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ArrowMark Financial Corp. (BANX) Create: Alert

All | News | Filings
Date FiledTypeDescription
10/12/2023 497AD Form 497AD - Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]:
08/25/2023 N-CSRS Form N-CSRS - Certified Shareholder Report, Semi-Annual:
08/18/2023 NPORT-P Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public):
05/05/2023 DEF 14A Form DEF 14A - Other definitive proxy statements:
03/15/2023 N-CEN Form N-CEN - Annual Report for Registered Investment Companies:
03/01/2023 NPORT-P Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public):
02/14/2023 SC 13G/A ArrowMark Colorado Holdings LLC reports a 7.1% stake in StoneCastle Financial Corp.
11/22/2022 NPORT-P Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public):
11/09/2022 8-K Quarterly results
10/31/2022 497AD Form 497AD - Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]:
10/24/2022 40-17G Form 40-17G - Fidelity Bond [Rule 17G-1(g)]:
08/26/2022 NPORT-P Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public):
08/08/2022 N-PX Form N-PX - Annual Report of proxy voting record of management investment companies:
08/04/2022 N-CSRS Form N-CSRS - Certified Shareholder Report, Semi-Annual:
08/04/2022 8-K Quarterly results
Docs: "ArrowMark Financial Corp. Reports Second Quarter 2022 Results DENVER, August 4, 2022– ArrowMark Financial Corp. , an investment company registered with the Securities and Exchange Commission , today announced results for the second fiscal quarter ended June 30, 2022. Second Quarter 2022 Investment Highlights:"
06/16/2022 8-K Quarterly results
06/03/2022 8-K Quarterly results
05/12/2022 NPORT-P Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public):
05/12/2022 8-K Quarterly results
05/06/2022 DEF 14A Form DEF 14A - Other definitive proxy statements:
04/08/2022 PRE 14A Form PRE 14A - Other preliminary proxy statements:
03/25/2022 424B3 Form 424B3 - Prospectus [Rule 424(b)(3)]:
03/15/2022 N-CEN Form N-CEN - Annual Report for Registered Investment Companies:
03/01/2022 N-CSR/A Form N-CSR/A - Certified Shareholder Report: [Amend]
02/28/2022 N-CSR Form N-CSR - Certified Shareholder Report:
02/28/2022 8-K Quarterly results
Docs: "ArrowMark Financial Corp. Reports Fourth Quarter 2021 Results DENVER, February 28, 2022– ArrowMark Financial Corp. , an investment company registered with the Securities and Exchange Commission , today announced results for the fourth fiscal quarter ended December 31, 2021. Fourth Quarter 2021 Investment Highlights:"
02/28/2022 NPORT-P Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public):
02/14/2022 SC 13G ArrowMark Colorado Holdings LLC reports a 7.1% stake in StoneCastle Financial Corp.
02/14/2022 SC 13G/A PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. reports a 5% stake in StoneCastle Financial Corp
11/10/2021 8-K Quarterly results
Docs: "StoneCastle Financial Corp. Reports Third Quarter 2021 Results DENVER, November 10, 2021– StoneCastle Financial Corp. , an investment company registered with the Securities and Exchange Commission , today announced results for the third fiscal quarter ended September 30, 2021. Third Quarter 2021 Investment Highlights: · Invested approximately $20.9 million in six investments · Realized proceeds of approximately $5.0 million from the partial sale of one investment · Realized proceeds from paydowns and partial paydowns of $4.4 million from six investments A complete listing of investments as of the end of the quarter can be found on the Company’ s website at www.stonecastle-financial.com. Subsequent to the end of the quarter, the Company invested approximately $11.4 million in two investment..."
11/10/2021 NPORT-P Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public):
10/21/2021 8-K Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits
Docs: "Opinion of Troutman Pepper Hamilton Sanders LLP",
"Agreement, by and among StoneCastle Financial Corp. and the investors named therein",
"Consent of Troutman Pepper Hamilton Sanders LLP",
"StoneCastle Financial Corp. Announces At-the-Market Offering"
10/04/2021 40-17G Form 40-17G - Fidelity Bond [Rule 17G-1(g)]:
08/30/2021 NPORT-P Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public):
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