76.7k
Disposed/sold 1,772 restricted stock units @ $0
05/04/2020 POSASR Form POSASR - Post-effective Amendment to an automatic shelf registration statement:
05/04/2020 POS AM Form POS AM - Post-Effective amendments for registration statement:
05/04/2020 POS AM Form POS AM - Post-Effective amendments for registration statement:
05/04/2020 POS AM Form POS AM - Post-Effective amendments for registration statement:
05/04/2020 POS AM Form POS AM - Post-Effective amendments for registration statement:
05/04/2020 POS AM Form POS AM - Post-Effective amendments for registration statement:
05/04/2020 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
05/04/2020 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
05/04/2020 4 Rhyne Johnathan L Jr (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP
Txns: Disposed/sold 47,561 shares @ $0
Disposed/sold 1,248 options to buy @ $7.1, valued at $8.9k
05/04/2020 4 Watts Claudius E. IV (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP
Txns: Disposed/sold 71,143 shares @ $0
05/04/2020 4 PENNEY THOMPSON E. (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP
Txns: Disposed/sold 32,197 shares @ $0
05/04/2020 4 MOISE ROBERT M. (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP
Txns: Disposed/sold 99,070 shares @ $0
Disposed/sold 9,600 shares @ $0
05/04/2020 4 Ladley Beverly B. (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP
Txns: Disposed/sold 1,306 shares @ $0
05/04/2020 4 Isaac Daniel H Jr (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP
Txns: Disposed/sold 79,649 shares @ $0
05/04/2020 4 HOLSCHER FREDERICK N (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP
Txns: Disposed/sold 41,206 shares @ $0
Disposed/sold 19,742 shares @ $0
Disposed/sold 3,966 shares @ $0
05/04/2020 4 GRIFFIN GARY M (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP
Txns: Disposed/sold 12,420 shares @ $0
Disposed/sold 6,248 shares @ $0
Disposed/sold 2,726 shares @ $0
Disposed/sold 868 shares @ $0
05/04/2020 4 CRISP LINDSEY A (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP
Txns: Disposed/sold 1,306 shares @ $0
Disposed/sold 5,418 shares @ $0
Disposed/sold 987 shares @ $0
05/04/2020 4 CLAWSON ROBERT G. JR. (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP
Txns: Disposed/sold 152,687 shares @ $0
Disposed/sold 13,272 shares @ $0
05/04/2020 4 DEAL JEFFERY L. (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP
Txns: Disposed/sold 16,709 shares @ $0
05/04/2020 4 BRANDON W. SCOTT (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP
Txns: Disposed/sold 86,466 shares @ $0
Disposed/sold 21,215 shares @ $0
Disposed/sold 48,932 shares @ $0
05/01/2020 8-K Appointed a new director
05/01/2020 25-NSE Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities:
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