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RAND CAPITAL CORP (RAND) Create: Alert

All | News | Filings
Date FiledTypeDescription
08/07/2023 40-17G Form 40-17G - Fidelity Bond [Rule 17G-1(g)]:
08/04/2023 10-Q Quarterly Report for the period ended June 30, 2023
08/04/2023 8-K Quarterly results
Docs: "Rand Capital Reports 34% Increase in Total Investment Income for Second Quarter 2023"
06/30/2023 40-17F2 Form 40-17F2 - Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]:
05/09/2023 10-Q Quarterly Report for the period ended March 31, 2023
05/09/2023 8-K Quarterly results
Docs: "Total investment income increased 65% to $1.85 million for the quarter compared with the first quarter last year driven by strong growth in interest, dividend and fee income"
04/20/2023 8-K Quarterly results
03/17/2023 ARS Form ARS - Annual Report to Security Holders:
03/17/2023 DEF 14A Form DEF 14A - Other definitive proxy statements:
03/16/2023 40-17F2 Form 40-17F2 - Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]:
03/10/2023 10-K Annual Report for the period ended December 31, 2022
03/10/2023 8-K Quarterly results
Docs: "Advanced portfolio transformation: Total investment income increased 40% to $1.7 million in the fourth quarter; Full year 2022 grew 41% to $5.8 million"
12/07/2022 40-17F2 Form 40-17F2 - Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]:
11/07/2022 10-Q Quarterly Report for the period ended September 30, 2022
08/15/2022 40-17F2 Form 40-17F2 - Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]:
08/08/2022 10-Q Quarterly Report for the period ended June 30, 2022
08/04/2022 40-APP/A Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
08/03/2022 40-17G Form 40-17G - Fidelity Bond [Rule 17G-1(g)]:
06/27/2022 8-K Quarterly results
06/13/2022 40-APP Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
05/09/2022 10-Q Quarterly Report for the period ended March 31, 2022
04/22/2022 8-K Submission of Matters to a Vote of Security Holders
04/01/2022 40-17F2 Form 40-17F2 - Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]:
03/17/2022 DEF 14A Form DEF 14A - Other definitive proxy statements:
03/08/2022 10-K Annual Report for the period ended December 31, 2021
12/30/2021 8-K Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Other Events, Financial State...
Docs: "Agreement and Plan of Merger, by and between Rand Capital Sub, Inc. and Rand Capital Sub LLC"
11/24/2021 40-17F2 Form 40-17F2 - Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]:
11/12/2021 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits
Docs: "Restated Certificate of Incorporation, filed November 10, 2021",
"Amended and Restated Bylaws, effective November 8, 2021"
11/05/2021 10-Q Quarterly Report for the period ended September 30, 2021
11/03/2021 8-K Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arran...
10/25/2021 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Rand Capital Corporation Announces Leadership Transition and Changes to the Board of Directors"
09/01/2021 40-17F2 Form 40-17F2 - Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]:
08/10/2021 40-17G Form 40-17G - Fidelity Bond [Rule 17G-1(g)]:
08/09/2021 10-Q Quarterly Report for the period ended June 30, 2021
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