| Date Filed | Type | Description |
| 10/12/2023 |
497AD
| Form 497AD - Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]: |
| 10/11/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/25/2023 |
N-CSRS
| Form N-CSRS - Certified Shareholder Report, Semi-Annual: |
| 08/18/2023 |
NPORT-P
| Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public): |
| 05/08/2023 |
4
| Arnold Guy M (Director) has filed a Form 4 on ArrowMark Financial Corp.|
Txns:
| Bought 3,000 shares
@ $14.9899, valued at
$45k
|
|
| 05/08/2023 |
4
| Bhonsle Sanjai (CEO) has filed a Form 4 on ArrowMark Financial Corp.|
Txns:
| Bought 2,000 shares
@ $14.28, valued at
$28.6k
|
|
| 05/08/2023 |
4
| Staggs Dana (President) has filed a Form 4 on ArrowMark Financial Corp.|
Txns:
| Bought 2,000 shares
@ $15.025, valued at
$30.1k
|
|
| 05/08/2023 |
4
| Stolper Michael (Director) has filed a Form 4 on ArrowMark Financial Corp.|
Txns:
| Bought 1,000 shares
@ $14.463, valued at
$14.5k
|
|
| 05/08/2023 |
4
| FARRELL PATRICK JOSEPH (CFO) has filed a Form 4 on ArrowMark Financial Corp.|
Txns:
| Bought 700 shares
@ $15.79, valued at
$11.1k
|
|
| 05/05/2023 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
| 05/05/2023 |
4
| Grove Richard Allen (Chief Compliance Officer) has filed a Form 4 on ArrowMark Financial Corp.|
Txns:
| Bought 1,000 shares
@ $14.5791, valued at
$14.6k
|
|
| 03/17/2023 |
4
| FARRELL PATRICK JOSEPH (CFO) has filed a Form 4 on ArrowMark Financial Corp.|
Txns:
| Bought 200 shares
@ $17.45, valued at
$3.5k
|
|
| 03/15/2023 |
4
| Staggs Dana (President) has filed a Form 4 on ArrowMark Financial Corp.|
Txns:
| Bought 1,000 shares
@ $17.43, valued at
$17.4k
|
|
| 03/15/2023 |
4
| Bhonsle Sanjai (CEO) has filed a Form 4 on ArrowMark Financial Corp.|
Txns:
| Bought 1,000 shares
@ $17.745, valued at
$17.7k
|
|
| 03/15/2023 |
N-CEN
| Form N-CEN - Annual Report for Registered Investment Companies: |
| 03/01/2023 |
NPORT-P
| Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public): |
| 02/14/2023 |
SC 13G/A
| ArrowMark Colorado Holdings LLC reports a 7.1% stake in StoneCastle Financial Corp. |
| 12/08/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/22/2022 |
NPORT-P
| Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public): |
| 11/09/2022 |
8-K
| Quarterly results |
| 10/31/2022 |
497AD
| Form 497AD - Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]: |
| 10/24/2022 |
40-17G
| Form 40-17G - Fidelity Bond [Rule 17G-1(g)]: |
| 08/26/2022 |
NPORT-P
| Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public): |
| 08/16/2022 |
4
| FARRELL PATRICK JOSEPH (CFO) has filed a Form 4 on ArrowMark Financial Corp.|
Txns:
| Bought 1,000 shares
@ $18.49, valued at
$18.5k
|
|
| 08/16/2022 |
4
| Emrich John Scott (Director) has filed a Form 4 on ArrowMark Financial Corp.|
Txns:
| Sold 475 shares
@ $19.069, valued at
$9.1k
|
|
| 08/09/2022 |
4
| Bhonsle Sanjai (CEO) has filed a Form 4 on ArrowMark Financial Corp.|
Txns:
| Bought 1,000 shares
@ $21.6167, valued at
$21.6k
Bought 500 shares
@ $19.5, valued at
$9.8k
Bought 500 shares
@ $19.14, valued at
$9.6k
Bought 2,000 shares
@ $18.2417, valued at
$36.5k
|
|
| 08/08/2022 |
4
| Grove Richard Allen (Chief Compliance Officer) has filed a Form 4 on ArrowMark Financial Corp.|
Txns:
| Bought 500 shares
@ $18.26, valued at
$9.1k
|
|
| 08/08/2022 |
N-PX
| Form N-PX - Annual Report of proxy voting record of management investment companies: |
| 08/04/2022 |
N-CSRS
| Form N-CSRS - Certified Shareholder Report, Semi-Annual: |
| 08/04/2022 |
8-K
| Quarterly results |
| 06/22/2022 |
4
| Stolper Michael (Director) has filed a Form 4 on ArrowMark Financial Corp.|
Txns:
| Bought 500 shares
@ $18.3834, valued at
$9.2k
|
|
| 06/17/2022 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 06/16/2022 |
8-K
| Quarterly results |
| 06/03/2022 |
8-K
| Quarterly results |
|