| Date Filed | Type | Description |
| 02/11/2021 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 05/11/2020 |
15-12B
| Form 15-12B - Securities registration termination [Section 12(b)]: |
| 05/07/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 05/07/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 05/07/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 05/07/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 05/07/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 05/05/2020 |
4
| REXROAD JERRY L (President and CEO) has filed a Form 4 on CAROLINA FINANCIAL CORP|
Txns:
| Exercised 4,449 shares
@ $16.56, valued at
$73.7k
Paid exercise price by delivering 4,276 shares
@ $0
Disposed/sold 4,949 shares
@ $0
Disposed/sold 239,803 shares
@ $0
Disposed/sold 11,040 shares
@ $0
Disposed/sold 78,902 options to buy
@ $4.1667, valued at
$328.8k
Disposed/sold 24,590 options to buy
@ $11.5833, valued at
$284.8k
Disposed/sold 16,613 options to buy
@ $16.56, valued at
$275.1k
Disposed/sold 4,000 options to buy
@ $16.83, valued at
$67.3k
Disposed/sold 8,441 options to buy
@ $30.9, valued at
$260.8k
Disposed/sold 4,960 restricted stock units
@ $0 |
|
| 05/05/2020 |
4
| Williams Fowler C. (CEO, Crescent Mortgage Company) has filed a Form 4 on CAROLINA FINANCIAL CORP|
Txns:
| Paid exercise price by delivering 1,247 shares
@ $32.88, valued at
$41k
Exercised 2,321 shares
@ $0
Disposed/sold 36,588 shares
@ $0
Disposed/sold 828 options to buy
@ $30.9, valued at
$25.6k
Disposed/sold 3,321 restricted stock units
@ $0 |
|
| 05/05/2020 |
4
| GEHMAN WILLIAM A III (Executive VP and CFO) has filed a Form 4 on CAROLINA FINANCIAL CORP|
Txns:
| Paid exercise price by delivering 1,447 shares
@ $32.88, valued at
$47.6k
Exercised 1,355 shares
@ $0
Disposed/sold 43,817 shares
@ $0
Disposed/sold 1,000 options to buy
@ $16.83, valued at
$16.8k
Disposed/sold 1,324 options to buy
@ $30.9, valued at
$40.9k
Disposed/sold 2,525 restricted stock units
@ $0 |
|
| 05/05/2020 |
4
| MORROW DAVID L. (Executive VP and Director) has filed a Form 4 on CAROLINA FINANCIAL CORP|
Txns:
| Paid exercise price by delivering 598 shares
@ $28.99, valued at
$17.3k
Disposed/sold 1,308 shares
@ $0
Disposed/sold 102,509 shares
@ $0
Disposed/sold 5,904 shares
@ $0
Disposed/sold 26,299 options to buy
@ $4.1667, valued at
$109.6k
Disposed/sold 14,052 options to buy
@ $11.5833, valued at
$162.8k
Disposed/sold 9,229 options to buy
@ $16.56, valued at
$152.8k
Disposed/sold 5,611 options to buy
@ $30.9, valued at
$173.4k
|
|
| 05/05/2020 |
4
| HUGGINS M. J. III (Executive VP and Secretary) has filed a Form 4 on CAROLINA FINANCIAL CORP|
Txns:
| Paid exercise price by delivering 674 shares
@ $28.99, valued at
$19.5k
Disposed/sold 1,475 shares
@ $0
Disposed/sold 53,507 shares
@ $0
Disposed/sold 6,576 options to buy
@ $4.1667, valued at
$27.4k
Disposed/sold 6,576 options to buy
@ $8.54, valued at
$56.2k
Disposed/sold 5,621 options to buy
@ $11.5833, valued at
$65.1k
Disposed/sold 3,584 options to buy
@ $16.56, valued at
$59.4k
Disposed/sold 2,483 options to buy
@ $30.9, valued at
$76.7k
Disposed/sold 1,772 restricted stock units
@ $0 |
|
| 05/04/2020 |
POSASR
| Form POSASR - Post-effective Amendment to an automatic shelf registration statement: |
| 05/04/2020 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 05/04/2020 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 05/04/2020 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 05/04/2020 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 05/04/2020 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 05/04/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 05/04/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 05/04/2020 |
4
| Rhyne Johnathan L Jr (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP|
Txns:
| Disposed/sold 47,561 shares
@ $0
Disposed/sold 1,248 options to buy
@ $7.1, valued at
$8.9k
|
|
| 05/04/2020 |
4
| Watts Claudius E. IV (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP|
Txns:
| Disposed/sold 71,143 shares
@ $0 |
|
| 05/04/2020 |
4
| PENNEY THOMPSON E. (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP|
Txns:
| Disposed/sold 32,197 shares
@ $0 |
|
| 05/04/2020 |
4
| MOISE ROBERT M. (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP|
Txns:
| Disposed/sold 99,070 shares
@ $0
Disposed/sold 9,600 shares
@ $0 |
|
| 05/04/2020 |
4
| Ladley Beverly B. (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP|
Txns:
| Disposed/sold 1,306 shares
@ $0 |
|
| 05/04/2020 |
4
| Isaac Daniel H Jr (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP|
Txns:
| Disposed/sold 79,649 shares
@ $0 |
|
| 05/04/2020 |
4
| HOLSCHER FREDERICK N (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP|
Txns:
| Disposed/sold 41,206 shares
@ $0
Disposed/sold 19,742 shares
@ $0
Disposed/sold 3,966 shares
@ $0 |
|
| 05/04/2020 |
4
| GRIFFIN GARY M (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP|
Txns:
| Disposed/sold 12,420 shares
@ $0
Disposed/sold 6,248 shares
@ $0
Disposed/sold 2,726 shares
@ $0
Disposed/sold 868 shares
@ $0 |
|
| 05/04/2020 |
4
| CRISP LINDSEY A (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP|
Txns:
| Disposed/sold 1,306 shares
@ $0
Disposed/sold 5,418 shares
@ $0
Disposed/sold 987 shares
@ $0 |
|
| 05/04/2020 |
4
| CLAWSON ROBERT G. JR. (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP|
Txns:
| Disposed/sold 152,687 shares
@ $0
Disposed/sold 13,272 shares
@ $0 |
|
| 05/04/2020 |
4
| DEAL JEFFERY L. (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP|
Txns:
| Disposed/sold 16,709 shares
@ $0 |
|
| 05/04/2020 |
4
| BRANDON W. SCOTT (Director) has filed a Form 4 on CAROLINA FINANCIAL CORP|
Txns:
| Disposed/sold 86,466 shares
@ $0
Disposed/sold 21,215 shares
@ $0
Disposed/sold 48,932 shares
@ $0 |
|
| 05/01/2020 |
8-K
| Appointed a new director |
| 05/01/2020 |
25-NSE
| Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities: |
|