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RCS Capital Corp (RCAP)
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 12/28/2015 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 12/28/2015 |
4
| BROWN JEFFREY J (Director) has filed a Form 4 on RCS Capital Corp|
Txns:
| Disposed/sold 3,791 shares
@ $11.21, valued at
$42.5k
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| 12/28/2015 |
4
| Wood Howell D (Director) has filed a Form 4 on RCS Capital Corp|
Txns:
| Disposed/sold 3,791 shares
@ $11.21, valued at
$42.5k
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| 12/28/2015 |
4
| AUERBACH MARK (Director) has filed a Form 4 on RCS Capital Corp|
Txns:
| Disposed/sold 4,424 shares
@ $11.3, valued at
$50k
Disposed/sold 6,637 shares
@ $11.3, valued at
$75k
Disposed/sold 1,070 shares
@ $11.21, valued at
$12k
Disposed/sold 3,791 shares
@ $11.21, valued at
$42.5k
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| 11/17/2015 |
4
| KAHANE WILLIAM M (10% Owner) has filed a Form 4 on RCS Capital Corp|
Txns:
| Acquired 1,000,000 convertible preferred
@ $0 |
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| 11/17/2015 |
4
| SCHORSCH NICHOLAS S (10% Owner) has filed a Form 4 on RCS Capital Corp|
Txns:
| Acquired 1,000,000 convertible preferred
@ $0 |
|
| 10/16/2015 |
4
| SCHORSCH NICHOLAS S (10% Owner) has filed a Form 4 on RCS Capital Corp|
Txns:
| Acquired 898,372 shares
@ $0 |
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| 10/09/2015 |
4
| Luxor Capital Group, LP (10% Owner) has filed a Form 4 on RCS Capital Corp|
Txns:
| Acquired 825,324 shares
@ $0
Acquired 1,035,971 shares
@ $0
Acquired 77,122 shares
@ $0
Acquired 218,705 shares
@ $0
Acquired 82,878 shares
@ $0 |
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| 09/17/2015 |
4
| NYGAARD BRIAN L (Former EVP and COO) has filed a Form 4 on RCS Capital Corp |
| 09/17/2015 |
4
| ROTH R LAWRENCE (Former Director) has filed a Form 4 on RCS Capital Corp |
| 09/17/2015 |
4
| Budko Peter M (Former Director) has filed a Form 4 on RCS Capital Corp |
| 08/28/2015 |
4
| KAHANE WILLIAM M (10% Owner) has filed a Form 4 on RCS Capital Corp|
Txns:
| Granted 352,728 shares
@ $0 |
|
| 08/28/2015 |
4
| AUERBACH MARK (Director) has filed a Form 4 on RCS Capital Corp|
Txns:
| Granted 99,206 shares
@ $2.52, valued at
$250k
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| 08/28/2015 |
4
| Wood Howell D (Director) has filed a Form 4 on RCS Capital Corp|
Txns:
| Granted 15,873 shares
@ $2.52, valued at
$40k
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| 08/28/2015 |
4
| McMillen Charles Thomas (Director) has filed a Form 4 on RCS Capital Corp|
Txns:
| Granted 15,873 shares
@ $2.52, valued at
$40k
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|
| 08/28/2015 |
4
| BROWN JEFFREY J (Director) has filed a Form 4 on RCS Capital Corp|
Txns:
| Granted 15,873 shares
@ $2.52, valued at
$40k
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|
| 08/21/2015 |
4
| Luxor Capital Group, LP (10% Owner) has filed a Form 4 on RCS Capital Corp|
Txns:
| Acquired 278,320 options to buy
@ $25, valued at
$7M
Acquired 204,360 options to buy
@ $25, valued at
$5.1M
Acquired 17,320 options to buy
@ $25, valued at
$433k
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| 08/18/2015 |
4
| SCHORSCH NICHOLAS S (10% Owner) has filed a Form 4 on RCS Capital Corp|
Txns:
| Granted 760,000 shares
@ $0 |
|
| 08/14/2015 |
4
| Budko Peter M (Director) has filed a Form 4 on RCS Capital Corp|
Txns:
| Granted 427,873 shares
@ $0 |
|
| 08/14/2015 |
4
| Weil Edward M Jr. (CEO) has filed a Form 4 on RCS Capital Corp|
Txns:
| Granted 91,340 shares
@ $0 |
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| 08/12/2015 |
4
| Weil Edward M Jr. (CEO) has filed a Form 4 on RCS Capital Corp|
Txns:
| Bought 50,000 shares
@ $2.297, valued at
$114.9k
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|
| 08/10/2015 |
4
| Luxor Capital Group, LP (10% Owner) has filed a Form 4 on RCS Capital Corp|
Txns:
| Acquired 280,021 shares
@ $0
Acquired 351,490 shares
@ $0
Acquired 26,166 shares
@ $0
Acquired 74,203 shares
@ $0
Acquired 28,120 shares
@ $0 |
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| 05/01/2015 |
4/A
| Jones Brian D (See remarks) has filed a Form 4 on RCS Capital Corp|
Txns:
| Granted 390,585 shares
@ $0 |
|
| 04/29/2015 |
4
| NYGAARD BRIAN L (COO) has filed a Form 4 on RCS Capital Corp|
Txns:
| Granted 6,438 shares
@ $11.6492, valued at
$75k
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| 04/29/2015 |
4
| Jones Brian D (CFO & Ass. Secretary) has filed a Form 4 on RCS Capital Corp|
Txns:
| Granted 110,671 shares
@ $27.1074, valued at
$3M
Paid exercise price by delivering 15,553 shares
@ $11.07, valued at
$172.2k
Bought 390,585 shares
@ $11.6492, valued at
$4.6M
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| 04/02/2015 |
4
| Luxor Capital Group, LP (10% Owner) has filed a Form 4 on RCS Capital Corp|
Txns:
| Sold 92,100 shares
@ $10.7868, valued at
$993.5k
Sold 30,600 shares
@ $10.7474, valued at
$328.9k
Sold 20,300 shares
@ $10.425, valued at
$211.6k
Sold 300 shares
@ $10.8367, valued at
$3.3k
Sold 57,280 shares
@ $10.5292, valued at
$603.1k
Sold 32,300 shares
@ $10.7868, valued at
$348.4k
Sold 10,710 shares
@ $10.7474, valued at
$115.1k
Sold 7,100 shares
@ $10.425, valued at
$74k
Sold 100 shares
@ $10.8367, valued at
$1.1k
Sold 20,175 shares
@ $10.5292, valued at
$212.4k
Sold 85,300 shares
@ $10.7868, valued at
$920.1k
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| 01/20/2015 |
4
| BROWN JEFFREY J (Director) has filed a Form 4 on RCS Capital Corp|
Txns:
| Granted 3,791 shares
@ $11.21, valued at
$42.5k
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|
| 01/20/2015 |
4
| Wood Howell D (Director) has filed a Form 4 on RCS Capital Corp|
Txns:
| Granted 3,791 shares
@ $11.21, valued at
$42.5k
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|
| 01/20/2015 |
4
| McMillen Charles Thomas (Director) has filed a Form 4 on RCS Capital Corp|
Txns:
| Granted 3,791 shares
@ $11.21, valued at
$42.5k
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| 01/20/2015 |
4
| AUERBACH MARK (Director) has filed a Form 4 on RCS Capital Corp|
Txns:
| Granted 4,424 shares
@ $11.3, valued at
$50k
Granted 6,637 shares
@ $11.3, valued at
$75k
Granted 1,070 shares
@ $11.21, valued at
$12k
Granted 3,791 shares
@ $11.21, valued at
$42.5k
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| 01/05/2015 |
4
| Budko Peter M (Director) has filed a Form 4 on RCS Capital Corp|
Txns:
| Exercised 50,995 options to buy
@ $0 |
|
| 01/05/2015 |
4
| SCHORSCH NICHOLAS S (10% Owner) has filed a Form 4 on RCS Capital Corp|
Txns:
| Exercised 197,638 options to buy
@ $0 |
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| 01/05/2015 |
4
| BLOCK BRIAN S (Former officer and director) has filed a Form 4 on RCS Capital Corp|
Txns:
| Exercised 9,360 options to buy
@ $0 |
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| 01/05/2015 |
4
| Weil Edward M Jr. (CEO) has filed a Form 4 on RCS Capital Corp|
Txns:
| Exercised 10,914 options to buy
@ $0 |
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